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SANDERS v. STATE

Supreme Court of Arkansas — Opinion delivered July 4, 1927 — Appeal from Saline Circuit Court; T. E. Toler, Judge.

Factual and Procedural Background

Appellant was tried on an indictment for rape in the Saline Circuit Court and convicted instead of the lesser offense of carnal abuse. He appealed, assigning as error: (1) insufficiency of the evidence to support the verdict; (2) refusal to exclude the testimony of the prosecuting witness on the ground of incompetency (her alleged lack of understanding of the oath); (3) the giving of instruction No. 9 (relating to rape); and (4) permitting prejudicial remarks by the prosecuting attorney during closing argument. The prosecuting witness was a girl more than 14 years of age. The trial judge's judgment was reversed by the Supreme Court of Arkansas and the cause remanded for a new trial.

Counsel of record in the opinion: Brouse McDaniel for appellant; H. W. Applegate, Attorney General, and John L. Carter, Assistant, for appellee.

Legal Issues Presented

  1. Whether the evidence was sufficient to support the jury's verdict convicting the defendant of carnal abuse when tried on an indictment for rape.
  2. Whether the prosecuting witness (a girl over 14 years old) was incompetent to testify because she did not understand the obligations of an oath, and whether the trial court erred in refusing to exclude her testimony when the objection was made after her testimony and after cross-examination.
  3. Whether the giving of instruction No. 9 as to the offense of rape constituted reversible error when the jury acquitted on rape and convicted on the lesser offense of carnal abuse.
  4. Whether prejudicial remarks by the prosecuting attorney in closing argument (including assertions about an excluded note and alleged planning by the victim's mother) were sufficiently harmful to require reversal despite a general instruction that jury should not consider unsupported argument.

Arguments of the Parties

Appellant's Arguments

  • The evidence was insufficient to sustain a conviction of carnal abuse.
  • The trial court erred in not excluding the prosecuting witness's testimony because she lacked the comprehension required to be competent to testify (did not understand obligations of an oath).
  • Instruction No. 9 (regarding rape) was erroneous and prejudicial.
  • The prosecuting attorney made unwarranted and prejudicial remarks in closing argument that prejudiced the defendant's right to a fair trial.

Prosecuting Attorney's (Appellee's) Position as Reflected in Argument

  • The prosecuting attorney argued (quoting the record) regarding a written note the court excluded: that the note would have shown planning by the victim's mother to have a third person ("Coon Young") present in the car on the night of the alleged offense, suggesting the mother engineered testimony and that the excluded evidence would "stick" the defendants.
  • The prosecuting attorney asserted his belief that the named third person was not present and argued that the defense had acted to prevent that evidence from coming before the jury, characterizing the mother's conduct negatively.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Flanagin v. State, 25 Ark. 92; 28 R.C.L. 450, par. 37 Presumption that a girl of 14 years has common discretion and understanding; timeliness of objection to competency of witness. Used to support that the prosecuting witness (over 14) is presumed competent and that an objection made only after all testimony and cross-examination was untimely and waived.
Crosby v. State, 93 Ark. 158, 124 S.W. 781, 137 Am. St. Rep. 80 Discretion of trial judge in determining competency of child witness; appellate review limited absent clear abuse. Invoked to hold that competency determinations rest largely in the trial court's discretion and are not reviewable absent clear abuse or manifest error.
Wakin v. Wakin, 119 Ark. 514, 180 S.W. 471 Same principle as Crosby regarding judicial discretion over witness competency. Applied to reinforce that the trial judge's competency ruling will not be disturbed on appeal without clear abuse.
James v. State, 161 Ark. 389, 256 S.W. 372 Errors in instructions on a greater offense may be harmless when jury convicts of a lesser included offense where elements (e.g., resistance, outcry) are not involved. Applied to conclude that error in instruction on rape was harmless because the jury acquitted on rape and convicted on carnal abuse, a lesser offense not involving resistance/outcry questions.
Hays v. State, 169 Ark. 1175, 278 S.W. 15 Prosecutor's improper argument can be prejudicial and a general instruction may not cure harm if the improper argument is not withdrawn or the jury specially admonished. Relied upon to determine that the prosecuting attorney's remarks were unwarranted and prejudicial and that the court's general instruction did not remove the prejudice.
Hughes v. State, 164 Ark. 621, 243 S.W. 70 Similar proposition concerning the prejudicial effect of prosecutorial argument and insufficiency of a general curative instruction where improper argument was allowed. Cited in support of the conclusion that the prosecuting attorney's statements required reversal because the jury was not properly admonished to disregard them after they were made.

Court's Reasoning and Analysis

The court first stated it was unnecessary to recite testimony at length and, after careful consideration, concluded the jury was warranted in finding the defendant had carnal knowledge of the girl under the age of consent; therefore the verdict will not be disturbed on sufficiency grounds.

On the competency issue, the court reasoned: (1) the prosecuting witness was over 14 and therefore presumed to have common discretion and understanding; (2) no objection to her competency was made until after her testimony was completed and after a rigid cross-examination, rendering the objection untimely and waived; and (3) in any event, competency of a child witness is largely within the trial judge's discretion, and absent clear abuse or manifest error that discretion will not be reviewed. The court cited Flanagin v. State, Crosby v. State, and Wakin v. Wakin to support these propositions.

Regarding instruction No. 9 (concerning rape), the court concluded that any error in that instruction was harmless because the jury acquitted the defendant of rape and convicted him of the lesser offense of carnal abuse, in which questions of resistance and outcry (relevant to rape) were not involved; James v. State was cited for this rule.

On the prosecutorial argument, the court analyzed the record language of the prosecutor's closing remarks concerning an excluded note and allegations about the victim's mother's intent and actions. The court found that the prosecutor's emphatic assertions (including that a named third person "was not there" and that the defense suppressed evidence that would "stick them") were unwarranted and necessarily prejudicial. Although the trial court gave a general instruction that argument not supported by law and testimony should not influence the jury, the court held that this general instruction could not cure the prejudice because the improper argument had been permitted over objection, was not withdrawn, and the jury was not specially admonished to disregard it. The court relied on Hays v. State and Hughes v. State to conclude the remarks required reversal.

Holding and Implications

Holding: The judgment of conviction was REVERSED and the cause was remanded for a new trial.

Implications: The direct effect is that the defendant's conviction for carnal abuse is vacated and a new trial is ordered. The court affirmed that (1) a witness over 14 is presumed competent and objections to competency made only after testimony and cross-examination may be untimely, (2) trial judges have broad discretion in competency determinations not to be overturned absent clear abuse, (3) error in instructions on a greater offense can be harmless when a conviction of a lesser included offense is returned, and (4) prejudicial prosecutorial argument cannot be cured by a mere general instruction where the argument was allowed, not withdrawn, and the jury not specifically admonished. The opinion did not purport to establish a new rule of law beyond applying existing precedents to the facts of this case.

SANDERS v. STATE

1. WITNESSES — AGE OF INFANT. — A girl 14 years old is presumed to have common discretion and understanding, and an objection to her competency to testify was properly overruled after her testimony was concluded and a rigid cross-examination made. 2. WITNESSES — COMPETENCY — DISCRETION OF COURT. — The question of the competency of a child as a witness is addressed largely to the discretion of the trial judge, and his discretion is not reviewable in the absence of clear abuse or manifest error. 3. CRIMINAL LAW — HARMLESS ERROR. — In a prosecution for rape, error in an instruction as to rape was harmless where the jury convicted defendant of the offense of carnal abuse. 4. CRIMINAL LAW — IMPROPER ARGUMENT OF PROSECUTING ATTORNEY. — In a prosecution for rape, the error of a statement of the prosecuting attorney that a letter which was excluded would "stick" defendant was not cured by a general instruction that the jury should not allow argument to influence them unless supported by law and testimony.

KIRBY, J.

Appellant prosecutes this appeal from a judgment of conviction against him of carnal abuse upon his trial upon an indictment for rape. He urges that the evidence is not sufficient to support the verdict; that the court erred in not withdrawing from the jury the testimony of the prosecuting witness for incompetency, she being incompetent to testify; in the giving of instruction No. 9, and in permitting the unwarranted and prejudicial remarks of the prosecuting attorney in his closing argument.

We do not regard it necessary to set out the testimony at length, but it will suffice to say that, after a careful consideration of the evidence, we think the jury was warranted in finding that the defendant had carnal knowledge of the girl, under the age of consent, and its verdict will not be disturbed on that ground.

No error was committed in refusing to exclude the testimony of the prosecuting witness on the ground that she did not know and understand the obligations of an oath. She was over 14 years of age, and presumed to have common discretion and understanding, and, no objection having been made to her examination on the ground of incompetency to testify until after her testimony was all introduced and a rigid cross-examination made, the right to have the testimony excluded was waived, the objection being untimely. Flanagin v. State, 25 Ark. 92, 28 R.C.L. 450, par. 37.

Then, too, the question of the witness' competency was addressed largely to the discretion of the trial judge, and, in the absence of clear abuse or manifest error, the judicial discretion is not reviewable. Crosby v. State, 93 Ark. 158, 124 S.W. 781, 137 Am. St. Rep. 80, and Wakin v. Wakin, 119 Ark. 514, 180 S.W. 471.

Neither can appellant complain of the error in the giving of instruction number 9, relative to the offense of rape, since the jury acquitted him of that crime and convicted him of the lesser offense of carnal abuse, in which the questions of resistance and outcry of the female are not involved, and any error committed in the giving of said instruction was harmless. James v. State, 161 Ark. 389, 256 S.W. 372.

The court has concluded, however, that error was committed in permitting the remarks of the prosecuting attorney complained of in the closing argument. The record recites: "This note we were not permitted to introduce in evidence to show you what was in the note, I wish we could have; I believe at the time she went to Little Rock and got these witnesses and wrote this note they were laying plans to have Coon Young present and in the car on that night that this heinous crime was committed. Coon Young was not there, I know he was not there, you know he was not there. They knew this was the evidence that would stick them, and they did not want it before you. They have done everything in their power to prevent justice being done. That is the kind of a mother this is."

Much of the testimony was directed to proving that Coon Young came to the dance in the car with defendant, the girls and their mother, contradicting the testimony of the prosecuting witness and her little sister, that he did not come to the dance, nor ride in the car with them; notwithstanding the mother of the girls had also testified that he did accompany them to the dance and took the two little girls out of the car and into the dance hall, leaving her and the defendant in the car a few minutes until they could follow.

It was shown that the mother had written a note to the girl which the court would not permit introduced in testimony, and the majority think that the argument and comments of the prosecuting attorney upon the fact, with the statement of his belief that the mother had come to Little Rock and got witnesses and had written the note or letter making plans to have Coon Young present in the car on the night the crime was committed out there, and his positive statement that, "Coon Young was not there, I know he was not there, you know he was not there. They knew this was the evidence that would stick them, and they did not want it before you," — was unwarranted, and necessarily prejudicial. It is true that the court gave an instruction to the jury telling them they should not allow any argument of the counsel to influence them in any way, unless it was supported by the law and testimony, but this instruction was given along with the others, the improper argument having been allowed to be made, over the objection of the defendant, and, not having been withdrawn nor the jury specially admonished not to consider it, the said instruction could not operate to remove the prejudice against the rights of the defendant in erroneously permitting the prosecuting attorney to make the argument. Hays v. State, 169 Ark. 1175, 278 S.W. 15: Hughes v. State, 164 Ark. 621, 243 S.W. 70.

For the error designated the judgment is reversed, and the cause remanded for a new trial.

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SANDERS v. STATE
(Jul 4, 1927)