Stalking and Threats in Asylum Claims: Substantial-Evidence Review and the Threshold for Persecution

Case: Alvarado-Hernandez v. Blanche, No. 24-1447
Court: United States Court of Appeals for the First Circuit
Date: October 15, 2026
Opinion: Judge Rikelman, joined by Judges Gelpí and Aframe

1. Introduction

The First Circuit denied a petition challenging the rejection of an asylum claim arising from prolonged stalking, threats against family members, and psychological suffering. The principal petitioner, Maidelin Noemi Alvarado-Hernandez, fled Honduras with her partner, Jose Zaldivar-Vasquez, and their daughter, H.S.C.A., after years of harassment by Jose Funes.

The central question was not whether Funes’s conduct was disturbing or whether Alvarado genuinely feared him. Both the immigration authorities and the court acknowledged the seriousness of her experiences. Rather, the question was whether the administrative record compelled a finding of past persecution or an objectively reasonable fear of future persecution.

The opinion principally applies established law rather than announcing a categorical new rule. Its significance lies in its record-specific treatment of threatening conduct, uncertain attribution of an alleged kidnapping attempt, psychological injury, and the demanding standard governing appellate reversal of immigration factfinding.

2. Background and Procedural History

The stalking and threats

Funes contacted Alvarado daily over approximately three years. His initial declarations of affection developed into threats that he would harm or arrange the killing of her partner unless she submitted to his wishes. He appeared at her workplace, watched her from a vehicle, and demonstrated knowledge of her grandmother’s address after Alvarado attempted to relocate there.

Funes also confronted Alvarado’s partner at work. On at least one occasion, he pressed a gun concealed under his shirt against the partner’s body. Gang members told Alvarado that Funes had instructed them to kill her partner. Although they refused, they warned the family to leave because Funes was obsessed with her.

Alvarado sought assistance from the police and a prosecutor. The prosecutor referred her to a psychologist and offered to dispatch police if Funes threatened her again. According to Alvarado, however, police did not respond to her subsequent calls.

The disputed incident involving Alvarado’s daughter

Alvarado decided to leave Honduras after an incident she understood as an attempted kidnapping. While leaving a medical appointment with her daughter, she received a message indicating that Funes knew her location. She described feeling someone touch her back, experiencing pain at the back of her head, and releasing her daughter’s hand. A bystander then recovered the child and returned her.

Alvarado and her daughter later experienced skin irritation, and Alvarado reported sleeping heavily after the incident. She did not see Funes that day. Her attribution of the incident to him rested on his message and statements reportedly made to neighbors before and after the event.

The immigration judge considered both the occurrence of an attempted kidnapping and Funes’s involvement insufficiently established. Importantly, the court did not affirmatively determine that nothing troubling happened. It held that the evidence did not require rejection of the agency’s assessment of an unclear episode.

Proceedings in the United States

The family arrived in September 2016, and removal proceedings began in early 2017. Alvarado applied for asylum, with her partner and daughter as derivative applicants, and also sought withholding of removal and protection under the Convention Against Torture. She later obtained mental health treatment in Massachusetts because she feared Funes would find her.

The immigration judge denied relief, identifying weaknesses in corroboration and concluding that the harm did not establish past persecution or an objectively reasonable fear of future persecution. The Board of Immigration Appeals reversed an adverse credibility finding concerning Alvarado’s partner but otherwise upheld the denial of asylum and withholding of removal.

The scope of judicial review was narrower still: Alvarado had not pursued Convention Against Torture protection before the Board or the court, and she did not challenge the withholding determination in her petition for review. The First Circuit therefore addressed the asylum claim.

3. Summary of the Court’s Decision

The court denied the petition on two independent aspects of asylum eligibility:

  1. Past persecution: The record did not compel a finding that the threats, disputed kidnapping incident, and psychological harm, considered cumulatively, crossed the legal threshold into persecution.
  2. Future persecution: Although Alvarado’s fear was genuine, the evidence did not compel a finding that her fear of future persecution was objectively reasonable.

The court emphasized that physical injury is not indispensable to persecution and that psychological harm can, in appropriate circumstances, suffice. Nevertheless, the absence of injury, the gang members’ refusal to carry out Funes’s instructions, uncertainty surrounding the alleged kidnapping, and limited individualized evidence of future danger supported the agency’s decision.

The holding is therefore narrower than a determination that stalking or unfulfilled death threats cannot constitute persecution. It establishes that this record did not require the agency to find persecution.

4. Analysis: Legal Reasoning and Precedents Cited

A. The asylum framework

Under 8 U.S.C. §§ 1158(b)(1)(A)–(B) and 1101(a)(42)(A), an asylum applicant must establish refugee status: an inability or unwillingness to return to the home country because of persecution or a well-founded fear of persecution connected to a protected characteristic.

De Pena- Paniagua v. Barr, 957 F.3d 88, 92 (1st Cir. 2020), supplies the statutory definition, including the protected grounds of race, religion, nationality, membership in a particular social group, and political opinion. Muchiri v. Blanche, 177 F.4th 345, 348 (1st Cir. 2026), quoting Alexandrescu v. Mukasey, 537 F.3d 22, 25 (1st Cir. 2008), explains the two relevant routes: establish past persecution and obtain a rebuttable presumption of future persecution, or independently establish a well-founded fear of future persecution.

The opinion resolves the case on the severity of past harm and the objective basis for future fear. It does not decide whether Alvarado established a particular social group, the required connection to a protected ground, or the governmental-protection element applicable to persecution by private actors. The unsuccessful requests for police assistance therefore remain background facts rather than the subject of a separate appellate holding.

B. Substantial-evidence review controls the outcome

The decisive distinction is between deciding an asylum application initially and reviewing an agency’s denial. The appellate court does not ask simply whether the evidence could support a favorable result. It asks whether the evidence requires that result.

  • Ferreira v. Garland, 97 F.4th 36, 45–46 (1st Cir. 2024), quoting Chavez v. Garland, 51 F.4th 424, 429 (1st Cir. 2022), establishes that the court reviews the Board’s decision and those portions of the immigration judge’s reasoning that the Board adopted or accepted. This matters because the Board reversed the adverse credibility finding concerning Alvarado’s partner; that rejected finding could not independently sustain affirmance.
  • Alves v. Bondi, 128 F.4th 297, 298 (1st Cir. 2025), quoting Escobar v. Garland, 122 F.4th 465, 473 (1st Cir. 2024), states the general distinction between de novo review of legal conclusions and substantial-evidence review of factual findings.
  • Zapet-Alvarado v. Bondi, 152 F.4th 329, 337–38 (1st Cir. 2025), applies substantial-evidence review to findings concerning both past persecution and future fear.
  • Urias-Orellana v. Bondi, 607 U.S. 537, 539, 545 (2026), provides the controlling clarification that substantial-evidence review extends to the agency’s application of the persecution standard to established facts, not merely to disputes about what happened.

The court also rejected any suggestion that future-persecution determinations receive de novo appellate review. Liu Jin Lin v. Holder, 723 F.3d 300, 307 (1st Cir. 2013), distinguishes the Board’s own review of that issue from the court’s deferential review of the Board.

Santos Garcia v. Garland, 67 F.4th 455, 460 (1st Cir. 2023), states the operative test: agency findings stand unless a reasonable factfinder would be compelled to conclude otherwise. Lobo v. Holder, 684 F.3d 11, 16 (1st Cir. 2012), quoting Laurent v. Ashcroft, 359 F.3d 59, 64 (1st Cir. 2004), expresses the same principle through the requirement that the evidence point “unerringly in the opposite direction.”

Finally, Khalil v. Garland, 97 F.4th 54, 59 n.1 (1st Cir. 2024), supports the court’s reliance on the administrative record, including the applicant’s testimony, for its factual account. It is a record-source citation rather than a substantive persecution precedent.

C. Threats must be assessed for seriousness, credibility, and context

Montoya-Lopez v. Garland, 80 F.4th 71, 80 (1st Cir. 2023), quoting Lopez de Hincapie v. Gonzales, 494 F.3d 213, 217 (1st Cir. 2007), establishes that persecution requires more than ordinary harassment, mistreatment, or suffering. This demanding threshold does not excuse threatening behavior; it identifies the level of harm necessary for asylum eligibility.

Under Javed v. Holder, 715 F.3d 391, 395–96 (1st Cir. 2013), and Sok v. Mukasey, 526 F.3d 48, 54–55 (1st Cir. 2008), credible death threats may support a persecution finding. Here, “credible” concerns the threats’ seriousness and capacity to place the victim in danger, not simply whether Alvarado truthfully described receiving them.

The court distinguished Javed v. Holder in detail. There, threats accompanied beatings, arrest and detention, destruction of an office building, and shootings of people associated with the applicant. Those circumstances demonstrated a danger beyond threatening words. Drawing on Vilela v. Holder, 620 F.3d 25, 29 (1st Cir. 2010), the court contrasted genuine serious danger with threats that do not establish such exposure.

Alvarado’s evidence included a gun confrontation and reported instructions to gang members to kill her partner. Nevertheless, the partner suffered no injury, and the gang members expressly refused to act. The court held that these circumstances permitted, though did not necessarily require, the agency’s adverse assessment of the threats.

Hernandez-Lima v. Lynch, 836 F.3d 109, 113–14 (1st Cir. 2016), was particularly influential: it upheld a no-persecution finding despite multiple death threats against an applicant and his family and explained that hollow threats do not compel a contrary result. Zapet-Alvarado v. Bondi similarly supported treating the absence of demonstrated implementation as relevant to the threat assessment.

Physical injury is relevant, not mandatory

The opinion expressly preserves the principle, supported by Ruiz v. Mukasey, 526 F.3d 31, 37 (1st Cir. 2008), and Montoya-Lopez v. Garland, that persecution need not involve physical injury. At the same time, Hernandez-Lima v. Lynch permits the absence of injury to weigh against the seriousness of threats.

Lobo v. Holder, 684 F.3d at 18, provides an especially close comparison: even a threat delivered at gunpoint did not necessarily establish sufficiently credible or imminent danger. The court accordingly refused to treat the gun confrontation here as automatically dispositive.

This reasoning must not be converted into a requirement that threatened individuals first endure physical violence. The court expressly left open the possibility that sufficiently menacing threats alone can constitute persecution.

Threats to relatives can affect the applicant’s own claim

The fact that the death threats targeted Alvarado’s partner did not disqualify them from consideration. Ravix v. Mukasey, 552 F.3d 42, 46 (1st Cir. 2009), recognizes that persecution need not be personally inflicted on the asylum seeker if it creates the requisite fear in that person.

The Board’s decision in A-K-, 24 I. & N. Dec. 275, 278 (BIA 2007), supplies a more specific principle: harming someone close to an applicant with the intended purpose of emotionally persecuting the applicant may make the applicant the direct target of persecution. This does not mean that any harm to a relative automatically establishes the applicant’s claim; the purpose and consequences remain important.

D. An alarming incident still requires sufficient proof of occurrence and attribution

The purported kidnapping attempt presented two separate evidentiary questions: whether an attempted kidnapping occurred and whether Funes was responsible. The agency found both uncertain.

The court did not require eyewitness identification or direct evidence as a categorical rule. Instead, it assessed whether the particular circumstantial evidence compelled Alvarado’s interpretation. The location-aware text message and vague, undated statements reportedly made to neighbors did not meet that standard.

Vasili v. Holder, 732 F.3d 83, 90 (1st Cir. 2013), supports rejecting an attribution theory where the record leaves unclear what happened and who was responsible. Nikijuluw v. Gonzales, 427 F.3d 115, 121 (1st Cir. 2005), similarly illustrates the insufficiency of unsupported suspicions about responsibility for a daughter’s disappearance.

These precedents explain why Funes’s established stalking did not automatically prove responsibility for every subsequent frightening event. The alleged physical symptoms likewise did not resolve the agency’s uncertainty about the incident or its cause.

E. Psychological harm was considered, but did not compel reversal

Alvarado argued both that the agency overlooked evidence of psychological injury and that it undervalued that evidence. The court treated these as distinct contentions.

Under Contreras v. Bondi, 134 F.4th 12, 20 (1st Cir. 2025), completely overlooking critical evidence constitutes legal error. But the Board expressly acknowledged Alvarado’s emotional harm and concluded that the threats and resulting suffering had not been shown sufficiently severe on this record. Its discussion therefore defeated the claim of complete omission, even though Alvarado disagreed with the weight assigned.

Makhoul v. Ashcroft, 387 F.3d 75, 80 (1st Cir. 2004), recognizes that psychological harm can support past persecution in appropriate circumstances. The court also distinguished Hernandez-Lima v. Lynch, where evidence of nonphysical suffering was absent: Alvarado had supplied concrete evidence of psychological harm.

Nevertheless, Alvarado had not argued that her emotional injury independently constituted persecution apart from the asserted serious threats to her family. Once the agency’s findings concerning those threats and the alleged kidnapping survived review, the remaining evidence did not compel a persecution finding.

Ouk v. Gonzales, 464 F.3d 108, 111 (1st Cir. 2006), reinforces the distinction between documented psychological injury and legally compelled recognition of persecution. There, even post-traumatic stress disorder did not establish that the agency had improperly discounted emotional harm.

The cumulative assessment

The Board expressly considered the harm cumulatively. The First Circuit examined the disputed components separately to explain why their combined weight did not require a different conclusion. Its reasoning should not be read to establish that several individually insufficient incidents can never amount to persecution when considered together.

A significant limit remains: the opinion does not determine what evidence would establish a freestanding psychological-persecution claim. That theory was not presented as an independent basis for relief.

F. Future fear requires an individualized objective foundation

Because Alvarado had not established past persecution, she lacked the resulting presumption of future persecution. Vargas-Salazar v. Garland, 119 F.4th 167, 173 (1st Cir. 2024), supplies this principle. Da Silva-Queiroga v. Bondi, 169 F.4th 36, 43 (1st Cir. 2026), explains that an applicant may nevertheless independently establish fear that is both subjectively genuine and objectively reasonable.

The subjective component was satisfied. The dispute concerned objective reasonableness. Under Ramos-Hernandez v. Bondi, 163 F.4th 44, 53 (1st Cir. 2025), the applicant must present credible, direct, and specific evidence supporting fear of individualized future persecution.

Alvarado relied on four or five Facebook contact attempts, Funes’s inquiries to former neighbors, his knowledge that she was in Texas, and reports concerning violence against women in Honduras. The court concluded that these materials did not compel a finding of future harm reaching persecution.

Martínez-Pérez v. Sessions, 897 F.3d 33, 41 (1st Cir. 2018), supports skepticism where the asserted future fear rests on incidents already found insufficiently serious to establish past persecution. This is not an automatic rule against future claims; the applicant may still offer evidence of escalation or another individualized prospective risk.

Amouri v. Holder, 572 F.3d 29, 35 (1st Cir. 2009), explains why general country reports were not decisive. Such evidence does not necessarily override applicant-specific facts or replace particularized proof. Here, the gang members’ prior refusal to harm the family and the limited additional contact supported the agency’s conclusion.

Regulatory clarification: The opinion cites 8 C.F.R. § 1208.16(b)(1) when discussing the past-persecution presumption. That provision addresses withholding of removal; the corresponding asylum presumption appears in § 1208.13(b)(1). This citation distinction does not alter the presumption principle applied in the opinion.

G. Preservation rules limited the court’s review

The decision also illustrates the importance of presenting each claim and argument at the proper stage:

  • Mijangos v. Bondi, 167 F.4th 539, 544 (1st Cir. 2026), explains why the immigration judge treated withholding as subject to a more demanding likelihood standard than asylum. The First Circuit did not independently decide that claim because it was not challenged.
  • Santos Garcia v. Garland, 67 F.4th at 459 n.4, supports treating the unchallenged withholding claim as waived.
  • Olmos-Colaj v. Sessions, 886 F.3d 168, 176 (1st Cir. 2018), supports waiver of a new contention raised only at oral argument: that the Board legally misused Santos Garcia v. Garland in assessing emotional harm.

The court alternatively rejected that late argument on its merits. Santos Garcia v. Garland, drawing on Rodriguez v. Lynch, 654 F. App’x 498, 500 (1st Cir. 2016), had discussed the absence of specific details concerning threats’ immediate impact. But the Board did not deny that Alvarado supplied details; it cited the precedent in determining that the demonstrated harm was insufficiently severe.

The opinion thus does not establish a new corroboration rule or reinstate the rejected credibility finding. Its appellate holding rests on the sufficiency of the surviving agency reasoning.

5. Potential Impact

Greater importance of the administrative record

The application of Urias-Orellana v. Bondi makes clear that even disputes over whether established conduct constitutes persecution ordinarily receive deferential review. Applicants therefore have a strong practical interest in developing the factual record before the immigration judge rather than relying on appellate recharacterization.

More precise evidence in stalking-based claims

Future claims may turn on evidence explaining why threats were likely to be implemented: escalation, efforts to execute threats, access to the victim, corroborated conduct, and specific consequences. These are evidentiary considerations suggested by the reasoning, not a mandatory checklist announced by the court.

Similarly, psychological evidence may be more persuasive when it identifies the nature, severity, duration, and functional effects of the injury and connects those effects to the persecutory conduct. The opinion does not require a particular diagnosis or medical documentation in every case.

No categorical exclusion of nonphysical persecution

The decision’s limiting language is essential. It preserves claims based on sufficiently menacing threats, intentionally inflicted emotional harm through relatives, and serious psychological injury. Its affirmance should not be used as shorthand for a rule that victims must suffer bodily injury before receiving asylum.

Limits on what the decision resolves

The opinion does not settle broader questions about gender-based particular social groups, stalking as persecution in different factual circumstances, or Honduran authorities’ willingness or ability to protect particular victims. Nor does it hold that general country evidence is irrelevant. It holds that such evidence did not overcome the deficiencies identified in this individualized record.

6. Complex Concepts Simplified

Persecution
Serious harm exceeding ordinary harassment or mistreatment. It can be physical or psychological, but its severity and context matter.
Substantial-evidence review
A deferential appellate standard. The court cannot reverse merely because another interpretation is plausible; the record must require a contrary conclusion.
Credibility versus sufficiency
Testimony can be believed yet still fail to prove every required element. Likewise, believing that a threat was made does not necessarily establish that it presented sufficiently serious danger.
Cumulative harm
Considering the combined effect of related incidents rather than evaluating each as though it occurred alone.
Subjective and objective fear
Subjective fear means the applicant genuinely feels afraid. Objective fear means the evidence supplies a reasonable basis for fearing persecution.
Rebuttable presumption
An initial legal assumption that follows from proving past persecution, subject to being overcome under the applicable rules.
Protected-ground nexus
The required connection between persecution and a statutorily protected characteristic. The court did not decide that issue here.
Waiver
The loss of an argument through failure to raise it properly, including omission from the opening appellate brief.

7. Conclusion

Alvarado-Hernandez v. Blanche illustrates the difference between showing profoundly troubling mistreatment and demonstrating that the administrative record compels recognition of persecution. The First Circuit upheld the agency because uncertainty about the alleged kidnapping, the assessed seriousness of the threats, and limited individualized evidence of future danger permitted its conclusions.

The central takeaway is evidentiary and procedural, not categorical: stalking, threats against relatives, and psychological harm remain legally relevant, but reversal requires more than a plausible competing assessment of their significance.