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  • 1916 PC 242. Moreover O. 42, R. 30 of the English Rules
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  • 1916 PC 242. Moreover O. 42, R. 30 of the English Rules
Smart Summary

Summary of Opinion delivered by Mukerji, J.

Factual and Procedural Background

Two neighbouring land-owning parties are separated by the Sumed Giri river. In 1923 the appellants (with others) sued the respondents alleging that the respondents had made 31 openings in a bund on the western bank to convert cultivable land into fisheries and thereby injured fisheries on the opposite bank. The plaintiffs sought (a) a declaration of their right negating the defendants' right to take water, (b) a mandatory injunction to close the 31 openings, and (c) a permanent injunction restraining diversion of water and fish.

The suit ended in a compromise recorded in a petition (a Solenamah). The decree incorporated the petition. By the Solenamah the parties agreed that only eight specified passages would be retained and that "additional boat-passages and water-passages" excavated by the defendants would be closed by them within 15 days, with provision that if they failed the plaintiffs could have them closed "on the strength of this Solenama decree with the help of the Court." The Solenamah also provided that, save the said eight, the defendants would not be competent to open any other boat or water passages or draw water by other means from the Sumed Giri.

The decree-holders say the defendants had closed the excess openings originally but later reopened about 30 passages in place of the eight. The decree-holders applied for execution of the decree, seeking deputation of a Nazir to fill all water-passages in excess of eight with earth and recovery of execution costs from the defendants.

An objection was raised that the decree was not executable as prayed because it was not a decree for an injunction but a decree embodying a contract / declaratory decree. The Subordinate Judge overruled that objection and treated the decree as one for a perpetual injunction; he allowed execution under Cl. 5, R. 32, O. 21 of the CPC. On appeal the District Judge held there was no permanent injunction to execute, remanded the matter to be treated as a suit on the contract embodied in the Solenamah, and set aside the execution. The present appeal challenges that conclusion.

Legal Issues Presented

  1. Whether the decree (incorporating the Solenamah) is a decree for a permanent injunction and therefore executable by the modes provided in Cl. 5, O. 21, R. 32 of the Code of Civil Procedure.
  2. Whether Cl. 5, O. 21, R. 32 of the CPC applies to prohibitory injunctions as well as to mandatory injunctions.
  3. If the decree is not an injunction, whether it is instead a declaratory decree / contract between the parties that can be enforced by execution in the manner prayed for.

Arguments of the Parties

Decree-holders (Appellants)

  • Assert that the defendants reopened about 30 water-passages in place of the eight allowed under the Solenamah and therefore violated the decree.
  • Applied for execution praying that a Nazir be deputed to fill the excess passages with earth and for realization of costs from the defendants.
  • Implicitly relied on the view that the decree operates as a permanent injunction and is executable under Cl. 5, O. 21, R. 32 CPC (as accepted by the Subordinate Judge).

Judgment-debtors (Defendants) / Objectors

  • Objected that the decree is not executable in the manner prayed because it is not a decree for an injunction but embodies a contract between the parties and is declaratory in character.
  • Contended the Court lacked power to convert a contractual agreement recorded in the Solenamah into an enforceable injunction by execution in the manner sought.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Sachi Prosad v. Amar Nath, AIR 1916 Cal 674 Held by Richardson, J. (concurring view) that Cl. 5, O. 21, R. 32 applied to prohibitory as well as mandatory injunctions. Mukerji, J. expressly disagreed with Richardson, J.'s view and declined to accept that Cl. 5 applies to prohibitory injunctions.
Mahomed Syedol Arrifin v. Yeoh Ooi Gark, AIR 1916 PC 242 Authority cited for the proposition that statutory illustrations are helpful in interpretation though not part of the statute. The Court relied on the view that illustrations aid the working and application of a statute to support interpreting Cl. 5 as referring to mandatory acts (drawing on the illustration's guidance).
Gordhan Lalji v. Maksudan Ballabh, AIR 1918 All 152 Observation by the Allahabad High Court suggesting a limited meaning of Cl. 5, O. 21, R. 32 (i.e., limited to mandatory-type enforcement). Mukerji, J. cited the observation to support his limited construction of Cl. 5 and its inapplicability to simple prohibitory injunctions.

Court's Reasoning and Analysis

The Court proceeded in two linked strands of analysis: (A) the proper construction of Cl. 5, O. 21, R. 32 CPC and its applicability to prohibitory injunctions; and (B) the character of the Solenamah and the decree — whether it is an injunction at all or a contract/declaratory decree.

A. Construction of Cl. 5, O. 21, R. 32 CPC:

  • The learned Judge disagreed with the view (expressed by Richardson, J. in Sachi Prosad) that Cl. 5 applies to prohibitory injunctions. He read the clause, its illustration and the legislative scheme as pointing to a meaning confined to acts required to be done (i.e., mandatory injunctions).
  • Illustrations, though not part of the enactment, are helpful in working and application and should inform interpretation — a point supported by citation to Mahomed Syedol Arrifin.
  • The English source (O. 42, R. 30) from which the rule was borrowed applies to mandamus or mandatory orders; English Rules provide a distinct mode of enforcement for prohibitory injunctions (R. 7, O. 42) — by attachment/committal of the person (not property). This structural comparison reinforced the conclusion that Cl. 5 is meant for mandatory relief.
  • Mukerji, J. concluded that Clauses (1), (2) and (3) of O. 21, R. 32 (penal remedies like imprisonment and attachment) apply generally, but Cl. (5) — enabling the decree-holder to satisfy the decree by causing the act to be done — is applicable only to mandatory injunctions and not to simple prohibitory injunctions.

B. Character of the Solenamah / Decree:

  • The Court examined the Solenamah and observed that the word "injunction" does not appear in the Solenamah or the petition asking for decree. The decree did not purport to be an injunction made by the Court.
  • An injunction is an order of the Court; even when parties consent, the Court must itself make the order to create the statutory consequences of disobedience. The Court could not be taken to have added or altered terms beyond the parties' agreed terms when incorporating the Solenamah into the decree.
  • The Court stressed the difference between parties agreeing that one party shall not make openings and the parties agreeing that the Court should make an order prohibiting such openings; the Solenamah showed agreement on the former, not an intention that the Court should make an injunction order.
  • The Solenamah did, however, expressly reserve to the plaintiffs the right to have the existing excess openings closed by execution of the decree. That reservation, the Court observed, provided the practical effect similar to a mandatory order for closing those particular openings then in existence — but that reservation did not convert the entire Solenamah into an injunction by the Court.
  • Consequently, the learned Judge concluded the Solenamah and the decree must be read as a contract embodied in a declaratory decree rather than as an injunction proper that the executing court could enforce under Cl. 5 in the manner sought.

Based on these reasoned findings (limited meaning of Cl. 5; distinction between a party agreement and a court injunction; lack of any express court order constituting an injunction in the Solenamah), the Court refused to treat the decree as an injunction enforceable by the specific execution remedy applied for.

Holding and Implications

Holding: The appeal is dismissed.

Implications / Consequences:

  • Direct effect on the parties: The decree is to be treated as embodying a contract / declaratory decree rather than as a decree for a permanent injunction enforceable under Cl. 5, O. 21, R. 32 CPC in the manner prayed. The decree-holders cannot enforce the remedy sought by execution as if the decree were an injunction of the mandatory type under Cl. 5.
  • Costs: No order for costs was made in favour of the successful party; the appeal was dismissed but no costs were awarded.
  • Broader legal consequences: The Court adopted a restrictive construction of Cl. 5 (limited to mandatory injunctions) and declined to extend its operation to simple prohibitory injunctions; the Court also emphasised the difference between contractual stipulations recorded in a Solenamah and a Court's injunction order. The opinion thus clarifies, in this case, the limits of execution under Cl. 5, but the opinion itself does not purport to lay down any legislative change beyond this interpretation.

Order: The appeal is dismissed. Cross-objection dismissed without costs. No costs awarded to either party.

    Hem Chandra Naskar And Another v. Narendra Nath Bose And Others

    The Judgment of the Court was delivered by

    Mukerji, J.:— The facts which have given rise to this appeal are quite simple and the question which falls for determination therein is equally so. The two parties are owners of lands on opposite sides of a river called Sumed Giri. In 1923 the appellants and others, as plaintiffs, sued the respondents, alleging that the latter had made openings at 31 places in the bund on the western bank of the river in order to convert their cultivable lands into fisheries and had thereby caused injury to the fisheries which the plaintiffs had from a longtime-before on the opposite bank. The substantial prayers in the plaint were the following: (Ka) a declaration in favour of the plaintiffs affirming their right and negativing the right of the defendants to take water from the river; (kha) a mandatory injunction on the defendants to close the 31 openings they had made and (ga) a permanent injunction against the defendants restraining them from diverting the water and so the fish on to their lands. The suit ended in a compromise which was embodied in a petition, in which it was prayed that a decree in accordance with its terms might be passed. The decree that was passed purported to be on the basis of the terms contained in the petition, and made the petition a part of it. By this, petition the parties agreed that out of the 31 passages only eight which were specified should be retained. It was further provided:

    “Besides the said eight boat-passages the additional boat-pa-sages and water-passages-excavated by the Basu defendants from the river Sumed Giri shall be closed by them within 15 days from the date of this Solenama. If they fail to do so, the plaintiff will be competent to have them closed on the strength of this Solenama decree with the help of the Court. Save and except the said eight boat-passages they will not be competent to open any boat passage or water-passage or draw water by any other means from the river Sumed Giri.”

    2. It is the decree-holders' case that the openings with the exception of the eight that were to be maintained were closed by the judgment-debtors, but that of late the latter have again opened some 30 passages in the place of the eight.

    3. They accordingly applied to have the openings in excess of the eight closed by, execution of the decree. They prayed:

    “The said judgment-debtors having opened about 30 water-passages in place of eight they are bound to close all the remaining water-passages keeping eight of them. As the judgment-debtors have not done so, it is prayed that a Nazir may be deputed by the Court to have all the water-passages over and above the eight in respect of the jalkars belonging to the defendants which lie on the west side of the river Sumed Giri and within the boundaries given in the schedule below filled up with earth, and that all costs in respect thereof as well as for execution may be realized from the defendants.”

    4. Amongst the objections that were taken to the execution of the decree the one that concerns is at this stage is the objection that the decree is not executable in the manner prayed for as it was not a decree for an injunction, but a decree embodying a contract between the parties and that, to the extent that it did so, it was but a declaratory one. The Subordinate Judge overruled this objection. He held:

    “It was urged that a decree for a permanent injunction could only be passed in Forms Nos. 14 to 16 in the Appendix to the First Schedule of the Code of Civil Procedure relating to decrees. It is no doubt true that the compromise decree in this case has not been passed in any of the forms indicated in Appendix D, but I do not think that mere omission on the part of the Court to pass the decree in one of the above mentioned forms is at all sufficient for holding that the decree passed in Suit No. 178 of 1923 on compromise is not a decree for a perpetual injunction when I am fully satisfied from a perusal of the plaint and the decree that it is really a decree for a parpetual injunction. In construing the decree we must look to the substance and not the form of the decree. For the reasons stated above I have no hesitation in holding that the decree passed in Suit No. 173 of 1923 is was a decree for a permanent injunction. In this view of the case the decree-holders are perfectly entitled to execute the decree in the mannas prayed for under Cl. 5, R. 32, O. 21 of the CPC.”

    5. The District Judge, on appeal by the judgment-debtors, held that there was no permanent injunction to execute and so the proceedings in execution must fail. He however ordered the proceedings to be treated as a suit on a contract embodied in the Solenamah decree and remanded the case to the lower Court to be treated on that footing. At the outset I may observe that I am not inclined to agree in the view expressed by Richardson, J., (concurrence in which was withheld by Beachcroft, J.), in the case of Sachi Prosad v. Amar Nath . AIR 1916 Cal 674 that Cl. 5, O. 21, R. 32 applied to prohibitory as well as mandatory injunctions. With all deference to the learned Judge I am of opinion that notwithstanding that the word “injunction” is used in Cl. 5 without any qualification or restriction, that clause cannot be read as embracing prohibitory injunctions. The clause as well as the illustration appended to it make it, to my mind, perfectly clear that it is the act required to be done by the mandatory injunction that is “the act required to be done” within the meaning of the clause. Illustrations no doubt are no part of the section, but they have been expressed by the Legislature as helpful in the working and application of the statute and their usefulness in that respect should not be impaired: see Mahomed Syedol Arrifin v. Yeoh Ooi Gark . AIR 1916 PC 242. Moreover O. 42, R. 30 of the English Rules from which this rule has been borrowed with a slight change of wording applies only to mandamus or mandatory order, injunction or judgment, and there the expression “act required to be done ??? the aforesaid limited meaning. Under the English Rules the mode of enforcing a prohibitory injunction is laid down in R. 7, O. 42, and is by attachment or commital, attachment there meaning, of course, of the person and not of the property. I am of opinion that while O. 21, R. 32, Cls. (1), (2) and (3) apply to both classes of injunctions and enable the decree-holder to put the judgment-debtor into civil prison and to attach the judgment-debtor's property and by these means to compel him to obey the decree, Cl. (5) has no application to the case of a simple prohibitory injunction.

    6. The provisions of Cls. (1), (2) and (3) are highly penal in their character and they are intended to punish the defendant for disobedience of the decree and are not intended to be a satisfaction of the decree so as to prevent the decree-holder from taking farther steps. In the case of mandatory injunction Cl. (5) would often give the decree-holder a complete remedy. But if a simple prohibitory injunction is disobeyed, a fresh cause of action arises for which adequate remedy, either by a mandatory injunction or in some other way has to be sought for in a suit. I am not prepared to hold that when a prohibitory injunction is disobeyed the executing Court is competent to substitute therefor a mandatory injunction of a suitable character, even under the inherent powers which are reserved to Courts under Section 151 of the CPC. The limited meaning that I am disposed to put upon Cl. 5 is what I think was in the minds of the learned Judges of the Allahabad High Court when they made the observation in the case of Gordhan Lalji v. Maksudan Ballabh . AIR 1918 All 152 at p. 652 (of 40 All) at the top of that page.

    7. But a still greater difficulty which I find in the appellants' way is that I cannot read the decree which they are seeking to execute as a decree for an injunction at all. The word “injunction” does not occur anywhere in the Solenamah nor at any place in the petition asking for a decree thereon. Nor indeed did the decree in my opinion, purport to think of an injunction at all. An injunction is an order of the Court which, no doubt, may be passed by consent of the parties and without a judicial determination of the circumstances justifying it—and in this respect I would differ from the view which the learned District Judge has taken, but after all it must be passed by the Court as its own order, disobedience of which would bring on the consequences that the statute provides for. I am unable to read the Solenamah as disclosing any intention on the part of the parties that the Court would make such an order. The Court passed the decree on the basis of the Solenamah and incorporated the Solenamah as a part of the decree. It had no right to add one jot or tittle to nor could it make any the slightest variation in the terms agreed upon between the parties. It is one thing for the parties to agree that one party shall have no right to, or shall not be able to keep or make more openings than eight, and quite a different thing for them to agree that the Court should make an order against that party prohibiting him from keeping or making more opening than eight. An agreement to the former effect does not necessarily mean an agreement to the latter affect; the two are wide apart. I find it impossible to hold either that there was an agreement that the Court would make an injunction or that the Court in fact did so.

    8. It has been argued that if the intention of the parties, was not to have an injunction mandatory as well as prohibitory, then, were the parties agreeing to something that would be utterly useless to the plaintiffs? Because so far also as the closing down of the then existing openings in excess of the eight is concerned, there was no mandatory injunction expressly agreed upon in the Solenamah or asked for in the petition or granted by the decree. In other words, it has been asked, were the plaintiffs decree-holders then consenting to have a decree which would be a wholly in fructuous decree and would not even entitle them to close down the openings in excess of the eight that were to be maintained? The answer to this question is quite simple. The Solenamah reserved to the plaintiffs the right to have those openings closed by the execution of the decree. The parties therefore provided by this clause the same effect as a mandatory injunction could otherwise have. If intention is to be judged from the words of the Solenamah, such intention, in my judgment, is apparent from the fact that, whereas in the case of the openings that were in existence then in excess of the eight it was provided that they would be closed down if need be by the execution of the decree, nothing of that description was said with regard to the stipulation that the defendants would not be competent, save and except the eight boat-passages, to open any others or draw water by any other means in future.

    9. While I am not prepared to affirm all that has been said by the learned District Judge in his judgment, I agree in the view which he has ultimately taken, namely that the decree cannot be read as containing an injunction and that it should be treated as a decree embodying a contract between the parties and, in that way, is only a declaratory decree. The result is that, in may opinion, the appeal cannot succeed. It is accordingly dismissed. But in view of the circumstances of the case I am not willing to make any order for costs. The cross-objection is not pressed. It is accordingly dismissed but without any order for costs.

    S.K Ghose, J.:— I agree.

    B.M

    10. Order accordingly.

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    Comments

    Hem Chandra Naskar And Another v. Narendra Nath Bose And Others
    (Aug 28, 1933)