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  • S. 73 of the Indian Evidence Act.
  • S. 114 of the Evidence Act.12.
  • S. 45 of the Evidence Act (2)
  • S. 114 of the Evidence Act
  • S. 47 of the Evidence Act
  • S. 73 of the Evidence Act.
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Cites
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Citation Codes
Equivalent Citations
citation codes
Case Number
Advocates
Judges
Acts
  • S. 73 of the Indian Evidence Act.
  • S. 114 of the Evidence Act.12.
  • S. 45 of the Evidence Act (2)
  • S. 114 of the Evidence Act
  • S. 47 of the Evidence Act
  • S. 73 of the Evidence Act.
Smart Summary

Concise Analytical Summary of the Opinion

Factual and Procedural Background

The petitioner (complainant in C.C. 308/83 on the file of the Judicial Magistrate of I Class, Hosdrug) alleged an offence punishable under S. 420 IPC against respondents 1 and 2 (the accused). The petitioner produced a receipt in court which she alleged had been executed by the first respondent as proof that he received Rs. 20,000/- from her in relation to an anticipated N.O.C. She anticipated that the genuineness of the receipt might be denied during trial and therefore sought to secure the evidence by obtaining the first respondent's specimen signature and handwriting in open court to be sent to an expert for comparison with the receipt.

The Magistrate dismissed the petition requesting specimen handwriting and signature. The petitioner subsequently filed the present petition under S. 482 Cr.P.C. seeking quashing of the Magistrate's order and a direction compelling the first respondent to give handwriting and signature in open court for expert comparison.

Legal Issues Presented

  1. Whether a direction to an accused to give specimen handwriting or signature amounts to "testimonial compulsion" prohibited by Article 20(3) of the Constitution of India (i.e., being compelled to be a witness against oneself)?
  2. Whether the court can direct an accused to give specimen handwriting/signature under S. 73 of the Evidence Act and, if so, within what limits and for what purposes (court's own comparison vs. enabling the opposite party or police investigation)?
  3. Whether a direction for specimen handwriting/signature may be given for the purpose of obtaining an expert opinion to be used as evidence by the opposite party against the person providing the specimen?
  4. Whether a Magistrate is competent to direct an accused to give specimen handwriting or signature to the police during investigation (not decided in this case but noted as not arising)?

Arguments of the Parties

Petitioner's Arguments

  • The petitioner sought a direction that the first respondent give specimen handwriting and signature in open court so that those specimens could be sent to an expert for comparison with the receipt produced in court.
  • The petitioner acknowledged at argument that the court could only give a direction and could not physically compel compliance; the petitioner sought the benefit of an adverse presumption under S. 114 of the Evidence Act if the first respondent refused to comply.

The opinion does not contain a detailed account of any specific arguments advanced by the respondents in opposition to the petition.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State of Bombay v. Kathi Kalu Oghad (AIR 1961 SC 1808) Specimen handwriting, finger/palm/foot impressions do not constitute furnishing evidence "against oneself" under Art. 20(3); by themselves they do not incriminate. The court relied on this Supreme Court authority to conclude that directing an accused to give specimen handwriting or impressions does not amount to testimonial compulsion under Art. 20(3).
T. Subbiah v. Ramaswamy (AIR 1970 Mad. 85) Followed the Supreme Court decision above; directing a petitioner to give specimen signature and handwriting is not testimonial compulsion. Also observed on the limits of S. 73. The court cited this decision as supporting authority that specimen handwriting directions do not violate Art. 20(3) and for observations about the scope of S.73 and the Magistrate's powers.
Rami Reddy v. State of Andhra Pradesh (1971 MLJ (Crl.) 481) Asking an accused to give thumb impressions is not testimonial compulsion; discussed the purpose and scope of S.73 and observed that opinions by investigating agencies are not conclusive and the court must decide identity. The court used this decision to support the proposition that specimen impressions do not violate Art. 20(3) and to note the limited role of investigation-stage comparisons versus the court's ultimate function to decide identity.
Gulzarkhan v. State (AIR 1962 Patna 255) A magistrate's direction to an accused to give signatures, specimen writings, thumb impressions, fingerprints or footprints for comparison does not amount to compelling the accused to be a witness against himself under Art. 20(3). The court cited this authority to reinforce the view that specimen-taking for comparison is not testimonial compulsion.
State v. Poonamchand (AIR 1958 Bombay 207) S.73 empowers the court to direct a person present to write words/figures only where the court itself deems the comparison necessary for its own purposes; it does not permit one party to require the court to take such writing for that party's evidentiary use. The court relied on this decision to emphasize the limiting principle that S.73 is for the court's own comparison and not for enabling a party to collect evidence for its own case or for police investigation.
R.B. Khajotia v. A.S.T. Zaidy (1973 Crl. L.J. 1499) Affirmed that S.73 is limited to enabling the court to take writing for its own comparative purposes and does not permit courts to take such writing merely for a party's evidentiary use. Used to support the court's conclusion about the limited scope of S.73 and that directions for specimen-writing should be for the court's purposes only, not to supply evidence to a party.

Court's Reasoning and Analysis

The court proceeded by first identifying the constitutional question under Article 20(3): whether a direction to give specimen handwriting or signature amounts to testimonial compulsion. Relying on a series of precedents (including State of Bombay v. Kathi Kalu Oghad, T. Subbiah, Rami Reddy and Gulzarkhan), the court concluded that specimen handwriting and impressions by themselves do not incriminate and therefore directing an accused to give such specimens does not amount to compelling him to be a witness against himself under Art. 20(3).

The court then examined S.73 of the Indian Evidence Act, which authorizes the court to direct any person present in court to write words or figures for the purpose of enabling the court to compare them with writings alleged to be by that person. The court distilled the conditions that must be satisfied for S.73 to apply: (1) there must be a cause before the court; (2) the person directed must be a party to that cause; (3) the person must be present in court; and (4) the comparison must be necessary to determine the issue raised in the case.

The court emphasized that S.73 contemplates an enquiry by the court itself for its own purposes, not a direction to produce specimens for the purpose of police investigation or for the opposite party to use as its evidence. It relied on State v. Poonamchand and related authorities to hold that the court's power under S.73 is limited to its own need to compare and form an opinion, and does not extend to enabling one party to obtain specimens for its evidentiary use.

The court acknowledged that a direction under S.73 is a direction and not physical compulsion; if a person refuses to comply with a lawful direction, an adverse presumption under S.114 of the Evidence Act may follow. However, the court found that the petitioner in this case sought the specimen and signature specifically so they could be sent to an expert and used as evidence against the first respondent — that is, to enable the opposite party to use the specimens as evidence. The court held that such a purpose is not permitted under the statutory limits of S.73 and related authorities, and therefore the Magistrate correctly dismissed the petition.

The court expressly noted that the question whether a Magistrate may direct an accused to give specimen handwriting or signature to the police during investigation did not arise in the case and was not decided.

Holding and Implications

Holding: The petition was dismissed.

Implications:

  • The Magistrate's order denying the petition to procure the first respondent's specimen handwriting and signature for expert comparison (for use as evidence by the petitioner) is upheld.
  • The court confirms two core limits: (a) a direction to give specimen handwriting or impressions does not, by itself, violate Article 20(3) because it is not testimonial compulsion; and (b) S.73 empowers the court to obtain specimens only for the court's own purpose of comparison and not to enable one party (or the police during investigation at that party's instance) to obtain specimens for its evidentiary use against another person.
  • If a lawful direction under S.73 is given and disobeyed, an adverse presumption under S.114 Evidence Act may result; however, the court will not order specimen-taking where the stated purpose is to provide material to the opposite party or to the police for investigative or party-driven use.
  • The opinion does not lay down any new precedent beyond applying and reconciling existing authorities; it also expressly declines to decide questions about specimen-taking by magistrates for police investigations since that issue did not arise in the case.

Final line of the opinion: "Crl. M.C is, therefore, dismissed. Dismissed."

    Lilly v. Vijayalaxmi

    1. This is a petition filed under S. 482 of the Code of Criminal Procedure by the complainant in C.C 308/83, on the file of the Judicial Magistrate of I Class, Hosdrug. Respondents 1 and 2 are the accused in that case. The offence alleged is one punishable under S. 420 of the Indian Penal Code. In order to establish the offence the petitioner wants to prove a receipt produced by her in court alleged to have been executed by the first respondent (1st accused) receiving Rs. 20,000/- from the petitioner, making her believe that N.O.C will be provided for her she anticipates that during the trial of the case there is the possibility of the genuineness of the receipt being denied by the respondents. Therefore she wants to make her case sure. For that purpose, she moved the Magistrate by a petition requesting that the specimen signature and hand writings of the first respondent may be taken in open court for being sent to an expert for comparison along with the receipt produced in court. The petition filed for that purpose was dismissed by the Magistrate. That is how the present petition under S. 482 of the Code was filed with prayers for quashing the order and for a direction to the first respondent to give her handwriting and signature in open court for being sent to the expert for comparison along with the receipt produced. Article 20(3) of the Constitution of India provides that no person accused of any offence shall be compelled to be a witness against himself. The first question is whether a direction to give the specimen handwriting or signature of the accused will amount to testimonial compulsion as envisaged by Art. 20(3) of the Constitution. In State Of Bombay . v. Kathi Kalu Oghad (AIR. 1961 SC 1808), it was held by the Supreme Court:

    “It has to be noticed however that Art. 20(3) does not say that an accused person shall not be compelled to be a witness. It says that such a person shall not be compelled to be a witness against himself. The question that arises therefore is: Is an accused person furnishing evidence against himself, when he gives his specimen handwriting, or impressions of his fingers, palm or foot? The answer to this must in our opinion be in the negative.”

    2. The same question came up for consideration in T. Subbiah v. Ramaswamy (AIR. 1970 Mad. 85) and it was held:

    “In respect of point No. 2 that directing the petitioner to give his specimen signature and handwriting will amount to testimonial compulsion under Art. 20(3) of the Constitution of India, the learned counsel was unable to press this point in view of the decision of the Supreme Court in AIR. 1961 SC 1808.”

    3. That point itself came up for decision in Rami Reddy v. State of Andhra Pradesh (1971 MLJ. (Crl.) 481). The finding was:

    “Having regard to the above, it must be held that asking the accused to give thumb impression does not amount to testimonial compulsion which is violative of Art. 20(3) of the Constitution of India.”

    4. In Gulzarkhan v. State (AIR. 1962 Patna 255), the same point was considered and decided in this way:

    “A direction by a Magistrate to accused person to give signatures, specimen writings, thumb impressions, finger prints or foot prints to be used for comparison with some other signatures, hand writings, thumb impressions, finger prints or foot prints, which the police may require in the course of investigation will not amount to compelling the accused persons to be witnesses against themselves and is not bit by Art. 20(3) of the Constitution.”

    5. In the light of the above decisions, it was not a controversy before me that a direction to give specimen handwriting and signature by the court will not amount to testimonial compulsion under Art. 20(3) of the Constitution. What the Constitution prohibits is only compelling an accused person to be a witness against himself and not to be a witness. Simply by giving the specimen signature or handwriting, no question of surrendering himself as a witness against himself will arise.

    6. In Rami Reddy's case (1971 MLJ. (Crl.) 481), it was further held:

    “In directing the person who has been arrested and produced in the Court for taking his finger impressions, the Court cannot be said to be exercising a jurisdiction in contravention of S. 73 of the Indian Evidence Act. What is, however, contended is while the Court may have jurisdiction to direct even an accused person to give finger impressions when he was present in the Court, that can be done only for the purpose of enabling the Court to compare the disputed finger impression with the finger impression taken in the Court and not for the purpose of enabling the police to make an investigation. While this argument is attractive, to my mind, is devoid of force. S. 73, no doubt, lays down that it is for the purpose of enabling the Court to compare the two finger impressions, the disputed and the admitted but in directing the accused brought before it to give the finger impres-ions even at the stage of investigation, it is only for the purpose of ultimately enabling the Court before which the accused may be brought, put for trial to compare the thumb impressions with the admitted thumb impressions and thus do justice. If, after making finger impressionss even during the investigation, the Police Officers are satisfied that the disputed impressions and the admitted impressions do not tally and do not implicate the accused, the accused suffers no prejudice. But, if ultimately, these two impressions are brought before the Court, any opinion expressed by the investigating authorities is not conclusive. It is for the Court to decide whether the two impressions are of one and the same person. The impressions of the accused which were ordered to be taken by the Court earlier would enable it to compare the same with the impressions alleged to be that of the accused.”

    7. That view was on the basis that any opinion expressed by the investigating agencies will not be conclusive and it is for the court to decide whether the two impressions are of one and the same person or not. The view appears to be that the opinions do not operate as evidence since the final decision has to be taken by the Court. It is not necessary for me to express any opinion on that point because no such question arises in this case. Here, no investigation is pending. The specific prayer of the petitioner itself is to get the signature and hand writings of the first respondent during the trial of a private complaint for the purpose of being sent to the expert for getting his opinion, which has to be used as evidence in the case against the first respondent. In other words what the petitioner wants is to collect evidence from the first respondent to be used against him in the trial.

    8. In State Of Bombay . v. Kathi Kalu Oghad (AIR. 1961 SC. 1808) at page 1820 in paragraph 33, the Supreme Court found:

    “But the evidence of specimen handwriting or the impressions of the accused person's fingers, palm or foot, will incriminate him, only if on comparison of these with certain other hand writings or certain other impressions, identity between the two sets is established. By themselves, these impressions or the hand writings do not incriminate the accused person, or even tend to do so. That is why it must be held that by giving these impressions or specimen handwriting, the accused person does not furnish evidence against himself. So, when an accused person is compelled to give a specimen handwriting or impressions of his finger, palm or foot, it may be said that he has been compelled to be a witness; it cannot however be said that he has been compelled to be a witness against himself.”

    9. The prayer in this case is to get the handwriting and signature for the purpose of expert opinion in order to establish the identity of the writings and signature. The question is whether the first respondent could be compelled or directed to do so. Even the counsel for the petitioner agreed at the time of arguments that only a direction could be given and there cannot be any compulsion, if the respondent refuses. What he wanted was only the advantage of an adverse presumption under S. 114 of the Evidence Act consequent on the refusal of the first respondent to give the hand writings or signature. But before coming to the question of presumption itself, what we are concerned with is whether such a direction could be given or not.

    10. The court can form an opinion in respect of the hand writings when such an opinion is relevant in the following methods. (1) From the opinion of an expert under S. 45 of the Evidence Act (2) On the opinion of a non-expert, who is acquainted with the handwriting or signature of any person under S. 47 of the Evidence Act and (3) By comparison by court itself under S. 73 of the Evidence Act. In this case we are concerned mainly with S. 73 of the Evidence Act alone and it reads thus:

    “73. Comparison of signature, writing or seal with others admitted or proved. In order to ascertain whether a signature, writing, or seal is that of the person by whom it purports to have been written or made, any signature, writing or seal admitted or proved to the satisfaction of the Court to have been written or made by that person may be compared with the one which is to be proved, although that signature, writing, or seal has not been produced or proved for any other purpose.

    The court may direct any person present in Court to write any words or figures for the purpose of enabling the Court to compare the words of figures so written with any words or figures alleged to have been written by such person.

    This section applies also, with any necessary modifications, to finger impressions.”

    11. The power of the Court under S. 73 is only to direct any person present in Court to write any words or figures for the purpose of enabling it to compare the words or figures with any words or figures alleged to have been written by such person. That is for the purpose of ascertaining whether a signature or writing, is that of the person by whom it purports to have been written or made. That is subject to the following conditions. (1) There must be a cause before the Court (2) The person directed must be a party to the cause. (3) He should be present in Court and (4) Such comparison must be necessary to determine the, issue raised in the case. What is contemplated by S. 73 is only an enquiry by the Court itself and not a direction to give specimen signature or writing for the purpose of investigation or to be used by opposite party as evidence. What is contemplated is only a direction and not a compulsion. If a direction could he had within the limits allowed by law, it naturally follows that non-compliance will result in an adverse presumption as envisaged by S. 114 of the Evidence Act.

    12. In State v. Poonamchand (AIR. 1958 Bombay 207) it was held:

    “In term the second clause limits the power of the Court to directing a person present in Court to write any words or figure only where the Court itself is of the view that it is necessary for its own purposes to take such writing in order to compare the words or figures so written with any words or figures alleged to have been written by such person. The power does not extend to permitting one or the other party before the Court to ask the Court to take such writing for the purpose of its evidence or its own case.”

    13. In T. Subbiah's case (AIR. 1970 Mad. 85), the observation was:

    “This section, therefore, makes it clear that when the Court considers necessary to ascertain whether the signature, writing or seal is that of the person, alleged to have been written or made, the Court can compare such signature, writing or seal with the admitted or proved signature, writing or seal of that person and that while doing so, the Court is empowered to direct any person present in Court to write any words or figures for the purpose of enabling the court to compare such words or figures with those alleged to have been written by that person. This is an enabling provision for the Court making an enquiry in determining an issue to form its opinion by comparison of the words or figures as the case may be in a given case.”

    14. It was also held in that case that the Magistrate has no power to direct the accused to give his specimen handwriting or signature in the course of investigation by police at their instance.

    15. In R.B Khajotia v. A.S.T Zaidy (1973 Crl. L.J 1499) referring to another decision, it was held:

    “It was held in that case that S. 73 of the Indian Evidence Act limits the power of the Court to direct a person present in Court to write any words or figures only where the Court itself is of the view that it is necessary for its own purposes to take such writing in order to compare the words or figures so written with any words or figures alleged to have been written by such person. The Court further held that the power does not extend to permitting one or the other party before the Court to ask the Court to take such writing for the purpose of its evidence or its own use. That was also a case where it was urged that all the accused persons should make signatures in the presence of the Court and also to write some portion of the writing in issue for the purpose of handing it over to the band-writing expert. I have also taken a similar view in an unreported decision.”

    16. What emerged from the above discussions is this. A direction to give the specimen handwriting or signature will not amount testimonial compulsion as envisaged by Art. 20(3) of the Constitution. The Court is entitled to give direction to the accused to give his specimen handwriting or signature for the purposes enumerated in S. 73 of the Evidence Act. In that respect also, there can only be a direction within the limits allowed by law and there cannot be a compulsion. If that direction, which is within the law, is disobeyed, a presumption under S. 114 of the Evidence Act will be the legitimate consequence. A direction under S. 73 of the Evidence Act cannot be given for the purpose of enabling the opposite party to use the same as evidence against the person who has given the specimen handwriting or signature. In such a case, it is likely to incriminate him as held in State Of Bombay . v. Kathi Kalu Oghad (AIR. 1961 SC. 1808). The question whether a magistrate is competent to direct an accused to give his specimen handwriting or signature to the police during investigation,-does not arise in this case and hence such a question is not decided. In this case the direction sought for was definitely for the purpose of using the specimen handwriting and signature as evidence against the first respondent by getting the opinion of the expert by comparison with the writings and signature contained in the receipt produced before court. Such a direction is not permitted by the provisions of law and therefore the learned Magistrate was correct when he dismissed the petition filed by the petitioner for that purpose. Crl. M.C is, therefore, dismissed.

    17. Dismissed.

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    Lilly v. Vijayalaxmi
    (Jul 2, 1985)