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Smart Summary

Supreme Court of India: Civil Appeals on U.P. Power Corporation Recruitment (Technician Grade-2, Apprenticeship Electrical)

Factual and Procedural Background

The appeals concern selection and appointment to 2,974 posts of Technician Grade-2 (Apprenticeship Electrical) in the Uttar Pradesh Power Corporation pursuant to an advertisement dated 4 March 2011 by the Electricity Service Commission, Uttar Pradesh. Eligibility included: (i) a two-year National/State level professional certificate in Electrician Trade with High School (Science and Math) from the U.P. Board or equivalent; and (ii) compulsory production, at the time of interview, of a Course on Computer Concepts (CCC) certificate issued by DOEACC.

Out of 16,712 applicants, 13,576 appeared in the written examination on 7 August 2011; 6,218 qualified; and 5,687 appeared for interviews conducted between 28 November and 28 December 2011. Many interviewees could not produce the DOEACC certificate. After representations, the Chairman/Managing Director of the Corporation permitted such candidates to participate in interviews subject to submitting the certificate within three months, clarifying that appointment letters would issue only upon submission.

The first extension for submitting the certificate expired on 28 March 2012. Due to a governmental recruitment ban, the results were initially withheld. On 19 April 2012, the Corporation granted a further three-month extension. Results were announced on 21 May 2012, with a stipulation that candidates yet to produce the certificate must do so by 31 July 2012, failing which their selection would stand cancelled.

Unsuccessful candidates filed writ petitions challenging the select list dated 21 May 2012, asserting that it included candidates who had not produced the DOEACC certificate at the interview and seeking a revised list excluding them. A learned Single Judge of the High Court dismissed the writ petitions, relying on Rule 45 of the U.P. Rajya Vidyut Parishad Parichalkiya Karmchari Varg Sewa Niyamawali, 1995 to uphold the Chairman’s power to relax rules, and rejecting the contention that the rules were impermissibly changed mid-process.

On appeal, a Division Bench partly allowed the appeals: it held that candidates who submitted the DOEACC certificate prior to 31 March 2012 were entitled to be included, while those who produced it after 31 March 2012 were ineligible. The authorities were directed to declare results afresh by deleting names of those who produced the CCC certificate after 31 March 2012. Relying on Bedanga Talukdar v. Saifudullah Khan, the Division Bench held relaxation impermissible since the advertisement did not mention it, but it upheld the first relaxation (permitting submission up to 28 March 2012) in larger public interest due to delays in DOEACC issuing certificates.

Initially, on the basis of the 21 May 2012 results, candidates who submitted certificates up to 31 July 2012 were appointed. Following the Division Bench’s judgment (26 September 2012), candidates who submitted after 31 March 2012 were removed from service and filed these appeals. Unsuccessful candidates also challenged the High Court’s decision, arguing that even the first relaxation up to 28 March 2012 was arbitrary and illegal.

Legal Issues Presented

  1. Whether the requirement to produce the DOEACC CCC certificate at the time of interview—stipulated in the rules and advertisement—could be relaxed by the Chairman when the advertisement did not disclose any power of relaxation.
  2. Whether the High Court correctly upheld the first relaxation allowing submission of the DOEACC certificate up to 28 March 2012 due to delays in issuance by DOEACC.
  3. Whether candidates who relied on the second extension and submitted the DOEACC certificate by 31 July 2012 were entitled to similar benefit and appointment.

Arguments of the Parties

Writ Petitioners/Appellants before the High Court

  • The selection rules could not be altered after the recruitment process commenced; doing so would change the rules of the game mid-way.
  • The advertisement did not disclose any power of relaxation; even if such power existed in the rules, it must be indicated in the advertisement.
  • Submission of the DOEACC certificate at the interview was compulsory under the rules and advertisement; candidates who failed to produce it were ineligible for appointment.

The opinion does not contain a detailed account of the other parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Bedanga Talukdar v. Saifudullah Khan & Ors., (2011) 12 SCC 85 Recruitments must adhere strictly to the advertisement; relaxation of conditions is impermissible unless a relaxation power is specifically reserved and disclosed in the advertisement; any exercise of relaxation must be duly publicized to ensure equality under Articles 14 and 16. Adopted to hold that exercising relaxation without mentioning the power in the advertisement is impermissible and prejudicial to others who might have applied; reinforced that the DOEACC certificate at interview was a compulsory, essential requirement.
Amlan Jyoti Borooah v. State of Assam & Ors., (2009) 3 SCC 227 (¶40) Relaxation can be considered in larger public interest in appropriate circumstances. Noted as the basis on which the High Court upheld the first relaxation (up to 28 March 2012) due to genuine delays by DOEACC in issuing certificates; the Supreme Court did not disturb that relief.
Sanjay Singh & Anr. v. U.P. Public Service Commission, Allahabad & Anr., (2007) 3 SCC 720 Distinction between ratio decidendi (binding reasoning) and the final relief; courts may mould relief to do complete justice even if the relief does not mechanically follow from the ratio. Invoked to affirm that, notwithstanding the principle against undisclosed relaxations, the High Court’s limited relief in favour of those who submitted certificates before 28 March 2012 could be sustained to do complete justice.

Court's Reasoning and Analysis

  • The governing rules and the advertisement explicitly required every candidate to submit the DOEACC CCC certificate at the time of the interview; the condition was compulsory and formed an additional requirement for selection.
  • Although the Chairman possessed a statutory power to relax rules, the Court emphasized that, under Bedanga Talukdar, such power must be specifically mentioned in the advertisement and any relaxation must be duly publicized to satisfy Articles 14 and 16. Relaxation exercised without informing candidates would prejudice those who lacked the certificate and therefore did not participate.
  • The Court rejected the contention that the DOEACC certificate was not an essential requirement because selection was based on written and interview performance; both the rules and the advertisement made its submission compulsory at the interview.
  • On whether the High Court could nonetheless uphold a limited relaxation, the Supreme Court noted the High Court’s finding that candidates faced genuine delays from DOEACC in issuing certificates. Citing Sanjay Singh, the Court reiterated that while the ratio may point in one direction, final relief can be moulded to do complete justice. Hence, the High Court’s conclusion in favour of candidates who submitted the certificate before 28 March 2012 was sustained.
  • As to candidates who availed the second extension (up to 31 July 2012), the Court held they were not similarly situated:
    • After the results were declared on 21 May 2012, appointments were made; writ petitions were dismissed on 30 August 2012; and the Division Bench’s judgment on 26 September 2012 resulted in removal of those who submitted after the first cut-off. Meanwhile, candidates who submitted before 28 March 2012 continued in service.
    • Recruitment to the same post was conducted annually from 2013 onwards, with the latest notification in January 2019. Granting relaxation to those who were not vigilant in meeting the first cut-off could adversely impact ongoing processes.
    • No 2012 posts were kept unfilled, and no interim order reserved posts to accommodate those who submitted after 28 March 2012.
    • No material showed further DOEACC delays beyond the first extension; the fact that many candidates submitted by 28 March 2012 indicated that those seeking further extension were not vigilant.
    • It is settled that inclusion in a select list does not create an indefeasible right to appointment; even beneficiaries of relaxation have no vested right to be appointed.

Holding and Implications

HOLDING: The Supreme Court upheld the High Court’s judgment and DISPOSED OF the civil appeals. Specifically, it affirmed (i) the impermissibility of undisclosed relaxations not mentioned in the advertisement; and (ii) the High Court’s limited relief sustaining the first relaxation for candidates who submitted the DOEACC certificate before 28 March 2012. Candidates who relied on the second extension (submitting by 31 July 2012) were not entitled to relief.

IMPLICATIONS: Directly, candidates who submitted the certificate before 28 March 2012 remain protected, while those who submitted thereafter (including by 31 July 2012) remain ineligible and, where applicable, removed from service. The Court emphasized adherence to advertised conditions and transparency when exercising relaxation powers, while recognising the court’s ability to mould relief to do complete justice in exceptional circumstances. No broader policy changes or new precedent beyond the application of existing principles were discussed.

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    Sanjay K. Dixit And Others v. State Of Uttar Pradesh And Others

    1

    NON -REPORTABLE

    IN THE SUPREME COURT OF INDIA

    CIVIL APPELLATE JURISDICTION

    CIVIL APPEAL No.1961 of 2019 [ Arising out of S.L.P. (Civil) No. 31539 of 2012 ] SANJAY K. DIXIT AND OTHERS .... Appellants Versus

    THE STATE OF UTTAR PRADESH AND OTHERS

    ….Respondents

    W I T H

    CIVIL APPEAL No. 1962 of 2019 [ Arising out of S.L.P. (Civil) No. 33506 of 2012 ] JAIPRAKASH .... Appellant

    Versus

    THE STATE OF U.P. ….Respondent

    W I T H

    CIVIL APPEAL No. 1963 of 2019 [ Arising out of S.L.P. (Civil) No. 8945 of 2013 ] HARINDER SINGH TOMAR .... Appellant Versus

    ATUL KUMAR SHARMA ….Respondent

    2

    W I T H

    CIVIL APPEAL No. 1964 of 2019 [ Arising out of S.L.P. (Civil) No. 9419 of 2013 ] JAHANGEER KHAN .... Appellant

    Versus

    STATE OF U.P. ….Respondent

    W I T H

    CIVIL APPEAL No. 1965 of 2019 [ Arising out of S.L.P. (Civil) No. 14853 of 2013 ] SACHIDANAND PRASAD .... Appellant

    Versus

    STATE OF U.P. ….Respondent

    W I T H

    CIVIL APPEAL No. 1966 of 2019 [ Arising out of S.L.P. (Civil) No. 22782 of 2013 ] AJAY KUMAR .... Appellant

    Versus

    THE STATE OF UTTAR PRADESH ….Respondent

    3

    J U D G M E N T

    L. NAGESWARA RAO, J.

    Leave granted.

    1. All the above Appeals pertain to the selection and appointment to the post of Technician Grade-2 (Apprenticeship Electrical) in the Uttar Pradesh Power Corporation. An advertisement was issued inviting applications from the eligible candidates for filling up 2,974 posts of Technician Grade-2 (Apprenticeship Electrical) by the Electricity Service Commission, Uttar Pradesh on 4thMarch, 2011. The eligibility criteria according to the said advertisement was that a candidate should have two years National/State level professional certificate in Electrician Trade with High School from Board of Secondary Education, Uttar Pradesh or equivalent with Science and Math subjects. In addition, production of Course on Computer Concept (CCC) certificate given by the Department of Electronics

    4

    Accreditation of Computer Courses (DOEACC) (hereinafter referred to as 'DOEACC certificate'), at the time of interview was compulsory. 16,712 persons applied for selection to 2,974 posts which were advertised. Out of 13,576 candidates who appeared in the written examination conducted on 7thAugust, 2011, 6,218 persons qualified. 5,687 persons appeared for the interviews which were conducted from 28thNovember, 2011 to 28thDecember, 2011. A large number of candidates who attended the interview could not produce the DOEACC certificate. On the said account, several representations were made to the Chairman and Managing Director of the U.P. Power Corporation wherein a request was made for extension of time for submitting the DOEACC certificate and to permit such of those candidates who were found meritorious, to participate in the interview without submitting the DOEACC certificate. A decision was taken by the Chairman and Managing Director of the U.P. Power Corporation to permit candidates without DOEACC certificate to participate in the interviews, subject to their submitting the certificate

    5

    within a period of three months. However, it was made clear that the appointment letters would be issued to such candidates only after they submit the certificates.

    2. The extension of time for submission of DOEACC certificate expired on 28thMarch, 2012 and the process of recruitment was conducted. The result could not be declared due to the ban on recruitment by the Government. Such of those candidates who could not submit their certificates before 28thMarch, 2012 approached the Chairman of the U.P. Power Corporation and requested for further extension. Pursuant to a decision taken by the Corporation on 19thApril, 2012, time for submission of the certificate was further extended by three months. The results of the selection to the posts of Technician Grade-2 (Apprenticeship Electrical) were announced on 21stMay, 2012. Candidates who did not produce the DOEACC certificate were informed that they should submit the certificate by 31stJuly, 2012 failing which their selection would stand cancelled automatically. Unsuccessful candidates filed Writ Petitions challenging the selections that were notified

    6

    on 21stMay, 2012. The grievance of the Writ Petitioners was that the select list contained the names of candidates who could not submit the DOEACC certificates at the time of interview. They also sought for a direction to exclude such candidates and publish a revised list. A learned Single Judge of the High Court dismissed the Writ Petitions.

    3. The learned Single Judge relied upon Rule 45 of the U.P. Rajya Vidyut Parishad Parichalkiya Karmchari Varg Sewa Niyamawali, 1995 to hold that the Chairman was competent to relax the Rules. He observed that there was nothing wrong in the exercise of the power of relaxation as the Chairman/ Managing Director of the Corporation relaxed the Rule after a thorough consideration of several representations made on behalf of the candidates. The submission made on behalf of the Writ Petitioners that the relaxation of the Rule could not have been done after the selection process commenced and that such endeavour would amount to changing the rules of the game mid-way, was rejected by the High Court. The unsuccessful Writ Petitioners preferred an

    7

    appeal against the judgment of the learned Single Judge in which they submitted that the rules for the selection could not have been altered after the selection process commenced. They urged that the advertisement did not mention anything pertaining to the relaxation. According to them, even if the power of relaxation is provided in the Rules, it is mandatory that the advertisement should also indicate the existence of such power. It was argued before the Division Bench of the High Court that submission of DOEACC certificate at the time of the interview is compulsory according to the Rules and the advertisement. Such of those candidates who did not produce the certificates were ineligible for appointment as Technician Grade-2 (Apprenticeship Electrical). The Division Bench partly allowed the appeals by holding that those candidates who submitted the DOEACC certificate prior to 31stMarch, 2012 were entitled to be included in the select list. The learned Division Bench further concluded that all candidates who produced the certificates after 31stMarch, 2012 were not eligible for appointment. The authorities were directed to declare

    8

    the results afresh by deleting the names of candidates who produced the CCC certificate after 31stMarch, 2012, from the select list.

    4. By relying on a judgment of this Court in Bedanga Talukdar v. Saifudullah Khan & Ors.1the Division Bench of the High Court held that relaxation of the Rule was impermissible as there was no mention about the relaxation in the advertisement. However, the first relaxation by which candidates were permitted to submit the certificate before 28thMarch, 2012 was upheld in larger public interest as DOEACC did not issue the certificate, for which the candidates could not be penalized.

    5. Originally, the selection was finalized on the basis of the results announced on 21stMay, 2012 and the candidates who submitted certificates till 31stJuly, 2012 were appointed. However, by virtue of the judgment of the Division Bench, candidates who produced their certificates after 31stMarch, 2012 were removed from the service. Aggrieved thereby, they have filed SLPs. Unsuccessful candidates who did not find place in the

    1 (201 1 ) 1 2 SCC 85

    9

    select list have also assailed the judgment of the High Court as, according to them, even the first relaxation given for submission of certificates till 28thMarch, 2012 was arbitrary and illegal.

    6. After hearing the learned counsel appearing for the Petitioners and the Respondents, we are of the opinion that the impugned judgment does not warrant interference for the reasons given below.

    7. Admittedly, the Rules governing the selection to the posts of Technician Grade-2 (Apprenticeship Electrical) require every candidate to submit a DOEACC certificate signifying completion of 80 hours CCC at the time of interview. Such condition was made compulsory. The advertisement also contained the condition regarding submission of the certificate at the time of interview. There is no doubt that there exists a power of relaxation of any of the Rules which could be exercised by the Chairman of the Corporation. It is nobody's case that the Chairman/ Managing Director was not competent to relax the Rules. But, the submission made by the learned counsel for the Writ Petitioners is that the relaxation could not have been done as the advertisement did not

    10

    mention about a possible relaxation of the Rules. We find force in the said submission made on behalf of the Writ Petitioners as this Court in Bedanga Talukdar (supra) held as follows:

    "29. .. .. .. In our opinion, it is too well settled to need any further reiteration that all appointments to public office have to be made in conformity with Article 14 of the Constitution of India. In other words, there must be no arbitrariness resulting from any undue favour being shown to any candidate. Therefore, the selection process has to be conducted strictly in accordance with the stipulated selection procedure. Consequently, when a particular schedule is mentioned in an advertisement, the same has to be

    scrupulously maintained. There cannot be any relaxation in the terms and conditions of the advertisement unless such a power is specifically reserved. Such a power could be reserved in the relevant statutory rules. Even if power of relaxation is provided in the rules, it must still be mentioned in the

    advertisement. In the absence of such power in the rules, it could still be provided in the advertisement. However, the power of relaxation, if exercised, has to be given due publicity. This would be necessary to ensure

    11

    that those candidates who become eligible due to the relaxation, are afforded an equal opportunity to apply and compete. Relaxation of any condition in advertisement without due publication would be contrary to the mandate of equality contained in Articles 14 and 16 of the Constitution of India."

    8. We are in respectful agreement with the above judgment of this Court. Exercise of the power of relaxation without informing the candidates about the existence of such power would be detrimental to the interests of others who did not possess the certificate and did not take part in the selection process. We are unable to accept the submission that selection is on the basis of the performance of the candidates in the written test and interview and that the DOEACC certificate is not an essential requirement. The Rule as well as the advertisement provide for submission of the certificate at the time of interview, compulsorily. The Rule further provides for production of the certificate as an additional requirement for selection. The above stipulation in the Rule as well as the advertisement cannot be ignored.

    12

    9. On the basis of the said findings, the point that remains to be considered is whether the High Court was right in upholding the relaxation in respect of candidates who submitted the certificate before 28thMarch, 2012. The High Court took note of the fact that the certificates were not being issued by DOEACC to candidates who had already completed the course. The learned Division Bench of the High Court was of the opinion that there was a genuine problem and in the interest of those meritorious candidates who could not secure the certificate for no fault of theirs, they could not be penalized. The High Court placed reliance on the judgment of this Court in Amlan Jyoti Borooah v. State of Assam & Ors.2to support its view that relaxation can be done in larger public interest.

    10. The question that then arises is whether the High Court could have granted such a relief after holding that the relaxation of the Rule could not have been made. The final relief in a case can be different from the ratio decidendi. It was held in Sanjay Singh & Anr. v. U.P.

    2 (2 009) 3 SCC 2 2 7 ¶ 40

    13

    Public Service Commission, Allahabad & Anr.3 as follows:

    "10. … …. Broadly speaking, every judgment of superior courts has three segments, namely, (i) the facts and the point at issue; (ii) the reasons for the decision; and (iii) the final order containing the decision. The reasons for the decision or the ratio decidendi is not the final order containing the decision. In fact, in a judgment of this Court, though the ratio decidendi may point to a particular result, the decision (final order relating to relief) may be different and not a natural consequence of the ratio decidendi of the judgment. This may happen either on account of any subsequent event or the need to mould the relief to do complete justice in the matter. It is the ratio decidendi of a judgment and not the final order in the judgment, which forms a precedent. .."

    11. In view of the above, the conclusion of the High Court in favour of those candidates who submitted their certificate before 28thMarch, 2012 is correct and need not be interfered with.

    12. The next question is, whether the candidates who utilized the 2ndrelaxation for submitting their certificates

    14

    in the extended period, by 31stJuly, 2012 can be given the same benefit. We are of the opinion that the beneficiaries of the 2ndrelaxation cannot be said to be similarly situated to those who produced their certificates prior to 28thMarch, 2012. Pursuant to the declaration of results on 21stMay, 2012, the candidates who submitted their certificates were appointed. The Writ Petitions filed, challenging the selection list were dismissed on 30th August, 2012. The impugned judgment passed by the Division Bench of the High Court, modifying the relief and extending the benefit of relaxation only in favour of those candidates who submitted their certificates prior to 28thMarch, 2012 was delivered on 26thSeptember, 2012 pursuant to which, the candidates who submitted their certificates after 28thMarch, 2012, were removed from service. Persons who submitted their certificates prior to 28thMarch, 2012 have been working continuously till date. It has been stated by the Corporation in the written note submitted to this Court that recruitment to the post of Technician Grade-2 (Apprenticeship Electrical) was being done every year from 2013 onwards. The last

    15

    notification for appointment of Technician Grade-2 (Apprenticeship Electrical), was issued in January, 2019. Any relief of a relaxation given in favour of those who were not diligent in furnishing the certificates prior to 28th March, 2012 could have an adverse effect on the ongoing selection process. There are no posts of the year 2012 which were kept unfilled. There is no interim order reserving any posts of the year 2012 in which the candidates who did not submit their certificates prior to 28thMarch, 2012 and who have been out of service can be accommodated. Another important difference between the first group of persons who were given the benefit of relaxation subject to production of the certificates prior to 28thMarch, 2012 and the others who produced the certificates later is that there is no material on record to suggest there was any further delay on the part of DOEACC in the issuance of the certificates. The very fact that certain candidates submitted their certificates prior to 28thMarch, 2012 would show that persons who sought further relaxation after 28thMarch, 2012 were not vigilant. It is settled law that there is no

    16

    indefeasible right of appointment on the basis of inclusion in the select list. None of the candidates in whose favour relaxation was given have any right to claim appointment. However, we uphold the judgment of the High Court in favour of the candidates who submitted their certificates prior to 28thMarch, 2012, to do complete justice in the matter.

    13. For the aforementioned reasons, the judgment of the High Court is upheld and the Civil Appeals are disposed of.

    ..................................J.

    [ L. NAGESWARA RAO ]

    ..................................J.

    [ SANJAY KISHAN KAUL ]

    New Delhi,

    February 22, 2019.

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    Sanjay K. Dixit And Others v. State Of Uttar Pradesh And Others
    (Feb 22, 2019)