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17 C.F.R. § 165.20 : Commodity and Securities Exchanges — COMMODITY FUTURES TRADING COMMISSION — WHISTLEBLOWER RULES — Whistleblower anti-retaliation protections
Text
(a)
In general.
No employer may discharge, demote, suspend, directly or indirectly threaten or harass, or in any other manner discriminate against, a whistleblower in the terms and conditions of employment because of any lawful act done by the whistleblower-
(1)
In providing information to the Commission in accordance with this part; or
(2)
In assisting in any investigation or judicial or administrative action of the Commission based upon or related to such information.
(b)
Anti-retaliation enforcement.
Section 23(h)(1)(A) of the Commodity Exchange Act (
7 U.S.C. 26(h)(1)
), including the rules in this part promulgated thereunder, shall be enforceable in an action or proceeding brought by the Commission including where retaliation is in response to a whistleblower providing information to the Commission after reporting the information through internal whistleblower, legal or compliance procedures.
(c)
Protections apply regardless of non-qualification.
The anti-retaliation protections apply whether or not the whistleblower satisfies the requirements, procedures, and conditions to qualify for an award.
17 C.F.R. §165.20
82 FR 24501, 7/31/2017
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