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Smart Summary

Factual and Procedural Background

Dr. Niranjan Kissoon appealed a trial court protective order barring him from attending a deposition and sealing a previously taken deposition transcript in a medical malpractice case. The underlying suit was brought by Patricia C. Araujo, personal representative of the estate of Kelly Michelle Campbell, who received treatment from defendants Drs. Bruce R. Maddern, Cheryl S. Cotter, and Joseph F. Cassady. A key issue arose shortly before trial regarding whether Dr. Cassady's expert witness, Dr. Kettrick, could testify on a previously undisclosed defense alleging Dr. Kissoon's liability for Campbell's death. Dr. Kissoon filed a motion to intervene in the malpractice suit, asserting that the alleged accusations made by defendants' expert could harm his professional reputation and practice. The trial court denied this motion, and Dr. Kissoon appealed that denial.

Legal Issues Presented

  1. Whether Dr. Kissoon had a sufficient direct and immediate interest in the medical malpractice litigation to warrant intervention under Florida Rule of Civil Procedure 1.230.
  2. Whether the trial court abused its discretion in denying Dr. Kissoon's motion to intervene.

Arguments of the Parties

Appellant's Arguments

  • Dr. Kissoon argued that reckless and untrue allegations by defendants' expert witness could damage his reputation, subject him to professional investigation, and impair his ability to practice medicine.
  • He contended that intervention was necessary to allow him to examine witnesses, cross-examine, and defend his rights and reputation within the litigation.
  • Affidavits submitted by Dr. Kissoon and other physicians emphasized the potential disruption to hospital care and his professional activities if not allowed to intervene.

Appellees' Arguments

  • This information was not available in the provided opinion.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Morgareidge v. Howey, 75 Fla. 234, 78 So. 14 (Fla. 1918) Defines the test for intervention requiring a direct and immediate interest affected by the judgment. Applied to determine that Dr. Kissoon's interest was indirect and contingent, not meeting the standard for intervention.
Grimes v. Walton County, 591 So.2d 1091 (Fla. 1st DCA 1992) Clarifies that an interest must be direct and immediate, not indirect or contingent, to justify intervention. Used as precedent to support denial of intervention since Dr. Kissoon's interest was analogous to the indirect interest rejected in Grimes.
National Wildlife Fed'n, Inc. v. Glisson, 531 So.2d 996 (Fla. 1st DCA 1988) Allows intervention where the intervenor demonstrates a direct and immediate impact from the judgment. Distinguished by the court; unlike the wildlife groups whose property rights were directly affected, Dr. Kissoon’s interests were not directly impacted by the malpractice judgment.
Union Cent. Life Ins. Co. v. Carlisle, 593 So.2d 505 (Fla. 1992) Establishes that granting intervention is within the trial court’s discretion. Supports the standard of review; the appellate court defers to trial court’s discretion absent abuse.
Park A Partners, Ltd., East Brickell Assoc. v. City of Miami, 844 So.2d 782 (Fla. 3d DCA 2003) Further authority on the discretionary nature of intervention motions. Reinforces the principle that intervention is not a matter of right but of court discretion.

Court's Reasoning and Analysis

The court focused on the legal standard for intervention set forth in Morgareidge v. Howey, requiring that an intervenor's interest be direct and immediate such that the party would gain or lose by the direct legal effect of the judgment. The court found that Dr. Kissoon's asserted interests—potential reputational harm, professional investigation, and impact on hospital affiliations—were indirect, contingent, and not legally caused by the judgment in the malpractice suit. The court distinguished the instant case from National Wildlife Fed'n v. Glisson, where intervenors had a direct property interest affected by the litigation. The court noted that a judgment in favor of the defendants would not automatically trigger liability or investigations against Dr. Kissoon, nor prevent him from practicing medicine. The court further relied on Grimes v. Walton County to reject intervention where interests are indirect and contingent. Because Dr. Kissoon's interest did not meet the direct and immediate threshold, the trial court did not abuse its discretion in denying intervention.

Holding and Implications

The court affirmed the trial court's denial of Dr. Kissoon's motion to intervene.

The direct effect of this decision is that Dr. Kissoon will not be permitted to intervene in the underlying medical malpractice suit. The court did not set new legal precedent but applied existing standards to confirm that indirect reputational or professional interests do not justify intervention. The protective order barring Dr. Kissoon from attending the deposition and sealing the prior deposition transcript were not addressed on appeal due to mootness and procedural deficiencies.

NIRANJAN KISSOON, M.D. Appellant, v. PATRICIA C. ARAUJO, as Personal Representati

WOLF, C.J.

Dr. Niranjan Kissoon appeals the trial court's protective order which barred him from attending a deposition and sealed a previously taken deposition transcript and the trial court's denial of his motion to intervene in a medical malpractice suit. We do not address the order denying Dr. Kissoon's request to be present at the deposition because the deposition at issue has taken place rendering that issue moot. We decline to address the issue concerning the sealing of the prior deposition because Dr. Kissoon failed to ask the trial court to unseal the transcript. We affirm the trial court's denial of the motion to intervene for the reasons expressed herein.

The plaintiff in the trial court, Patricia C. Araujo, is the personal representative of the estate of Kelly Michelle Campbell ("Campbell") who received treatment and care from defendants below, Drs. Bruce R. Maddern, Cheryl S. Cotter, and Joseph F. Cassady. On July 31, 2002, approximately three weeks before the trial was scheduled to begin, the parties held a hearing as to whether Dr. Cassady's expert witness, Dr. Kettrick, could testify on a previously undisclosed and unasserted defense that Dr. Kissoon was liable for Campbell's death. Defendants' counsel repeated certain alleged comments made by Dr. Kettrick at an earlier deposition. Originally, Dr. Kettrick was listed as an expert witness on the standard of care for respondents, but prior to his deposition, plaintiff's attorney was informed by Dr. Cassady's attorney that Dr. Kettrick would also be testifying with regard to causation.

We note that this court was never privy to the exact comments made by Dr. Kettrick. The transcript containing the comments was sealed by the trial court and not part of the record on appeal. Furthermore, the parties are barred from disclosing the contents of the transcript to non-parties. At oral argument it was revealed that at a subsequent deposition Dr. Kettrick denied making the alleged comments about Dr. Kissoon.

On August 27, 2002, Dr. Kissoon filed a motion to intervene pursuant to rule 1.230, Florida Rules of Civil Procedure. Dr. Kissoon alleged that the reckless and untrue allegations by the defendants had the potential to harm his reputation and career as a physician and impair his protected rights to practice medicine. He argued that he should be granted leave to intervene in the action so that he could have an opportunity to examine and cross-examine witnesses and to be heard on arguments of law and fact to defend his rights and reputation. In support of his motion to intervene, Dr. Kissoon filed his own affidavit and affidavits from two other doctors. These affidavits all noted that the alleged accusations by Dr. Kettrick had the potential to disrupt the care given at the hospitals with whom Dr. Kissoon was affiliated. Finally, Dr. Kissoon stated that if not allowed to respond to the accusations made by Dr. Kettrick, " it could potentially hinder my ability to continue participating in various programs at [the hospital] that benefit many children in our community."

Noting that the case was one of first impression in Florida, the trial court denied the motion for intervention noting that any potential effect on Dr. Kissoon would not be a direct result of the judgment entered in the case. Under the facts of this case, we agree.

We note that neither party has asserted in their pleadings that Dr. Kissoon should be included on the verdict form as a "Fabre" defendant.

Dr. Kissoon filed a motion to intervene pursuant to rule 1.230, Florida Rules of Civil Procedure, which states in its entirety as follows:

Rule 1.230. Interventions
Anyone claiming an interest in pending litigation may at any time be permitted to assert a right by intervention, but the intervention shall be in subordination to, and in recognition of, the propriety of the main proceeding, unless otherwise ordered by the court in its discretion.

Whether or not to grant a motion for intervention is within the court's discretion, and will not be reversed unless it is shown to have been an abuse of this discretion. See Union Cent. Life Ins. Co. v. Carlisle, 593 So.2d 505 (Fla. 1992); Grimes v. Walton County, 591 So.2d 1091 (Fla. 1st DCA 1992); see also Park A Partners, Ltd., East Brickell Assoc. v. City of Miami, 844 So.2d 782 (Fla. 3d DCA 2003).

The key issue in determining if intervention should be granted is whether Dr. Kissoon has an interest in the outcome of the underlying medical malpractice suit. As reiterated in numerous cases, the test to determine what interest entitles a party to intervene was set forth inMorgareidge v. Howey, 75 Fla. 234, 238-39, 78 So. 14, 15 (Fla. 1918):

[T]he interest which will entitle a person to intervene . . . must be in the matter in litigation, and of such a direct and immediate character that the intervenor will either gain or lose by the direct legal operation and effect of the judgment. In other words, the interest must be that created by a claim to the demand in suit or some part thereof, or a claim to, or lien upon, the property or some part thereof, which is the subject of litigation.

(Emphasis added.)

While Dr. Kissoon asserts that if there is a verdict in favor of the defendants the alleged comments by defendants' expert witness could potentially have a devastating effect on his reputation, subject him to professional investigation by the Florida Board of Medicine, and hinder the practice of medicine at the children's hospitals where he provides treatment, none of these alleged consequences are a direct legal effect of a judgment in this case. Such a judgment cannot have a direct effect on Dr. Kissoon's practice. A judgment in favor of defendants will not automatically trigger an investigation, nor can it impose liability on Dr. Kissoon. If the defendants are found to be not liable it could be for a reason other than the jury believed that Dr. Kissoon's actions contributed to or caused Campbell's death (e.g., because they found the respondents not negligent or found that Campbell would have died regardless of the surgery). Such a showing of indirect, inconsequential, or contingent interest is inadequate to meet the test set forth inMorgareidge v. Howey. See Grimes v. Walton County, 591 So.2d 1091 (Fla. 1st DCA 1992).

In Grimes, the plaintiffs sought review of a local adjustment board's decision in a zoning case and adjacent homeowners moved to intervene. This court reversed the trial court's granting of the motion to intervene, holding that the homeowners should not have been allowed to intervene because their interest in the action was indirect and contingent rather than direct and immediate:

Although, in their Petition, the intervenors asserted in conclusory terms that they would "either gain or lose by the direct legal operation and effect of [the trial] court's judgment," the "reasons" cited by the intervenors to support their contention fail to do so. This is because the "reasons" listed by the intervenors all deal with what the intervenors perceive would be the adverse impact on the neighborhood should the Board of Adjustment reverse its prior decision and allow the Grimeses to conduct an excavation business from their property. . . .
We are unable to see any "direct and immediate" "interest" which the intervenors have in this action; nor would they stand to "gain or lose by the direct legal operation and effect of the judgment" in this action. On the contrary, the intervenors' "interest" in this action is, we believe, clearly "indirect [and] contingent." The only possible effect that a judgment by the trial court granting the relief requested by appellants could have on the intervenors would be to require them to present to the Board of Adjustment once again their arguments against the Grimeses' request. Only if the Board of Adjustment were to reverse itself and to determine that the Building Department's conclusion had been correct would the intervenors be directly affected. However, such a decision by the Board of Adjustment would certainly not be required by any judgment which the trial court might enter as to the issue presented in this action.
Because the "interest" of the intervenors in this action is "indirect [and] contingent" rather than "direct and immediate," the trial court abused its discretion when it granted the Petition for Leave to Intervene. . . .
Id. at 1094 (emphasis in original).

Here, Dr. Kissoon's interests, although not inconsequential, are indirect and contingent. The perceived impact on his reputation is not a result of the legal operation of the judgment. Although the alleged accusations are disturbing, Dr. Kissoon is no more directly affected by the litigation proceedings below than the homeowners in Grimes.

For example, even if administrative proceedings are brought based on the alleged comments, Dr. Kissoon could address the allegations made against him directly in that forum and the judgment will have no direct impact on the proceeding.

Appellant relies primarily on National Wildlife Fed'n, Inc. v. Glisson, 531 So.2d 996 (Fla 1st DCA 1988). There, two wildlife groups sought to intervene in a suit filed against Alachua County regarding the amendment of its land use plan. The amendment had the effect of regulating development and the natural habitat of the area's wildlife. There, this court held that intervention was proper based on the evidence of direct impact of the trial court's decision (judgment) on the land which they were using:

In support of their motion to intervene appellants submitted affidavits of six Florida Wildlife Federation members who are residents and real property owners and/or business owners and operators in the Cross Creek area. The affiants testified as to their use of the area in question as well as the potential impact on their lives and businesses should plaintiffs prevail in their suit against Alachua County.
. . . .
Appellants clearly demonstrated an interest of such a direct and immediate character that they would either gain or lose by the direct legal operation of the judgment in the plaintiffs' suit against Alachua County. The fact that the proposed intervenors acknowledged that they were not interested in litigating every issue raised by the plaintiffs is immaterial. A proposed intervenor's interest may be in the entire suit, or some part thereof. Accordingly, intervention should have been allowed. The denial of appellants' motion to intervene constitutes an abuse of discretion on the part of the trial court. . . .
Id. at 998.

In Glisson, there was evidence that the intervenors would gain or lose the quality of use of the land at issue as a result of the zoning judgment rendered by the court. No judgment in the malpractice action in the instant case will directly affect Dr. Kissoon. Dr. Kissoon cannot be held liable, cannot be investigated, and cannot be prevented from practicing medicine as a direct result of any judgment.

In conclusion, we find that appellant has failed to show that his interests would be directly affected by the outcome of the litigation. Thus, the trial court did not abuse its discretion in denying the motion to intervene.

AFFIRM.

ERVIN and BENTON, JJ., CONCUR.

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KISSOON v. ARAUJO
(Jul 14, 2003)