AMICUS AI
Citation Codes
Neutral Citations
2002 INSC 431
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 3(1)(a) of the Act
  • Section 3(1) of the All India Services Act, 1951
  • Articles 226 and 227 of the Constitution of India
  • Section 5, Subsection 2 of the 1983 Income Tax Act (not mentioned)
  • Section 3(1) of the Act
  • Sections 3(1) and (2) of the Act
  • Section 3(1) and (2) of the Act
  • Section 3(1) of the Orissa Lokpal and Lokayuktas Act, 1995
  • Section 3, Subsection (1), (2) of the Lokpal and Lokayuktas Act
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Cites
Cited by
Citation Codes
Neutral Citations
2002 INSC 431
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 3(1)(a) of the Act
  • Section 3(1) of the All India Services Act, 1951
  • Articles 226 and 227 of the Constitution of India
  • Section 5, Subsection 2 of the 1983 Income Tax Act (not mentioned)
  • Section 3(1) of the Act
  • Sections 3(1) and (2) of the Act
  • Section 3(1) and (2) of the Act
  • Section 3(1) of the Orissa Lokpal and Lokayuktas Act, 1995
  • Section 3, Subsection (1), (2) of the Lokpal and Lokayuktas Act
Smart Summary

Factual and Procedural Background

The appellant, a retired Judge of the Orissa High Court, was appointed Lokpal of Orissa by notification dated 26-11-1996. Prior to the appointment, the Chief Minister sent letters (08-10-1996) to both the Chief Justice of the Orissa High Court and the Leader of the Opposition seeking their views on three proposed names. The Chief Justice promptly supported the appellant (10-10-1996). The Leader of the Opposition (11-11-1996) neither opposed the suggested names nor raised any allegation against the appellant but recommended another individual for consideration.

In Public Interest Litigation OJC No. 14728 of 1996, the Orissa High Court set aside the appointment on 21-09-2001, holding that there had been no “effective consultation” with the Leader of the Opposition as required by Section 3(1)(a) of the Orissa Lokpal and Lokayuktas Act, 1995 (“the Act”). The present Supreme Court appeal challenges that decision.

Legal Issues Presented

  1. What is the nature and extent of “consultation” mandated by proviso (a) to Section 3(1) of the Orissa Lokpal and Lokayuktas Act, 1995 when appointing a Lokpal?
  2. Whether the High Court erred in holding the appellant’s appointment void for want of “effective consultation” with the Leader of the Opposition.

Arguments of the Parties

Appellant's Arguments

  • The High Court’s order is illegal because effective consultation occurred; the Leader of the Opposition did not oppose the appellant’s name.
  • Consultation does not mean concurrence. The Government is not obliged to postpone an appointment or adopt a name proposed by the Leader of the Opposition.
  • The Chief Justice’s opinion enjoys primacy in the selection process.

State of Orissa's Arguments

  • Supported the appellant, stating there was no challenge to the appellant’s qualifications or integrity.
  • The Leader of the Opposition did not actually disagree with the Government’s nominees.

Amicus Curiae’s Submissions

  • Consultation must be interpreted in context. While consultation with the Chief Justice is a sine qua non, consultation with the Leader of the Opposition is primarily for information and to surface any adverse material.
  • The Act does not empower the Leader of the Opposition to initiate names for appointment.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Indian Administrative Service (SCS) Assn., U.P. v. Union of India, 1993 Supp (1) SCC 730 Defined scope of “consultation” — meeting of minds; whether advice is binding or directory. Used to establish that consultation is mandatory only when the consultee’s advice is binding; otherwise it is directory, allowing the Government to override non-binding views.

Court's Reasoning and Analysis

The Supreme Court analyzed Sections 3 and 4 of the Act and emphasized the Lokpal’s quasi-judicial functions and requisite judicial qualifications. From this context, it drew the following conclusions:

  • Primacy of Chief Justice’s Opinion: Given the Lokpal must be or have been a High Court or Supreme Court Judge, the Chief Justice is best positioned to assess suitability; therefore, consultation with the Chief Justice is mandatory and carries primacy.
  • Role of Leader of the Opposition: The proviso contemplates consultation “if there is any” Leader of the Opposition, indicating that such consultation is informative and not binding. The Leader may raise objections but cannot compel the Government to consider alternative names.
  • Application of IAS Association precedent: Where advice is not binding, consultation is directory; the Government may proceed after giving the consultee an opportunity to comment.
  • On the facts, the Government sought views from both consultees, received support from the Chief Justice, and obtained no adverse comment from the Leader of the Opposition. The mere suggestion of an alternative candidate did not invalidate the process.

Therefore, the High Court erred in requiring “full and effective” consultation in the sense of consensus-building among all three authorities.

Holding and Implications

Appeal Allowed — High Court judgment dated 21-09-2001 quashed and set aside.

Immediate effect: the appellant’s appointment as Lokpal stands restored. The decision clarifies that, under the Orissa Lokpal and Lokayuktas Act, consultation with the Leader of the Opposition is advisory and non-binding, whereas the Chief Justice’s opinion carries primacy. The ruling does not establish new precedent beyond interpreting “consultation” within this statutory context but reinforces existing principles from earlier Supreme Court jurisprudence.

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    Justice K.P Mohapatra v. Sri Ram Chandra Nayak And Others

    M.B Shah, J.— Leave granted.

    2. Short question involved in this appeal is — what is the requirement and what meaning could be assigned to “consultation” as contemplated under Section 3(1) of the Orissa Lokpal and Lokayuktas Act, 1995 (hereinafter referred to as “the Act”)? Proviso (a) to Section 3(1) of the Act prescribes that the Government shall appoint Lokpal after consultation with the Chief Justice of the High Court of Orissa and the Leader of the Opposition, if there is any.

    3. In a public interest litigation filed under Articles 226 and 227 of the Constitution of India in Original Jurisdiction Case No. 14728 of 1996, by judgment and order dated 21-9-2001, the High Court of Orissa set aside the appointment of the appellant as Lokpal on the ground that there was no effective consultation with the Leader of the Opposition.

    4. Before dealing with the contentions raised, we would first refer to the brief facts of the present case. The appellant, retired Judge of the High Court of Orissa was appointed as the Lokpal by the Governor of Orissa by issuing notification dated 26-11-1996. Before that, as provided under Section 3(1) of the Act, the Chief Minister of Orissa wrote a letter on 8-10-1996 to the Chief Justice of the Orissa High Court and the Leader of the Opposition that the three persons named therein were under consideration for the office of the Lokpal and requested them to convey their considered views on the subject. By letter dated 10-10-1996, the Chief Justice replied that the appellant, a retired Judge of the Orissa High Court may be appointed as Lokpal. Thereafter, on 11-11-1996, the Leader of the Opposition wrote a letter inter alia stating that the long record of previous Lokpals was one of palpable non-performance and that he construes that act of “consultation” as envisaged under Section 3(1)(a) of the Act implies making of relevant suggestions on the issue. It was also stated that he wished that the person to be appointed as Lokpal must inter alia be a reputed judicial personality with high integrity, professional maturity and courage of conviction. According to his knowledge, one other person named therein who was working as Chairman of the State Administrative Tribunal could be one with such qualities and he may be considered for the august office. Thereafter, by notification dated 26-11-1996, the Government of Orissa appointed the appellant as the Lokpal with effect from the date he is sworn in as such.

    5. After hearing the parties, PIL was allowed and it was held that there was no effective consultation with the Leader of the Opposition and that the consultation under Section 3(1) of the Act is not an empty formality but it should be real, full and effective amongst the Governor, Chief Justice and Leader of the Opposition. The Court observed that there was no consultation with the Chief Justice with regard to the name suggested by the Leader of the Opposition and if the Chief Minister had consulted the Chief Justice, he would have given his opinion on the same and, therefore, the consultation as contemplated under Section 3(1) of the Act had not taken its full course. Therefore, appointment of the appellant as Lokpal was void. That order is under challenge in this appeal.

    6. The learned counsel for the appellant submitted that the order passed by the High Court is, on the face of it, illegal and erroneous. It is his submission that the suggestion made by the Chief Justice of the High Court would have primacy. It is also submitted that the consultation with the Leader of the Opposition would not mean that the Government should concur with the same or should postpone the appointment of Lokpal and consider the names suggested by the Leader of the Opposition. He pointed out that in the present case, the Leader of the Opposition has not made any grievance against appointment of the appellant or has not stated anything that he is not fit for being appointed to the said post. Merely because he has suggested other name than the names which were under consideration by the Government, it cannot be said that the Government should wait and discuss the name suggested by him.

    7. The learned counsel for the State also supported the said contentions and submitted that there was no dispute that the appellant was having essential qualification and qualities. The Leader of the Opposition in his letter has nowhere stated the persons sponsored by the Government were devoid of essential qualities for being appointed as Lokpal nor can it be stated that the Leader of the Opposition has disagreed with the names proposed by the Government.

    8. As none appeared on behalf of the respondent, who was a petitioner before the High Court, we appointed learned Senior Counsel Mr Ramamoorthy as amicus curiae to assist us. He submitted that the word “consultation” has to be interpreted in the context of the post or public office and the object and purpose for which the provision for consultation is made. It is his submission that under the Act, the Government is required to appoint a sitting or retired Judge of the Supreme Court or of a High Court as the Lokpal. In this context, the consultation by the Government with the Chief Justice is a sine qua non. As against this, consultation with the Leader of the Opposition may be for information so that if there is something against the proposed name, he can draw the attention but the law does not require that the Leader of the Opposition can propose a name for being appointed as Lokpal.

    9. Before appreciating the contention raised by the learned counsel for the parties, we would first refer to the objects and reasons of the Act, which provide that it is an act to make provision for the appointment and functions of Lokpal and Lokayuktas for the investigation of administrative action taken by or on behalf of the Government or certain local and public authorities in certain cases and for matters connected therewith and matters involving acts of injustice, corruption or favouritism.

    10. Relevant provision which calls for interpretation is Sections 3(1) and (2) of the Act, which read thus:

    “3. Appointment of Lokpal and Lokayuktas.—(1) For the purpose of conducting investigations in accordance with the provisions of this Act, the Governor shall appoint a person to be known as the Lokpal and one or more persons to be known as the Lokayukta or Lokayuktas:
    Provided that—
    (a) the Lokpal shall be appointed after consultation with the Chief Justice of the High Court of Orissa and the Leader of the Opposition, if any;
    (b) the Lokayukta or Lokayuktas shall be appointed after consultation with the Lokpal.
    (2) A person shall not be qualified for appointment as—
    (a) Lokpal unless he is or has been a Judge of the Supreme Court or of a High Court; and
    (b) a Lokayukta unless he is qualified to be a Judge of a High Court.”

    11. Further, Section 4(1) inter alia provides that Lokpal or Lokayukta should not be connected with any political party. In any case, if he is connected, he is required to sever the connection on being appointed to the said post. That means, he must be an independent non-political person. Under Section 7, Lokpal has inter alia to investigate any action which is taken by or with a general or specific approval of the Chief Minister or a Minister or a Secretary, in a case where a complaint involving a grievance or an allegation is made in respect of such action or such action can be or could have been, in the opinion of the Lokpal, the subject of a grievance or an allegation. The word “Minister” is defined under Section 2(i) to mean a member of the Council of Ministers and includes the Chief Minister, Deputy Chief Minister, a Minister of State, a Deputy Minister and the Leader of the Opposition or a Parliamentary Secretary.

    12. In context of the aforesaid functions of the Lokpal and the required qualification of a person who is to be appointed to hold such office, the word “consultation” used in Section 3 is required to be interpreted. As provided under Section 3, a person is not qualified to be appointed as Lokpal unless he is or has been a Judge of the Supreme Court or of a High Court. In the context of the functions which are to be discharged by the Lokpal, it is apparent that they are of utmost importance in seeing that unpolluted administration of the State is maintained and maladministration as defined under Section 2(h) is exposed so that appropriate action against such maladministration and administrator could be taken. The investigation which Lokpal is required to carry out is that of quasi-judicial nature which would envisage not only knowledge of law, but also of the nature and work which is required to be discharged by an administrator. In this context, the word “consultation” used in Section 3(1) proviso (a) would require that consultation with the Chief Justice of the High Court of Orissa is a must or a sine qua non. For such appointment, the Chief Justice of the High Court would be the best person for proposing and suggesting such person for being appointed as Lokpal. His opinion would be totally independent and he would be in a position to find out who is most or more suitable for the said office. In this context, primacy is required to be given to the opinion of the Chief Justice of the High Court. It is true that proviso (a) provides that Leader of the Opposition, if there is any, is also required to be consulted. Therefore, if there is no Leader of the Opposition, consultation is not required. This would indicate the nature of such consultation and which is to apprise him of the proposed action but his opinion is not binding on the Government. At the same time, his views or objections are to be taken into consideration. If something is adverse against the person proposed by the Government, he would be entitled to express his views and point it out to the Government. This, however, would not mean that he could suggest some other name and the Government is required to consider it. It would, therefore, be open to the Government to override the opinion given by the Leader of the Opposition with regard to the appointment of a Lokpal who is statutorily required to be a sitting or retired Judge of the Supreme Court or of a High Court. Under Section 3(1) of the Act, there is no question of initiation of proposal by the Leader of the Opposition.

    13. This Court in Indian Administrative Service (SCS) Assn., U.P v. Union of India 1993 Supp (1) SCC 730, (1993) 23 ATC 788 considered the amplitude of the word “consultation” used in Section 3(1) of the All India Services Act, 1951 which inter alia reads thus:

    “3. (1) Regulation of recruitment and conditions of service.—(1) The Central Government may, after consultation with the Governments of the States concerned (including the State of Jammu and Kashmir) (and by notification in the Official Gazette) make rules for the regulation of recruitment, and the conditions of service of persons appointed to an all-India service.”
    (emphasis supplied)

    14. The Court considered the phrase “after consultation with the Governments of States concerned” and discussed a number of decisions on the word “consultation” and held thus:

    “26. The result of the above discussion leads to the following conclusions:
    (1) Consultation is a process which requires meeting of minds between the parties involved in the process of consultation on the material facts and points involved to evolve a correct or at least satisfactory solution. There should be meeting of minds between the proposer and the persons to be consulted on the subject of consultation. There must be definite facts which constitute the foundation and source for final decision. The object of the consultation is to render consultation meaningful to serve the intended purpose. Prior consultation in that behalf is mandatory.
    (2) When the offending action affects fundamental rights or to effectuate built-in insulation, as fair procedure, consultation is mandatory and non-consultation renders the action ultra vires or invalid or void.
    (3) When the opinion or advice binds the proposer, consultation is mandatory and its infraction renders the action or order illegal.
    (4) When the opinion or advice or view does not bind the person or authority, any action or decision taken contrary to the advice is not illegal, nor becomes void.
    (5) When the object of the consultation is only to apprise of the proposed action and when the opinion or advice is not binding on the authorities or person and is not bound to be accepted, the prior consultation is only directory. The authority proposing to take action should make known the general scheme or outlines of the actions proposed to be taken be put to notice of the authority or the persons to be consulted; have the views or objections, take them into consideration, and thereafter, the authority or person would be entitled or has/have authority to pass appropriate orders or take decision thereon. In such circumstances it amounts to an action ‘after consultation’.
    (6) No hard-and-fast rule could be laid, no useful purpose would be served by formulating words or definitions nor would it be appropriate to lay down the manner in which consultation must take place. It is for the court to determine in each case in the light of its facts and circumstances whether the action is ‘after consultation’ ‘was in fact consulted’ or was it a ‘sufficient consultation’.”

    15. In the aforesaid case, the Court has further observed: “The Central Government is not bound to accept all or every proposal or counter-proposal.”

    16. Applying the principle enunciated in the aforesaid judgment, scheme of Section 3(1) of the Act read with the functions to be discharged by the Lokpal and the nature of his qualification, it is apparent that the consultation with the Chief Justice is mandatory and his opinion would have primacy. The nature of the consultation with the Leader of the Opposition is to apprise him about the proposal of selecting a person to the post and also to take his views on the said proposal. However, the opinion rendered by the Leader of the Opposition is not binding on the State Government and the Leader of the Opposition would have no power to recommend someone else for the said post.

    17. In the result, the appeal is allowed and the impugned judgment and order dated 21-9-2001 passed by the High Court of Orissa at Cuttack in OJC No. 14728 of 1996 is quashed and set aside. There shall be no order as to costs.

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    Justice K.P Mohapatra v. Sri Ram Chandra Nayak And Others
    (Oct 9, 2002)