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  • O. 41, Rr. 17 and 19 and Section 151 of the CPC.
  • O. 41, R. 19, read with Section 151 of the CPC.
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  • O. 41, Rr. 17 and 19 and Section 151 of the CPC.
  • O. 41, R. 19, read with Section 151 of the CPC.
Smart Summary

Concise Structured Summary — Opinion of Fazl Ali, J. (Full Bench Reference)

Factual and Procedural Background

The petitioner appealed to the High Court against a decree of the Subordinate Judge of Arrah; the appeal was First Appeal No. 3 of 1938. The Registrar placed the appeal before a Bench on 5 May 1938 with a note that the appellant had failed to comply with several orders to supply the appellant's list. No one appeared for the petitioner and the appeal was dismissed by the Bench on that date. On 11 June 1938 the petitioner applied for restoration of the appeal. The application bore a Rs. 3 stamp and purported to be made under O. 41, Rr. 17 and 19 and Section 151 of the Code of Civil Procedure (CPC). The Stamp Reporter considered the court-fee insufficient and took the view that the application should have been made under O. 47, R. 1 (i.e., as an application for review), which would attract a much larger fee. The matter was referred to a Full Bench under Ch. 6, R. 4 of the Rules of the Court to decide whether such an application is to be treated as a review (O. 47, R. 1) or can be entertained under Section 151 / O. 41 provisions.

Legal Issues Presented

  1. Whether an application to set aside an order dismissing an appeal for non-filing of the appellant's list within the time allowed can be entertained only as an application for review under O. 47, R. 1 of the Code of Civil Procedure.
  2. Whether the Court has power to entertain such an application under Section 151 of the CPC (or under O. 41, R. 19 or other provisions), given that the dismissal in question was made under a High Court rule (Part 2, Chap. 9, R. 23) and not under a specific Code provision enumerated in O. 41, R. 19.

Arguments of the Parties

Petitioner's Position

  • The application for restoration was presented as an application under O. 41, Rr. 17 & 19 and Section 151 of the CPC and attracted a Rs. 3 stamp.
  • The petitioner asserted (by affidavit) that his advocate was fully instructed to file the appellant's list and that the petitioner was not responsible for the failure to prosecute the appeal properly.
  • The petitioner subsequently filed an affidavit stating he had paid Rs. 36-1-0 to his advocate, and that the advocate is now dead; he sought restoration of the appeal on that factual basis.

Stamp Reporter / Registrar's View

  • The Stamp Reporter treated the application as an application for review and noted that the Rs. 3 stamp was insufficient, taking the view that an application of that character should have been made under O. 47, R. 1 (with a substantially higher court fee).
  • The Registrar's office had recorded steps leading up to dismissal: time was allowed repeatedly to file the appellant's list, a final adjournment was given, and when the list was not filed the appeal was laid before the Bench with a recommendation for dismissal.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
4 Pat 7041 Earlier Patna practice following Calcutta Full Bench: treated similar applications as review (per the Court's account). The Court recorded that this Patna decision followed 24 Cal 350; the present Bench indicates such earlier authority can no longer be relied on as good law for treating these applications as review.
4 Pat 704 Decision (1924) holding that an application to set aside dismissal must be regarded as one for review under O. 47, R. 1. The opinion notes this decision had followed 24 Cal 350, but states that the decisions in 24 Cal 350 and 4 Pat 704 "can no longer be relied on as good authorities."
24 Cal 350 Full Bench decision in Calcutta holding remedy was to apply for review (based on language of an earlier Code). The Court treats this authority as previously influential but concludes it cannot be relied on now in light of later analysis and decisions limiting O. 47, R. 1; thus it is effectively disfavoured by the present reasoning.
59 Cal 1334 Decision holding that an application for restoring an appeal dismissed for default in payment of initial deposit is not an application for review but an application under O. 41, R. 19 read with S. 151 of the Code. The Bench found this decision persuasive; it is cited as supporting the view that such restoration applications need not be treated as review applications under O. 47, R. 1.
23 Cal 3394 at p. 341 A Bench of Calcutta High Court held that an application for readmission of an appeal dismissed for failure to deposit costs was not an application for review but an application under the High Court rules. The opinion records that this earlier Calcutta decision was later overruled by the Calcutta Full Bench in 24 Cal 350.
23 Cal 339, at page 341 Same subject-matter: held application was not review but under High Court rules (as recorded in the opinion). The Court records that this decision was regarded as wrongly decided by the Calcutta Full Bench in 24 Cal 350.
45 Bom 6485 Bombay High Court appears to have adopted the view that such applications are not review but can be entertained under provisions analogous to O. 41, R. 19 read with S. 151. The opinion cites this decision as consistent with the view taken in 59 Cal 1334 and as supportive of permitting such applications other than by way of review.
AIR 1931 Sind 153 Judicial Commissioners of Sind took a similar view to 59 Cal 1334 (i.e., not review but relief under other provisions). The Court cites this decision as consonant with the view that restoration applications can be entertained without treating them as review under O. 47, R. 1.
49 IA 1447 Judicial Committee authority cited for the proposition that O. 47, R. 1 must be read as definitive of the limits of review and that "any other sufficient reason" is limited to reasons analogous to the specified grounds. The Bench relies on this authority to construe O. 47, R. 1 narrowly and to conclude such restoration applications cannot ordinarily be treated as review applications under that Rule.
15 PLT 7638 Same Judicial Committee authority/point as 49 IA 1447: reading O. 47, R. 1 as definitive and limiting "any other sufficient reason." Again relied upon by the Court to restrict the ambit of review under O. 47, R. 1 and to support entertaining restoration under Section 151 instead.

Court's Reasoning and Analysis

The Court proceeded in two stages: (A) legal analysis of the proper procedure and (B) application of the law to the facts of the present case.

A. Legal analysis (procedural question)

  • The central analytical task was to decide whether an application to set aside dismissal for non-filing of the appellant's list (or non-payment of printing/initial deposit) is to be treated as a review under O. 47, R. 1 or whether the Court can entertain it under other provisions such as O. 41, R. 19 read with Section 151.
  • The Court examined contrary authorities: the Calcutta Full Bench decision in 24 Cal 350, the Patna decisions (4 Pat 704 / 4 Pat 7041) that had followed it, and later authorities (59 Cal 1334, 45 Bom, AIR 1931 Sind) that took the opposite view.
  • The Court focused on the text of O. 47, R. 1 which enumerates specific grounds for review (discovery of new evidence after due diligence, mistake or error apparent on the face of the record, or "any other sufficient reason") and on authoritative guidance from the Judicial Committee (cited as 49 IA 1447 and 15 PLT 7638) that R. 1 must be read as defining the limits of review, with “any other sufficient reason” confined to reasons analogous to the enumerated grounds.
  • The Court reasoned that grounds (1) and (2) of O. 47, R. 1 are ordinarily inapplicable to cases dismissed for failure to file the appellant's list or pay printing costs: those are not typically cases of newly discovered evidence, nor mistakes apparent on the face of the record. If such restoration were to be shoe-horned into O. 47, R. 1, it would most often rely on the residual ground (3), which the Judicial Committee authorities limit.
  • Two further textual points guided the Court: (i) new matter/evidence for review must have been discovered by the party (not the Court), and (ii) an error "apparent on the face of the record" must be truly apparent — omissions caused by circumstances not brought to the Court's attention at the time of dismissal are not of that class.
  • The Court observed that O. 41, R. 19 (the provision in the Code for restoration of appeals) does not literally apply to dismissals made under certain High Court rules (here Part 2, Chap. 9, R. 23), because R. 19 deals specifically with dismissals under R. 11, R. 17 or R. 18 of O. 41 — situations involving failure to appear at hearing or failure to deposit sums required for service of notice, etc.
  • Nevertheless, the Court invoked Section 151 — the saving provision preserving the inherent power of the Court — reasoning that where the Court has power to dismiss an appeal for failure to file a list or deposit costs, it must likewise possess power to restore an appeal in a proper case. Section 151, properly and cautiously applied, supplies the necessary jurisdictional basis for entertaining restoration applications of this character.
  • On that basis, the Court concluded that an application to set aside an order dismissing an appeal for not filing the appellant's list within the time allowed may be entertained under Section 151 of the Code, and "generally speaking" such an application cannot be made under O. 47, R. 1 of the Code.

B. Application to the facts of the present case

  • The Court reviewed the chronology: inspection of documents on 3–4 March 1938; non-filing of appellant's list; Registrar's directions (4 April giving 14 days; 25 April final adjournment warning the appeal would be recommended for dismissal); appeal laid before Bench on 3 May and dismissed on 5 May.
  • The petitioner relied on an affidavit claiming the advocate had been instructed to file the list and that the petitioner was not to blame. The advocate's letter of 8 May (quoted in the record) contradicted that claim: it stated the advocate was unwell, had instructed someone to apply for time, that fees (Rs. 48 plus list-preparation fees) had not been paid, and that unless money was paid nothing would be done.
  • The petitioner later filed an affidavit claiming payment of Rs. 36-1-0 to the advocate, but because the advocate was then dead and the statement was not contained in the petition itself, the Court was not prepared to rely on that later affidavit or to accept that the advocate had acted dishonestly or negligently.
  • The Court emphasized that Section 151 must be applied with great caution and only when the ends of justice require. In deciding whether to apply S. 151, the Court must consider both the interests of the applicant and of the other party affected by granting relief.
  • On the material before it, the Court found that the petitioner had not made out a sufficient cause to justify restoring the appeal; accordingly the application for restoration was dismissed with costs.

Holding and Implications

Holding: The Bench concluded as follows:

An application to set aside an order dismissing an appeal for not filing the appellant's list within the time allowed may be entertained under Section 151 of the Code of Civil Procedure, and generally speaking such an application cannot be made under O. 47, R. 1 of the Code.

Implications:

  • Direct effect on the parties in this case: The petitioner's application for restoration was dismissed and the petitioner was ordered to pay costs. The Bench applied Section 151 in principle but found on the facts that the petitioner had not shown sufficient cause for restoration.
  • On precedent and practice: The opinion expresses that earlier authorities (notably 24 Cal 350 and the Patna decisions following it) which had treated such applications as review under O. 47, R. 1 are no longer to be relied upon as good law. The Court favors the view represented by 59 Cal 1334, certain Bombay and Sind decisions, and the Judicial Committee authorities limiting the ambit of review.
  • Narrowing of review: The Court's ruling construes O. 47, R. 1 narrowly in line with the Judicial Committee authorities (49 IA 1447 and 15 PLT 7638) and reserves the use of Section 151 for exceptional cases where the ends of justice require intervention.
  • The opinion thus clarifies the procedural route available to an appellant seeking restoration where dismissal occurred for non-filing of lists or non-payment of initial printing/service costs: the appropriate locus is generally Section 151 (and the High Court's inherent powers), not O. 47, R. 1-based review.

Disposition: Application dismissed.

    Ramkhelawan Singh v. Monilal Sahu And Others Opposite Party.

    Fazl Ali, J.:— This case has been referred to a Full Bench in the following circumstances: The petitioner had filed an appeal to this Court against a decree passed by the Subordinate Judge of Arrah and this appeal was numbered as First Appeal No. 3 of 1938. On 5th May 1938, the appeal was laid by the Registrar before a Bench of this Court for final order with a note pointing out that the petitioner had failed to comply with several orders calling upon him to supply the appellant's list. On that date no one appeared for the petitioner and the appeal was dismissed. On 11th June 1938, the petitioner made an application for the restoration of the appeal. This application bore a stamp of Rs. 3 and purported to have been made under O. 41, Rr. 17 and 19 and Section 151 of the CPC. The Stamp Reporter noted on the application that the court-fee was insufficient, his view being that such an application could have been made only under O. 47, R. 1 of the Code. The matter was then placed before my brother Agarwala and myself and we decided to refer it to a Full Bench. The reasons which led us to make the reference is well as the point of law which we decided to refer are set out in the following extract from our order:

    The Stamp Reporter suggests that the application is in fact one for review of the order dis-missing the appeal and that a court fee of about Rs. 405 is leviable. On behalf of the petitioner, on the other hand, it is contended that this is an application for restoration of the appeal on which Rs. 3 stamp is leviable. In 4 Pat 7041 the cases in this Court for and against the view of the Stamp Reporter are enumerated. It will appear that from the institution of the Court up to 1923 applications such as the present were always treated as applications for review. In 1924 a Bench of which Sir Jwala Prasad was a member took another view although Sir Jwala Prasad had been a member of at least one of the Benches which had decided the other way in earlier cases. The earlier cases of this Court applied the Full Bench decision in 24 Cal 350.2 In 59 Cal 1334,3 it was pointed out that the decision in 24 Cal 350 was based on the language of an earlier Code of Civil Procedure and held that the application was not an application in review. The question is continually arising in this Court and it is desirable that the matter should be settled one way or the other.

    The question which requires consideration is whether an application to set aside an order dismissing an appeal for non-filing of the appellant's list within the time allowed can be entertained, unless it be treated as an application for review under O. 47, R. 1 of the CPC. We refer the matter to a Full Bench under Ch. 6, R. 4 of the Rules of this Court.

    2. In 23 Cal 3394 at p. 341 a Bench of the Calcutta High Court had held that an application for readmission of an appeal dismissed for the appellant's failure to deposit the costs for the preparation of the paper-book was not an application for review, but an application under the rules of the High Court. This decision was over, ruled in 24 Cal 350 by a Full Bench of five Judges who held that the remedy of the appellant in such a case was to apply for a review and the reasons they gave in support of this view were as follows:

    Under the Code there are only two ways known to the law by which a judgment and decree of a Divisional Bench of this Court can be set aside in India. These two methods are described in Ss. 558 and 623 of the Code. The present case is clearly not one in which default was made in appearing at the hearing of the case, for the record shows that the pleaders on both sides were in attendance and heard. It seems to us therefore that the view ex-pressed in the reference is correct, and that the case in 23 Cal 339, at page 341 so far as it decides the contrary is wrongly decided.

    3. In this Court before 1924 there was on the whole a tendency to follow the practice which had prevailed in the Calcutta High Court since the decision of the Full Bench; but in some cases it was observed that the dismissal of an appeal for failure to file the appellant's list or deposit the printing cost within the time allowed by the Court could be set aside under O. 41, R. 19, read with Section 151 of the CPC. In 1924 the question as to what was the proper procedure for set-ting aside such a dismissal was directly raised before a Division Bench of this Court in 4 Pat 704 and the learned Judges who sat on the Bench held, following the decision in 24 Cal 350, that an application to set aside the dismissal must be regarded, as one for review under O. 47, R. 1. The learned Judges recognized that the order dismissing the appeal was no longer a decree under the amended Code, but they pointed out that it was still a judgment. The correctness of this decision has been recently doubted in 59 Cal 1334 in which it has been held that an application for restoring an appeal dismissed for default in the payment of initial deposit is not an application for review but an application under O. 41, R. 19 read with S. 151 of the Code. The same view seems to have been taken by the Bombay High Court in 45 Bom 6485 and by the Judicial Commissioners of Sind in AIR 1931 Sind 153.6 The question which has now to be decided by this Bench is which of the two conflicting views is correct. O. 47, R. 1 provides that a party aggrieved by a decree or an order specified in cls. (a), (b) and (o) of R. 1 may apply for review on any of the following grounds: (1) on the ground of the discovery of new or important matter or evidence which after the exercise of due diligence was not within the knowledge of the party or could not be produced by him at the time when the decree was passed or order made; (2) on account of mistake or error apparent on the face of the record; and (3) for any other sufficient reason.

    4. It seems to me that grounds 1 and 2 would not be ordinarily applicable to cases where an appeal is dismissed for the appellant's failure to file the list or to deposit the printing cost. In such cases the appellant usually applies for the restoration of the appeal on the ground that there was sufficient cause for his not depositing the printing cost or filing the list, as the case may be, within the time prescribed by the Court; and therefore if the application can be treated as an application for review it can be treated as such only on ground No. 3. It has however been clearly pointed out by the Judicial Committee in 49 IA 1447 and 15 PLT 7638 that R. 1 of O. 47 must be read as in itself definitive of the limits within which review of decree or order is now permitted and the words “any other sufficient reason” mean a reason sufficient on grounds analogous to those specified in R. 1. In view of these decisions it is no longer possible to hold that an application like the present can be treated as an application for review.

    5. As was remarked by the learned Judges of the Calcutta High Court in 59 Cal 1334, it would require no ordinary flight of imagination to treat a failure to deposit initial cost as being an omission of the same kind or description as an omission to produce a matter or evidence subsequently discovered or a mistake or error apparent on the face of the record.

    6. The points which we must bear in mind are firstly that under O. 47, R. 1 the new matter or evidence should have been discovered by the party applying for review and not by the Court whose order is to be reviewed; and secondly, that the error referred to in this provision should be one apparent on the face of the record and not) one caused by the Court not being apprised at the time of the dismissal of the appeal of the circumstances which prevented the appellant from taking the necessary steps. That being so, in my judgment the decisions in 24 Cal 350 and 4 Pat 704 can no longer be relied on as good authorities on the subject.

    7. The next question to be considered is-whether in a case like the present the applicant has any remedy at all. It is plain that O. 41, R. 19 which is the only provision in the Code of Civil Procedure for the restoration of the appeal does not apply to such a case. R. 19 enables the Court of appeal to re-admit an appeal which is dismissed under Rule 11, sub-r. (2) or R. 17 or R. 18. R. 11 and R. 17 provide for cases-where on the date fixed, or another date to which the hearing may be adjourned, the appellant does not appear when the appeal is called on for hearing. R. 18 provides for cases where it is found that the notice to the respondent has not been served in consequence of the failure of the appellant to deposit within the period fixed the sum required to defray the cost of serving the notice. In the present case the appeal was dismissed not under any specific provision of the Code but under one of the rules framed) by the High Court (Part 2, Chap. 9, R. 23). Are we then to hold that the petitioner is without any remedy, even if he is able to convince the Court that he was prevented by sufficient cause from filing the appellant's list or depositing printing cost within the-time fixed by the Court? Unfortunately in our rules there is no rule corresponding to O. 41, R. 19, but I am unable to hold that merely because there is no rule on the subject, this Court is powerless to grant any relief in such cases. In my opinion the-failure to file a list or deposit the printing, costs stands on no worse footing than the default referred to in Rr. 11, 17 and 18 of O. 41 and I find it difficult to hold that if there had been any rule in the Code corresponding to R. 23 (Ch. 9) of this Court, there would not have been any corresponding provision for restoring the appeal for sufficient cause. In my view if we have power to dismiss an appeal for the appellant's failure to file the appellant's list or deposit the printing cost, we have also power to restore the appeal in a proper case. S. 151 expressly saves the inherent power of the Court and every Court must be deemed to possess as inherent in its very constitution all such powers as are necessary to do right and undo a wrong in the course of the administration of justice. Thus, in my judgment, the answer to the question referred to this Bench is that an application to set aside an order dismissing an appeal for not filing the appellant's list within the time allowed may be entertained under S. 151 of the Code and generally speaking such an application cannot be made under O. 47, R. 1 of the Code.

    8. I shall now proceed to deal with the facts of the present case in order to decide whether this particular appeal should be restored. It appears that on 3rd March 1938 an advocate, Mr. N.C Roy who appeared for the petitioner applied for the inspection of documents and on 4th March the documents were actually inspected. Notwithstanding this fact, the appellant's list was not filed in time and on 4th April 1938 the Registrar directed the appellant to file it within 14 days of the date. On 25th April the list still not being filed the Registrar recorded the following order in the order-sheet:

    Time has been twice allowed for the purpose of filing the appellant's list. The last order, though peremptory, has not been carried out. Final adjournment for seven days is given for compliance, failing which the appeal will be laid before the Bench with a recommendation for dismissal.

    9. On 3rd May the Registrar directed the appeal to be laid before the Bench as the final order for filing the list had been disregarded and the appeal was dismissed by the Bench on 5th May. It is stated by the petitioner in his affidavit that his advocate was fully instructed to file a list and he was in no way responsible for his appeal not being prosecuted properly but this is not borne out by the contents of a letter which was written to him by Mr. Roy on 8th May 1938. This letter which has been quoted in the petitioner's affidavit runs as follows:

    Dear Ramkhelawan Babu,

    I wrote to you a few days ago that unless list in your F.A 8738 was filed immediately, your appeal would be dismissed on 6th May, but when the High Court closed, the appeal (F.A 3/38) came up before the Bench I was, as you know, unwell and so did not go to Court, but I Instructed somebody to apply for time. The Judges however have dismissed the appeal as the list has not been filed. An application for restoration should be filed soon. The petition should be drafted and kept ready at once. The High Court is closed and I shall leave Patna within five or six days. My fees Rs. 48 (as I wrote to you before) together with the fees for preparing the list should be paid now. The list should be kept ready and this may be prepared by us during this vacation. Please therefore corns with sufficient money and do not spoil the case, Unless money is paid nothing will be done. One of your men saw me on 3rd May, but he told ma he was going to Muzaffarpur.

    10. This letter shows that the advocate had given due warning to the petitioner in a previous letter and that his fees as well as the fees for preparing the list had not been paid. The petitioner filed a fresh affidavit on the date on which this application was heard to the effect that he had paid a sum of Rs. 36-1-0 to his advocate, but the advocate is now dead, and, in view of the fact that the statement in question was not made in the petition itself which was filed during his lifetime, I am not prepared to act upon it or hold that the advocate did not act honestly and that he was negligent in the discharge of his duty towards his client. It is to be borne in mind that S. 151 should be applied with great caution and only when the ends of justice require its application. In order to decide whether the ends of justice require the application of this Section to a particular case, we have to keep in view not only the interest of the applicant but also that of the other party who may be affected by the order sought to be made under this Section. In my opinion upon the materials on the record it is difficult to hold that the petitioner has made out a sufficient cause for restoring the appeal and I would therefore dismiss this application with costs.

    Harries, C.J:— I agree.

    Agarwala, J.:— I agree.

    D.S/R.K

    11. Application dismissed.

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    Comments

    Ramkhelawan Singh v. Monilal Sahu And Others Opposite Party.
    (Sep 26, 1939)