¶ 1. DAVID T. PROSSER, J.
This case comes before us on certification from the court of appeals pursuant to Wis. Stat. § 809.61 (2001-02). Yvette Maurin, individually and in her capacity as personal representative of her daughter's estate, and Joseph Maurin, in his individual capacity, brought this lawsuit to recover for medical malpractice and wrongful death of their five-year-old daughter, Shay Maurin.
All references to the Wisconsin Statutes are to the 1995-96 edition unless otherwise indicated.
¶ 2. The issues certified for our review relate to damage awards for medical malpractice that results in death. We restate the two issues certified by the court of appeals and pose a third issue presented by the parties:
¶ 3. First, may the plaintiffs in a medical malpractice action, where there is a death caused by medical negligence, recover the limit on noneconomic damages for both medical negligence and wrongful death?
¶ 4. Second, is the limit on noneconomic damages in a medical malpractice wrongful death case constitutional?
¶ 5. Third, did the circuit court erroneously exercise its discretion in ordering a remittitur of the verdict in favor of the estate for pre-death pain and suffering, from $550,000 to $100,000.
¶ 6. We conclude that there is a single cap on noneconomic damages recoverable from health care providers for medical malpractice when a patient dies. The cap is the dollar amount listed for the deceased patient in Wis. Stat. § 895.04(4). Claimants eligible to make a wrongful death claim under Wis. Stat. § 655.007 are entitled to make separate claims for the amount listed in Wis. Stat. § 895.04(4) for a death that occurred during the period from May 25, 1995, through April 27, 1998, because of this court's decisions in Rineck v. Johnson, 155 Wis.2d 659, 456 N.W.2d 336 (1990), rev'd on other grounds, Chang v. State Farm Mut. Auto. Ins. Co., 182 Wis.2d 549, 514 N.W.2d 399 (1994), and Jelinek v. St. Paul Fire Cas. Ins. Co., 182 Wis.2d 1, 512 N.W.2d 764 (1994).
¶ 7. We also conclude that the limit on noneconomic damages in a medical malpractice wrongful death case is constitutional.
¶ 8. Our answers to the first two questions make it unnecessary to address the close question of remittitur in this case. Accordingly, the decision of the circuit court is reversed and the cause remanded for proceedings consistent with this opinion.
FACTS AND PROCEDURAL HISTORY
¶ 9. This is a tragic case. Shay Leigh Maurin died on March 8, 1996, of acute diabetic ketoacidosis. The five-year-old daughter of Yvette and Joseph Maurin had appeared to be a healthy child, free of serious illness, until the week before her death. Her parents were unaware that their daughter suffered from diabetes mellitus. If diabetes mellitus is untreated, it can lead to diabetic ketoacidosis and death.
¶ 10. During the first few days of March 1996, Shay had not been feeling well. She was lethargic, drinking fluids all day and eating poorly. Yvette Maurin took her daughter to the General Clinic of West Bend on March 5, 1996. Physician Assistant Randy Purcell diagnosed Shay with an ear infection and prescribed antibiotics. Purcell also advised that Shay should have a fingerstick blood test — used to check for diabetes — if her symptoms did not improve.
¶ 11. Shay's condition worsened rapidly over the next 24 hours. She was unable to eat, she vomited and dry-heaved, and the fruity odor of her breath led her mother to fear she might have diabetes. The mother brought Shay to Hartford Memorial Hospital late in the evening of March 6. By this point, Shay's diabetes had progressed to acute diabetic ketoacidosis. Dr. Gordon Hall attended to Shay, but failed to make the diagnosis of diabetes mellitus or acute diabetic ketoacidosis.
¶ 12. The next morning, on March 7, Shay returned to Hartford Memorial Hospital in serious pain. Dr. David Madenberg diagnosed the acute diabetic ketoacidosis and attempted treatment before transferring Shay to Children's Hospital of Wisconsin. Shay lost consciousness during the ambulance ride to the new hospital and died the next day.
¶ 13. In 1999 a Washington County jury found that Dr. Hall was negligent in his care of Shay Maurin and that his negligence caused her death. The jury awarded Shay's estate $550,000 for her pre-death pain and suffering and $2,500,000 to her parents as wrongful death damages for their loss of society and companionship.
¶ 14. In post-verdict motions, the parents sought and obtained from the Washington County Circuit Court, Lawrence F. Waddick, Judge, a ruling that the Wis. Stat. § 895.04(4) wrongful death cap was unconstitutional because it deprived litigants of the basic right to a jury trial, violated the due process and equal protection clauses of the constitution, and usurped the power of the judiciary. The parents also sought but failed to obtain a ruling that an increased wrongful death cap could apply retroactively to deaths that occurred before the effective date of the statutory increase. Dr. Hall sought and obtained remittitur with respect to the estate's verdict for pain and suffering, reducing the damages from $550,000 to $100,000.
¶ 15. Dr. Hall appealed the circuit court's decision holding the wrongful death cap unconstitutional and also raised on appeal the issue of whether the estate and the parents were each entitled to noneconomic damages up to the respective limits for medical malpractice and wrongful death.
¶ 16. The court of appeals held the case pending decisions in three relevant cases: Neiman v. Am. Nat'l Prop. Cas. Co., 2000 WI 83, 236 Wis.2d 411, 613 N.W.2d 160 (holding unconstitutional retroactive application of an increased cap on noneconomic damages in wrongful death actions to claims that accrued before the effective date of the new cap); Guzman v. St. Francis Hosp., Inc., 2001 WI App 21, 240 Wis.2d 559, 623 N.W.2d 776 (holding constitutional a cap on noneconomic damages in medical malpractice actions); and Schultz v. Natwick, 2002 WI 125, 257 Wis.2d 19, 653 N.W.2d 266 (applying Neiman to all cases involving the retroactive increase of the cap on noneconomic damages in wrongful death cases).
¶ 17. After these decisions, the parents agreed that the issue of retroactive application of the increased wrongful death cap had been determined against them, and that issue is no longer in the case.
ANALYSIS
A. Limitation on Noneconomic Damages From Medical Malpractice Resulting in Wrongful Death
¶ 18. The first issue to be determined is what limit or limits apply to noneconomic damages in medical malpractice wrongful death. There are three possibilities:
1. Dr. Hall contends that the parents' recovery for loss of society and companionship is limited to a total of $150,000 and that the entire award of noneconomic damages (including the parents' wrongful death award and any conscious pain and suffering award to the estate) cannot exceed the limit in Wis. Stat. § 893.55(4)(d), which, adjusted for inflation, is $381,428.
2. The parents contend that the estate may recover noneconomic damages for Shay's pain and suffering
before death up to the limit set for medical malpractice under Wis. Stat. § 893.55(4)(d) and the parents may recover for loss of society and companionship up to the limit set for wrongful death under Wis. Stat. § 893.55(4)(f), which references Wis. Stat. § 895.04(4). Absent the issue of remittitur, the effect of this theory would produce damages of $381,428 plus $150,000, for a total of $531,428.
3. A third interpretation is that, in a medical malpractice case, there is a single cap on noneconomic damages. The amount of the cap is determined by whether the patient survives the malpractice or whether the patient dies. When the patient survives the medical malpractice, the cap is contained in Wis. Stat. § 893.55(4)(d). When the patient dies, the cap is contained in Wis. Stat. § 895.04(4). In cases where medical malpractice leads to death, the wrongful death cap applies in lieu of — not in addition to — the medical malpractice cap.
¶ 19. We conclude that the third interpretation constitutes the correct reading of the statutes. However, our decisions in Rineck, 155 Wis.2d 659, 456 N.W.2d 336, and Jelinek, 182 Wis.2d 1, 512 N.W.2d 764, cause us to add separate awards for the two parents to equal $300,000. As will be explained, this is a temporary phenomenon for claims arising between May 25, 1995, and April 27, 1998.
¶ 20. As this is a case of statutory interpretation, our analysis should begin with the plain language of the statutory text. State ex rel. Kalal v. Circuit Court for Dane County, 2004 WI 58, ¶¶ 44-45, 271 Wis.2d 633, 681 N.W.2d 110; see also Czapinski v. St. Francis Hosp., Inc., 2000 WI 80, ¶ 17, 236 Wis.2d 316, 613 N.W.2d 120. The language of Wis. Stat. § 893.55(4) is to be read in context, taking into account the section at issue and the entire statutory scheme. Kalal, 271 Wis.2d 633, ¶ 46, 681 N.W.2d 110. The scope and purpose of the statutes are relevant so long as the scope and purpose are ascertainable from statutory language. Id., ¶ 48, 681 N.W.2d 110.
¶ 21. Based upon our review of the relevant text, the applicable statutes should be interpreted as follows.
¶ 22. There is a single cap for noneconomic damages in medical malpractice cases as noted in Wis. Stat. § 893.55(4)(b) which provides:
The
total noneconomic damages recoverable for bodily injury
or death, including any action or proceeding based on contribution or indemnification, may not exceed the limit under par. (d)
for each occurrence on or after May 25, 1995, from all health care providers and all employees of health care providers acting within the scope of their employment and providing health care services who are found negligent and from the patients compensation fund. (Emphasis added).
¶ 23. Several words in this statute are of paramount importance. The words "total" and "for each occurrence" reveal that the legislature intended a single recovery for each incident or "occurrence" involving malpractice. The words "or death" show that the legislature intended to provide a single recovery even if the medical malpractice resulted in a wrongful death.
The concurrence contends that "The majority goes astray when it equates the word `death' with a cause of action for wrongful death." Concurrence, ¶ 137. However, the concurrence simply disregards the language in Wis. Stat. § 655.007 that any "parent . . . having a derivative claim for . . . death on account of malpractice is subject to this chapter." See ¶ 30, infra, for the linkage between Wis. Stat. ch. 655 and Wis. Stat. § 893.55(4)(d).
In this opinion, all references to the "concurrence" are intended to refer to the concurrence of Chief Justice Shirley S. Abrahamson and Justice N. Patrick Crooks.
¶ 24. Other paragraphs in Wis. Stat. § 893.55(4) address various scenarios resulting from medical malpractice. When a patient survives medical malpractice, the cap on noneconomic damages is contained in Wis. Stat. § 893.55(4)(d), which provides:
The limit on total noneconomic damages for each occurrence under par. (b) on or after May 25, 1995, shall be $350,000 and shall be adjusted by the director of state courts to reflect changes in the consumer price index. . . . (Emphasis added).
¶ 25. When a patient dies as a result of medical malpractice, the cap on noneconomic damages is transferred to Wis. Stat. § 895.04(4), which provides:
Judgment for damages for pecuniary injury from wrongful death may be awarded to any person entitled to bring a wrongful death action. Additional damages not to exceed
$150,000 for loss of society and companionship may be awarded to the spouse, children or parents of the deceased. (Emphasis added).
¶ 26. The bridge taking a medical malpractice claim in a death case from Wis. Stat. § 893.55(4)(d) to Wis. Stat. § 895.04(4) is Wis. Stat. § 893.55(4)(f), which provides:
Notwithstanding the limits on noneconomic damages under this subsection,
damages recoverable against health care providers and an employee of a health care provider, acting within the scope of his or her employment and providing health care services,
for wrongful death are subject to the limit under § 895.04(4). (Emphasis added).
¶ 27. It should be noted that economic damages in a medical malpractice wrongful death case are not capped. "Economic damages" are alluded to in Wis. Stat. § 893.55(4)(e), § 893.55(5) and (6), and § 895.04. Economic damages include"loss of earnings or earning capacity" and "other economic injuries and damages." Wis. Stat. § 893.55(5). Consequently, beyond issues of proof, damage disputes in medical malpractice cases tend to involve noneconomic damages, which are defined in Wis. Stat. § 893.55(4)(a):
In this subsection, "noneconomic damages" means moneys intended to compensate for pain and suffering; humiliation; embarrassment; worry; mental distress; noneconomic effects of disability including loss of enjoyment of the normal activities, benefits and pleasures of life and loss of mental or physical health, well-being or bodily functions; loss of consortium, society and companionship; or loss of love and affection.
¶ 28. "Loss of society and companionship" is included in the definition of "noneconomic damages." Loss of society and companionship is the basis for noneconomic damages in a wrongful death claim. Wis. Stat. § 895.04(4). As a result, the damages for loss of society and companionship in § 895.04(4) are included within "total noneconomic damages recoverable" for death in Wis. Stat. § 893.55(4)(b).
The concurrence acknowledges that the definition of "loss of society and companionship" in Wis. Stat. § 893.55(4)(a) is broad enough to encompass "loss of society and companionship" under the wrongful death statute. It contends, however, that Wis. Stat. § 893.55(4)(f) exempts wrongful death damages from the cap under § 893.55(4)(d).
¶ 29. The parents in this case seek recovery for the death of a minor child resulting from medical malpractice. Every patient, patient's representative, and health care provider "shall be conclusively presumed to have accepted to be bound by" Wis. Stat. ch. 655. Wis. Stat. § 655.006(1). Wisconsin Stat. § 655.007 provides that "any patient or the patient's representative having a claim or any . . ., parent . . . of the patient having a derivative claim for . . . death on account of malpractice is subject to" Chapter 655 of the Wisconsin Statutes. (Emphasis added). A parent's claim for the loss of society and companionship of a minor child is a derivative claim. Korth v. Am. Family Ins. Co., 115 Wis.2d 326, 331, 340 N.W.2d 494 (1983); Giese v. Montgomery Ward, Inc., 111 Wis.2d 392, 405, 331 N.W.2d 585 (1983); see also White v. Lunder, 66 Wis.2d 563, 574, 225 N.W.2d 442 (1975).
¶ 30. Wisconsin Stat. § 655.017, entitled "Limitation on noneconomic damages," links Chapter 655 to Wis. Stat. § 893.55(4)(d). It reads:
The amount of noneconomic damages recoverable by a claimant or plaintiff under this chapter for acts or omissions of a health care provider if the act or omission occurs on or after May 25, 1995, and for acts or omissions of an employee of a health care provider, acting within the scope of his or her employment and providing health care services, for acts or omissions occurring on or after May 25, 1995, is subject to the limits under § 893.55(4)(d) and (f).
¶ 31. The conclusion is inescapable that derivative wrongful death claims resulting from medical malpractice are covered by the limitations outlined in Wis. Stat. § 893.55(4).
¶ 32. This brings us to the question of how noneconomic damages in wrongful death cases are limited.
¶ 33. If Wis. Stat. § 893.55(4)(d) stood alone because there were no subsection (4)(f), then subsection (4)(d) would cap total noneconomic damages, including damages for loss of society and companionship under § 895.04(4). This was the unanimous decision of this court in Rineck, 155 Wis.2d at 665-69, 456 N.W.2d 336. If there were no caps at all in Wis. Stat. § 893.55(4)(d), then there would be no limits on noneconomic damages in wrongful death. That was the unanimous decision of the court in Jelinek, 182 Wis.2d at 14, 512 N.W.2d 764.
¶ 34. Against this background, why did the legislature create Wis. Stat. § 893.55(4)(f)? The paragraph reads in part:
(f) Notwithstanding the limits on noneconomic damages under this subsection, damages recoverable against health care providers . . . for wrongful death are subject to the limit under s. 895.04(4).
¶ 35. Wisconsin Stat. § 893.55(4)(f) was created by 1995 Wisconsin Act 10. This act did not amend § 895.04, the wrongful death statute. Consequently we can conceive of no purpose for creating § 893.55(4)(f) if the legislature intended to retain the single cap in Wis. Stat. § 893.55(4)(d) to cover total noneconomic damages in a wrongful death case involving medical malpractice. The same result would have been achieved without creating the new paragraph. This leads us to reject Dr. Hall's interpretation of the statute.
The concurrence notes that the limit in Wis. Stat. § 893.55(4)(d) is less than the present limit in Wis. Stat. § 895.04(4). Thus, if the cap in § 893.55(4)(d) superseded the cap in § 895.04(4), it would not be possible to collect $500,000 in damages for the loss of society and companionship of a minor child until the § 893.55(4)(d) cap, indexed for inflation, caught up to the $500,000 figure. This analysis is correct. However, under our view of the law, the limits in § 895.04(4) are available immediately.
¶ 36. Thus, the case turns on the meaning of the phrase "Notwithstanding the limits on noneconomic damages under this subsection." The court interprets the word "notwithstanding" to mean, in effect: " In lieu of the limits on noneconomic damages under this subsection, damages recoverable against a health care provider . . . for wrongful death are subject to the limit under § 895.04(4)." By contrast, the concurrence interprets the word to mean, in effect: " In addition to the limits on noneconomic damages under this subsection, damages recoverable against a health care provider . . . for wrongful death are subject to the limit under § 895.04(4)."
¶ 37. We acknowledge that the meaning of "notwithstanding" by itself is not clear. According to The American Heritage Dictionary of the English Language 1238 (3d ed. 1992), "notwithstanding" means "in spite of." Turning to Black's Law Dictionary,"notwithstanding" is listed as a preposition: "Despite, in spite of notwithstanding the conditions listed above, the landlord can terminate the lease if the tenant defaults." Black's Law Dictionary 1091 (7th ed. 1999). In A Dictionary of Modern Legal Usage,"notwithstanding" is described as "an interesting word. In DRAFTING, it commonly means `despite,' `in spite of,' or `although' and appears in sentences such as this one: `Notwithstanding the limitations contained in § 3.5, Mondraff will be offered the first option to quote competitive terms and conditions to Nuboil.'" Bryan A. Garner, A Dictionary of Modern Legal Usage 600 (2d ed. 1995).
¶ 38. If we substitute "in spite of" for "notwithstanding," the clause would read: "In spite of the limits on noneconomic damages under this subsection, damages recoverable against health care providers . . . for wrongful death are subject to the limit under § 895.04(4)." (Emphasis added). A natural reading of this language is closer to "in lieu of" than "in addition to." One limit appears to supersede another.
¶ 39. The Legislative Reference Bureau's drafting manual in effect at the time the 1995 legislation was enacted directs drafters to "[a]void overbroad preemption provisions" such as "`notwithstanding any other law to the contrary.' . . . Instead, find the statutes that conflict with the new provision and refer to them specifically." State of Wisconsin Legislative Reference Bureau, Wisconsin Bill Drafting Manual § 9.05(5) (1994-95). Wisconsin Stat. § 893.55(4)(f) refers specifically to "the limits on noneconomic damages under this subsection," suggesting that subsection 4(f) preempts subsection 4(d).
¶ 40. The preemptive use of "notwithstanding" can be seen in Wis. Stat. § 655.23(4)(c)1. and 2. (2001-02); and Wis. Stat. § 895.045(2) (2001-02).
Wisconsin Stat. § 655.23(4)(c)1. and 2. (2001-02) provide:
1. Except as provided in subd. 2., self-insurance shall be in amounts of at least $200,000 for each occurrence and $600,000 for all occurrences in any one policy year for occurrences before July 1, 1987, $300,000 for each occurrence and $900,000 for all occurrences in any one policy year for occurrences on or after July 1, 1987, and before July 1, 1988, $400,000 for each occurrence and $1,000,000 for all occurrences in any one policy year for occurrences on or after July 1, 1988, and before July 1, 1997, and $1,000,000 for each occurrence and $3,000,000 for all occurrences in any one policy year for occurrences on or after July 1, 1997.
2.
Notwithstanding subd. 1., in the discretion of a self-insured health care provider, self-insurance may be in an amount that is less than $1,000,000 but not less than $600,000 for each occurrence on or after July 1, 1997, and before July 1, 1999, and less than $1,000,000 but not less than $800,000 for each occurrence on or after July 1, 1999, and before July 1, 2001. (Emphasis added).
Wisconsin Stat. § 895.045(2) (2001-02) provides:
(2) Concerted action.
Notwithstanding sub. (1), if 2 or more parties act in accordance with a common scheme or plan, those parties are jointly and severally liable for all damages resulting from that action, except as provided in § 895.85(5). (Emphasis added).
¶ 41. It would be easy enough to collect cases interpreting the word "notwithstanding." See, e.g., Liberty Maritime Corp. v. United States, 928 F.2d 413, 416-17 (D.C. Cir. 1991) (suggesting that a phrase preceded by notwithstanding should overcome any conflicting provision). But the better practice is to follow the advice in Conoco, Inc. v. Skinner, 970 F.2d 1206, 1224 (3d Cir. 1992), that "courts must discern the meaning of `notwithstanding' from the legislative history, purpose, and structure of the entire statute." In this regard, a court must confront the principal declaration in Wis. Stat. § 893.55(4)(f) that "damages recoverable against health care providers . . . for wrongful death are subject to the limit under s. 895.04(4)." (Emphasis added). This declaration added nothing to the statute if it did not reduce "total noneconomic damages recoverable for . . . death." Moreover, the careful reader cannot fail to observe the similarity between the phrase "are subject to the limit under § 895.04(4)" in subsection (4)(f) and the phrase "is subject to the limits under § 893.55(4)(d) and (f)." "Subject to" suggests that damages are dependent upon the limit in the enumerated statutes.
¶ 42. Our interpretation of subsection (4)(f) is consistent with Wis. Stat. § 893.55(4)(b), which provides for "total noneconomic damages recoverable" per occurrence even if the occurrence leads to death. The concurrence's interpretation of subsection (4)(f) makes § 893.55(4)(b) superfluous. There is nothing in the text of the statute that signals a complete shift in policy away from a single cap for noneconomic damages to two separate caps that can be stacked one on top of the other.
¶ 43. The single cap interpretation is also consistent with the 1998 amendments to the wrongful death statute. A $500,000 cap on loss of society and companionship for the death of a minor child represents a 333.3% increase in the statutory cap. A $500,000 cap on top of the medical malpractice cap, as the concurrence would have it, would appear to be at odds with the purpose of the statute.
¶ 44. We conclude that noneconomic damages in a medical malpractice wrongful death case are capped by the limitation in Wis. Stat. § 895.04(4). They are capped to limit the liability of health care providers by requiring that any noneconomic damages that would have been subject to the cap in Wis. Stat. § 893.55(4)(d) and awarded to the deceased personally if he or she had lived, are instead subject to the limit in Wis. Stat. § 895.04(4) and shared by survivors who are normally the plaintiffs in a wrongful death action. That limit is now $500,000 for a minor and $350,000 for an adult.
¶ 45. The concurrence makes two major arguments using statutory construction. First, it points to the language of Wis. Stat. § 655.017: "The amount of noneconomic damages recoverable by a claimant or plaintiff under this chapter . . . is subject to the limits under § 893.55(4)(d) and (f)." According to the concurrence, "The text of § 655.017 does not limit recovery to the lesser of either the § 893.55(4)(d) limit for medical malpractice or the § 893.55(4)(f) limit for wrongful death. Rather, § 655.017 directs us to both §§ 893.55(4)(d) and (f) to assess the limits on damages imposed in cases of medical malpractice causing wrongful death." Concurrence, ¶ 181. "Had the legislature intended to limit recovery to either the § 893.55(4)(d) or the § 893.55(4)(f) limit depending on whether the patient died, it would have used different language." Id., ¶ 182. The response to this argument is that § 655.017 does little more than direct the reader to the binding limits in § 893.55(4). The word "and" between (d) and (f) indicates that there are two limits in subsection (4). Both must be considered. The word "and" does not imply that a claimant collects both limits. Clearly, a surviving victim of malpractice who collects under (4)(d) does not also collect for loss of society and companionship under (4)(f). Hence, the word "and" in § 655.017 does not imply a result in this case.
¶ 46. Second, the concurrence stresses the phrase "for wrongful death" in Wis. Stat. § 893.55(4)(f) and asserts that use of that phrase means that "the limits contained in Wis. Stat. § 893.55(4) (the medical malpractice cap) do not apply." Concurrence, ¶ 139. "[D]amages recoverable against health care providers for wrongful death, that is, for loss of society and companionship, are subject to the limit under § 895.04(4)." Id., ¶ 140. In response, the jury in this case found medical negligence, leading to death. Consequently, this is a wrongful death case, taking the case out from under one cap and placing it under another. If the legislature had wanted to create separate damages for loss of society and companionship under § 895.04(4), it could easily have said so with different language.
¶ 47. In a case such as this, it is appropriate to consult legislative history to confirm our interpretation of the statute. See Kalal, 271 Wis.2d 633, ¶ 51, 681 N.W.2d 110 (citing Seider v. O'Connell, 2000 WI 76, ¶¶ 51-52, 236 Wis.2d 211, 612 N.W.2d 659).
¶ 48. Over the past 30 years, the legislature has demonstrated an abiding interest in controlling the costs of health care, including the costs related to medical malpractice. The legislature has shown a consistent pattern of funneling and restricting medical malpractice actions to control costs. It has incrementally circumscribed the procedures for filing medical malpractice actions and limited the noneconomic damages available in such actions.
¶ 49. In 1975 the legislature made its first effort to address "Health Care Liability and Patients Compensation" by creating Chapter 37, Laws of 1975. At the beginning of the chapter, the legislature made extensive findings that we have relied upon in past decisions. Aicher v. Wisconsin Patients Comp. Fund, 2000 WI 98, ¶ 22, 237 Wis.2d 99, 613 N.W.2d 849; Czapinski, 236 Wis.2d 316, ¶ 14, 613 N.W.2d 120; State ex rel. Strykowski v. Wilkie, 81 Wis.2d 491, 508, 261 N.W.2d 434 (1978). These findings are presented as an Appendix to this opinion.
¶ 50. In Strykowski, the court summarized the legislative findings and acknowledged that the legislation "was enacted in response to a perceived economic and social crisis." 81 Wis.2d at 509, 261 N.W.2d 434. Among its many provisions, the 1975 legislation created a Patients Compensation Fund to pay medical malpractice awards above certain limits. Id. at 500, 261 N.W.2d 434. The legislation also "established an exclusive procedure for the prosecution of malpractice claims against a `[h]ealth care provider.'" Id. at 499, 261 N.W.2d 434 (emphasis added). This can be seen in two sections, Wis. Stat. §§ 655.005 and 655.007:
655.005
Remedy. (1)(a) On and after the effective date of this act [1975], every patient, every patient's representative and every health care provider shall be conclusively presumed to have accepted to be bound by this chapter.
. . . .
655.007
Patients' claims. On and after the effective date of this act [1975], any patient or the patient's representative, having a claim for injury or death on account of malpractice is subject to this chapter.
¶ 51. The 1975 legislation created a procedure for addressing medical malpractice, but it did not limit the damage awards arising out of medical malpractice. See Martin v. Richards, 192 Wis.2d 156, 531 N.W.2d 70 (1995).
¶ 52. In 1984 the legislature amended Wis. Stat. § 655.007 to read: "On and after July 24, 1975, any patient or patient's representative having a claim or any spouse, parent or child of the patient having a derivative claim for injury or death on account of malpractice is subject to this chapter." 1983 Wis. Act 253 (emphasis added to show amendments). Current Wis. Stat. § 655.007 continues to cover derivative claims for medical malpractice, including derivative claims for death. Even before this 1984 amendment, the Strykowski court stated that:
Medical malpractice actions are substantially distinct from other tort actions. The classification is plainly germane to the act's purposes.
The law applies to all victims of health care providers as described therein. The legislature declares that the circumstances surrounding medical malpractice litigation and insurance required the enactment of the legislation.
Strykowski, 81 Wis.2d at 509, 261 N.W.2d 434 (emphasis added).
¶ 53. The 1975 legislation was not successful in controlling health care costs. Consequently, in 1985 the legislature attempted to place a global cap on all recovery in a medical malpractice case. It considered 1985 Senate Bill 328, which was the product of the Legislative Council's Special Committee on Medical Malpractice. Senate Bill 328 attempted to impose a $3,300,000 cap on "total damages recoverable" in a Chapter 655 medical malpractice action. The relevant portion of the Senate Bill provided:
The total damages recoverable under ch. 655 for bodily injury or death, including any action or proceeding based on contribution or indemnification, may not exceed $3,300,000 for each occurrence from all health care providers and all employees of health care providers acting within the scope of their employment and providing health care services who are found negligent and from the patients compensation fund for any act or omission occurring on or after the effective date of this subsection.
1985 S.B. 328.
¶ 54. The Legislative Council note explaining this proposed section stated: "This [$3,300,000] limitation applies to any person bringing a medical malpractice claim, whether a patient or a family member of a patient having a derivative claim. The limitation applies to the total amount recoverable by the claimant or claimants. . . ." (Analysis by the Legislative Council of 1985 S.B. 328) (emphasis added). Once again, a wrongful death claim qualifies as a "derivative claim" by a family member. Hence the phrase "total damages recoverable" indicated that the Senate Bill intended a single cap to apply when medical malpractice resulted in death.
¶ 55. 1985 Senate Bill 328 did not pass, but it is significant in understanding current law because it contained two provisions that were carried over to the legislation that did pass in 1986. See 1985 Wis. Act 340.
¶ 56. First, both the 1985 bill and the 1986 legislation contained a section 655.017. The provision in 1985 Senate Bill 328 read in part:
655.017 Limitation on Recovery. The amount of damages recoverable by a claimant under this chapter for acts or omissions of a health care provider . . . is subject to the limitation under § 893.55(4).
1985 S.B. 328.
¶ 57. The provision in the 1986 legislation read:
655.017 Limitation on Noneconomic Damages. The amount of noneconomic damages recoverable by a claimant or plaintiff under this chapter for acts or omissions of a health care provider . . . is subject to the limit under § 893.55(4).
May 1986 Special Session Assembly Bill 4.
¶ 58. Section 655.017 from the 1986 legislation tied noneconomic damages in medical malpractice claims under Chapter 655, including derivative claims, to the limit in Wis. Stat. § 893.55(4).
¶ 59. Second, both the 1985 bill and the 1986 legislation contained a provision creating a section 893.55(4). The provision in 1985 Senate Bill 328 pertaining to "total damages recoverable" is quoted in ¶ 53 above. The equivalent provisions in May 1986 Special Session Assembly Bill 4 read:
893.55(4)(b) The
total noneconomic damages recoverable under ch. 655 for . . .
death . . . may not exceed the limit under par. (d) for each occurrence from all health care providers.
. . . .
893.55(4)(d)
The limit on total noneconomic damages for each occurrence under par. (b) shall be $1,000,000 for actions filed on or after the effective date of this paragraph . . . and shall be adjusted by the director of state courts to reflect changes in the consumer price index.
1986 A.B. 4. (emphasis added).
¶ 60. The 1986 legislation was obviously different from the 1985 bill. The dollar cap was reduced from $3,300,000 to $1,000,000, with the latter amount indexed. But this limit applied to "total noneconomic damages recoverable" instead of "total damages recoverable," leaving economic damages uncapped. The newly created subsection 893.55(4) was also broken into several paragraphs.
¶ 61. Interestingly, the first draft of May 1986 Special Session Assembly Bill 4 did not contain the word "total" to modify "noneconomic damages." Legislative Reference Bureau Drafting File for May 1986 A.B. 4 (LRB 5441/1). However, the drafter added the modifier "total" in the second draft, and the legislature ultimately enacted the bill in that form. Wis. Stat. § 893.55(4)(b). It is logical to assume that when the drafter inserted the word "total" into the bill between drafts, someone believed the word was so important that it had to be made part of the final bill. The word "total" reveals an intention to limit noneconomic damages in malpractice suits to a single cap, either the one in Wis. Stat. § 893.55(4)(d) or, conceivably, the one in Wis. Stat. § 895.04(4) (pertaining to wrongful death).
¶ 62. This was the key issue in Rineck, 155 Wis.2d at 661, 456 N.W.2d 336. In Rineck, the court interpreted Wis. Stat. § 893.55 to mean that when medical malpractice resulted in wrongful death, the $1,000,000 statutory limit on noneconomic damages under Wis. Stat. § 893.55(4)(d) superseded the cap on noneconomic damages under the wrongful death statute. The court said: "We conclude that in a medical malpractice action involving death, the $1,000,000 limitation on recovery for total noneconomic damages imposed by the specific statutes applicable to malpractice actions supersedes the $50,000 limitation contained in the wrongful death statutes." Id.
¶ 63. The court carefully traced the history of the medical malpractice statutes and decided the issue using statutory construction. Had it decided the issue differently, there would have been a $950,000 gap between a medical malpractice noneconomic damages award under § 893.55(4)(d) and a medical malpractice wrongful death award under § 895.04(4). The court made it very clear that one cap superseded the other: "Significantly, ch. 655, Stats., does not state that damages recoverable in medical malpractice cases are also subject to the $50,000 limitation under the general wrongful death provisions of § 895.04(4)." Id. at 666, 456 N.W.2d 336 (emphasis added). The court chose one cap and applied it to the claim, saying that the wrongful death cap was "inapplicable." Id. at 668, 456 N.W.2d 336.
¶ 64. On January 1, 1991, the cap on noneconomic damages in Wis. Stat. § 893.55(4) was "sunset," meaning that it no longer limited recovery of noneconomic damages in medical malpractice cases. This court recognized as much in Jelinek, saying: "Although the cap on non-economic damages in medical malpractice claims has expired, two legislative objectives for enacting ch. 655, Stats. — to set tort claims resulting from medical malpractice apart from other tort claims and to treat medical malpractice claims for injury and death in exactly the same manner — remain valid." 182 Wis.2d at 11, 512 N.W.2d 764. The court also noted that multiple claimants could maintain separate causes of action to recover noneconomic damages when a wrongful death occurs. Id. at 13-14, 512 N.W.2d 764. The Rineck approach of setting medical malpractice wrongful death cases apart from general wrongful death cases continued to apply. See also Dziadosz v. Zirneski, 177 Wis.2d 59, 63, 501 N.W.2d 828 (Ct.App. 1993) (citing Rineck).
¶ 65. Our holdings in Rineck and Jelinek caused consternation within the medical community. Doctors lamented rising costs for health care in general and malpractice insurance in particular. See note 7, supra, and accompanying citations. They decried the Jelinek holding that available noneconomic damages for wrongful death caused by medical malpractice were far greater than available noneconomic damages for other types of wrongful death. See id.
The health care community exerted pressure on the legislature to put available noneconomic damages in medical malpractice wrongful death claims back on the same footing as general wrongful death claims. See, e.g., Testimony relating to medical malpractice reform before the Assembly Committee on Insurance, Securities and Corporate Policy, (Jan. 19, 1995) (statement by Peter Farrow, Executive Assistant to the Commissioner of Insurance) (noting the unsustainable draining effect of the unlimited caps on the Patients Compensation Fund); Letter from Dr. John Wegenke to Members of the Assembly Insurance, Securities and Corporate Policy Committee 2 (Jan. 19, 1995) (attacking distinction between wrongful death caused by medical malpractice and other forms of wrongful death); Letter from Dr. Richard Roberts, President, State Medical Society, to Members of the Senate Committee on the Judiciary and the Senate Committee on Insurance 1 (Feb. 22, 1995) (supporting medical malpractice reform legislation).
¶ 66. In mid-1994 a Special Committee of the Wisconsin Patients Compensation Fund recommended "that a cap of $250,000 be imposed on noneconomic damages," believing that such an amendment "would address an elemental and necessary change in the tort system for resolving medical malpractice claims." Wisconsin Patients Compensation Fund, Report to the Joint Legislative Audit Committee 3 (1994).
¶ 67. In 1995 the legislature acted to restore limits on noneconomic damages in medical malpractice actions. It passed 1995 Wisconsin Act 10, which established a new $350,000 limit for noneconomic damages in medical malpractice cases and simultaneously created Wis. Stat. § 893.55(4)(f).
¶ 68. Subsection (4)(f), of course, is central to our analysis because it addresses noneconomic damage limits when medical malpractice causes death. It provides that "Notwithstanding the limits on noneconomic damages under this subsection, damages recoverable against health care providers . . . for wrongful death are subject to the limit under s. 895.04(4)." (Emphasis added).
¶ 69. In effect, Wis. Stat. § 893.55(4)(f) was another step in the legislature's unbroken pattern of narrowing the scope of noneconomic damages flowing from medical malpractice claims in order to control costs. It addressed the medical community's concerns in the wake of Rineck and Jelinek by placing medical malpractice wrongful death claims on the same footing as other wrongful death claims. It did this by referencing the $150,000 limit in the wrongful death statute. That statute allowed claimants up to $150,000 in non-economic damages for loss of society and companionship. Significantly, however, § 893.55(4)(f) does not speak to how much plaintiffs may recover. It limits the "damages recoverable against health care providers." (Emphasis added).
The archival records of Representative Mark Green, principal author of the 1995 legislation that became Act 10, reveal the legislature's concern over our holding in Jelinek that medical malpractice wrongful death actions were not subject to the damage limits in the general wrongful death statute. See Jelinek v. St. Paul Fire Cas. Ins. Co., 182 Wis.2d 1, 512 N.W.2d 764 (1994); Undated notes of Representative Mark Green (on file with Wisconsin State Historical Society). Representative Green's archival records refer only to restoring the limits in the wrongful death statute, not creating stackable caps.
¶ 70. At the time of the 1995 legislation, there were no limits at all on noneconomic damages for a wrongful death resulting from medical malpractice. The legislature changed the law by incorporating the limit under the existing wrongful death statute.
¶ 71. There are several plausible reasons why the legislature substituted a $150,000 limit for a $350,000 indexed cap in wrongful death cases.
¶ 72. First, the legislature may not have had an answer for why the limit on wrongful death in a medical malpractice case was far greater than the limit on wrongful death in other cases. The absence of any limit on either economic or noneconomic damages for wrongful death in medical malpractice cases increased insurance premiums for health care providers and increased assessments on providers to maintain the solvency of the Patients Compensation Fund. Legislative Audit Bureau, 01-11 " An Audit of the Patients Compensation Fund" 15 (June 2001). The fact that the law was treating persons responsible for homicide by intoxicated use of a motor vehicle far more favorably than it was treating brain surgeons, pediatricians, and emergency room doctors may have been viewed as requiring a move toward parity in the noneconomic damage limit for wrongful death.
¶ 73. Second, the private notes of Representative Mark Green, principal author of the 1995 legislation, make repeated references to the $250,000 cap on medical malpractice damages involving physicians working at the University of Wisconsin Hospital in Madison (as well as other state employees). Representative Green alluded to Wis. Stat. § 893.82 entitled "Claims against state employees; notice of claim; limitation of damages." One purpose of this section is to place a limit on the amounts recoverable in civil actions or civil proceedings against any state employee. Wis. Stat. § 893.82(1)(c). In 1995, the section included the following provisions:
(5m) With regard to a claim to recover damages for medical malpractice, the time periods under subs. (3) and (4) shall be 180 days after discovery of the injury. . . .
(6) The amount recoverable by any person or entity for
any damages, injuries or death in any civil action or civil proceeding against a state . . . employee . . . including any such action or proceeding based on contribution or indemnification, shall not exceed
$250,000. No punitive damages may be allowed or recoverable in any such action. (Emphasis added).
¶ 74. Legislators may have recognized that while Wis. Stat. § 893.82 did not create a global cap against all health care providers, it did cap both economic and noneconomic damages against a single provider.
¶ 75. Third, the legislature was aware of this court's decisions in Rineck and Jelinek. The legislature is presumed to act with knowledge of the existing case law. Reiter v. Dyken, 95 Wis.2d 461, 471, 290 N.W.2d 510 (1980). In Rineck, the court concluded that a minor child has a separate cause of action for loss of society and companionship when medical malpractice causes the death of one parent and the decedent is survived by his or her spouse. 155 Wis.2d at 661-62, 456 N.W.2d 336. The court reasoned that:
[The minor child's] claim originates under ch. 655 rather than the general wrongful death statutes. Chapter 655 controls all claims "for injury or death on account of medical malpractice." Section 655.007. As stated previously, by singling out medical malpractice claims in such a manner, the legislature intended to set medical malpractice cases involving death apart from other death cases to which the general wrongful death statute applies. Therefore, § 895.04(2) does not prevent a minor child from maintaining a cause of action for loss of society and companionship when medical malpractice causes the death of a parent.
Id. at 671,
456 N.W.2d 336.
¶ 76. In Jelinek, the court stated the pertinent issue as follows: "In a medical malpractice action involving death that is commenced after January 1, 1991, may the minor children of the patient who dies as a result of the malpractice maintain separate causes of action for loss of society and companionship when the patient is survived by a spouse who also brings a claim for loss of society and companionship?" Id. at 5, 512 N.W.2d 764. The court answered "yes." The Jelinek case featured claims by a surviving spouse and three minor children, each of whom was awarded damages of $50,000 for loss of society and companionship, although the cap at that time in Wis. Stat. § 895.04(4) was only $50,000.
¶ 77. The Jelinek case was decided at a time when there was no cap on medical malpractice noneconomic damages. As a result, its application to cases after the 1995 legislation is not completely clear. Nonetheless, the view of professional legislative staff was that "arguably, the $150,000 limit applies to each cause of action individually, not in the aggregate." Staff Memorandum to Rep. Mark Green from Don Dyke, Senior Staff Attorney, Wisconsin Legislative Council 2 (Sept. 5, 1997). This view was supported by the fact that the 1995 legislation did not change the law by amending the wrongful death statute. Thus, a legislator who adopted this view in 1995 would have believed that the cap on loss of society and companionship for two parents whose child died as a result of medical malpractice was $300,000, consisting of two potential $150,000 claims. Transposing the facts in Jelinek to a post-1995 Act 10 claim, the limit would have been $600,000 for a parent and three minor children, each with a separate claim.
¶ 78. These rationales put the 1995 legislation on the wrongful death cap in perspective.
¶ 79. In 1997 the legislature acted again to narrow the funnel. Acting on the assumption that our holding in Jelinek still applied, the legislature added the words "per occurrence" to the wrongful death damage cap in Wis. Stat. § 895.04(4). See 1997 Wis. Act 89. The legislature added the phrase "per occurrence" to make it clear that "in wrongful death medical malpractice actions, the limit is a total limit and does not apply individually to each person who may bring an action for loss of society and companionship." Memorandum from Don Dyke, Senior Staff Attorney, Wisconsin Legislative Council 2 (Apr. 21, 1998) (on file with Wisconsin Legislative Council).
The amendment to add the words "per occurrence" to Wis. Stat. § 895.04(4) was sponsored by Senator Robert Jauch, who worked closely with Senator Alice Clausing to develop an acceptable compromise on 1997 Senate Bill 148. See Senate Amendment 1 to Senate Substitute Amendment 3 to 1997 Senate Bill 148.
Because this alteration to the statute was enacted after the Maurins brought their claim, each parent has a separate cause of action for wrongful death under the rule of Jelinek.
¶ 80. The amendment was necessary because the legislature increased the cap on noneconomic damages recoverable in actions alleging the wrongful death of a minor child to $500,000. It raised the cap for the death of an adult to $350,000. Id. See Wis. Stat. § 895.04(4) (1997-98). The legislature responded to the pleas of an aggrieved parent, Barbara Schultz, who argued:
"There's no way to police the medical profession anymore," Schultz said, pointing out that she can be sued for up to $1 million if she damages a patron's hair in her hair salon, but doctors can only be sued for $150,000 in a wrongful death case. "They should be as responsible as anyone else," Schultz said.
Although the 1995 legislation capping noneconomic damages mollified the medical community, it infuriated groups representing victims of medical malpractice, especially parents who had lost children. They bombarded legislators with letters and phone calls asking for the elimination of, or at least an increase in, the new caps. See, e.g., Steve Wideman, Bereaved Parents Seek Accountability, The Post-Crescent, Sept. 8, 1997, at B1; John Nichols, Two Moms Take on Medical Lobby, The Shepherd Express, July 3, 1997; Ed Culhane, Victims of Malpractice Demand Their Day in Court, The Post-Crescent, June 8, 1997, at B8. The efforts of these groups ultimately resulted in the "Justin-Lindsey Bill" referenced by the concurrence. Concurrence, ¶ 173. These groups believed that the 1995 legislation restoring damage caps limited their recovery to $150,000 — not $150,000 for wrongful death plus $350,000 for medical malpractice. See, e.g., Letter from Barbara Schultz to Senator Alice Clausing (Jan. 22, 1997) (on file with Wisconsin State Historical Society) ("With the $150,000 cap, it is making it very hard for cases to even get to court. Why? Medical malpractice cases are very expensive. Attorneys sometimes turn down cases. The reason is, the experts testimonies, which are usually from Doctors, also must be paid.").
In another indication that the caps were not stackable, victims' groups pointed out the "scary thought" that "the legislators put a cap on medical negligence of $350,000 if you are alive and if you are killed only $150,000. In other words it is cheaper to kill a patient than to keep that person alive." Letter from Barbara Schultz to senators and representatives, (undated) (on file with Wisconsin State Historical Society) (emphasis added).
"Families: Wisconsin Wrongful Death Lawsuit Cap is Wrong," Dunn County News (undated), reprinted in The Verdict at 16-17 (Spring 1997). Schultz's equity argument served as an effective counterpoint to the argument made by the health care community in the mid-1990s.
¶ 81. We think it is improbable, however, that the legislature would have adjusted the wrongful death cap twice within a span of three years if it thought claimants had access to the $350,000 indexed medical malpractice damage cap in § 893.55(4)(d), plus the $500,000/$350,000 wrongful death cap.
The 1995 legislation restored the limit on noneconomic damages in medical malpractice wrongful death cases to $150,000 (the limit provided in § 895.04(4)) and the 1997 legislation increased the limit on noneconomic damages in medical malpractice wrongful death cases to $500,000 (assuming the medical malpractice resulted in the wrongful death of a minor child.).
In a written statement to a legislative committee, Barbara Schultz wrote: "Two children died in a medical wrongful death and the [doctors] returned to work as usual. The families on the other hand do not have the same option. Our lives have been shattered. Then we find out there is a $150,000 cap on wrongful death. In May of 1995, the legislators put a cap on medical negligence of $350,000 if you are alive and if you are killed only $150,000. In other words it is cheaper to kill a patient than to keep that person alive. What a scary thought." Letter from Barbara Schultz to senators and representatives, (undated) (on file with Wisconsin State Historical Society).
¶ 82. The majority's single cap theory is supported by a series of court decisions.
¶ 83. "It is now firmly established that Chapter 655 constitutes the exclusive procedure and remedy for medical malpractice in Wisconsin." Finnegan v. Wisconsin Patients Comp. Fund, 2003 WI 98, ¶ 22, 263 Wis.2d 574, 666 N.W.2d 797 (citing Czapinski, 236 Wis.2d 316, ¶ 14, 613 N.W.2d 120; Rineck, 155 Wis.2d at 665, 456 N.W.2d 336; Strykowski; 81 Wis.2d at 499, 261 N.W.2d 434; Ziulkowski v. Nierengarten, 210 Wis.2d 98, 102, 565 N.W.2d 164 (Ct.App. 1997)); see also Jelinek, 182 Wis.2d at 9, 512 N.W.2d 764.
¶ 84. The Jelinek court said that Chapter 655 had "set tort claims resulting from medical malpractice apart from other tort claims." 182 Wis.2d at 11, 512 N.W.2d 764. This is the complete answer to the otherwise legitimate argument that negligence claims and wrongful death claims are separate and distinct causes of action. See Concurrence, ¶ 129. The premise stated in Jelinek has been a pillar of medical malpractice law since 1975. "If the legislature did not intend to change the common law as to the damages that may be recovered in malpractice actions, there would have been no need for the legislature to enact the provision." Lund v. Kokemoor, 195 Wis.2d 727, 736-37, 537 N.W.2d 21 (Ct.App. 1995).
¶ 85. Lund v. Kokemoor applied this principle to exclude punitive damages from medical malpractice claims. Hegarty v. Beauchaine used it to establish the statute of limitations on a wrongful death claim for medical malpractice. 2001 WI App 300, 249 Wis.2d 142, 638 N.W.2d 355. The court held that "wrongful death claims that are the result of medical malpractice are subject to § 893.55." Id., ¶ 21, 638 N.W.2d 355.
¶ 86. There are several passages in Czapinski that bear on the issue:
[W]e hold that the language of Wis. Stat. § 893.55(4)(f) makes applicable to medical malpractice death cases only the limit on damages, and does not incorporate the wrongful death classification of claimants entitled to bring such an action.
236 Wis.2d 316, ¶ 2,
613 N.W.2d 120.
Statutory language along with legislative history and precedent lead us to hold that the intent of the legislature was to make applicable to medical malpractice death cases only the Wis. Stat. § 895.04(4) limit on damages.
Id., ¶ 13,
613 N.W.2d 120;
see also ¶¶ 16-17.
Wis. Stat. § 893.55(4)(f) uses the language, "
damages recoverable . . . are subject to the limit under s. 895.04(4)." (Emphasis added). This shows that the legislature intended to extend to medical malpractice suits the wrongful death limit on damages.
Id., ¶ 21. The court noted that the repeated references to § 895.04(4) in Wis. Stat. § 893.55(4)(f) "connect `limit' to damages."
Id., ¶ 20.
¶ 87. Although the Czapinski case involved a question about the eligibility of adult children or claimants for the wrongful death from medical malpractice in regard to their mother, the court's analysis accurately describes the operation of the statutes.
¶ 88. We conclude that the purpose and effect of Wis. Stat. § 893.55(4)(f) was to limit the noneconomic damages recoverable against health care providers for wrongful death in medical malpractice cases to the dollar amount listed in Wis. Stat. § 895.04(4). The limit in the latter statute supersedes the limit in Wis. Stat. § 893.55(4)(d) that would have applied but for the shift to a different limit.
¶ 89. In the immediate aftermath of the 1995 legislation, Wis. Stat. § 895.04(4) appears to combine the noneconomic damages from medical malpractice and the loss of society and companionship damages from wrongful death at a relatively modest level of $150,000. However, the evidence is compelling that key legislators understood that any eligible claimant under Wis. Stat. § 655.007 was entitled to make a separate claim for wrongful death damages in accord with out Rineck and Jelinek decisions. As previously noted, the legislature is presumed to act with knowledge of existing case law. As this court said in Reiter v. Dyken,"the presumption of legislative adoption or ratification of a judicial construction of a statute is entitled to less weight when the court's construction is followed by nearly complete inaction on the part of the legislature with respect to the statute construed," 95 Wis.2d at 471, 290 N.W.2d 510, but the presumption is strong when the legislature takes specific responsive action to change a construction. The private memoranda from the Legislative Council to Rep. Mark Green, followed by the legislature's action inserting the words "per occurrence" into Wis. Stat. § 895.04(4) at the time the limits in § 895.04(4) were raised, is persuasive evidence that the legislature understood that the single cap in § 895.04(4) could be multiplied by the number of eligible claimants, before that amendment.
¶ 90. As a result, we believe the limit on noneconomic damages in this case is $300,000.
B. Constitutionality of the Limit on Wrongful Death Noneconomic Damages Arising Out of Medical Malpractice.
¶ 91. We now turn to the second certified question regarding the constitutionality of the limit on the recovery of noneconomic damages in wrongful death actions contained in Wis. Stat. § 895.04(4).
¶ 92. Above, we concluded that the cap on noneconomic damages under § 895.04(4) limits the total noneconomic damages when the cause of a wrongful death is medical malpractice. In practical terms, the global cap on total noneconomic damages intended by the legislature when medical malpractice causes death limits both wrongful death and medical malpractice simultaneously. The parents do not argue that it is unconstitutional to cap medical malpractice damages. See Guzman, 240 Wis.2d 559, 623 N.W.2d 776. Thus, although we address it in a slightly different context, the certified question — whether the cap on wrongful death damages under § 895.04(4) is constitutional — is still relevant.
¶ 93. The constitutionality of a statute is a question of law that we review de novo. Aicher, 237 Wis.2d 99, ¶ 18, 613 N.W.2d 849 (citing Riccitelli v. Broekhuizen, 227 Wis.2d 100, 119, 595 N.W.2d 392 (1999)). Because statutes embody the economic, social, and political decisions entrusted to the legislature, we afford statutes a strong presumption of constitutionality. Id., ¶ 20, 595 N.W.2d 392 (citing State ex rel. Carnation Milk Prods. Co. v. Emery, 178 Wis. 147, 160, 189 N.W. 564 (1922)). Accordingly, we uphold the constitutionality of a statute unless the party challenging the statute demonstrates that it is unconstitutional beyond a reasonable doubt. Id., ¶ 19, 595 N.W.2d 392.
In Guzman v. St. Francis Hospital, Inc., 2001 WI App 21, 240 Wis.2d 559, 623 N.W.2d 776, the court provides an exceptionally valuable and insightful discussion of the meaning and origin of this formulation. Id., ¶ 4 n. 3, 623 N.W.2d 776.
¶ 94. For many years, "the legislature [has] made a deliberate judgment regarding what maximum amount could be awarded by statute for the loss of society and companionship." Neiman 236 Wis.2d 411, ¶ 26, 613 N.W.2d 160. The present action provides this court an opportunity to either validate the legislature's authority in this area or shatter the long held understanding of legislative power.
See Neiman v. Am. Nat. Prop. Cas. Co., 2000 WI 83, ¶ 26 n. 6, 236 Wis.2d 411, 613 N.W.2d 160. The legislature has increased the statutory cap in a wrongful death claim on many occasions: § 1, ch. 548, Wis. Laws 1949; ch. 194, Wis. Laws 1959; ch. 436, Wis. Laws 1969; ch. 287, Wis. Laws 1975; ch. 166, Wis. Laws 1979; 1983 Wis. Act 315; 1991 Wis. Act 308; 1997 Wis. Act 89.
¶ 95. The constitutional arguments presented by the parents challenge the constitutionality of the cap in four respects. First, they assert that the cap nullifies the state constitutional right to have a jury assess damages under Wis. Const. Art. I, § 5. Second, they contend that § 895.04(4)'s cap violates separation of powers principles by blurring the boundaries between judicial and legislative branches. Third, they assert that the classifications dictated by § 895.04(4) violate constitutional equal protection guarantees. Finally, the parents posit that their constitutional rights to substantive due process have been violated by the creation of an arbitrary, capricious, and unreasonable cap. Each of these arguments will be addressed in turn.
The concurrence concludes that the $300,000 limitation we have recognized in this case is unconstitutional. Yet, in Schultz v. Natwick, 2002 WI 125, 257 Wis.2d 19, 653 N.W.2d 266, this court rejected the retroactive application of a $500,000 cap on wrongful death, thereby limiting the plaintiffs to a recovery of $150,000. The court considered the result "harsh," 257 Wis.2d 19, ¶ 38, 653 N.W.2d 266, but there was no hint that the $150,000 cap was unconstitutional.
The concurrence is internally inconsistent. The concurrence insists that the wrongful death limitation, like a wrongful death claim, is distinct and separate from the limitation on noneconomic damages for medical malpractice. If we accept this premise, we would examine the effect of the wrongful death cap in isolation. The concurrence assumes that the limitation for wrongful death damages is $150,000. The jury awarded the parents $2.5 million. Consequently, by reducing the award from $2.5 million to $150,000, the overall reduction is $2,350,000, or 94 percent. Under our holding, the damage award is reduced from $3,050,000 ($2,500,000 + $550,000) to $300,000, a reduction of 90.2 percent. Given its analysis, it is not clear how the concurrence could uphold the $150,000 cap in isolation, and it is not clear why it eschews a 90.2 percent reduction but supports a 94 percent reduction. In the concurrence, nothing is clear about what limits are constitutional and what limits are not.
This sort of highly subjective analysis runs contrary to established procedure. "Courts are not equipped or empowered to make investigations into the financial resources of various public bodies in Wisconsin; the coverage, policy limits and costs of available liability insurance; or the number of victims of . . . tortfeasors and a profile of the losses they have suffered." Stanhope v. Brown County, 90 Wis.2d 823, 844, 280 N.W.2d 711 (1979). The court in Stanhope was "unwilling to say that the legislature has no rational basis to fear that full monetary responsibility entails the risk of insolvency or intolerable tax burdens," id. at 842, 280 N.W.2d 711, but the concurrence is apparently willing to say that there is no rational basis here.
1. Trial by Jury
¶ 96. Article I, Section 5 of the Wisconsin Constitution provides in part that "[t]he right of trial by jury shall remain inviolate, and shall extend to all cases at law without regard to the amount in controversy." According to the parents, Wis. Stat. § 895.04(4) infringes upon this right by nullifying the jury's damage-finding function. The parents correctly point out that the right to trial by jury includes the right to have "a jury trial on all issues of fact, including that of damages." See Jennings v. Safeguard Ins. Co., 13 Wis.2d 427, 431, 109 N.W.2d 90 (1961).
¶ 97. The parents develop an interesting, though ultimately irrelevant, historical argument. They assert that wrongful death actions are not statutory creations but existed at common law, thereby giving the right to jury trial in wrongful death actions constitutional imprimatur. Yet, even if we assume a constitutional right to a jury trial arising out of the common law status of wrongful death actions, that right has not been deprived in this case.
Even if wrongful death is an action that existed at common law, this would not preclude the legislature from altering the common law. See Wis. Const. art. XIV, § 13. Article XIV, section 13 provides that the common law "in force" at statehood "shall be and continue part of law of this state until altered or suspended by the legislature." In other words, the Wisconsin Constitution allows the legislature to alter or suspend claims based on the common law.
¶ 98. There can be no claim that the parents' constitutional right to a trial by jury was directly infringed in this case because the case was tried to a jury, and the jury in fact decided the issue of damages. Rather the parents' argument relies upon an attenuated "infringement." In their view, by reining in the jury's discretion to award damages, the legislature has impermissibly trampled upon the jury's sacred domain.
¶ 99. However, "[e]ven when a defendant has a right to trial by jury he has no vested right to the manner or time in which that right may be exercised." State ex rel. Murphy v. Voss, 34 Wis.2d 501, 509, 149 N.W.2d 595 (1967) (citing State ex rel. Sowle v. Brittich, 7 Wis.2d 353, 96 N.W.2d 337 (1959)). As the court of appeals ably explained in the Guzman case, Article I, Section 5 of the Wisconsin Constitution distinguishes the respective roles of judge and jury. Guzman, 240 Wis.2d 559, ¶ 10, 623 N.W.2d 776. It does not curtail the legislative prerogative to limit actions temporally, see Aicher, 237 Wis.2d 99, 613 N.W.2d 849, or monetarily, see Guzman, 240 Wis.2d 559, 623 N.W.2d 776. The cap on noneconomic wrongful death damages is an appropriate exercise of the "legislature's best judgment . . . as to what maximum amount of damages fully compensates for loss of society and companionship." Neiman, 236 Wis.2d 411, ¶ 26, 613 N.W.2d 160.
The parents have not briefed the question whether the limitation on wrongful death claims violates Art. I, § 9 of the Wisconsin Constitution. The concurrence relies heavily on this section, repainting an old train in an attempt to lure new passengers. Article I, § 9, singly or in combination with Article I, § 5, does not bar the legislature from making rationally-based determinations about causes of action related to health care in Wisconsin. Limitations on noneconomic damages are not wholly different from prohibitions on punitive damages, periods of limitation on claims, and restrictions on claimants. Article I, § 9, "though of great importance in our jurisprudence, is primarily addressed to the right of persons to have access to the courts and to obtain justice on the basis of the law as it in fact exists. No legal rights are conferred by this portion of the constitution." Mulder v. Acme-Cleveland Corp., 95 Wis.2d 173, 189, 290 N.W.2d 276 (1980). Article I, § 9 cannot be used to enlarge a restricted cause of action.
¶ 100. We do not find that legislative suspension of damages above and beyond a certain limit infringes upon the right to a jury trial when, in wrongful death actions, a jury still determines liability and assesses damages. The parents have failed to demonstrate that § 895.04(4) violates our federal or state constitutional provisions beyond a reasonable doubt.
2. Separation of Powers
¶ 101. The parents also advance the position that the legislature has seized judicial power by enacting legislation that curtails the judicial power of remittitur and additur. The parents contend that the cap on noneconomic damages in wrongful death cases has superseded the judicial power to add or remit damages. As a result, the legislature has usurped judicial power.
¶ 102. In assessing whether the cap in § 895.04(4) violates separation of powers in this case, our first task is to determine whether the alleged usurpation invades a core power of the judicial branch or whether the power is one shared by the branches. See Flynn v. Dep't of Admin., 216 Wis.2d 521, 545-46, 576 N.W.2d 245 (1998). If the power is a core power of one branch, then other branches may not intrude upon that power. Id. If, on the other hand, the power is one that is shared between or among branches, then one branch may not unduly burden or substantially interfere with the other branch's exercise of that power. Id. As we understand the parents' argument, remittitur and additur are core judicial powers. We disagree.
¶ 103. When it comes to creating, limiting, and suspending causes of action, the legislature shares power with the judiciary. See e.g., Wisconsin Stat. ch. 102 (Worker's Compensation Act); Borgnis v. Falk Co., 147 Wis. 327, 133 N.W. 209 (1911). We have noted in the past that the legislature is specifically authorized to act in the context of wrongful death. See Rineck, 155 Wis.2d at 669, 456 N.W.2d 336 ("As an element of common law, the doctrine permitting recovery for loss of society and companionship was initially created and developed by courts of law. . . . Thus, this is an area where either this court or the legislature may act." (emphasis added)). The legislature's authority flows from its power to alter or suspend the common law. Wis. Const. Art. XIV, § 13; see also State v. Picotte, 2003 WI 42, ¶ 10, 261 Wis.2d 249, 661 N.W.2d 381. Accordingly, the appropriate separation of powers inquiry is whether the legislature has unduly burdened or substantially interfered with judicial power.
¶ 104. The limit on noneconomic damages for wrongful death does not prevent a circuit court from exercising the powers of remittitur and additur. See Guzman, 240 Wis.2d 559, ¶ 13, 623 N.W.2d 776 (holding that despite cap on noneconomic damages in medical malpractice cases, "a trial court retains the discretion . . . to order a remittitur"). In all, the burden on the court's remittitur and additur powers is minimal and is insufficient to demonstrate that the statute violates the separation of powers beyond a reasonable doubt.
3. Equal Protection
¶ 105. The parents argue that § 895.04(4) violates equal protection under a strict scrutiny standard and under a rational basis test. As an initial matter, we note that strict scrutiny is not appropriate in this context. Strict scrutiny applies if the statute implicates a fundamental right or creates a non-favored class of people who have immutable personal characteristics or have experienced a historical pattern of discrimination and political powerlessness. Czapinski, 236 Wis.2d 316, ¶ 28, 613 N.W.2d 120. Capping noneconomic wrongful death damages does not violate any fundamental right possessed by the parents. Section 895.04(4) does not deny claimants access to the courts or an opportunity for a jury trial to recover wrongful death damages. Neither does the statute create classifications based on immutable personal characteristics or a history of discrimination or political powerlessness.
¶ 106. Thus, we review the parents equal protection challenge under the rational basis test. A statute will be held constitutional "if the legislature's distinction among groups of persons is rationally related to a legitimate government purpose." Doering v. WEA Ins. Group, 193 Wis.2d 118, 131, 532 N.W.2d 432 (1995). Conversely, a statute will be held unconstitutional under the rational basis test if the statute is shown to be "patently arbitrary" with "no rational relationship to a legitimate government interest." State v. Dennis H., 2002 WI 104, ¶ 32, 255 Wis.2d 359, 647 N.W.2d 851 (quoting State v. McManus, 152 Wis.2d 113, 131, 447 N.W.2d 654 (1989)).
¶ 107. First, we set forth the legislative classification created by § 895.04(4). Doering, 193 Wis.2d at 137, 532 N.W.2d 432. The noneconomic damages cap for wrongful death creates two classes of victims — those that die and those that survive — and two classes of tortfeasors — those whose actions cause death and those whose actions do not cause death. These classifications are not irrational. In fact, they produce varying results in relation to the cap on noneconomic damages for wrongful death, depending upon the circumstances.
¶ 108. Next, we identify the objectives of the cap on noneconomic wrongful death damages. Id. The cap on noneconomic wrongful death damages under § 895.04(4) was implemented to assuage fears "that passion would run high where the wrongdoer causes death and that huge damage awards would be imposed on the wrongdoer." Wangen v. Ford Motor Co., 97 Wis.2d 260, 314, 294 N.W.2d 437 (1980). The Wisconsin legislature concluded, after taking into account economic, social, and political considerations, see Aicher, 237 Wis.2d 99, ¶ 20, 613 N.W.2d 849, that a fair and equitable system considers not only the victim's survivors but also the overall cost of wrongful death awards on the system of health care providers that is vital to the people of Wisconsin. This determination is buttressed by the legislative findings presented in the Appendix. The legislature has pursued a legitimate objective in its quest to balance important considerations.
We note that the legislative objective supporting the existence of a wrongful death cause of action is to provide "compensation to designated beneficiaries for their loss of relational interest with the deceased person." Harris v. Kelley, 70 Wis.2d 242, 253, 234 N.W.2d 628 (1975) (citing Wurtzinger v. Jacobs, 33 Wis.2d 703, 148 N.W.2d 86 (1967)).
¶ 109. Finally, we consider whether the legislative classification is rationally related to the achievement of an appropriate legislative objective. Doering, 193 Wis.2d at 137-38, 532 N.W.2d 432. In this instance, capping noneconomic wrongful death damages is undeniably related to the legitimate legislative objective sought to be accomplished by the cap. Indeed, it is hard to conceive a more rational means of assuaging the fear of huge damage awards and reining in insurance costs in the case of a victim's death than by limiting noneconomic wrongful death damages. Given the presumption of constitutionality, this statute does not run afoul of our federal and state equal protection guarantees beyond a reasonable doubt.
4. Substantive Due Process
¶ 110. Finally, the parents argue that the cap on wrongful death damages violates federal and state substantive due process, because it is arbitrary, capricious, and unreasonable. See State v. Radke, 2003 WI 7, ¶ 12, 259 Wis.2d 13, 657 N.W.2d 66. The Fourteenth Amendment to the United States Constitution and art. I, § 1 of the Wisconsin Constitution coextensively guarantee due process of law. See Dowhower v. West Bend Mutual Ins. Co., 2000 WI 73, ¶ 12, 236 Wis.2d 113, 613 N.W.2d 557. Due process constitutes more than just a guarantee of fair process, but also encompasses substantive protections that bar "certain government actions regardless of the fairness of the procedures used to implement them." Id., ¶ 13, 613 N.W.2d 557 (quoting County of Sacramento v. Lewis, 523 U.S. 833, 840, 118 S.Ct. 1708, 140 L.Ed.2d 1043 (1998)).
¶ 111. The parents claim that, over the years, the legislature has changed the cap in a random and arbitrary manner. According to the parents, "[t]hese continual amendments show that the cap has no basis in fact and is completely arbitrary." Certainly the legislature has adjusted the cap on noneconomic wrongful death damages from time to time. This does not lead inexorably to the conclusion that such changes did not reflect the legislature's considered judgment. The periodic changes to the cap noted by the parents suggest legislative attention and thoughtfulness, not arbitrary action. It is the legislature's role to seek an equitable level of compensation, and occasional reassessment and alteration of the cap on noneconomic wrongful damages demonstrates the legislature's attempts to reach that goal.
¶ 112. We conclude that the limit on noneconomic damages for medical malpractice wrongful death, as set out in Wis. Stat. § 895.04(4), is not unconstitutional.
C. Remittitur
¶ 113. The jury awarded $550,000 to Shay Maurin's estate for her pre-death pain and suffering. The circuit court remitted this amount to $100,000. The parties dispute whether the court erroneously exercised its discretion.
¶ 114. The jury also awarded the parents $2,500,00 as wrongful death damages for their loss of society and companionship. This amount must be reduced to $300,000 to comply with the limit set out in Wis. Stat. § 895.04(4).
¶ 115. Under our decision, the total amount of allowable noneconomic damages for the parents and the estate is $300,000. Consequently, whether the estate's verdict of $550,000 is reduced to $381,428 by law or $100,000 by remittitur will have no bearing on the ultimate award. Consequently, we decline to review the issue.
CONCLUSION
¶ 116. We uphold the constitutionality of the noneconomic damage limit in Wis. Stat. § 895.04(4) as the limit on total noneconomic damages recoverable from health care providers in a medical malpractice wrongful death case. This limit combines the damages available for medical malpractice and wrongful death. In this case, for the reasons explained in our decision, the plaintiffs are entitled to recovery of $300,000. Accordingly, the decision of the circuit court is reversed and the cause remanded for action consistent with this decision.
By the Court. — The judgment of the circuit court is reversed and the cause is remanded to the circuit court for proceedings consistent with this opinion.
APPENDIX
Section 1. Legislative findings. (1) The legislature finds that:
(a) The number of suits and claims for damages arising from professional patient care has increased tremendously in the past several years and the size of judgments and settlements in connection therewith has increased even more substantially;
(b) The effect of such judgments and settlements, based frequently on newly emerging legal precedents, has been to cause the insurance industry to uniformly and substantially increase the cost and limit the availability of professional liability insurance coverage;
(c) These increased insurance costs are being passed on to patients in the form of higher charges for health care services and facilities;
(d) The increased costs of providing health care services, the increased incidents of claims and suits against health care providers and the size of such claims and judgments has caused many liability insurance companies to withdraw completely from the insuring of health care providers;
(e) The rising number of suits and claims is forcing both individual and institutional health care providers to practice defensively, to the detriment of the health care provider and the patient;
(f) As a result of the current impact of such suits and claims, health care providers are often required, for their own protection, to employ extensive diagnostic procedures for their patients, thereby increasing the cost of patient care;
(g) As another effect of the increase of such suits and claims and the costs thereof, health care providers are reluctant to and may decline to provide certain health care services which might be helpful, but in themselves entail some risk of patient injury;
(h) The cost and the difficulty in obtaining insurance for health care providers discourages and has discouraged young physicians from entering into the practice of medicine in this state;
(i) Inability to obtain, and the high cost of obtaining, such insurance has affected and is likely to further affect medical and hospital services available in this state to the detriment of patients, the public and health care providers;
(j) Some health care providers have curtailed or ceased, or may further curtail or cease, their practices
because of the nonavailability or high cost of professional liability insurance; and
(k) It therefore appears that the entire effect of such suits and claims is working to the detriment of the health care provider, the patient and the public in general.
§ 1, ch. 37, Laws of 1975.