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  • a well-settled rule of construction that every statute or statutory rule is prospective unless it is expressly or by necessary implication made to have retrospective effect.
  • Section 5, Subsection 2 of the 1983 Income Tax Act
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Citation Codes
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citation codes
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  • a well-settled rule of construction that every statute or statutory rule is prospective unless it is expressly or by necessary implication made to have retrospective effect.
  • Section 5, Subsection 2 of the 1983 Income Tax Act
Smart Summary

Factual and Procedural Background

On 1-6-1991, an advertisement was issued for the post of Professor in the Post-graduate Department of Law, University of Sambalpur. The essential qualifications mirrored the then-prevailing University Grants Commission (UGC) guidelines and included, inter alia, ten years’ experience of teaching and/or research. The last date for submitting applications was 15-7-1991.

The University Syndicate prepared an assessment chart of the applicants on 25-7-1991, and a specially constituted Selection Committee conducted interviews on 11-5-1992. The appellant was selected for the post.

Subsequently, Respondent 1 challenged the selection, asserting that revised UGC guidelines, which came into force on 19-9-1991, required ten years of post-graduate teaching experience. The High Court accepted this contention and set aside the appellant’s appointment. Pursuant to interim orders, however, the appellant continued in service. Respondent 1 has since died, leaving only the question of the appellant’s qualification for consideration in this appeal.

Legal Issues Presented

  1. Whether the appellant’s qualification had to be judged by the UGC guidelines existing as on the last date of the advertisement (15-7-1991) or by the amended guidelines that came into force on 19-9-1991.
  2. Consequently, whether the High Court erred in setting aside the appellant’s appointment on the ground that he lacked ten years of post-graduate teaching experience.

Arguments of the Parties

Respondent 1's Arguments

  • The UGC guidelines were amended with effect from 19-9-1991, before the interviews took place; hence the applicable standard was ten years of post-graduate teaching experience.
  • The appellant did not possess the newly required post-graduate teaching experience and therefore could not be appointed.

Appellant's Arguments

  • The advertisement—and the governing UGC guidelines at the time—required only ten years’ teaching and/or research experience, which the appellant possessed.
  • Once the selection process had commenced and the last date for applications had passed, subsequent changes in qualification standards could not be retroactively applied.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
P. Mahendran v. State of Karnataka, (1990) 1 SCC 411 Statutory rules are prospective unless expressly made retrospective; amendments cannot prejudice candidates qualified when the selection process began. The Court relied on this precedent to hold that the amended UGC guidelines of 19-9-1991 could not invalidate the appellant’s candidature, as the selection process had already commenced and the appellant was qualified under the original guidelines.

Court's Reasoning and Analysis

The Court noted that on both the advertisement date and the last date for receipt of applications, the governing UGC guidelines required only ten years’ teaching and/or research experience. The appellant satisfied this criterion. Although new guidelines introducing a stricter requirement came into force on 19-9-1991, this occurred after the selection process had begun.

Invoking the principle from P. Mahendran, the Court held that statutory rules and analogous guidelines operate prospectively unless explicitly made retrospective. Applying a post-advertisement change would necessitate cancelling the process and re-advertising, thereby upsetting candidates’ accrued rights. Because no mala fides or procedural irregularities in the selection were alleged, and the appellant had scored higher than Respondent 1, the High Court’s intervention was unwarranted.

Holding and Implications

The appeal is allowed; the High Court’s judgment is set aside, the original writ petition is dismissed, and the appellant’s selection is upheld.

The immediate consequence is that the appellant lawfully continues as Professor in the Post-graduate Department of Law, University of Sambalpur. The decision reinforces the principle that qualification standards cannot be retroactively applied to an ongoing recruitment process; however, no new legal doctrine is created beyond affirming settled precedent.

    Gopal Krushna Rath v. M.A.A Baig (Dead) By Lrs. And Others

    1. On 1-6-1991, an advertisement was issued for the post, inter alia, of a Professor in the Postgraduate Department of Law, University of Sambalpur. In the advertisement, the essential qualifications for the post of Professor were:

    An eminent scholar, actively engaged in research with published work of high quality. About 10 years' experience of teaching and/or research. Experience of guiding research at doctoral level.

    An outstanding scholar with established reputation who has made significant contribution to knowledge.

    2. The essential qualifications prescribed in the advertisement included 10 years' experience of teaching and/or research. This was in accordance with the then existing guidelines of the University Grants Commission prescribing minimum qualifications for appointment to the post of Professor. The last date of submitting applications was 15-7-1991.

    3. On 25-7-1991, the Syndicate prepared an assessment chart of the candidates who had submitted their applications pursuant to the advertisement. On 11-5-1992, interviews were held for the post by the specially constituted Selection Committee. The Committee selected the present appellant for appointment to the post of Professor in the Postgraduate Department of Law, University of Sambalpur.

    4. The original Respondent 1 challenged the selection and appointment of the appellant on the ground that the guidelines prescribed by the University Grants Commission were changed with effect from 19-9-1991. Under the changed guidelines, for the post of Professor, 10 years' experience of teaching now prescribed was in postgraduate teaching and/or research at the university/national level institutions including experience of guiding research at doctoral level. The contention of the original respondent that the appellant did not possess 10 years' experience of teaching at the postgraduate level was accepted by the High Court which set aside the appointment. The appellant has, however, continued in the post pursuant to the directions originally given by the High Court and thereafter on account of the interim order of this Court. The original 1st respondent is now dead. He was one of the candidates for the post and had submitted that since he was at No. 2 in the select list, he should have been selected in place of the appellant. This aspect of the dispute does not now survive. The only narrow question which remains for consideration is about the qualification of the appellant for being appointed to the post of Professor at the relevant time.

    5. It is an accepted position that on the date of the advertisement and on the last date prescribed for the receipt of applications, the qualification prescribed by the University Grants Commission was 10 years' experience of teaching and/or research. Therefore, the advertisement also prescribed the same qualification. The appellant possessed that qualification. Even on the date when the Syndicate prepared an assessment chart, the position was the same. It was only thereafter, on 19-9-1991, that the new qualification regarding ten years' teaching experience at the postgraduate level came into effect.

    6. When the selection process has actually commenced and the last date for inviting applications is over, any subsequent change in the requirements regarding qualifications by the University Grants Commission will not affect the process of selection which has already commenced. Otherwise it would involve issuing a fresh advertisement with the new qualifications. In the case of P. Mahendran v. State of Karnataka (1990) 1 SCC 411, (1990) 12 ATC 727 this Court has observed:

    “5. It is well-settled rule of construction that every statute or statutory rule is prospective unless it is expressly or by necessary implication made to have retrospective effect.”

    The Court further observed that:

    “Since the amending Rules were not retrospective, it could not adversely affect the right of those candidates who were qualified for selection and appointment on the date they applied for the post, moreover as the process of selection had already commenced when the amending Rules came into force, the amended Rules could not affect the existing rights of those candidates who were being considered for selection as they possessed the requisite qualifications prescribed by the Rules before its amendment.”

    7. In the present case, therefore, the appellant possessed the necessary qualifications as advertised on the last date of receiving applications. These qualifications were in accordance with the Rules/guidelines then in force. There is also no doubt that the appellant obtained higher marks than the original Respondent 1 at the selection. There is no challenge to the process of selection, nor is there any allegation of mala fides in the process of selection.

    8. In the result, the impugned judgment and order of the High Court is set aside. The original writ petition filed before the High Court is dismissed and the selection of the appellant is upheld. The appeal is disposed of accordingly.

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    Comments

    Gopal Krushna Rath v. M.A.A Baig (Dead) By Lrs. And Others
    (Sep 16, 1998)