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  • provisions of Section 114, Illus. (a) of the Evidence Act,
  • S. 412, I.P.C and Section 114 of the Evidence Act,
  • Section 114, Illus. (a) of the Evidence Act,
  • SECTION 54 CALCUTTA POLICE ACT
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Cites
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Citation Codes
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Case Number
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Acts
  • provisions of Section 114, Illus. (a) of the Evidence Act,
  • S. 412, I.P.C and Section 114 of the Evidence Act,
  • Section 114, Illus. (a) of the Evidence Act,
  • SECTION 54 CALCUTTA POLICE ACT
Smart Summary

Factual and Procedural Background

Six men were charged with dacoity: Istahar Khondkar, Maijuddi, Azahar Ali, Adam Ali, Sonatan Patikar and Umacharan (Uma) Patikar. One additional person, Jamini Kanta Nath, was charged under Section 412, I.P.C. At trial two were acquitted (Sonatan and Jamini) and the jury found the remainder guilty under Section 412, I.P.C., although, aside from Jamini, no charge under that section had been framed against them. Five convicted men (all except Jamini and Sonatan) appealed from jail.

The factual evidence before the trial court (as recited in the opinion) included: a dacoity had been committed; the dacoits were not identified at the scene; some stolen goods were found about five to six weeks later in the possession of each of the accused; there was some evidence of attempts to conceal those goods; and two of the accused had made confessions implicating the others (except Jamini). The confessions had been recorded by a Magistrate and were declared to be voluntary.

On appeal, counsel for one appellant (Umacharan/Umacharan) challenged the jury being permitted to convict under Section 412 when no charge under that section had been made against him; the Crown argued that Sections 236 and 237 of the Criminal Procedure Code permitted a conviction on an offence different from that charged where the facts that could be proved left doubt as to the kind of offence established.

Legal Issues Presented

  1. Whether a jury may convict an accused of an offence under Section 412, I.P.C. (receiving property knowing it to be stolen in a dacoity) when the accused was not charged under that section at the trial (except in the single case of Jamini).
  2. Whether Sections 236 and 237 of the Criminal Procedure Code apply so as to permit conviction of an offence not charged when the doubt is as to which offence the available evidence will establish.
  3. Whether presumptions under Section 114, Illustration (a) of the Evidence Act (possession of recently stolen property) can be treated as facts "which can be proved" under Sections 236 and 237 CrPC and thereby justify conviction for an uncharged offence.
  4. Whether the trial Judge's directions to the jury concerning Section 412, I.P.C. and Section 114, Evidence Act were legally correct, and if not, what the consequences for the convictions and sentences should be.

Arguments of the Parties

Appellant (Umacharan / represented) — Mr. Satindra Nath Mukerji

  • The jury were not entitled to convict the appellant of an offence under Section 412 because no charge had been framed against him under that section. (Citation given: 26 Cr LJ 13611.)

Crown — Mr. Amiruddin Ahmed

  • Sections 236 and 237 of the Criminal Procedure Code permit conviction of an offence not specifically charged where the facts that "can be proved" leave doubt as to the precise offence; the Crown argued that the facts here could be proved and the only doubt was which offence (dacoity under Section 395 or receiving under Section 412) they constituted.
  • The Crown further argued that Section 114, Illustration (a) of the Evidence Act creates permissible presumptions (e.g., possession of recently stolen property) and that uncertainty whether the jury would draw such a presumption should bring the case within the ambit of Sections 236 and 237.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
26 Cr LJ 13611 Referenced in support of the appellant's submission that a jury cannot convict on a section which was not charged. The opinion notes the citation in connection with the defence point; the Court does not elaborate on the precedent beyond recording the argument.
35 CWN 945 (also cited as 35 CWN 9452) Cited by the Crown as authority that Sections 236 and 237 apply where facts provable do not show which offence is constituted; the report contains a paragraph (p. 947) about presumption/inference which the author finds misleading. The Court considered this authority but rejected the aspect that seemed to treat a doubt whether a presumption would be drawn as falling within Sections 236/237. The opinion states that one paragraph in that report is "inaccurate and misleading" as to the role of presumption versus inference.
30 CWN 581 (Judicial Committee decision) Referred to as a decision which the author respectfully disagrees with and believes should be reconsidered; in that decision facts could be said to constitute both murder and an offence under Section 201 I.P.C. The Court says that, with respect, that decision is not consistent with its interpretation of Section 236: in the present view no doubt arose within the meaning of Section 236 in the facts of that case.
50 Cal 564 Example of a case where evidence was circumstantial and several inferences were possible; used to illustrate when Sections 236/237 may apply (i.e., circumstantial cases where which inference to draw is in doubt). The opinion accepts this case as a point in which a possible inference (theft) or an alternative inference (offence under a different provision) could be drawn from circumstantial evidence; it is used to distinguish the present matter (which had direct evidence of dacoity) from cases like 50 Cal 564 where doubt as to inference existed.
11 Cr App R 455 (Lord Reading, L.C.J., with concurring judges) Instruction to the jury in cases of possession of recently stolen property: possession plus proof of recent theft permits the jury to infer guilt of receiving in absence of reasonable explanation, but the explanation, if reasonably possible, must lead to acquittal because the onus remains on the prosecution. The Court held the trial Judge's direction should have followed this statement. It restated the passage approvingly and treated it as the correct direction on the use of the Illustration to Section 114 in trials of receiving recently stolen property.
R.M/R.K (as cited in opinion) The opinion merely reproduces this citation (appearing in a block quotation) without explanation in the body of the text. The Court does not explain the principle or application; the citation appears in the judgment record but the opinion provides no elaboration of its content or role in reasoning.

Court's Reasoning and Analysis

The Court undertook a textual and functional analysis of Sections 236 and 237 of the Criminal Procedure Code and of Section 114, Illustration (a) of the Evidence Act, arriving at the following points:

  1. Meaning of "facts which can be proved": The Court held that this phrase must be understood to mean facts about which there is existing evidence in the hands of the prosecution at the time of the charge (such as depositions and any additional prosecution evidence of which notice has been given). The relevant doubt for Sections 236/237 must relate to what offence those facts would constitute, assuming those facts are accepted as proved; it is not a doubt about whether the jury will believe the evidence when produced.
  2. Distinction between belief in evidence and possible inferences from proved facts: The Court emphasized the difference between (a) a doubt whether the jury will believe the prosecution evidence and (b) a doubt as to which inference the proved facts could lead to. Sections 236 and 237 address the latter; a mere possibility that evidence may or may not be believed does not bring the case within those sections.
  3. On confessions and admissibility: The Court noted the confessions were recorded by a Magistrate and declared to be voluntary; there was no doubt about their admissibility. Whether the jury would accept those confessions as true is irrelevant to the applicability of Sections 236/237; the key is what facts the prosecution had in hand to prove.
  4. Role of presumption under Section 114, Illustration (a): The Court rejected the Crown's argument that uncertainty about whether a presumption (possession shortly after theft) would be drawn is a type of doubt contemplated by Sections 236/237. It held that presumptions are not "facts which can be proved"; they arise only when some facts cannot be proved and the court elects to rely on a presumption. Consequently, uncertainty whether the court will invoke a presumption is irrelevant to the operation of Sections 236/237.
  5. Application to the present facts: Because the facts provable (dacoity committed, stolen goods later found in accused's possession, confessions implicating accused) were direct and, if believed, necessarily established the offence of dacoity against all except Jamini, there was no doubt within the meaning of Section 236 as to which offence was constituted. Therefore the trial Judge erred in directing the jury that, if they thought there was insufficient evidence of dacoity but that the accused had received stolen property knowing it to be stolen, they might convict under Section 412 when that offence had not been charged against those accused.
  6. Misdirection regarding Section 114, Illustration (a): The Court found the trial Judge's direction both incorrect and incomplete. The correct direction (as stated in 11 Cr App R 455) is that when possession of recently stolen property and proof of recent theft are shown, the jury may, but need not, infer guilt in the absence of any reasonable explanation; and if a reasonable explanation is possible, the accused is entitled to acquittal because the onus of proof remains on the prosecution beyond reasonable doubt.
  7. Consequences of the misdirections: The jury's verdict under Section 412 was erroneous due to the misdirections. The jury gave no specific verdict on the charge of dacoity; inferentially they acquitted on that charge and, because there is no appeal against an acquittal under Section 417 CrPC, the appellants cannot now be retried for dacoity.
  8. Specific evaluation of evidence as to guilty knowledge: The Court concluded that Section 114, Illustration (a) could not be used to supply the necessary knowledge of dacoity for conviction under Section 412. The only evidence of such knowledge was in the retracted confessions (which the jury rejected). However, separate evidence of concealment of stolen goods was sufficient to prove guilty knowledge for receiving stolen property for the appellants other than Umacharan.
  9. Individual disposition: The Court found the evidence against Umacharan (aside from one retracted confession) to be very slight and allowed his appeal, setting aside his conviction and sentence and acquitting him. For the other appellants, rather than ordering retrials, the Court altered the convictions from Section 412 to Section 411, I.P.C. and reduced each sentence to one year's rigorous imprisonment (taking into account seven months' pre-conviction custody).

Holding and Implications

Core Ruling: The Court held that the trial Judge's directions on Section 412, I.P.C. and on Section 114, Illustration (a) of the Evidence Act were contrary to law; the jury's verdict under Section 412 was erroneous insofar as it convicted appellants not charged under that section (except Jamini), and the appellate court modified the outcomes accordingly.

Direct consequences for the parties:

  • Umacharan (Uma) Patikar: Appeal allowed; conviction and sentence set aside; acquitted.
  • Other appellants (except Jamini and Sonatan): The appellate court altered the jury's verdicts from convictions under Section 412 to convictions under Section 411, I.P.C. The sentences were reduced to one year's rigorous imprisonment each, with credit in view of seven months' prior custody.
  • Dacoity charge: Because the jury gave no specific guilty verdict on the dacoity charge (and effectively acquitted), and there is no appeal against an acquittal under Section 417 CrPC, the appellants cannot be retried for dacoity on these same facts.

Broader legal implications noted by the Court:

  • The Court clarified the correct scope of Sections 236 and 237 CrPC: the doubt contemplated is one about what offence the facts which "can be proved" would constitute (i.e., a doubt about the inferences from those facts), not a doubt about whether evidence will be believed at trial.
  • The Court emphasized that presumptions under Section 114 of the Evidence Act are not themselves "facts which can be proved" for the purpose of Sections 236/237; uncertainty whether the court will draw a permissible presumption does not expand the reach of Sections 236/237.
  • The opinion restates existing law on jury directions in possession-of-stolen-property cases (quoting 11 Cr App R 455) rather than laying down new law: "The Court is not pronouncing new law, but is merely restating it," as recorded in the judgment.

No broader precedent was created by this decision; the Court modified convictions and sentences according to the law as it interpreted the relevant provisions and applied those principles to the facts before it.

    Istahar Khondkar And Others v. Emperor Opposite Party.

    Lort-Williams, J.:— In this case six men were charged with dacoity namely, Istahar Khondkar, Maijuddi, Azahar Ali, Adam Ali, Sonatan Patikar and Umacharan Patikar and one Jamini Kanta Nath, under S. 412, I.P.C Two of them were acquitted, namely, Sonatan and Jamini, all the rest the jury found guilty of offences under S. 412. These five have appealed from jail. The learned Judge appears to have directed the Jury that if they thought that there was not sufficient evidence of dacoity, but that there was evidence that the accused dishonestly received or retained stolen property knowing it to have been transferred by the commission of dacoity or received from dacoits, they might find them guilty under S. 412, although no charge under this section had been made against any one of them, with the exception of Jamini. Of the five accused who have appealed from jail one, Umaeharan Patikar, has been represented by Mr. Satindra Nath Mukerji. The rest are unrepresented. The point raised by the learned advocate on behalf of Uma Charan is, that the jury were not entitled to convict him of an offence under S. 412, because no charge was made against him under that section: 26 Cr LJ 13611. This argument, of course, would apply to the rest of the appellants. Mr. Amiruddin Ahmed, who appears for the Crown, has argued that what the jury did was permissible under the provisions of Sections 236 and 237 of the Cr PC, that is to say, he has argued that this was a case in which the facts which could be proved were not in dispute or doubt; what was in doubt was the kind of offence which those facts would constitute, within the meaning of those sections: 35 CWN 9452, and the cases therein discussed.

    2. Now the facts were that a dacoity was committed, that none of the dacoits was recognised, but that some of the stolen goods were found about five to six weeks afterwards, in the possession of each of the accused. There was some evidence to show that each of the accused had taken steps to conceal the stolen goods. Two made confessions which implicated in the dacoity all of the accused except Jamini. The learned Advocate for the Crown has argued that this case comes within the ambit of S. 236, because there was no doubt about the facts which could be proved, and the only doubt which arose was what offence would be constituted by those facts, that is to say what inference would the jury draw from the facts. Would they consider that they were sufficient proof of an offence under S. 395, or of an offence under S. 412? He went further and suggested that though the facts were not in doubt, there was a doubt whether the jury would make one of the presumptions which they could make under Section 114, Illus. (a) of the Evidence Act, and which of those presumptions. Thus he argued that in cases to which that illustration applies, though the facts may not be in doubt, yet there will always be a doubt whether the Court will make such a presumption, and which presumption, the making of which is permissive and optional, and therefore Ss. 286 and 237 apply to all such cases. In my opinion, both these arguments are unsound. The facts which could be proved were that a dacoity had been committed by all the accused except Jamini, and that some of the stolen goods had been found, five to six weeks afterwards and partly concealed, in the possession of each of the accused. These facts could be proved by the confessions of Maijuddi and Azaharali and the evidence about the finding of the stolen goods. Whether the jury would believe the confessions and the rest of the evidence or not was and is irrelevant upon the point whether Ss. 236 and 237 were applicable or not. Such a doubt is not contemplated by the sections. There was no doubt about the admissibility of the confessions. They had been recorded in the prescribed way by a Magistrate, were declared therein to have been made voluntarily, and prima facie would be admissible in evidence. There was no doubt about what offence the facts to which I have referred would constitute. They would constitute, against all except Jamini, the offence of dacoity. Thus the evidence of dacoity was direct and not circumstantial, and if this evidence were believed by the jury to be true, the only possible inference which could be drawn from the proved facts would be that the accused, other than Jamini, were guilty of dacoity. The learned Advocate for the Grown has failed to appreciate the distinction between the doubt whether the jury would believe the evidence and the inferences which it was possible for them to draw, assuming that they did believe it. The doubt contemplated by the sections must arise at the time of charge. In order to decide whether such a doubt exists as will attract the provisions therein contained, the Judge must know at that time what facts “can be proved,” Therefore this expression must mean facts about which there is evidence in the hand of the prosecution. What this evidence amounts to is disclosed in the depositions taken by the committing Magistrate and in any additional evidence which may be in the hands of the prosecution and of which notice has been given. This matter cannot be affected by considerations whether the prosecution will be able to produce this evidence at the trial, or whether the Court or jury will believe it if and when produced. With great respect for the decision of their Lordships of the Judicial Committee in 30 CWN 5813, I think that decision will require to be reconsidered by them upon some future occasion. The facts which could he proved in that case against each of the accused clearly constitute both the offence of murder and an offence under S. 201, I.P.C, and, in my opinion, no doubt arose within the meaning of Section 236 of the Cr PC.

    3. It is true that the illustration of Section 237 of the Cr PC, seems, at first sight, to support the different view which their Lordships adopted, but S. 237 applies only to cases which fall within the provisions of S. 236 and is controlled by it and the illustration is not really inconsistent with the view which I have taken, because the decision in the case illustrated might depend upon which of several possible inferences would be drawn from the facts proved. Where the evidence is circumstantial, and the decision depends upon the question whether the Court will draw a possible inference, or which of several possible inferences, there exists a doubt within the meaning of S. 236: 35 CWN 945. The decision in 50 Cal 5644 was a case in point. In that case ornaments and money to the value of Rs. 18,000 were stolen from the room of the complainant. The accused occupied a room in the same fiat. She was charged with theft under S. 380, I.P.C, and convicted of an offence under Section 54-A of the Calcutta Police Act, with which she had not been charged. The evidence showed that she had obtained possession of the key and padlook of the door which separated her room from the room of the complainant. The rest of the evidence was matter of suspicion only, namely, that the accused made large payments to her creditors on the day of the theft and on the two following days, and later, pledged ornaments, and attempted to change notes for Rs. 1,000 and gave a goldsmith a large quantity of broken ornaments to be melted down. The identity of neither ornaments nor money was established. From the evidence about the key and padlock, a possible inference was that the accused stole the property. If this inference were not drawn by the Court, the whole of the evidence taken together, might afford reason to believe that the were stolen within the meaning of S. 54-A and such was the decision, though I doubt whether such an inference was possible upon those facts, or could properly have been drawn.

    4. The second argument of the learned advocate is still more unsound. The question whether the Court will make one and which of the presumptions under Section 114, Illus, (a) of the Evidence Act, is irrelevant upon a consideration of the provisions of Sections 236 and 237 of the Cr PC. Such a presumption is not one of the facts which “can be proved.” On the contrary it can arise only when some fact or facts cannot be proved. In appropriate circumstances, such facts, though they cannot be proved may be presumed and in such a case there would be no doubt about which offence the facts which could be proved would constitute. Alone they would not be enough to constitute any offence. But if the Court decided to presume the existence of other facts, then the proved facts and the presumed facts together would constitute an offence. The doubt therefore arises about whether the Court will or will not presume a fact, and which fact, not about which offence the facts which can be proved will constitute within the meaning of Ss. 236 and 237. Upon this point there is a paragraph in the report of the judgment in 35 CWN 945, supra, to which I was a party, which seems to be inaccurate and misleading. Therein it is stated at p. 947 that:

    It may be that, even after evidence, the inference will be that the accused has committed one offence or another. For instance the Court may presume that a man, who is in possession of stolen goods soon after the theft and does not account for his possession, is either the thief or has received the goods knowing them to be stolen. In such a case the doubt may be taken up to the judgment Stage and the Court shall pass judgment in the alternative under Section 367 of the Cr PC.

    5. This must be a misprint for S. 237. The paragraph as reported seems to confuse inference with presumption, and to suggest that a doubt whether the Court will make presumption, or which presumption, may be such a doubt as is contemplated by S. 236. I did not intend to, and do not subscribe to any such proposition, as I have already stated. The direction of the learned Judge upon S. 114, Illus. (a), was neither correct nor complete. The direction should have been in accordance with the statement made by Lord Beading, L.C.J in 11 Cr App R 455, with which Bray, Avory, Lush and Atkin, JJ. agreed. It was as follows:

    Where the prisoner is charged with receiving recently stolen property, when the prosecution has proved the possession by the prisoner, and that the goods had been recently stolen, the jury should be told that they may, not that they must, in the absence of any reasonable explanation, find the prisoner guilty. But if an explanation is given which may be true, it is for the jury to say on the whole evidence whether the accused is guilty or not that is to say, if the jury think that the explanation may reasonably be true, though they are not convinced that it is true, the prisoner is entitled to an acquittal, because the Crown has not discharged the onus of proof imposed upon it of satisfying the jury beyond reasonable doubt of the prisoner's guilt. That onus never changes, it always rests on the prosecution. That is the law; the Court is not pronouncing new law, but is merely restating it, and it is hoped that this re-statement may be of assistance to those who preside at the trial of such cases.

    6. The result is that in my opinion the learned Judge's direction upon both S. 412, I.P.C and Section 114 of the Evidence Act, was contrary to law, and the verdict of the jury was erroneous owing to these misdirections. Although the jury gave no specific verdict on the charge of dacoity, inferentially their verdict was one of acquittal upon that charge and as there is no appeal against that verdict under Section 417 of the Cr PC, the appellants cannot be tried again for that offence. The provisions of Section 114, Illus. (a) of the Evidence Act, do not entitle the Court to presume the knowledge of dacoity or dacoits which is required for a conviction under S. 412, and the only evidence of such knowledge is contained in the retracted confessions, which were rejected by the jury. The evidence, however, relating to the concealment of the stolen goods is sufficient to prove guilty knowledge, and the circumstances were such as to justify us in making the presumption that the appellants, other than Umacharan, received those goods knowing them to be stolen. The evidence against Umacharan, apart from one of the retracted confessions, is very slight, and in his case of allow the appeal, and set aside the conviction and sentence and acquit him. Instead of sending the cases of the other appellants back for re-trial, we alter the finding to one of conviction under S. 411, I.P.C, and in view of the fact that each of the appellants was in custody for seven months prior to his conviction, we reduce the sentence upon each of them to 1 year's rigorous imprisonment.

    Jack, J.:— I agree. The confusion which has arisen about the interpretation of S. 236, I.P.C, is due to the way in which it is worded. What is really meant seems to be:

    If a single act or series of acts is of such a nature that it is doubtful which of several offences has been committed if the facts as alleged by the prosecution, are established, the accused may be charged with the commission of all or any of such offences.

    7. The facts which can be proved are only ascertained after the completion of the trial and therefore the charge cannot be made to depend on them moreover in the terms of the section the doubt must arise from the nature of the act or series of acts, and the doubt would arise because of the inferences which might be drawn from those acts. In interpreting the illustration to Section 237 of the Cr PC, it must be remembered that it only applies to the class of cases referred to in S. 236, and therefore it does not refer to cases in which it is merely doubtful which offence will be proved, and Section 237 of the Cr PC, is no authority for holding that, in such cases, on a charge of one offence a man can be convicted of a different offence. With great respect to Lord Haldane it would appear difficult to reconcile Section 236 of the Cr PC, with his statement in the case referred to by my learned brother: 30 CWN 581:

    The illustration makes the meaning of the words plain. A man may be convicted of an offence though there has been no charge in respect of it, if the evidence is such as to establish a charge that might have been made.

    8. This interpretation would make the doubt depend merely on the nature of the evidence whereas under Section 236 of the Cr PC, the doubt must arise from the nature of the facts or the inferences which can be drawn from these facts. If the doubt only depended on the evidence S. 237 would apply to every case. In the I present case if the facts as alleged by the prosecution are established the accused were clearly guilty of dacoity and not of dishonestly receiving property stolen in a dacoity therefore they cannot be convicted of the latter offence on a charge of dacoity. The accused ought to have been charged with dishonestly receiving stolen property in the alternative, but since they have not been prejudiced by failure to frame this charge, and since the verdict of the jury clearly shows that they were guilty of this offence, there is no need to send back the case for retrial. The jury found them guilty under S. 412, I.P.C, instead of S. 411 because of the misdirection of the learned Judge where he said:

    If the jury believe that there is not evidence to hold they committed dacoity but that they hold that they dishonestly received or retained stolen property knowing it to be such, they may find them guilty under S. 412, I.P.C

    9. The stolen property was not found with the accused until 6 weeks after the dacoity, and apart from the discarded confessions there is no evidence that they knew it was stolen in the dacoity, a factor which was necessary to bring the offence under S. 412, I.P.C

    R.M/R.K

    10. Order accordingly.

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    Comments

    Istahar Khondkar And Others v. Emperor Opposite Party.
    (Feb 25, 1935)