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Citation Codes
Neutral Citations
009 INSC 1011
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Article 311 deals with dismissal, removal or reduction in rank of persons employed in civil capacities under the Union or a State. Clause (1) of Article 311 provides that an order of dismissal or removal from service shall not be passed by an authority subordinate to that by which the employee was appointed.
  • Clause (b) of the second proviso appended to clause (2) of Article 311 of the Constitution of India
  • Article 311(2), Article 311(3)
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Article 309 deals with recruitment and conditions of service of persons serving the Union or a State.
  • Article 311 of the Constitution of India, Clause (2)
  • Article 226
  • the Act or the rules for proper appraisal shall be deemed to have failed in discharge of its statutory obligation.
  • Article 310 deals with tenure of office of persons serving the Union or a State.
  • Article 136 of the Constitution of India
  • Part XIV of the Constitution of India
  • Second proviso to Article 311(2)
  • Clause (b) of the second proviso, Clause (3) of Article 311
  • Clause (2) of Article 311 of the Constitution of India and the second proviso appended thereto
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Cites
Cited by
Citation Codes
Neutral Citations
009 INSC 1011
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Article 311 deals with dismissal, removal or reduction in rank of persons employed in civil capacities under the Union or a State. Clause (1) of Article 311 provides that an order of dismissal or removal from service shall not be passed by an authority subordinate to that by which the employee was appointed.
  • Clause (b) of the second proviso appended to clause (2) of Article 311 of the Constitution of India
  • Article 311(2), Article 311(3)
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Article 309 deals with recruitment and conditions of service of persons serving the Union or a State.
  • Article 311 of the Constitution of India, Clause (2)
  • Article 226
  • the Act or the rules for proper appraisal shall be deemed to have failed in discharge of its statutory obligation.
  • Article 310 deals with tenure of office of persons serving the Union or a State.
  • Article 136 of the Constitution of India
  • Part XIV of the Constitution of India
  • Second proviso to Article 311(2)
  • Clause (b) of the second proviso, Clause (3) of Article 311
  • Clause (2) of Article 311 of the Constitution of India and the second proviso appended thereto
Smart Summary

Factual and Procedural Background

Five employees of the Carriage and Wagon Workshop, South-Eastern Railway—K. Babu Rajendran, L. Arputharaj, G. Lakshmanan, V. S. Chandran and P. Manoharan—were alleged to have abused, assaulted and threatened their disciplinary authority, Deputy Chief Mechanical Engineer S. M. Krishnan, on 31-1-2004 at Tiruchirappalli Railway Station while he was leaving after superannuation. A contemporaneous poster predicted his death that day. An FIR (No. 50/2004) was lodged; one employee was arrested the same day and the others two weeks later.

Invoking the second proviso to Article 311(2)(b) of the Constitution and Rule 14(ii) of the Railway Servants (Discipline and Appeal) Rules, 1968, the disciplinary authority dismissed all five employees on 31-1-2004 without holding an inquiry, recording that an atmosphere of “violence, general indiscipline and insubordination” made an inquiry “not reasonably practicable.” Appeals were dismissed; revisions partly succeeded for three employees (their penalty was reduced to demotion), but were rejected for the remaining two.

The employees filed Original Applications before the Central Administrative Tribunal, Madras Bench. The Tribunal upheld the competence of the disciplinary authority and the decision to dispense with an inquiry, yet granted relief only to Arputharaj and Babu Rajendran. Both sides petitioned the Madras High Court, which by judgment dated 20-6-2007 reinstated all employees with full back wages.

The Union of India and the Southern Railway Officers’ Association appealed to the Supreme Court. Leave was granted in SLP (C) No. 18948/2007 and allied matters, culminating in the present decision.

Legal Issues Presented

  1. Whether the disciplinary authority could validly invoke Article 311(2) second proviso (b) and Rule 14(ii) to dispense with a departmental inquiry on the ground that it was not “reasonably practicable.”
  2. Whether subsequent acquittal of the employees in connected criminal proceedings nullified or diluted the disciplinary action taken without inquiry.
  3. Whether the High Court erred in setting aside the dismissal/demotion orders despite recorded reasons by the disciplinary, appellate and revisional authorities.
  4. Whether the Union of India was estopped from filing the appeals owing to an earlier undertaking to comply with the High Court’s directions.

Arguments of the Parties

Union of India & Southern Railway Officers’ Association

  • The disciplinary, appellate and revisional authorities recorded cogent reasons showing that an inquiry was impracticable; the High Court failed to appreciate this.
  • Acquittal in a criminal trial does not automatically vitiate disciplinary action, especially when constitutional conditions for dispensing with inquiry are satisfied.
  • The extraordinary facts—a pre-planned, violent threat against the disciplinary authority—justified immediate dismissal under Rule 14(ii) to protect officers and maintain discipline.

Respondent Employees

  • The legality of dismissal must be tested solely on the disciplinary authority’s order dated 31-1-2004, excluding material later collected by appellate/revisional authorities.
  • Exceptions under Article 311(2) and Rule 14(ii) must be narrowly construed; constitutional safeguards were breached because witnesses were available in a public place.
  • Having been acquitted on identical charges after S. M. Krishnan testified as PW-1, the employees were entitled to reinstatement.
  • The recorded reasons were vague, self-contradictory and insufficient to conclude that an inquiry was impracticable.
  • The Union, having given an undertaking before the High Court, had waived its right to appeal.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Union of India v. Tulsiram Patel (1985) 3 SCC 398 Test for dispensing with inquiry under Art. 311(2) proviso (b); requirement of cogent recorded reasons; scope of judicial review. Relied upon as the governing standard; Court sat “in the arm-chair” of the disciplinary authority and found reasons adequate.
Satyavir Singh v. Union of India (1985) 4 SCC 252 Witness intimidation may justify dispensing with inquiry; deference to disciplinary authority’s assessment. Cited to show that absence or intimidation of material witnesses can render inquiry impracticable.
Kuldip Singh v. State of Punjab (1996) 10 SCC 659 Assessment of material available when inquiry is dispensed with. Illustrated that limited but reliable material can support summary dismissal.
Union of India v. R. Reddappa (1993) 4 SCC 269 Tribunal/ Court can set aside dismissal if no material exists to show inquiry was impracticable. Distinguished; Supreme Court found sufficient material in present case.
Indian Railway Construction Co. Ltd. v. Ajay Kumar (2003) 4 SCC 579 Judicial review focuses on impracticability, not substitution of the disciplinary authority’s view. Used to reinforce limited judicial review over Rule 14(ii) decisions.
Ram Chander v. Union of India (1986) 3 SCC 103 Appellate authority’s post-decisional hearing can cure procedural gaps; duty to apply mind to entire record. Invoked to uphold appellate authority’s use of additional confidential material.
Ajit Kumar Nag v. Indian Oil Corpn. (2005) 7 SCC 764 Need for prompt action; deterrent purpose when discipline is threatened. Quoted to approve immediate dismissal on 31-1-2004.
Sahadeo Singh v. Union of India (2003) 9 SCC 75 Dismissal without inquiry permissible if witnesses fear for safety. Supported the view that co-workers were intimidated.
Prithipal Singh v. State of Punjab (2006) 13 SCC 314 Once exonerated in departmental inquiry, Art. 311(2)(b) cannot be invoked later. Distinguished; here inquiry was never held, so invocation was permissible.
Tarsem Singh v. State of Punjab (2006) 13 SCC 581 Reaffirmed limits on dispensing with inquiry. Referenced in passing; principles considered.
Thacker Hariram Motiram v. Balkrishan Chatrabhu Thacker 1989 Supp (2) SCC 655 Effect of undertaking on right to appeal. Cited by respondents; Court held it inapplicable to statutory appeals.
P.R. Deshpande v. Maruti Balaram Haibatti (1998) 6 SCC 507 Giving an undertaking for stay does not waive statutory right of appeal. Applied to reject waiver/estoppel argument.

Court's Reasoning and Analysis

The Supreme Court applied the Tulsiram Patel framework, examining whether the disciplinary authority’s belief that an inquiry was impracticable was (a) recorded in writing and (b) based on cogent material:

  • Recorded Reasons: The dismissal notice detailed the violent incident, threats, prior poster, intimidation of officers and prevailing indiscipline, and specifically stated that an inquiry was “not reasonably practicable.”
  • Material Sufficiency: The Court noted undisputed facts—FIR, arrests, undisputed poster, absence of denial of incident—and held these were adequate to trigger Rule 14(ii).
  • Role of Appellate/ Revisional Authorities: They could legitimately rely on confidential reports and newspaper clippings to evaluate whether an inquiry was impracticable; such material was not for proving misconduct but for assessing practicability.
  • Prompt Action: Immediate dismissal on the incident date was not “haste” but a necessary deterrent to prevent further indiscipline, consistent with Ajit Kumar Nag.
  • Criminal Acquittal: Acquittal on benefit of doubt does not nullify disciplinary action; departmental standards of proof differ, and the revisional authority had considered the acquittal yet found no cause to modify penalties.
  • Undertaking & Waiver: Relying on P.R. Deshpande, the Court ruled that an undertaking to obey the High Court’s order does not waive the statutory or constitutional right to appeal.
  • High Court’s Error: The High Court substituted its assessment for that of the disciplinary authority without demonstrating that the recorded reasons were irrelevant, arbitrary or non-existent, thereby exceeding permissible judicial review.

Holding and Implications

APPEALS ALLOWED; judgments of the Madras High Court and the Central Administrative Tribunal are set aside.

Consequently, the original orders of dismissal/demotion passed by the disciplinary, appellate and revisional authorities stand revived. The employees are not entitled to reinstatement or back wages pursuant to the High Court’s now-quashed decision. The ruling re-affirms that courts will not lightly interfere with a disciplinary authority’s decision to dispense with inquiry when cogent reasons are contemporaneously recorded, and clarifies that criminal acquittal does not automatically overturn departmental penalties.

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    Southern Railway Officers Association And Another v. Union Of India And Others

    S.B Sinha, J.— Leave granted in SLP (C) No. 18948 of 2007. Application of the second proviso appended to clause (2) of Article 311 of the Constitution of India and Rule 14(ii) of the Railway Servants (Discipline and Appeal) Rules, 1968 (hereinafter referred to, for the sake of brevity, as “the said Rules”) is involved in these appeals.

    2. K. Babu Rajendran, L. Arputharaj, G. Lakshmanan, V.S Chandran and P. Manoharan, had been working in the Carriage and Wagon Workshop of the South-Eastern Railway Administration of the Union of India. One S.M Krishnan was the Deputy Chief Mechanical Engineer, Carriage and Wagon, Golden Rock Workshop in the South-Eastern Railway Administration. He was the disciplinary authority of the workmen working in the said workshop. He superannuated on 31-1-2004. He was to go to his native place. He was to board Train No. 6128 from Tiruchirappalli Railway Station for Chennai. Some officers had come to Platform No. 4 of the said railway station to see him off.

    3. A disciplinary proceeding was initiated against L. Arputharaj. On the basis of a report submitted by the enquiry officer, he was imposed a punishment of dismissal from service against him. It is, however, stated that although an appeal from the said order was dismissed, on a revision preferred by the said delinquent official punishment of dismissal was set aside and he was directed to be posted as Technician Grade III at the bottom of the scale with non-recurring effect for a period of three years.

    4. The delinquent employees came to the railway station. They started abusing Shri S.M Krishnan with filthy language. He was said to have been assaulted. He and his family members were threatened to be killed if he goes to Chennai. Other railway officers were also present at the same place. The delinquent employees allegedly created ugly scene at the platform which was witnessed by several railway officers, staff and passengers who were waiting at the platform. An atmosphere of violence, general indiscipline and insubordination was prevailing at the railway station. The other officers were also threatened, intimidated and terrorised.

    5. The matter was reported to Trichy Police Station. On the basis of a statement made in this behalf, a first information report being No. 50 of 2004 was recorded. K. Babu Rajendran was arrested on the same day while others were arrested after two weeks.

    6. The incident was reported to the disciplinary authority. On the same day a notice of dismissal from service had been issued against all the delinquent employees, the material portion whereof read as under:

    “Officers and staff who were present at the station to see him off tried to protect him and for this all the officers were badly abused by you and others. Further, you threatened that you will kill Shri S.M Krishnan and his family in his house even if he goes to Chennai. It was a pre-planned attempt by you to assault and cause bodily harm to Shri S.M Krishnan. That this was pre-planned is substantiated by the fact that a handwritten poster was displayed in the workshop as well as at the railway station, wherein it was stated that Shri S.M Krishnan will die on 31-1-2004 and cremation will be done at 1430 hrs.
    Knowing that Shri S.M Krishnan is to travel by Train No. 6128 at 1430 hrs, you along with a mob assaulted Shri S.M Krishnan in broad daylight in presence of several railway officers, staff and passengers. Therefore, it is proved beyond doubt that you conspired and assaulted Shri S.M Krishnan. Because of this incident, Shri S.M Krishnan could not undertake the journey as planned because of threat to his life and was forced to undertake the journey by road with escorts.
    You have deliberately assaulted Shri S.M Krishnan. You threatened to kill Shri S.M Krishnan and his family members. In addition you threatened to cause bodily harm to the officers present at the platform if they tried to associate with Shri S.M Krishnan. Thus, you intimidated all the officers present causing insecurity and fear amongst officers.
    You along with other associates threatened, intimidated and terrorised all the officers. The atmosphere of violence, general indiscipline and insubordination is prevailing. In view of this situation I am convinced that it is not reasonably practicable to hold an enquiry.”

    7. Appeals were preferred thereagainst. By separate orders, the appellate authority dismissed the said appeals not only upon taking into consideration the documents which were available with the disciplinary authority but also the newspaper clippings and the confidential reports of the employees of GOC shop. The said documents were kept confidential on their request as leaking thereof might endanger their lives as also security of their family members. The appellate authority held:

    “… It indicates that you and your associates had created an atmosphere of fear and terror in the minds of all the railwaymen of GOC shop so much that they were afraid to comment and name the persons who assaulted Mr S.M Krishnan on 31-1-2004 at Platform No. 4.”

    8. Dealing with the defence taken by the respondents that GOC shop closes at 1130 hrs on every Saturday followed by the weekly off period, they were entitled to be at the railway station, it was observed:

    “The disciplinary action against you for the incident of Mr S.M Krishnan which has taken place outside the workspot is in order as per Rule 3-1(iii) of the RS (Conduct) Rules, 1966. I also find that in your appeal, you did not deny the incident of Mr S.M Krishnan at Platform No. 4 of Trichy Railway Station around 1430 hrs on 31-1-2004, but mentioned that you were not involved in the incident and to this effect you have not substantiated your stand with evidence.
    13. Railways is passing through a very difficult phase for providing safe, better and economic services to the passengers for which in all the workshops including GOC shop, discipline of high order is required for peaceful working. The railwaymen who create terror, indiscipline, insubordination, violence, etc. have to be dealt with drastically in the broader interest of society as well as Railways so that the common and sincere workmen remain free from fear of undisciplined co-worker and do the job peacefully. The indiscipline displayed by you and your associates at Platform No. 4 has demoralised the entire hierarchy of railwaymen including officers of the workshop….”

    9. Revision applications were filed thereagainst by the delinquent employees except L. Arputharaj before the General Manager, Southern Railway. In the meantime the delinquent employees were acquitted from the criminal charges. The revisional authority took the said fact into consideration to hold:

    “As regards the judgment delivered by the Hon'ble Judicial Magistrate, IVth Court, Tiruchirapalli, you have been acquitted and released from Criminal Case No. 287 of 2004 because of extending the benefit of doubt raised in the case in your favour and not on merit of the case or on technical reasons, hence there is no scope to review the penalty of dismissal from service, consequent on the above judgment.”

    10. The revisional authority, however, while dismissing the revision application of K. Babu Rajendran, allowed in part the revision applications of other three delinquents stating:

    “However, by considering the case purely on humanitarian grounds, I take a lenient view and set aside the penalty of dismissal from service and reinstate you in service with the penalty of reduction to the lower post of Helper Grade II in scale Rs 2550-3200 on pay of Rs 2550 for a period of ten years with cumulative effect and on reinstatement you are posted to … department of … Division.
    The intervening period of your absence from duty i.e from the date of dismissal from service (31-1-2004) to the date of joining for duty on reinstatement in service after the receipt of this advice will be treated as ‘non-duty’.”

    11. All the five delinquent employees filed original applications before the Central Administrative Tribunal, Madras Bench against the said orders. The Tribunal framed the following three issues for determination:

    “(i) Whether the order of dismissal was approved and issued by the competent authority?
    (ii) Whether the decision not to hold the enquiry under the relevant rules is valid or not? and
    (iii) Whether on receiving representations from the applicants for reinstatement after the criminal case filed against them had ended in acquittal was properly considered or not?”

    12. The Tribunal held that the orders of dismissal were passed by a competent authority. A finding of fact was also arrived at that there was no infirmity in the action of the authority for dispensing with the enquiry leading to the dismissal of the delinquent employees. While upholding the exceptional jurisdiction exercised by the disciplinary authority, it was observed that the appellate as also the revisional authority failed to consider the aspect of acquittal of the accused in the criminal case. It was furthermore observed that there was no reason as to why the cases of L. Arputharaj and K. Babu Rajendran should not have been considered on a par with the other three delinquent employees.

    13. The Tribunal passed a peculiar order inasmuch as while declining to interfere with the orders passed by the revisional authority in the cases of three employees, namely, P. Manoharan, G. Lakshmanan and V.S Chandran, the orders of dismissal passed against L. Arputharaj and K. Babu Rajendran were set aside. Both the parties preferred writ applications thereagainst.

    14. By reason of a common judgment and order dated 20-6-2007, the writ applications filed by the Union of India were dismissed and those of the aforementioned three delinquent employees were allowed. All the delinquent employees were ordered to be reinstated in service in their original position, with all service benefits and back wages, from 31-1-2004, as if they were continuing in their respective positions without any break.

    15. Two sets of appeals have been preferred before us—one by the Union of India and the other by Southern Railway Officers' Association and others. The learned Additional Solicitor General Mr Amarendra Sharan, appearing on behalf of the Union of India, and Mr K.V Viswanathan, learned counsel appearing on behalf of the Association, inter alia, contended:

    (i) That the High Court committed a serious error in passing the impugned judgment insofar as it failed to take into consideration that the disciplinary authority, the appellate authority and the revisional authority assigned sufficient and cogent reasons for dispensing with the holding of the disciplinary inquiry.
    (ii) The judgment of acquittal passed in favour of the delinquent employees by itself could not be a ground for interfering with the disciplinary proceedings particularly when the conditions precedent therefor were satisfied.
    (iii) The orders of dismissal having not been passed on any irrelevant or extraneous considerations and exceptional situations found to be obtaining at the relevant time and in view of the fact that the officers who worked as enquiry officers and the disciplinary authority were required to be granted due protection so as to inspire confidence in them that the workmen would not take law in their own hands, it was a case where Rule 14 of the said Rules could have been invoked.

    16. Mr A.K Ganguli, learned Senior Counsel appearing on behalf of the respondents, on the other hand, submitted:

    (i) That the matter should be considered on the touchstone of the order of the disciplinary authority dated 31-1-2004 and not on the basis of any subsequent evidence which had been collected by the appellate or the revisional authority.
    (ii) In view of the second proviso appended to clause (2) of Article 311 of the Constitution of India and Rule 14 of the said Rules, providing for exception to the general rules that a disciplinary proceeding should ordinarily be held for the purpose of punishing a delinquent officer, the constitutional protection granted in favour of the employees must be held to have been fulfilled.
    (iii) As the incident had taken place in a public place in broad daylight, there was absolutely no reason as to why a disciplinary proceeding could not have been held keeping in view the fact that the passengers travelling in the train and the other officers of the Railway Administration could have been examined at the disciplinary proceeding.
    (iv) The delinquent employees having been acquitted by the criminal court on the selfsame charges wherein the complainant Shri S.M Krishnan examined himself as PW 1, the impugned judgment does not suffer from any legal infirmity.
    (v) The reasons recorded by the disciplinary authority are self-contradictory and there being no material in support of the conclusion that it was not reasonably practicable to hold a disciplinary proceeding, the finding of fact having been arrived at by the High Court that it was possible to hold a disciplinary proceeding, the impugned judgment does not warrant any interference.
    (vi) The Union of India having given an undertaking before the High Court to comply with the directions issued by it, has waived its right to prefer the appeals.

    17. Part XIV of the Constitution of India deals with the services under the Union and the States. Article 309 deals with recruitment and conditions of service of persons serving the Union or a State.. Article 310 deals with tenure of office of persons serving the Union or a State.. Article 311 deals with dismissal, removal or reduction in rank of persons employed in civil capacities under the Union or a State. Clause (1) of Article 311 provides that an order of dismissal or removal from service shall not be passed by an authority subordinate to that by which the employee was appointed..

    18. Clause (2) of Article 311 of the Constitution of India and the second proviso appended thereto reads as under:

    “311. Dismissal, removal or reduction in rank of persons employed in civil capacities under the Union or a State.—(1)***
    (2) No such person as aforesaid shall be dismissed or removed or reduced in rank except after an inquiry in which he has been informed of the charges against him and given a reasonable opportunity of being heard in respect of those charges:
    Provided that where it is proposed after such inquiry, to impose upon him any such penalty, such penalty may be imposed on the basis of the evidence adduced during such inquiry and it shall not be necessary to give such person any opportunity of making representation on the penalty proposed:
    Provided further that this clause shall not apply—
    (a) where a person is dismissed or removed or reduced in rank on the ground of conduct which has led to his conviction on a criminal charge; or
    (b) where the authority empowered to dismiss or remove a person or to reduce him in rank is satisfied that for some reason, to be recorded by that authority in writing, it is not reasonably practicable to hold such inquiry; or
    (c) where the President or the Governor, as the case may be, is satisfied that in the interest of the security of the State, it is not expedient to hold such inquiry.”

    Indisputably, holding of an inquiry, if any misconduct is alleged on the part of the delinquent official, is obligatory wherein the delinquent employee is to be informed of the charges against him and given a reasonable opportunity of being heard in respect thereof.

    19. The second proviso appended to Article 311, however, makes three exceptions in regard to constitutional requirement to hold an enquiry, clause (b) whereof provides that in a case where the disciplinary authority is satisfied that it is not reasonably practicable to hold such enquiry, subject of course to the condition that reasons therefor are to be recorded in writing. Recording of reasons, thus, provides adequate protection and safeguard to the employee concerned. It is now well settled that reasons so recorded must be cogent and sufficient. Satisfaction to be arrived at by the disciplinary authority for the aforementioned purpose cannot be arbitrary. It must be based on objectivity.

    20. The question came up for consideration before a Bench of this Court in Union of India v. Tulsiram Patel (1985) 3 SCC 398, AIR 1985 SC 1416 wherein this Court opined that the reasonable practicability of holding an inquiry is a matter of assessment to be made by the disciplinary authority. The authority concerned is generally on the spot and knows what has been happening. It was observed:

    “130. … It is because the disciplinary authority is the best judge of this that clause (3) of Article 311 makes the decision of the disciplinary authority on this question final. A disciplinary authority is not expected to dispense with a disciplinary inquiry lightly or arbitrarily or out of ulterior motives or merely in order to avoid the holding of an inquiry or because the Department's case against the government servant is weak and must fail. The finality given to the decision of the disciplinary authority by Article 311(3) is not binding upon the court so far as its power of judicial review is concerned and in such a case the court will strike down the order dispensing with the inquiry as also the order imposing penalty.”

    21. It was furthermore held: (Tulsiram case (1985) 3 SCC 398, AIR 1985 SC 1416)

    “133. The second condition necessary for the valid application of clause (b) of the second proviso is that the disciplinary authority should record in writing its reason for its satisfaction that it was not reasonably practicable to hold the inquiry contemplated by Article 311(2). This is a constitutional obligation and if such reason is not recorded in writing, the order dispensing with the inquiry and the order of penalty following thereupon would both be void and unconstitutional.
    134. It is obvious that the recording in writing of the reason for dispensing with the inquiry must precede the order imposing the penalty. The reason for dispensing with the inquiry need not, therefore, find a place in the final order. It would be usual to record the reason separately and then consider the question of the penalty to be imposed and pass the order imposing the penalty. It would, however, be better to record the reason in the final order in order to avoid the allegation that the reason was not recorded in writing before passing the final order but was subsequently fabricated. The reason for dispensing with the inquiry need not contain detailed particulars, but the reason must not be vague or just a repetition of the language of clause (b) of the second proviso. For instance, it would be no compliance with the requirement of clause (b) for the disciplinary authority simply to state that he was satisfied that it was not reasonably practicable to hold any inquiry.”

    The said principles have been reiterated in a large number of subsequent decisions. We may notice some of them.

    22. In Satyavir Singh v. Union of India (1985) 4 SCC 252, this Court held:

    “21. The point which was next urged in support of the contention that the impugned orders were passed mala fide was that even though co-workers may not have been available as witnesses, there were policemen and police officers posted inside and outside the building and they were available to give evidence and that superior officers were also available to give evidence. The crucial and material evidence against the appellants would be that of their co-workers for these co-workers were directly concerned in and were eyewitnesses to the various incidents. Where the disciplinary authority feels that crucial and material evidence will not be available in an inquiry because the witnesses who could give such evidence are intimidated and would not come forward and the only evidence which would be available, namely, in this case, of policemen, police officers and senior officers, would only be peripheral and cannot relate to all the charges and that, therefore, leading only such evidence may be assailed in a court of law as being a mere farce of an inquiry and a deliberate attempt to keep back material witnesses, the disciplinary authority would be justified in coming to the conclusion that an inquiry is not reasonably practicable. The affidavit filed by the Joint Director, Research and Analysis Wing, Cabinet Secretariat, Hari Narain Kak, who had passed the impugned orders, sets out in detail the various acts of intimidation, violence and incitement committed by each of the appellants. Copies of the written reasons for dispensing with the inquiry in the case of the appellants have also been annexed to the said affidavit. It is clear from a perusal of the said affidavit and its annexures that the police officers, policemen and senior officers could not have possibly given evidence with respect to all these acts. The said affidavit further states that the senior officers were also intimidated and were threatened with dire consequences if they gave evidence. Further, grievances were made against the senior officers of the RAW in the said charter of demands submitted by the said Association and the evidence of senior officers would have been attacked as being biased and partisan. There is thus no substance in this point also.”

    23. In Kuldip Singh v. State of Punjab (1996) 10 SCC 659 this Court held:

    “7. At our direction made on 22-4-1996 in this matter, the learned counsel for the State has produced the original record relating to the appellant's dismissal along with translated copies of the relevant documents. The first document placed before us by the learned counsel for the State is the copy of FIR No. 219 of 1990 dated 24-11-1990. It is based upon the statement of Head Constable Hardev Singh, who was posted as gunman with Shri Harjit Singh, Superintendent of Police (SP) (Operations). The FIR speaks of the jeep (in which the said SP was travelling along with certain police personnel) being blown up killing the said SP and few other police officials. The next document placed before us is the case diary pertaining to the said crime containing the statement of the appellant, Kuldip Singh. In his statement, Kuldip Singh did clearly state about his association with certain named militants, the plot laid by them to kill Shri Harjit Singh, Superintendent of Police, Tarn Taran by placing a bomb and the manner in which they carried out the said plot. He also stated that he and his militant companions planned to plant a bomb in the office of SSP, Tarn Taran but that the police officers came to know of the said plan, thus foiling their plan. The learned counsel for the State of Punjab did concede that except the aforesaid statement of admission/confession of the appellant, there was no other material on which the appellant could be held guilty of conduct warranting dismissal from service.”

    24. This Court in Union of India v. R. Reddappa (1993) 4 SCC 269, (1993) 25 ATC 932 held as under:

    “5. More than a decade has gone by since these employees were dismissed for participating in strike called by the Union recognised by the Railways. But end has not reached. Barring appellate and revisional authority whose discretion too was attempted to be curtailed by issuing circular no court or tribunal has found the orders to be well founded on merits. True the jurisdiction exercised by the High Court under Article 226 or the Tribunal is not as wide as it is in appeal or revision but once the Court is satisfied of injustice or arbitrariness then the restriction, self-imposed or statutory, stands removed and no rule or technicality on exercise of power, can stand in way of rendering justice. We are not impressed by the vehement submission of the learned Additional Solicitor General that the CAT, Hyderabad exceeded its jurisdiction in recording the finding that there was no material in support of the finding that it was not reasonably practicable to hold an enquiry. The jurisdiction to exercise the power under Rule 14(ii) was dependent on existence of this primary fact. If there was no material on which any reasonable person could have come to the conclusion as is envisaged in the Rule then the action was vitiated due to erroneous assumption of jurisdictional fact therefore the Tribunal was well within its jurisdiction to set aside the orders on this ground. An illegal order passed by the disciplinary authority does not assume the character of legality only because it has been affirmed in appeal or revision unless the higher authority is found to have applied its mind to the basic infirmities in the order. Mere reiteration or repetition instead of adding strength to the order renders it weaker and more vulnerable as even the higher authority constituted under the Act or the rules for proper appraisal shall be deemed to have failed in discharge of its statutory obligation..”

    25. In Indian Railway Construction Co. Ltd. v. Ajay Kumar (2003) 4 SCC 579 this Court held:

    “12. It is fairly well settled that the power to dismiss an employee by dispensing with an enquiry is not to be exercised so as to circumvent the prescribed rules. The satisfaction as to whether the facts exist to justify dispensing with enquiry has to be of the disciplinary authority. Where two views are possible as to whether holding of an enquiry would have been proper or not, it would not be within the domain of the court to substitute its view for that of the disciplinary authority as if the court is sitting as an appellate authority over the disciplinary authority. The contemporaneous circumstances can be duly taken note of in arriving at a decision whether to dispense with an enquiry or not. What the High Court was required to do was to see whether there was any scope for judicial review of the disciplinary authority's order dispensing with the enquiry. The focus was required to be on the impracticability or otherwise of holding the enquiry.”

    26. The law laid down by this Court being clear and explicit, the question which would arise for our consideration is whether in then prevailing situation, what a reasonable man taking a reasonable view would have done.

    27. The High Court in its judgment opined:

    (i) That the statement of the disciplinary authority that “I am convinced that it is not reasonably practicable to hold an inquiry” is against the dicta laid down by this Court in Tulsiram Patel (1985) 3 SCC 398, AIR 1985 SC 1416.
    (ii) In the absence of any reason, much less recorded, as has been mandated under the Rule, to show that it was not reasonably practicable to hold a disciplinary inquiry, we are of the opinion that the discretionary power was exercised for extraneous purpose to dismiss the delinquents and that the same is arbitrary and perverse since no reasonable person could form such an opinion on the given material and thus the impugned orders of dismissal are hit by malice also. The alleged incident and the impugned orders of dismissal were all dated 31-1-2004 which shows the haste in which the disciplinary authority has acted.
    (iii) While invoking the stringent extraordinary provisions like Rule 14(ii), principles of natural justice require every care to be taken by the authorities concerned. Any haste in invoking such stringent provisions, without even complying with the mandatory requirements of the provision, would make such decision of the disciplinary authority illegal, being an abuse of power conferred upon it.
    (iv) It can very well be held that the impugned orders of dismissal suffer from want of materials and in the absence of any material to substantiate the mere oral stand of the Department that holding an inquiry was not reasonably practicable, without offering any reasons, much less in writing, as mandated by law, the impugned orders of dismissal are liable to be quashed.
    (v) In the case in hand, since the authorities have invoked the extraordinary power under Rule 14(ii) dispensing with the inquiry, and further since the alleged incident was held to be not proved by the criminal court, after thorough trial, the appellate and revisional authorities ought to have considered the said aspect of acquittal while imposing the punishment. Therefore, we are of the view that the fact of acquittal is a circumstance to be considered while awarding punishment in this case.

    We with respect are unable to agree therewith.

    28. The disciplinary authority in its order dated 31-1-2004 categorically stated:

    (i) That the delinquent employees attempted to cause bodily harm to Shri S.M Krishnan; created an ugly scene which brought a bad name to the Railways; officers who tried to protect Shri S.M Krishnan were badly abused; Shri S.M Krishnan and his family were threatened to be killed if he goes to Chennai; it was a pre-planned attempt as a handwritten poster was displayed in the workshop as well as at the railway station wherein it was stated that Shri S.M Krishnan will die on 31-1-2004 and his cremation will be done at 1430 hrs when Train No. 6128 leaves the railway station.
    (ii) That all of them have conspired and assaulted Shri S.M Krishnan as a result whereof he could not undertake the journey and had to go by road with escort.
    (iii) The formality of holding a disciplinary proceeding was dispensed with stating:
    “You along with other associates threatened, intimidated and terrorised all the officers. The atmosphere of violence, general indiscipline and insubordination is prevailing. In view of this situation I am convinced that it is not reasonably practicable to hold an enquiry.”

    29. It was concluded:

    “I, therefore, in exercise of the powers conferred upon me under Rule 14(ii) of the Railway Servants (Discipline and Appeal) Rules, 1968, hereby dismiss you from railway service with effect from 31-1-2004 (A/N). You are required to hand over the railway property in your custody. You are also required to vacate the railway quarters, if in occupation, within one month from the date on which a copy of this notice is delivered. You are hereby advised that under Rules 18 and 19 of the Railway Servants (Discipline and Appeal) Rules, 1968, you may prefer an appeal against these orders to CWM/GOC provided that:
    (i) The appeal is preferred within a period of 45 days from the date on which a copy of this notice is delivered.
    (ii) The appeal is to be preferred in your own name and presented to the authority to whom the appeal lies and does not contain any disrespectful and improper language.”

    30. An order of a disciplinary authority in a case of this nature, as laid down by this Court in Tulsiram (1985) 3 SCC 398, AIR 1985 SC 1416, must be judged by a court exercising power of judicial review by placing himself in his armchair. The disciplinary authority was a man at the spot. He acted on the basis of a report made to him. He also knew about the written poster having been displayed. The atmosphere which was prevailing in the workshop must be known to him. Not only the disciplinary authority but also the appellate authority, having regard to the materials brought on record, arrived at the said finding.

    31. Submission of Mr Ganguli that the appellate authority could not rely upon any other material may not be entirely correct. In terms of Rules 18 and 19 of the said Rules, the delinquent employees were entitled to prefer an appeal. The appellate authority was entitled to consider the entire fact situation. The appeal provides for a postdecisional hearing to the employee concerned. All defences must have been taken by them.

    32. In Ram Chander v. Union of India (1986) 3 SCC 103, (1986) 1 ATC 47, this Court relying upon Tulsiram (1985) 3 SCC 398, AIR 1985 SC 1416 opined as under: (Ram Chander case (1986) 3 SCC 103, (1986) 1 ATC 47)

    “23. … In Satyavir Singh v. Union of India (1985) 4 SCC 252 there is an attempt made to analyse the rationes decidendi of the majority decision in Tulsiram Patel case (1985) 3 SCC 398, AIR 1985 SC 1416 and the nature of the remedies left to the civil servant at pp. 276-81 of the Report. If that be so, in a case governed by one of the clauses of the second proviso to Article 311(2) or an analogous service rule, there is still all the more reason that in cases not governed by the second proviso, a civil servant subjected to disciplinary punishment of dismissal, removal or reduction in rank under clause (2) of Article 311 would have these remedies left to him. Virtually this is tantamount to a postdecisional hearing.”

    The appellate order, in our opinion, satisfies the dicta laid down in Ram Chander (1986) 3 SCC 103, (1986) 1 ATC 47.

    33. While thus considering as to whether there had been enough material before the disciplinary authority for the purpose of arriving at its satisfaction that it was not reasonably practicable to hold departmental proceedings, the appellate authority, in our opinion, was entitled to consider the situation prevailing from the confidential reports submitted by other employees. They were not relied upon for the purpose of proving misconduct but for the purpose that in the situation which was prevailing, whether it was reasonably practicable to hold an enquiry. There is no dispute that the protection accorded to an employee by reason of the constitutional provision of mandate of recording of reasons is of great significance. Such reasons, in our opinion, in the instant case, have been recorded.

    34. The High Court, in our opinion, was also not correct in opining that an immediate action, which was taken, was done in haste. It was, in fact, a case where an immediate action was absolutely essential. This Court in Ajit Kumar Nag v. Indian Oil Corpn. Ltd. (2005) 7 SCC 764 noticed the dicta laid down in Tulsiram Patel (1985) 3 SCC 398, AIR 1985 SC 1416 which reads as under: (Ajit Kumar case (2005) 7 SCC 764c-d)

    “… Not taking prompt action may also be construed by the troublemakers as a sign of weakness on the part of the authorities and thus encourage them to step up their activities or agitation. Where such prompt action is taken in order to prevent this happening, there is an element of deterrence in it but this is an unavoidable and necessary concomitance of such an action resulting from a situation which is not of the creation of the authorities.”

    35. So far as the finding of the High Court that the orders of dismissal suffer from want of material is concerned, the orders of the disciplinary authority themselves disclose existence of sufficient materials. Before the statutory authorities, the incident was not denied. Lodging of the first report was also not denied. The fact that one of the delinquent officials was arrested on the same day was not denied. Arrest of others after a period of two weeks also stood admitted. Display of handwritten poster both at the workshop and at the railway station had also not been denied.

    36. We do not find that before the High Court the delinquent employees brought on record any material that the grounds stated in the orders of dismissal were wholly non-existent. No mala fides on the part of the disciplinary authority was attributed. It is not the case of the delinquent employees that the disciplinary authority in passing the said order took into consideration any irrelevant fact not germane therefor or failed to take into consideration any relevant fact.

    37. Acquittal in a criminal case by itself cannot be a ground for interfering with an order of punishment imposed by the disciplinary authority. The High Court did not say that the said fact had not been taken into consideration. The revisional authority did so. It is now a well-settled principle of law that the order of dismissal can be passed even if the delinquent official had been acquitted of the criminal charge.

    38. In Sahadeo Singh v. Union of India (2003) 9 SCC 75 this Court held:

    “7. Learned counsel for the appellants, as stated above, strongly relied upon the judgment of this Court in Singasan Rabi Das (1991) 1 SCC 729, (1991) 16 ATC 453. A perusal of this case shows that the observations of this Court in the said case do not apply to the facts of the present case. In that case, the Railways gave an excuse that it is not feasible or desirable to procure the witnesses because they were likely to suffer personal humiliation and may become the targets of acts of violence. This opinion expressed in the said case was held to be not justified as could be seen from the said judgment because of lack of material produced by the Railways, hence, this Court proceeded on the basis that on facts of that case, the Railways were only trying to protect the witnesses and in fact there was no reasonable apprehension that the witnesses will not appear before the inquiry officer. That is not the case in these appeals, as noticed by us hereinabove. The three preliminary enquiries made on the spot, clearly established the fact that though people have witnessed the theft of rice bags in which incident these appellants are involved, they are not willing to come forward because they apprehend danger to their lives. The apprehension of danger to life in this appeal is not that of the inquiry officer but is that of the witnesses themselves. Therefore, we do not think the appellants can take advantage of the observations of this Court in Singasan Rabi Das (1991) 1 SCC 729, (1991) 16 ATC 453.”

    This Court upon perusal of the entire record satisfied itself that the same was sufficient to dispense with the enquiry.

    39. We may also notice a decision of this Court in Prithipal Singh v. State of Punjab (2006) 13 SCC 314 wherein the delinquent official was exonerated of the charges and the departmental proceedings were dropped, but despite the same the Department, taking recourse to clause (b) of the second proviso appended to clause (2) of Article 311 of the Constitution of India, dismissed the delinquent employee. It was in the aforementioned situation, this Court opined:

    “6. It is not in dispute that pursuant thereto or in furtherance of the said order dated 18-10-1988, the appellant was reinstated in service. Thereafter the departmental proceedings were held and therein the charges, having not been proved, were dropped. Once in the disciplinary proceedings the appellant was exonerated of the charges framed against him, the question of taking recourse to clause (b) of the second proviso appended to clause (2) of Article 311 of the Constitution of India did not and could not arise. It is unfortunate that although, the same had been duly noticed by the learned trial Judge, it failed to receive due attention of the appellate court as also of the High Court. The very purpose, for which the said provision was enacted, had lost its relevance once a departmental proceeding was held. The Director General of Police, while passing the order dated 5-2-1990, furthermore failed to take into consideration that in an appeal preferred by the delinquent from such an order it was obligatory on the part of the disciplinary authority to produce all records to show that there were enough materials before the disciplinary authority to arrive at a positive and categorical finding that in the departmental proceeding the witnesses were not likely to depose. It was not done. Resultantly, the entire proceeding became vitiated in law.”

    (See also Tarsem Singh v. State of Punjab (2006) 13 SCC 581.)

    40. Regarding submission of the learned Senior Counsel for the respondents that the Union of India had waived its right to maintain the special leave petition by undertaking to comply with the order of the High Court, reliance has been placed on Thacker Hariram Motiram v. Balkrishan Chatrabhu Thacker 1989 Supp (2) SCC 655. That case related to a rent control matter. It refused to exercise its discretionary jurisdiction under Article 136 of the Constitution of India stating:

    “1. … It appears that the undertaking was affirmed on 9-11-1984 wherein it was stated that the appellant would vacate and give vacant possession of the suit premises by 31-12-1985 i.e to say after one year if ‘by that time no stay order from the Supreme Court is received as I intend to file an appeal in the Supreme Court’. This undertaking filed by the appellant in our opinion is in clear variation with the oral undertaking given to the learned Judge which induced him to give one year's time. We do not wish to encourage this kind of practice for obtaining time from the court on one plea of filing the undertaking and taking the different stand, in applications under Article 136 of the Constitution. In that view of the matter the interim order is vacated and we direct that the appellant should hand over possession to the respondents forthwith.”

    The said judgment is not an authority for the proposition that a right of appeal can be waived only because an undertaking had been given to comply with the order.

    41. On the other hand, in P.R Deshpande v. Maruti Balaram Haibatti (1998) 6 SCC 507, a three-Judge Bench of this Court held:

    “11. A party to a lis can be asked to give an undertaking to the court if he requires stay of operation of the judgment. It is done on the supposition that the order would remain unchanged. By directing the party to give such an undertaking, no court can scuttle or foreclose a statutory remedy of appeal or revision, much less a constitutional remedy. If the order is reversed or modified by the superior court or even the same court on a review, the undertaking given by the party will automatically cease to operate. Merely because a party has complied with the directions to give an undertaking as a condition for obtaining stay, he cannot be presumed to communicate to the other party that he is thereby giving up his statutory remedies to challenge the order. No doubt he is bound to comply with his undertaking so long as the order remains alive and operative. However, it is open to such superior court to consider whether the operation of the order or judgment challenged before it need be stayed or suspended having regard to the fact that the party concerned has given undertaking in the lower court to abide by the decree or order within the time fixed by that court.”

    42. For the reasons aforementioned the impugned judgment cannot be sustained. The same as well as the judgment of the Tribunal are set aside accordingly. The appeals are allowed. No costs.

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