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Citation Codes
Neutral Citations
2000 INSC 64
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Article 226 of the Constitution
  • Article 16 of the Constitution
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Cites
Cited by
Citation Codes
Neutral Citations
2000 INSC 64
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Article 226 of the Constitution
  • Article 16 of the Constitution
Smart Summary

Factual and Procedural Background

The appellants, unsuccessful applicants for 66 posts of Peons in the District and Sessions Court, Nagpur, challenged the recruitment process conducted under the “Rules for Recruitment to Class III and IV Services in the Subordinate Judicial Service of Maharashtra.” 14,965 applications were received, but an Advisory Committee adopted four short-listing criteria, the fourth of which excluded anyone educated beyond Standard VII. Because the appellants possessed higher qualifications, they were not called for interview. They filed a writ petition under Article 226 of the Constitution before the Bombay High Court (Nagpur Bench), which dismissed the petition on 1-12-1997. The present appeal to the Supreme Court followed; leave was granted.

Legal Issues Presented

  1. Whether the Advisory Committee’s fourth short-listing criterion—disqualifying candidates educated above Standard VII—was arbitrary or unreasonable when the Recruitment Rules required only a minimum of a Standard IV pass.
  2. Whether the Bombay High Court correctly applied Supreme Court jurisprudence on permissible short-listing in public recruitment.

Arguments of the Parties

Appellants' Arguments

  • The fourth criterion unlawfully barred candidates with higher education and was therefore arbitrary and contrary to the Recruitment Rules.
  • By excluding better-qualified candidates, the Advisory Committee denied them the right to be considered, violating principles of equality in public employment.

Respondents' Arguments (High Court & District Judge)

  • Candidates with higher educational qualifications “do not take proper interest” in peonage work, feel the tasks are beneath their dignity, and become frustrated, disrupting court functioning.
  • The criterion was based on administrative experience and was a reasonable method of narrowing a very large applicant pool.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Govt. of A.P. v. P. Dilip Kumar (1993) 2 SCC 310 Recruiting agency may prescribe higher eligibility to narrow the field. Relied on by High Court; Supreme Court distinguished as it dealt with raising eligibility, not excluding over-qualified candidates.
M.P. PSC v. Navnit Kumar Potdar (1994) 6 SCC 293 Short-listing based on experience above the minimum can be permissible. Referenced to show short-listing must rest on rational criteria.
Union of India v. T. Sundararaman (1997) 4 SCC 664 UPSC can limit interviews by using criteria higher than advertised minima. Illustrated accepted practices in large-scale selections; ultimately not found parallel to exclusion for over-qualification.
S.B. Mathur v. Chief Justice, Delhi High Court 1989 Supp (1) SCC 34 Authority may reasonably restrict the zone of consideration. Part of High Court’s justification; Supreme Court did not find it conclusive.
T.R. Kothandaraman v. T.N. Water Supply & Drainage Board (1994) 6 SCC 282 Higher qualification can justify preference, but ratio must be reasonable and not nullify equality of opportunity. Supreme Court held the High Court mis-applied this case; here, higher education was used to exclude candidates entirely.

Court's Reasoning and Analysis

The Supreme Court accepted that administrative short-listing is permissible when applicant numbers are unmanageable, but emphasised the criteria must be rational and related to the job.

  • The Recruitment Rules stipulate minimum qualification (pass in Standard IV); possessing higher education cannot rationally be a disqualification.
  • Promotion avenues exist from Peon to Bailiff, Section Writer or Clerk—posts that require higher education (SSC level). Excluding more-educated entrants frustrates that promotional scheme.
  • Concerns that educated Peons may shirk menial duties are speculative; disciplinary mechanisms, not exclusion, address non-performance.
  • Citing T.R. Kothandaraman, the Court noted the earlier case dealt with preference for degree-holders in promotion, not the total bar on over-qualified applicants present here.
  • Using education ceilings amounts to an impermissible form of reservation and could encourage school drop-outs, contrary to social justice.

Holding and Implications

HELD: The fourth short-listing criterion excluding candidates educated beyond Standard VII is unreasonable and invalid; the Bombay High Court’s judgment upholding it is set aside.

Implications: Although the contested criterion is quashed, the Supreme Court declined to cancel appointments already made, leaving the completed selection intact. The ruling clarifies that higher educational attainment cannot be treated as a disqualification in public recruitment unless the governing rules expressly so provide, but it sets no broader precedent on mandatory re-conduct of completed selections.

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    Mohd. Riazul Usman Gani v. District & Sessions Judge

    D.P Wadhwa, J.— Leave granted.

    2. The appellants are aggrieved by judgment dated 1-12-1997 of the Bombay High Court (Nagpur Bench) dismissing their writ petition filed under Article 226 of the Constitution wherein they had sought quashing of selection of peons in the subordinate judiciary as contrary to the relevant rules for recruitment to Class III and IV Services in Subordinate Judicial Service in the State of Maharashtra. The appellants were also aspirants for these posts.

    3. Under the Recruitment Rules for Recruitment to Class III and IV Services in the Subordinate Judicial Services procedure is prescribed for recruitment to the posts of various categories of officers in civil and criminal courts in a district. Recruitment is to be made by the District Judge strictly in the order of seniority from the list of candidates to be prepared as under:

    (a) In preparing the list the District Judge shall act upon the advice of a committee known as the Advisory Committee.
    (b) Such list shall contain names of candidates for recruitment to the different categories referred to above in separate parts for each category.
    (c) Subject to Rule 3 no candidate whose name is not on such list shall be employed in any of the above categories in any civil or criminal court.
    (d) The list prepared by the Advisory Committee shall be final.

    4. Rule 2 provides for constitution of the Advisory Committee, which shall consist of the District Judge as the Chairman and other judicial officers, mentioned therein. Necessary educational and other qualifications, which would qualify a candidate for being enlisted in various posts, are prescribed by Rule 8. For “Bailiffs” and “Peons” these are as under:

    “Bailiffs.—(i) Not lower than a pass in the Regional Language Final Examination or in the examination of Standard VII of a recognised school with Marathi as the medium of instruction.
    (ii) Active habits and temperament.
    Peons.—Not lower than a pass in the examination of Standard IV in the regional language.”

    5. There were 66 posts of Peons in the District and Sessions Court, Nagpur. On advertisement being issued for filling up these posts as many as 14,965 applications were received. The Advisory Committee constituted under the Rules laid four criteria for shortlisting all the applicants. The said criteria are as under:

    “(a) The incomplete applications namely not supported by certificates and testimonials regarding educational qualification, date of birth, caste certificate if belonging to backward class, should be rejected.
    (b) The applications not accompanied with copies of certificates and testimonials attested by gazetted officer should be rejected.
    (c) The applications of the candidates from backward community claiming reservation and concession of upper age-limit not accompanied with caste certificate or attested copy of such certificate issued by the competent authority should be rejected.
    (d) Applications of those candidates possessing minimum educational qualification of passing IVth vernacular standard and/or educated up to passing of VIIth Standard only should be considered for the interview to the posts of Peons and those who have studied above VIIth vernacular standard may not take proper interest in the work of Peons and, therefore, should not be called for interview.”

    6. It is the fourth criterion, which is under challenge as being arbitrary. Under the Rules for the post of a Peon educational qualification prescribed is not lower than a pass in examination of Standard IV in the regional language. Out of the applications received the number of applicants falling in the category of having passed IV to VII standards was 1340. The appellants did not fall in that category as they were having higher educational qualifications. Out of 1340 applicants who fell in the category of those who passed IV standard up to VII standard, only 384 candidates were found to be eligible satisfying all the full criteria laid down by the Advisory Committee. 956 candidates were found to be ineligible on one ground or the other.

    7. In the counter-affidavit filed in the High Court on the writ petition of the appellants the stand of the Bombay High Court and the District and Sessions Judge, Nagpur was that the persons who were having higher educational qualifications do not take proper interest in the work of Peons and that they generally feel shy and below their dignity when required to do the work of sweeping the courtrooms, chambers of Judges, etc. It was submitted that this was based on the experience gained. It was also stated that apart from the fact that persons with higher educational qualifications thought it below their dignity to do ordinary manual jobs, they would also get frustrated in the absence of proper avenues for promotion, which would result in dislocation of the working of the courts.

    8. Relying on decisions of this Court in Govt. of A.P v. P. Dilip Kumar (1993) 2 SCC 310, (1993) 24 ATC 123, M.P Public Service Commission v. Navnit Kumar Potdar (1994) 6 SCC 293, (1994) 28 ATC 286 and Union of India v. T. Sundararaman (1997) 4 SCC 664 wherein this Court upheld the principle of shortlisting in the recruitment process, the High Court in its impugned judgment also said that the Supreme Court clearly held that it was open to the authority concerned to restrict the zone of consideration amongst the eligible candidates in any reasonable manner and that as to what would be the reasonable manner in a given case would undoubtedly depend on the facts of each case. Reference in this connection was made to another decision of this Court in S.B Mathur v. Chief Justice of Delhi High Court 1989 Supp (1) SCC 34, (1989) 9 ATC 286, AIR 1988 SC 2073. Reference was also made by the High Court to yet another decision of this Court in T.R Kothandaraman v. T.N Water Supply and Drainage Board (1994) 6 SCC 282, (1994) 28 ATC 276 (SCC para 23) wherein this Court said that too much emphasis on higher education may even cause dent to the cause of social justice as it would be the poorer section of the society, which would be deprived of its legitimate expectation and that harmony has to be struck by maintaining reasonableness in the ratio between the call of social justice and the need for higher education without in any way jeopardising the principal object of qualification. No particular ratio can be spelt out, which would satisfy these requirements, the reasonableness of the ratio depending upon the facts of each case.

    9. In the case of M.P Public Service Commission v. Navnit Kumar Potdar (1994) 6 SCC 293, (1994) 28 ATC 286 for the purpose of shortlisting a longer period of experience than the minimum prescribed was used as a criterion by the Public Service Commission for calling candidates for interview. This Court upheld the shortlisting of candidates based on some rational and reasonable basis.

    10. In the case of Govt. of A.P v. P. Dilip Kumar (1993) 2 SCC 310, (1993) 24 ATC 123 this Court said that it was always open to the recruiting agency to screen candidates due for consideration at the threshold of the process of selection by prescribing higher eligibility qualification so that the field of selection can be narrowed down with the ultimate objective of promoting candidates with higher education to enter the zone of consideration.

    11. In the case of Union of India v. T. Sundararaman (1997) 4 SCC 664 the Union Public Service Commission invited applications for the posts of Assistant Professors of Medicine. The essential qualifications for the purpose were set out in the application and one of the qualifications was: at least three years' teaching experience in the speciality concerned as a Lecturer/Tutor/Demonstrator/Senior Resident/Registrar after obtaining the postgraduate degree qualification. It was also stated in the advertisement that the prescribed essential qualifications were the minimum qualifications and the mere possession of minimum qualifications does not entitle the candidate to be called for interview. Where the number of applications received in response to an advertisement is large and it will not be convenient or possible for the Commission to interview all the candidates, the Commission may restrict the number of candidates to a reasonable limit on the basis of qualification and experience higher than the minimum prescribed in the advertisement or by holding a screening test. 37 applications were received for three posts. The Commission shortlisted the candidates on the basis of four years' experience or more. As a result 20 candidates were called for interview. The respondent did not qualify for the shortlisting. He challenged the selection which was upheld by the Central Administrative Tribunal, Madras Bench. On appeal filed by the Union of India this Court said that the procedure adopted by the Commission was legitimate. The decision of the Central Administrative Tribunal was set aside.

    12. Applying the principles laid down by this Court in the aforesaid decisions the High Court held that the fourth criterion adopted by the Advisory Committee for shortlisting cannot be said to be unreasonable. The High Court held that the fourth criterion was based on actual experience as reflected in the affidavit filed by the Additional Registrar of the High Court and that criterion was not in any manner unreasonable. The writ petition was dismissed.

    13. Laying of criteria when there are a large number of candidates is permissible but that criteria must be reasonable and not arbitrary having regard to the post for which recruitment is made.

    14. We, however, do not think that the principle laid down by this Court in the case of T.R Kothandaraman v. T.N Water Supply & Drainage Board (1994) 6 SCC 282, (1994) 28 ATC 276 has been correctly applied by the High Court in the present case. Question before the Supreme Court was concerned with classification based on higher educational qualification for the purpose of promotion in the service. This is how this Court said:

    “16. From what has been stated above, the following legal propositions emerge regarding educational qualification being a basis of classification relating to promotion in public service:
    (1) Higher educational qualification is a permissible basis of classification, acceptability of which will depend on the facts and circumstances of each case.
    (2) Higher educational qualification can be the basis not only for barring promotion, but also for restricting the scope of promotion.
    (3) Restriction placed cannot however go to the extent of seriously jeopardising the chances of promotion. To decide this, the extent of restriction shall have also to be looked into to ascertain whether it is reasonable. Reasons for this are being indicated later.”

    15. The High Court relied upon the observation made in para 23 of the judgment. We may consider the circumstances under which those observations came to be made. The appellants in this Court had challenged the validity of Rule 2(b) of the Special Rules for the Tamil Nadu Agriculture Engineering Service as being violative of Article 16 of the Constitution. Rule 2(b) prescribed a ratio of 3:2 for direct recruits and promotees, the former being degree-holders and the later diploma-holders. This Court observed that higher educational qualification has relevance insofar as the holding of higher promotional post is concerned, in view of the nature of the functions and duties attached to that post. Diploma-holder Assistant Engineers to become eligible for promotion to the post of Executive Engineer could be considered only if they were to have “exceptional merit” in work. It was found that in other departments where separate lists were being maintained, the ratio of degree-holders and diploma-holders was 3:1 whereas in the present case the ratio of 3:2 was recommended taking into account the large number of diploma-holders. It was also found that a degree-holder has to put in six years of study at college level after leaving school stage whereas diploma-holders have only 3 years' study at the institute of technology after school stage. Because of that, the Court said, higher technical calibre in degree-holders is presumed. Then this Court said:

    “23. The next question to be examined is about the extent of the preference given to the degree-holders. At this stage, we may first give our reasons as to why this aspect is amenable to examination. The rule-making authority having made a diploma-holder eligible for promotion, it follows that a diploma-holder does not suffer from such an infirmity as to make him totally unfit for holding the higher post. If that is so, question is whether the ratio could be made so inequitable as to mock at the guarantee of equality? The right which has been conferred by one hand cannot be taken away by another; nor can the right be converted into a husk. It must continue to be a meaningful right. Too much emphasis on higher education may even cause dent to cause of social justice, as it would be the poorer section of the society which would be deprived of its legitimate expectations. The preference given to the degree-holders would, at the same time, give fillip to the desire to receive higher education, as such persons would always be favourably placed as compared to the lesser educated ones. A harmony would thus be struck, by maintaining reasonableness in the ratio, between the call of social justice and the need for higher education, without in any way jeopardising the principal object of classification. But then, no particular ratio can be spelt out which would satisfy these requirements; the reasonableness of the ratio shall depend on facts of each case.
    24. In the present cases the ratio is 3:2 and we regard the same as reasonable in view of what has been stated above relating to adoption of this ratio. Having felt satisfied about the permissibility of the classification also, the cases challenging the constitutionality of the quota for promotion as fixed in this service have to be dismissed.”

    16. In the present case we find that the candidates with higher education than Standard VII were completely shut out for being considered for the posts of Peons. The Recruitment Rules also provide for promotion. Rule 3(ii) we may quote:

    “(ii) The District Judge may promote—
    (a) a Peon, a Watchman, a Gardener, or a Sweeper to the post of Bailiff;
    (b) a Peon, a Watchman, a Gardener, a Sweeper or a Bailiff to the post of a Regional (Language) Section Writer, an English Section Writer or a Clerk; and
    (c) a Peon, a Watchman, a Gardener, a Sweeper, a Bailiff, a Regional (Language) Section Writer and English Section Writer or a Clerk to the post of Stenographer.”

    17. Now the qualifications for appointment to the posts of Clerks and Regional (Language) Section Writers are:

    “Clerks.—(i) Not lower than a pass in the SSC or other examination recognised as equivalent to the SSC Examination.
    (ii) A reasonably good speed in typing.
    (iii) Adequate knowledge of the regional language of the court in the district.
    English Section Writers.—(i) Not lower than a pass in the SSC or other examination recognised as equivalent to the SSC Examination.
    (ii) A reasonably good speed in typing.
    Regional Language Section Writers.—Not lower than a pass in the Regional Language Final Examination or in the examination of Standard VII of a recognised school with Marathi as the medium of instruction.”

    18. If the appointment of a candidate to the post of Peon is restricted to his having qualified up to Standard VII he will have no chance of promotion to the post of Regional Language Section Writer or Clerk. It is not that qualifications required for Regional Language Section Writer and Clerk are to be acquired by a Peon during the course of his service. During the course of hearing we were referred to a few applications submitted by Peons who are already working wherein they had prayed for their being considered for appointment to the post of Clerks since they had acquired requisite qualifications for that post. On this an argument is sought to be based that those Peons with higher qualifications are not interested in their work as Peons. We can give no credence to such an argument when the Recruitment Rules themselves prescribe that the post of a Clerk can be a promotional post for a Peon having the requisite qualification. There is nothing wrong if a Peon sends in his request for being considered to be promoted as a Clerk.

    19. We do not know what are the duties attached to the post of a Peon. But perhaps one thing Peons are not required to do is the work of Sweepers or Gardeners. Qualifications for Gardeners and Sweepers have been separately provided in the Recruitment Rules and the only qualification for both the categories of these posts is “good physique and also to carry out the duties attached to the post”.

    20. If an employee does not perform the duties attached to the post disciplinary proceedings can certainly be taken against him. An employer cannot throw up his hands in despair and devise a method denying appointments to a person who otherwise meets the requisite qualifications on the ground that if appointed, he would not perform his duties. Qualification prescribed is minimum. Higher qualification cannot become a disadvantage to the candidate.

    21. A criterion which has the effect of denying a candidate his right to be considered for the post on the principle that he is having higher qualification than prescribed cannot be rational. We have not been able to appreciate as to why those candidates who possessed qualifications equivalent to SSC Examination could also not be considered. We are saying this on the facts of the case in hand and should not be understood as laying down a rule of universal application.

    22. We do not think, therefore, that criterion four as laid by the Advisory Committee constituted under the Rules and upheld by the High Court is in any way reasonable or rational. By adopting such a course the High Court has put its stamp of approval to another type of reservation for recruitment to the service which is not permissible. A poor person can certainly acquire qualification equivalent to SSC Examination and not that he cannot go beyond Standard VII. Perhaps by restricting appointment to a candidate having studied only up to Standard VII the High Court may not be encouraging dropouts.

    23. Considering the whole aspect of the matter we must upset the fourth criterion laid by the Advisory Committee. The appellants have been wrongly denied of their right for being considered for the post of Peon. However, in the counter-affidavit filed before us by the Additional Registrar (Legal), High Court on behalf of the District & Sessions Judge and the High Court it has been stated that the process of selection of Peon has already been completed and the candidates from the select list are being posted as Peons. In this view of the matter, we would not like to disturb the appointments of the candidates already selected. Thus, though we set aside the impugned judgment of the High Court, we will not issue any further directions for cancelling the appointments of the candidates already selected and for starting of the whole selection process afresh.

    24. The appeal is, therefore, disposed of in the above terms. In the circumstances, however, there shall be no order as to costs.

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    Mohd. Riazul Usman Gani v. District & Sessions Judge
    (Feb 11, 2000)