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Smart Summary

Factual and Procedural Background

On February 2, 2000, Officer James Aziz of the Danvers Police Department was booking Harry Gardner, Jr. for shoplifting and found hypodermic needles on him. During booking, a piece of paper with a handwritten name and phone number dropped from Gardner’s jacket. Aziz called the number and spoke with a man identifying himself as "Tsezar," who agreed to sell marijuana. Aziz and Detective Germano arranged surveillance at a Dunkin Donuts where Tsezar appeared and spoke with Aziz (posing as "Steven"). Tsezar indicated he did not have the marijuana on him but would return later if Aziz advanced the money. After Tsezar walked away, officers followed him to his car, where they found a knife and a .357 magnum pistol during a search incident to arrest. The defendant was charged with carrying a dangerous weapon, being an alien in possession of a firearm, and carrying a firearm without a license.

The defendant moved to suppress the firearm and knife seized, arguing the police lacked probable cause for his arrest. The Superior Court judge denied this motion. Following a bench trial on stipulated facts, the defendant was convicted. The defendant appealed, challenging the denial of the suppression motion. The Appeals Court affirmed the denial and the convictions.

Legal Issues Presented

  1. Whether the police had probable cause to arrest the defendant based on the facts known at the time of the arrest.
  2. Whether the denial of the defendant’s pretrial motion to suppress evidence seized incident to the arrest was proper.
  3. Whether probable cause existed to arrest the defendant for conspiracy or attempt to distribute marijuana, or alternatively, for possession of marijuana.

Arguments of the Parties

Defendant's Arguments

  • The police lacked probable cause to arrest because there was no evidence the defendant committed or was committing a crime at the time.
  • Massachusetts law requires a bilateral conspiracy, and since the only other party was a government agent, no indictable conspiracy existed.
  • The defendant could not be indicted for attempt due to lack of a sufficient overt act as required by statute.

Commonwealth's Position

  • The police had probable cause to arrest the defendant for conspiracy to violate controlled substances laws.
  • Alternatively, probable cause existed to arrest for attempted distribution of marijuana.
  • The simplest and proper basis was probable cause to arrest for possession of marijuana.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Commonwealth v. Torres, 433 Mass. 669 (2001) Standard of review: motion judge’s findings of fact are binding absent clear error. Used to affirm the factual findings of the motion judge.
Commonwealth v. Lopez, 55 Mass. App. Ct. 741 (2002) Binding nature of motion judge’s factual findings absent clear error. Supported acceptance of motion judge’s findings.
Commonwealth v. Jimenez, 438 Mass. 213 (2002) Independent review of ultimate legal conclusions while accepting subsidiary factual findings. Guided appellate review of suppression ruling.
Commonwealth v. Evans, 436 Mass. 369 (2002) Same as Jimenez: independent review of legal conclusions. Supported appellate standard of review.
Commonwealth v. Santaliz, 413 Mass. 238 (1992) Probable cause requirement for arrests and searches under Fourth Amendment and Massachusetts Declaration of Rights. Defined probable cause standard applied to arrest and search.
Commonwealth v. Storey, 378 Mass. 312 (1979) Probable cause requires facts sufficient to warrant a prudent person to believe a crime was committed. Clarified probable cause threshold.
Commonwealth v. Hason, 387 Mass. 169 (1982) Probable cause requires more than suspicion but less than proof beyond reasonable doubt. Supported probable cause standard explanation.
Commonwealth v. Mendes, 46 Mass. App. Ct. 581 (1999) Probable cause evaluated on collective information of all cooperating officers. Justified considering all police knowledge in probable cause determination.
Commonwealth v. Johnson, 413 Mass. 598 (1992) Search may precede formal arrest if probable cause exists independently of the search. Supported legality of search incident to arrest.
Commonwealth v. Ortiz, 408 Mass. 463 (1990) Requirements for attempt crime: specific intent and overt act close to commission. Discussed but not relied upon for probable cause determination.
Commonwealth v. Va Meng Joe, 425 Mass. 99 (1997) Appellate courts may affirm on grounds different from those relied upon below. Justified affirming on possession basis rather than conspiracy or attempt.
Commonwealth v. Owens, 414 Mass. 595 (1993) Subjective intent of officers irrelevant if probable cause objectively exists. Supported probable cause analysis despite officers’ investigative intent.
Commonwealth v. Rivera, 29 Mass. App. Ct. 290 (1990) Probable cause does not require consummation of a drug transaction. Supported that failure of drug sale does not negate probable cause.
Commonwealth v. Motta, 424 Mass. 117 (1997) Probable cause standard in drug possession context. Supported probable cause determination.
Commonwealth v. Snow, 363 Mass. 778 (1973) Probable cause inquiry focuses on facts known at arrest, not subsequent discoveries. Emphasized evaluation at time of arrest, not on later evidence.
Commonwealth v. Gentile, 437 Mass. 569 (2002) Probable cause deals with probabilities and reasonable belief, not proof beyond reasonable doubt. Clarified practical standard for probable cause.

Court's Reasoning and Analysis

The court accepted the motion judge’s factual findings absent clear error and independently reviewed the legal conclusions. The court recognized that probable cause requires facts sufficient to warrant a prudent person to believe a crime has been or is being committed, a standard less than proof beyond a reasonable doubt but more than mere suspicion.

The defendant argued no indictable conspiracy or attempt crime existed due to Massachusetts' bilateral conspiracy rule and lack of overt act. The court declined to decide whether an indictable crime had occurred, focusing instead on whether probable cause to arrest existed.

The court found probable cause to arrest for possession of marijuana based on the totality of the circumstances known to the police at the time. These included the defendant’s telephone conversations arranging a marijuana sale, his appearance at the agreed location, the discussion of the transaction, and his nervousness and offer to return later with the drugs if advanced money. The failure of the drug sale to consummate and the absence of marijuana on the defendant or in his car did not negate probable cause, as the inquiry focuses on the knowledge at the time of arrest.

The court emphasized that probable cause involves practical, everyday considerations and requires a reasonable belief of criminal involvement more than a suspicion. The police knowledge was sufficient to justify a prudent person’s belief that the defendant possessed marijuana, thereby supporting a lawful arrest and search incident thereto.

Holding and Implications

The court affirmed the denial of the defendant’s motion to suppress and upheld the convictions for carrying a dangerous weapon, being an alien in possession of a firearm, and carrying a firearm without a license.

The direct effect of this decision is to validate the police officers’ probable cause determination and the resulting search and seizure. No new legal precedent was established; rather, the court applied established principles of probable cause and search incident to arrest to affirm the lower court’s ruling.

COMMONWEALTH v. TSEZAR KOTLYAREVSKIY.

Search and Seizure, Probable cause. Constitutional Law, Search and seizure, Probable cause. Probable Cause. Arrest.

A Superior Court judge correctly denied a criminal defendant's motion to suppress, among other things, a firearm and knife seized from the defendant incident to his arrest on charges of carrying a dangerous weapon, being an alien in possession of a firearm, and carrying a firearm without a license, where the police had probable cause to arrest the defendant for possession of marijuana. [242-246]

LENK, J.

Following a bench trial on stipulated facts, the defendant, Tsezar Kotlyarevskiy, was convicted of carrying a dangerous weapon (double-edged knife), being an alien in possession of a firearm, and carrying a firearm without a license. On appeal, the sole issue arises from the denial of the defendant's pretrial motion to suppress, among other things, the firearm and the knife seized from him incident to his arrest. The defendant contends that the police did not have probable cause to arrest him and that the search and seizure accordingly cannot stand. We affirm.

Facts. We recite the pertinent facts found by the motion judge, supplemented by uncontroverted testimony adduced at the suppression hearing. See Commonwealth v. Torres, 433 Mass. 669, 670 (2001). On February 2, 2000, at about 2:00 P.M., Officer James Aziz of the Danvers police department was booking an individual named Harry Gardner, Jr., for shoplifting. Aziz had found hypodermic needles on Gardner when arresting him, and Gardner admitted to using heroin. During booking, Aziz saw a piece of paper drop from Gardner's jacket and saw Gardner step on it. Believing that it might be heroin or packaging for heroin, Aziz had Gardner take a step back and then picked up the paper, on which appeared a handwritten name and telephone number. Asked if that was his drug dealer, Gardner told Aziz that it was just a friend.

In the absence of clear error, the motion judge's findings of fact are binding. Commonwealth v. Lopez, 55 Mass. App. Ct. 741, 742-743 (2002).

Shortly thereafter, Aziz telephoned the number on the paper to see if he could arrange a drug buy. A male voice answered and the person identified himself as "Tsezar." During the course of two conversations in which Aziz assumed the identity of "Steven," Tsezar asked where "Harry" was, and Aziz said he did not know. Aziz asked Tsezar if he would sell him heroin; Tsezar said he did not have any heroin but could sell him some marijuana. They arranged for Tsezar to sell $100 worth of marijuana to Aziz for $110, with Tsezar keeping a "dime bag" for himself. They initially planned to meet at a car dealership at a specific time but, in the second phone call, changed the location to a Dunkin Donuts shop. Aziz told Tsezar he would be in a red van with a friend.

Aziz spoke with Detective Germano of the criminal investigations unit of the Danvers police department, and Germano helped organize surveillance at the donut shop. Germano drove the unmarked red van to the Dunkin Donuts parking lot, with Aziz in the passenger seat, shortly before 2:50 P.M., and parked in the front area of the lot. The surveillance team sat in unmarked vehicles that were approximately thirty to forty feet away. Shortly thereafter, a white male approached Aziz, asked Aziz if he were "Steven" and, upon being told that he was, identified himself as "Tsezar." Aziz asked Tsezar if he had the "stuff," meaning the marijuana, and Tsezar asked Aziz if he had the money. Aziz pulled out $110 and showed it to Tsezar. The latter said he did not have the stuff on him but, if Aziz gave him the money, he would go get it and come back at 6:00 P.M. Aziz refused and Tsezar said, "Well, Steven, I'm nervous about this. I don't know you." Aziz said, "Well, I don't know you either," to which Tsezar replied, "Sorry." Aziz said, "Fine," and Tsezar walked away. The entire conversation lasted one to two minutes.

After the conversation, the defendant walked behind the Dunkin Donuts building. Detective Sergeant Plamowski and Sergeant Ambrose, who were conducting the surveillance, received radio instructions from Germano to follow the defendant and make a "felony motor vehicle stop." Plamowski and Ambrose went immediately to the rear of the Dunkin Donuts building and found the defendant in his car, with the engine running. With their guns drawn and other police cruisers next to the car, the two ordered the defendant to shut the engine off, and the defendant was taken from his car. When opening the car door, Ambrose saw a knife by the car's brake handle. Plamowski secured the defendant against the car to pat frisk him and, in doing so, felt a hard, metal object. He lifted up the defendant's coat and retrieved a .357 magnum pistol. The defendant was placed under arrest; no drugs were found on the defendant or in his car.

Discussion. "We accept the judge's subsidiary findings absent clear error but conduct an independent review of his ultimate findings and conclusions of law." Commonwealth v. Jimenez, 438 Mass. 213, 218 (2002). Commonwealth v. Evans, 436 Mass. 369, 372 (2002). The motion judge denied the defendant's motion to suppress, reasoning that the search was incident to a lawful arrest since the police had probable cause to arrest the defendant for conspiring to violate the controlled substances laws, G.L. c. 94C, § 40. The defendant challenges this analysis, maintaining that there was no evidence that any inchoate crime had been or was being committed.

The Fourth Amendment to the United States Constitution and art. 14 of the Massachusetts Declaration of Rights both "require that an arrest upon which a search is undertaken be based on probable cause." Commonwealth v. Santaliz, 413 Mass. 238, 240 (1992). "[P]robable cause exists where, at the moment of arrest, the facts and circumstances within the knowledge of the police are enough to warrant a prudent person in believing that the individual arrested has committed or was committing an offense." Id. at 241, quoting from Commonwealth v. Storey, 378 Mass. 312, 321 (1979), cert. denied, 446 U.S. 955 (1980). "Probable cause requires more than mere suspicion but something less than evidence sufficient to warrant a conviction." Commonwealth v. Hason, 387 Mass. 169, 174 (1982). Where, as here, the arresting officers are engaged in a cooperative effort with other officers, probable cause is evaluated on the basis of the collective information of all the officers involved. Commonwealth v. Mendes, 46 Mass. App. Ct. 581, 589 (1999). A search may precede the formal arrest, provided that probable cause to arrest exists independent of the results of the search. Commonwealth v. Johnson, 413 Mass. 598, 602 (1992).

The defendant maintains that what the police collectively knew was not enough to warrant a prudent person in believing that the defendant had committed or was committing a crime. The judge's conclusion that there was probable cause to believe the defendant had committed the crime of conspiracy to violate the controlled substances laws fails, the defendant argues, because there cannot be an indictable conspiracy involving, as here, only the defendant and a government agent. Massachusetts law, he maintains, retains the common-law bilateral approach to conspiracy, not the unilateral approach that the Commonwealth urges, under which a crime is committed when one person agrees to proceed in a prohibited manner. Nor could the defendant be indicted for attempting to violate the controlled substances laws, he argues, for lack of a sufficient overt act as required by G.L. c. 274, § 6. Commonwealth v. Ortiz, 408 Mass. 463, 470 (1990).

We need not address whether there was an indictable crime, for the proper inquiry in these circumstances is whether there was probable cause to arrest. Nor need we rely either upon the judge's ruling that probable cause existed to arrest the defendant for conspiracy to violate the controlled substances laws or upon the alternative urged by the Commonwealth, viz., that there was probable cause to arrest the defendant for attempting to distribute marijuana. While we are by no means persuaded that the latter is without merit, we are satisfied that a more straightforward basis exists to support the challenged search and seizure, i.e., the police had probable cause to arrest the defendant for possession of marijuana, G.L. c. 94C, § 34.

General Laws c. 274, § 6, provides, in pertinent part, that "[w]hoever attempts to commit a crime by doing any act toward its commission, but fails in its perpetration, or is intercepted or prevented in its perpetration, shall, except as otherwise provided, be punished. . . ." The statute requires both a specific intent to commit the underlying offense and an overt act that comes quite close to accomplishment of the crime. Commonwealth v. Ortiz, 408 Mass. at 470-472. What constitutes such an overt act is both fact intensive and somewhat opaque in nature. When the search occurred here, the arresting officers knew, inter alia, that the defendant had offered to sell marijuana to Aziz, arrived soon thereafter at a designated time and place to meet Aziz, and then, indicating he was nervous about the situation, told Aziz that he would return later with the marijuana if Aziz advanced him the money. But for Aziz's refusal to hand over the cash, at least some part of a drug transaction would have taken place. Without commenting upon whether these facts would be sufficient to support a conviction for the attempt crime, the focus of our analysis must be on the different threshold involved in determining the existence of probable cause. For purposes of establishing probable cause to arrest, we think it not unreasonable for the officers to have believed that the defendant exhibited both a specific intent to distribute marijuana and had committed an overt act close to its accomplishment.

"An appellate court is free to affirm a ruling on grounds different from those relied on by the motion judge if the correct or preferred basis for affirmance is supported by the record and the findings." Commonwealth v. Va Meng Joe, 425 Mass. 99, 102 (1997). Further, "[t]he fact that the officer[s] may have subjectively intended only to make an investigative stop is immaterial as long as probable cause to arrest existed." Commonwealth v. Owens, 414 Mass. 595, 600 (1993).

When the defendant was arrested, the police collectively knew that Aziz had shortly before arranged by telephone to buy marijuana from a man named Tsezar, whose name and telephone number Aziz had gotten from a known heroin user named Harry. They knew that a man identifying himself as Tsezar had shown up within the hour at the agreed upon location, seeking out the prospective buyer "Steven." They knew that Tsezar and "Steven" had a conversation during which further conditions for the prearranged drug sale were discussed. This was enough to support a reasonable belief on the part of the police that the defendant possessed marijuana either on his person or in his car. The reasonableness of this belief does not turn on the fact that a drug transaction was not consummated. See Commonwealth v. Rivera, 29 Mass. App. Ct. 290, 294 (1990). See also Commonwealth v. Motta, 424 Mass. 117, 122 (1997). Nor does it turn on the fact that no marijuana was later found on the defendant or in his car. In determining whether probable cause to arrest exists, the inquiry focuses on what the police knew at the time, not on whether subsequent events or discoveries proved the police right or wrong. See, e.g., Commonwealth v. Snow, 363 Mass. 778, 790 (1973). Otherwise put, a fruitful search will no more justify an arrest made without probable cause than a fruitless search will invalidate an arrest made with probable cause.

Finally, the reasonableness of the belief that the defendant was in possession of marijuana is not undermined by the defendant's offer to Aziz to return in several hours with drugs if Aziz would first give him the cash. While this might very well have been taken to mean that the defendant did not have marijuana either on him or readily accessible to him in his car, it did not have to mean this. It could also have been taken to mean that he was, as he said, "nervous about this" since he did not know Aziz and, after coming on the scene, perhaps suspected that something was amiss. In that event, of course, his decision not to pursue the transaction was independent of whether he in fact had the drugs on or with him. Given this, the defendant's statement and subsequent conduct do not alter the mix in assessing whether it was reasonable to think, based on everything the police knew, that the defendant possessed marijuana. It bears noting in this regard that

"[i]n dealing with probable cause, . . . as the very name implies, we deal with probabilities. These are not technical; they are the factual and practical considerations of everyday life on which reasonable and prudent men, not legal technicians, act. The officers must have entertained rationally more than a suspicion of criminal involvement, something definite and substantial, but not a prima facie case of the commission of a crime, let alone a case beyond a reasonable doubt."
Commonwealth v. Gentile, 437 Mass. 569, 573 (2002) (citations and quotations omitted).

As a practical matter, what the police had to go on here was considerably more than just a hunch or some reason to suspect that the defendant might be involved in criminal conduct. They knew enough to permit them reasonably to conclude that there was probable cause to arrest the defendant for possession of marijuana. The motion to suppress the search and seizure incident to that valid arrest was correctly denied.

Judgments affirmed.

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COMMONWEALTH v. KOTLYAREVSKIY
(Sep 9, 2003)