MEMORANDUM OPINION
GARRETT BROWN JR., District Judge
This matter comes before the Court upon the motion of Defendant Engineering and Professional Services, Inc. ("Defendant") to dismiss the complaint filed by Plaintiff Receivables Purchasing Company, Inc. ("Plaintiff"). (Doc. No. 43.) RPC opposes EPS's present motion. (Doc. No. 47.) The Court has considered the parties' submissions and decided this motion without oral argument pursuant to Federal Rule of Civil Procedure 78. For the reasons that follow, Defendant's motion will be denied.
I. BACKGROUND
On January 4, 2010, the Court dismissed Plaintiff's complaint with leave to re-file pursuant to Federal Rules of Civil Procedure 9 and 12. (Doc. Nos. 38, 39.) The Court's January 4, 2010 memorandum opinion details the factual background and procedural history of this case, and for the sake of brevity, only that information relevant to the resolution of Defendant's present motion will be noted, as follows.
On January 21, 2010, Plaintiff filed an amended complaint based upon the same factual allegations contained in the initial complaint. (Doc. No. 40.) The amended complaint does not contain discreet "counts", but rather contains two bold-faced lines after Plaintiff's factual allegations that are respectively entitled, "Breach of Contract Promissory Estoppel" and "Uniform Commercial Code". (Am. Compl. at 7-8; Doc. No. 40.)
On February 22, 2009, Defendant filed the present motion to dismiss. (Doc. No. 43.) In that motion, Defendant argues the amended complaint should be dismissed pursuant to Local Rules of Civil Procedure 11 and 101.1, Federal Rules of Civil Procedure 12(f), 12(b)(6), and 38, the law of the case doctrine, the doctrine of judicial estoppel, and the statute of limitations governing claims under the Uniform Commercial Code ("UCC"). (Def.'s Mot. Br.; Doc. No. 43-1.) With regard to Defendant's argument under the Local Civil Rules, Defendant points out that the amended complaint was improperly signed by Plaintiff's counsel who is not admitted to practice in the District of New Jersey. Apparently in response to that procedural fault, Plaintiff's counsel filed a motion for admission pro hac vice on February 23, 2010, the day after Defendant filed the present motion. (Doc. No. 44.) The Hon. Lois H. Goodman, U.S.M.J., promptly granted Plaintiff's counsel's motion for admittance on March 1, 2010, and Plaintiff re-filed the amended complaint in accord with the Local Civil Rules on March 22, 2010. (Doc. No. 46.) Plaintiff filed opposition to the present motion on the same date, and Defendant's reply followed on March 29, 2010. (Doc. Nos. 47, 48.)
II. DISCUSSION
A. The Local Civil Rules
Defendant argues that the amended complaint should be dismissed because Plaintiff's counsel violated the Local Civil Rules when filing the initial amended complaint. The Local Civil Rules govern counsel's appearance pro hac vice. Rule 101.1 states, in pertinent part:
Any member in good standing of the bar of any court of the United States or of the highest court of any state . . . may in the discretion of the Court, on motion, be permitted to appear and participate in a particular case. . . .
. . . .
. . . [A]n appearance as counsel of record shall be filed promptly by a member of the bar of this Court upon whom all notices, orders and pleadings may be served, and who shall promptly notify his or her specially admitted associate of their receipt.
Only an attorney at law of this Court may file papers, enter appearances for parties, sign stipulations, or sign and receive payments on judgments, decrees or orders.
Loc. Civ. R. 101.1(c) (emphasis supplied). Under Rule 11, "the attorney of record who is a member of the bar of this Court shall personally sign all papers submitted to the Court or filed with the Clerk." Loc. Civ. R. 11.1.
In its motion brief, Defendant correctly notes that Plaintiff's amended complaint was filed improperly. On that basis, Defendant claims that "[s]ince the New Jersey District Court requires local counsel at all times, and [Plaintiff's] 2010 Complaint is signed and submitted only by [Plaintiff's] Arkansas counsel, the 2010 Complaint should be dismissed." (Def.'s Mot. Br. 10; Doc. No. 43-1.) Defendant's argument is unavailing when viewed in light of this case's recent procedural history. While the amended complaint was filed improperly, Plaintiff moved for pro hac vice admission the day after Defendant raised the issue in its moving brief. Shortly after Judge Goodman granted Plaintiff's counsel's motion for admission, Plaintiff re-filed the amended complaint in accord with the Local Rules. In light of these facts, the Court concludes that dismissal of the amended complaint based upon Plaintiff's counsel's non-prejudicial procedural mistake is not appropriate.
B. Federal Rule of Civil Procedure 12(f)
Defendant asserts that the Court should dismiss Plaintiff's amended complaint pursuant to Federal Rule of Civil Procedure 12(f), which permits a court to "strike from a pleading an insufficient defense or any redundant, immaterial, impertinent, or scandalous matter." FED. R. CIV. P. 12(f). "The purpose of a motion to strike is to simplify the pleadings and save time and expense by excising from a plaintiff's complaint any redundant, immaterial, impertinent, or scandalous matter which will not have any possible bearing on the outcome of the litigation." Garlanger v. Verbeke, 223 F. Supp. 2d 596, 609 (D.N.J. 2002). "[M]otions to strike are usually `viewed with disfavor' and will generally `be denied unless the allegations have no possible relation to the controversy and may cause prejudice to one of the parties, or if the allegations confuse the issues.'" Garlanger, 223 F. Supp. 2d at 609 (citing Tonka Corp. v. Rose Art Indus., Inc., 836 F.Supp. 200, 217 (D.N.J. 1993)). Further, "Rule 12(f) should be construed strictly against striking portions of the pleading on grounds of immateriality and . . . the complaint should be pruned with care." Morgan Home Fashions, Inc. v. UTI, United States, Inc., 03-772, 2004 WL 1950370, at *8 (D.N.J. Feb. 9, 2004) (Linares, J.).
Defendant's primary argument is that "[s]ince the September Order was clearly intended to streamline the litigation and to preserve [Plaintiff's] claim solely to the extent it existed at the time of the Order . . . the claims now alleged in the 2010 Complaint . . . are redundant, immaterial and impertinent under Rule 12(f) and should be stricken with prejudice." (Def.'s Mot. Br. 14; Doc. No. 43-1.) The Court disagrees.
The "September Order" referred to by Defendant was issued on September 4, 2008, by then-presiding United States District Judge Robert T. Dawson when this case was pending in the Western District of Arkansas. The terms of the September Order dismissed Plaintiff's thensingle count complaint for fraud without prejudice. (September Order, attached to Smith Cert., ex. C; Doc. No. 43-2.) Subsequently, Judge Dawson issued an order that clarified the September Order (the "Clarifying Order"), and established that "if the Plaintiff wishes adjudication of the dispute framed by the pleadings in this case, it must re-file in the Western District of Arkansas and the case assigned to Judge Robert T. Dawson." (Id. at ex. D.) In support of their present argument, Defendant repeatedly points to the phrase "framed by the pleadings" in the Claryfying Order, and asserts that this language only allowed Plaintiff to re-file the fraud claim contained in the complaint dismissed by the September Order. (Def.'s Mot. Br. passim; Doc. No. 43-1.) Essentially, Defendant's argument is that the additional claims in the amended complaint include "new and additional claims against [Defendant] which went far beyond the parameters of thestatus quo `framed by the pleadings' of the Arkansas Lawsuit. . . ." (Id. at 4.)
This argument, however, requires the Court to read restraints into the September Order that reach beyond the plain language of that order. This Court will not do so, as the terms of Judge Dawson's orders control. The September Order dismissed Plaintiff's complaint, without prejudice, pursuant to Federal Rule of Procedure 41(a)(2). (September Order, attached to Smith Cert., ex. C; Doc. No. 43-2.) Plaintiff was granted leave to re-file, and subsequently Plaintiff did file an amended complaint with this Court. That amended complaint contained additional counts that arise out of the same facts or circumstances as the original fraud count. As such, the amended complaint does not contain "any redundant, immaterial, impertinent, or scandalous matter which will not have any possible bearing on the outcome of the litigation." Garlanger, 223 F. Supp. 2d 609. Defendant's motion to dismiss Plaintiff's complaint pursuant to a Rule 12(f) will therefore be denied.
C. The Law of the Case Doctrine and Judicial Estoppel
Defendant also argues that the law of the case doctrine directs this Court to dismiss Plaintiff's complaint. (Def.'s Mot. Br. 18; Doc. No. 43-1.) "The law of the case doctrine precludes courts from deciding issues that were resolved earlier in the litigation." Nafar v. Hollywood Tanning Sys., 2010 U.S. Dist. LEXIS 65183 at *10-11 (D.N.J. June 30, 2010) (Cavanaugh, J.) The purpose of the doctrine is "to promote finality and judicial economy." Id. at *11. Nonetheless, "[a] court has the power to revisit prior decisions of its own or of a coordinate court in any circumstance, although as a rule courts should be loathe to do so in the absence of extraordinary circumstances." Id. (citingChristianson v. Colt Industries Operating Corp., 486 U.S. 800, 817 (1988).
Defendant asks the Court to invoke the law of the case doctrine so as "to prevent [Plaintiff] from its efforts to improperly circumvent the parameters of the September Order and its efforts to manipulate our judicial system." (Def.'s Mot. Br. 19; Doc. No. 43-1.) Defendant's argument again relies on the September Order, as it asserts that order prevents Plaintiff from filing any amended complaint that does not conform to the "status quo" of the claims at the time of the September Order. (Id. at 20.) As with Defendant's prior argument, this relies on language that simply is not in the September Order. Defendant's motion to dismiss Plaintiff's amended complaint pursuant to the law of the case doctrine will therefore be denied.
Defendant also argues for dismissal of Plaintiff's complaint pursuant to the doctrine of judicial estoppel. (Def.'s Mot. Br. 22; Doc. No. 43-1.) This doctrine provides that "[w]here a party assumes a certain position in a legal proceeding, and succeeds in maintaining that position, he may not thereafter, simply because his interests have changed, assume a contrary position, especially if it be to the prejudice of the party who has acquiesced in the position formerly taken by him." New Hampshire v. Maine, 532 U.S. 742, 749 (2001) (citing Davis v. Wakelee, 156 U.S. 680, 689 (1895)). This rule "generally prevents a party from prevailing in one phase of a case on an argument and then relying on a contradictory argument to prevail in another phase." Id. (citing Pegram v. Herdrich, 530 U.S. 211, 227 n. 8 (2000)); In re Chambers Development Co., Inc., 148 F.3d 214, 229 (3rd Cir. 1998). Judicial estoppel is "not intended to eliminate all inconsistencies, however slight or inadvertent; rather, it is designed to prevent litigants from playing fast and loose with the courts." Chambers, 148 F.3d at 229 (citation omitted). Moreover, invocation of the doctrine is within a court's discretion. New Hampshire, 532 U.S. at 750. Judicial estoppel has three elements: "(1) the party to be estopped is asserting a position that is irreconcilably inconsistent with one he or she asserted in a prior proceeding; (2) the party changed his or her position in bad faith, i.e., in a culpable manner threatening to the court's authority or integrity; and (3) the use of judicial estoppel is tailored to address the affront to the court's authority or integrity." Knoepfler v. Guardian Life Ins. Co. of Am., 2009 U.S. Dist. LEXIS 54710 at *23 (D.N.J. June 26, 2009) (Walls, J.). Finally, "equity requires that the court give the party to be estopped a meaningful opportunity to provide an explanation for its changed position." Id.
Defendant's argument is that the doctrine of judicial estoppel should be applied because Plaintiff "had asserted a prior position that it was limiting its case against [Defendant] to (1) count for common law fraud, and based on that position the Arkansas Court made a judicial determination . . . that any refiling of the action would be limited to a pleading for (1) count for fraud." (Def.'s Mot. Br. 24; Doc. No. 43-1.) Once again, Defendant relies on an unsupportable interpretation of the September Order. Nothing in that Order represents the type of judicial determination that could establish a legal position for Plaintiff. Nor does the history of this case clearly indicate that Plaintiff has engaged in misleading tactics. Simply put, this case does not implicate judicial integrity at this point. See New Hampshire, 532 U.S. at 750-51 (considering use of judicial estoppel to protect "judicial integrity."). Defendant's motion to dismiss Plaintiff's amended complaint pursuant to the doctrine of judicial estoppel will be denied.
D. Plaintiff's Jury Demand and Claims Under the UCC
Finally, the Court addresses Defendant's arguments that: (1) Plaintiff's jury demand should be stricken; and (2) Plaintiff's claims under the UCC should be dismissed. First, Defendant argues that Plaintiff's jury demand is improper and should be dismissed pursuant to Federal Rules of Civil Procedure 12(b), 12(f), and 38. Throughout its submissions, Defendant attempts to support this argument with varied and sometimes confusing references to this case's complex procedural history in two different judicial districts. Defendant appears to argue, alternately, that Plaintiff's jury demand was either improperly noticed, or waived, or both. (Def.'s Mot. Br.; Doc. No. 43-1.) Plaintiff opposes Defendant's arguments by simply noting that, "[Plaintiff's] request for jury trial was included in its Amended Complaint filed in June, 2005, so [Defendant] had ample time to prepare for a jury trial. . . ." (Pl.'s Opp'n Br. 12; Doc. No. 47.) In sum, the Court concludes that Defendant has failed to show that Plaintiff's demand for a jury trial in its current operative pleading is either procedurally improper, or prejudicial in any way. As such, Defendant's request that the Court strike Plaintiff's jury demand will be denied.
Second, Defendant argues that Plaintiff's claims under the UCC in the amended complaint should be dismissed pursuant to Fed.R.Civ.P. 12(b)(6). In its opposition brief, Plaintiff clarifies that:
RPC's recitation of N.J.S.A. 12A:9-406 or any other analogous UCC provisions are relied upon not to present a new cause of action, but rather to focus the Court's — and EPS's — attention on the relevant sections of governing law. Therefore, there is no new UCC-based cause of action for any statute of limitations to apply.
(Pl.'s Opp'n 19; Doc. No. 47.) In light of the foregoing, the Court concludes that Plaintiff either acknowledges that it states no claim under the UCC, or alternately, withdraws any claim under the UCC that may have been contained in paragraphs 20-23 of the amended complaint. As such, Defendant's motion to dismiss any such claim is moot.
III. CONCLUSION
For the foregoing reasons, Defendant's motion to dismiss will be DENIED. (Doc. No. 43.) An appropriate form of order accompanies this memorandum opinion.
ion."
Id. at *25 (internal quotation marks omitted). The court further reasoned that the language of the statute was adequate to prevent arbitrary and discriminatory enforcement.
Id. at *26. The district judge determined that "the jury instructions administered in this case gave the jury sufficient guidelines to prevent arbitrary or discriminatory application of the statute."
Id.
On October 13, 2009, this Court granted, in part, Archer's motion for a certificate of appealability. The certificate issued by this Court was limited to the issue of whether New York's depraved indifference murder statute was unconstitutionally vague as compared to New York's reckless manslaughter statute at the time Archer's conviction became final.
As is the case with Mannix, Archer raised numerous other issues before the state and district courts. We limit our discussion to the issue on which we granted a certificate of appealability.
II. STANDARD OF REVIEW
The Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA") provides that persons in state custody because of a state court conviction may petition for federal habeas corpus relief if their custody is "in violation of the Constitution or laws or treaties of the United States." 28 U.S.C. § 2254(a); see Hawkins v. Costello, 460 F.3d 238, 242 (2d Cir. 2006). We review de novo the district courts' decisions to deny the petitions for habeas corpus. Jenkins v. Artuz, 294 F.3d 284, 290 (2d Cir. 2002). However, we review the district courts' factual findings only for clear error. Id.
Before a federal court can consider a petition for a writ of habeas corpus, the petitioner must have exhausted all available state judicial remedies. 28 U.S.C. § 2254(b)(1)(A). Exhaustion requires that a petitioner "fairly present federal claims to the state courts in order to give the State the opportunity to pass upon and correct alleged violations of its prisoners' federal rights." Duncan v. Henry, 513 U.S. 364, 365, 115 S.Ct. 887, 130 L.Ed.2d 865 (1995) (internal quotation marks and brackets omitted). "[I]t is not sufficient merely that the federal habeas applicant has been through the state courts." Picard v. Connor, 404 U.S. 270, 275-76, 92 S.Ct. 509, 30 L.Ed.2d 438 (1971). A claim is regarded as "procedurally defaulted for the purposes of federal habeas review where the petitioner failed to exhaust state remedies and the court to which the petitioner would be required to present his claims in order to meet the exhaustion requirement would now find the claims procedurally barred." Reyes v. Keane, 118 F.3d 136, 140 (2d Cir. 1997) (internal quotation marks and emphasis omitted).
Moreover, the state courts' factual findings are presumed correct unless petitioners rebut the presumption with clear and convincing evidence. 28 U.S.C. § 2254(e)(1).
In order to obtain relief, the petitioners must show that the resolutions of the merits of their claims in the state courts were "contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States," or that they were "based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding[s]." 28 U.S.C. § 2254(d)(1)-(2). A decision is contrary to Supreme Court precedent if the state court "applie[d] a rule that contradicts" that precedent, or reached a different result than the Supreme Court on facts that are "materially indistinguishable." Williams v. Taylor, 529 U.S. 362, 405-06, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). We are charged with evaluating whether the state courts' applications of clearly established federal law were "objectively unreasonable." Id. at 409, 120 S.Ct. 1495. Applying these standards, we conclude that neither Mannix nor Archer is entitled to relief from his state court conviction.
For purposes of AEDPA, a claim is deemed to have been "adjudicated on the merits," 28 U.S.C. § 2254(d), if the state court rendered "a decision finally resolving the [petitioner's] claim[], with res judicata effect, that is based on the substance of the claim advanced, rather than on a procedural, or other, ground." Sellan v. Kuhlman, 261 F.3d 303, 311 (2d Cir. 2001). A state court decision will be deemed an adjudication on the merits as long as "there is nothing in its decision to indicate that the claims were decided on anything but substantive grounds." Aparicio v. Artuz, 269 F.3d 78, 94 (2d Cir. 2001).
III. DISCUSSION
A. Threshold Procedural Requirements
Respondents submit that we should not address the merits of petitioners' vagueness challenges to New York's depraved indifference murder statute for procedural reasons. As to Mannix, respondent argues that he waived his habeas claims by failing to file timely objections to the magistrate judge's report and recommendation in the district court. See Small v. Sec'y of Health Human Servs., 892 F.2d 15, 16 (2d Cir. 1989); see also Thomas v. Arn, 474 U.S. 140, 155, 106 S.Ct. 466, 88 L.Ed.2d 435 (1985). Mannix concedes that his objections to the magistrate's report were never received by the district court. And, it is clear from the record that the district court was not on notice of Mannix's objections at the time it accepted the report and recommendation of the magistrate judge. Mannix, 390 F.Supp.2d at 282 (noting that "[n]o objections ha[d] been filed"). Nonetheless, Mannix contends that his objections were timely filed under the prison mailbox rule because he delivered them to prison officials on June 3, 2005. See Houston v. Lack, 487 U.S. 266, 270, 108 S.Ct. 2379, 101 L.Ed.2d 245 (1988); Fed.R.App.P. 4(c)(1).
We need not specifically decide whether the prison mailbox rule applies in the context of objections to a report and recommendation, cf. Noble v. Kelly, 246 F.3d 93, 97 (2d Cir. 2001), or whether Mannix's objections were waived through lack of diligence on his part, compare Huizar v. Carey, 273 F.3d 1220, 1223 (9th Cir. 2001), with Allen v. Culliver, 471 F.3d 1196, 1198 (11th Cir. 2006), because the waiver rule is "nonjurisdictional," Spence v. Superintendent, Great Meadow Corr. Facility, 219 F.3d 162, 174 (2d Cir. 2000), and we conclude, in any event, that Mannix's claims fail on the merits.
As to Archer, respondent asserts that his claim should be deemed exhausted and procedurally defaulted. See, e.g., Coleman v. Thompson, 501 U.S. 722, 729-30, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991). Archer maintains that the state waived its procedural default defense by failing to raise it in the district court. Before AEDPA, it was well established that "procedural default is normally a defense that the State is obligated to raise and preserve if it is not to lose the right to assert the defense thereafter." Trest v. Cain, 522 U.S. 87, 89, 118 S.Ct. 478, 139 L.Ed.2d 444 (1997) (internal quotation marks and brackets omitted). Under AEDPA, however, "[a] State shall not be deemed to have waived the exhaustion requirement or be estopped from reliance upon the requirement unless the State, through counsel, expressly waives the requirement." 28 U.S.C. § 2254(b)(3); see also Lurie v. Wittner, 228 F.3d 113, 123 (2d Cir. 2000).
Again, we need not decide whether AEDPA disfavors a state's waiver of its procedural default defense when that default is based on petitioner's failure properly to exhaust, compare Franklin v. Johnson, 290 F.3d 1223, 1231 (9th Cir. 2002), with McNair v. Campbell, 416 F.3d 1291, 1305-06, n. 13 (11th Cir. 2005), because, Archer's claim, like Mannix's, fails in any event on the merits, see 28 U.S.C. § 2254(b)(2); see also Zarvela v. Artuz, 364 F.3d 415, 417 (2d Cir. 2004).
B. Petitioners' Vagueness Challenges to their Convictions for Depraved Indifference Murder
Both Mannix and Archer contend that their convictions for depraved indifference murder should be vacated on the ground that the statute under which they were convicted was void for vagueness. Petitioners cannot demonstrate that the state courts unreasonably applied clearly established federal law in concluding that New York's depraved indifference murder statute was not void for vagueness as applied to them. 28 U.S.C. § 2254(d).
i. The Vagueness Doctrine
The void-for-vagueness doctrine derives from the constitutional guarantee of due process, which requires that a penal statute define a criminal offense "`[1] with sufficient definiteness that ordinary people can understand what conduct is prohibited and [2] in a manner that does not encourage arbitrary and discriminatory enforcement.' " Skilling v. United States, ___ U.S. ___, 130 S.Ct. 2896, 2927-28, 177 L.Ed.2d 619 (2010) (alterations in original) (quoting Kolender v. Lawson, 461 U.S. 352, 357, 103 S.Ct. 1855, 75 L.Ed.2d 903 (1983)). The "touchstone" of the notice prong "is whether the statute, either standing alone or as construed, made it reasonably clear at the relevant time that the defendant's conduct was criminal." United States v. Lanier, 520 U.S. 259, 267, 117 S.Ct. 1219, 137 L.Ed.2d 432 (1997). The arbitrary enforcement prong requires that a statute give "minimal guidelines" to law enforcement authorities, so as not to "permit a standardless sweep that allows policemen, prosecutors, and juries to pursue their personal predilections." Kolender, 461 U.S. at 358, 103 S.Ct. 1855 (internal quotation marks and brackets omitted). Although a law must provide "explicit standards," it "need not achieve meticulous specificity, which would come at the cost of flexibility and reasonable breadth." Dickerson v. Napolitano, 604 F.3d 732, 747 (2d Cir. 2010) (internal quotation marks omitted).
The Supreme Court has made it clear that when the law "unambiguously specif[ies] the activity proscribed," the fact that this proscribed conduct may violate more than one statute does not render the statute void for vagueness. United States v. Batchelder, 442 U.S. 114, 123, 99 S.Ct. 2198, 60 L.Ed.2d 755 (1979). To the contrary, "when an act violates more than one criminal statute, the [g]overnment may prosecute under either so long as it does not discriminate against any class of defendants." Id. at 123-24, 99 S.Ct. 2198.
When, as here, the challenged law does not threaten First Amendment interests, we generally evaluate a vagueness claim only as applied to the facts of the particular case. See Maynard v. Cartwright, 486 U.S. 356, 361, 108 S.Ct. 1853, 100 L.Ed.2d 372 (1988); United States v. Nodi 996 F.2d 548, 550 (2d Cir. 1993); see also Dickerson, 604 F.3d at 743-45. Because "[a] plaintiff who engages in some conduct that is clearly proscribed cannot complain of the vagueness of the law as applied to the conduct of others," Vill. of Hoffman Estates v. Flipside, Hoffman Estates, Inc., 455 U.S. 489, 495, 102 S.Ct. 1186, 71 L.Ed.2d 362 (1982), we will uphold a statute against an as-applied challenge if "`the particular enforcement at issue [is] consistent with the core concerns underlying the [statute],' " Dickerson, 604 F.3d at 748 (alterations in original) (quoting Farrell v. Burke, 449 F.3d 470, 493 (2d Cir. 2006)). Put another way, "[o]ne to whose conduct a statute clearly applies may not successfully challenge it for vagueness." Parker v. Levy, 417 U.S. 733, 756, 94 S.Ct. 2547, 41 L.Ed.2d 439 (1974).
ii. New York's Depraved Indifference Murder Statute
New York's depraved indifference murder statute provides that a person is guilty of murder in the second degree when: "Under circumstances evincing a depraved indifference to human life, he recklessly engages in conduct which creates a grave risk of death to another person, and thereby causes the death of another person." N.Y. Penal Law § 125.25(2). At the times of petitioners' trials, and at the times that each of their convictions became final, recklessness was the required mental state for depraved indifference murder. People v. Register, 60 N.Y.2d 270, 274, 469 N.Y.S.2d 599, 457 N.E.2d 704 (1983). Depravity and indifference were assessed by the jury, based on its review of the circumstances of the crime. Id. at 274-75, 469 N.Y.S.2d 599, 457 N.E.2d 704. In other words, a jury was required to evaluate the facts attendant to the crime, and the defendant's behavior in committing the crime, to make a determination as to whether those facts and behavior evinced a depraved indifference to human life. As the New York Court of Appeals explained, it was within the jury's province "to make a qualitative judgment whether defendant's act was of such gravity that it placed the crime upon the same level as the taking of life by premeditated design. It had to determine from the evidence if defendant's conduct, though reckless, was equal in blameworthiness to intentional murder." Id.
During the relevant time period, "depraved indifference" referred to "objective circumstances" surrounding the offenses committed. Id. at 276, 469 N.Y.S.2d 599, 457 N.E.2d 704. And, the definition of depraved indifference murder was "well understood." Id. at 279, 469 N.Y.S.2d 599, 457 N.E.2d 704 (internal quotation marks omitted); see also People v. Johnson, 87 N.Y.2d 357, 361, 639 N.Y.S.2d 776, 662 N.E.2d 1066 (1996); People v. Cole, 85 N.Y.2d 990, 992, 629 N.Y.S.2d 166, 652 N.E.2d 912 (1995). In Register, which governs petitioners' appeals, the New York Court of Appeals explained that depraved indifference murder "is not and never has been considered as a substitute for intentional homicide." 60 N.Y.2d at 279, 469 N.Y.S.2d 599, 457 N.E.2d 704. Moreover, it reasoned, depraved indifference murder "is distinguishable from manslaughter . . . by the objective circumstances in which the act occurs." Id. at 278, 469 N.Y.S.2d 599, 457 N.E.2d 704.
Subsequent to petitioners' convictions becoming final, this interpretation of the depraved indifference murder statute changed. The New York Court of Appeals overturned its prior precedent and held that "depraved indifference to human life is a culpable mental state." People v. Feingold, 7 N.Y.3d 288, 294, 819 N.Y.S.2d 691, 852 N.E.2d 1163 (2006). As now understood by the New York Court of Appeals, "`a one-on-one shooting or knifing (or similar killing) can almost never qualify as depraved indifference murder.'" Policano v. Herbert, 7 N.Y.3d 588, 601, 825 N.Y.S.2d 678, 859 N.E.2d 484 (2006) (quoting People v. Payne, 3 N.Y.3d 266, 272, 786 N.Y.S.2d 116, 819 N.E.2d 634 (2004)). But see People v. Sanchez, 98 N.Y.2d 373, 383, 748 N.Y.S.2d 312, 777 N.E.2d 204 (2002) (observing that requirements that conduct causing death be "aimed at no one in particular" and must "endanger indiscriminately the lives of many" were "entirely obsolete" under then-existing New York law (internal quotation marks and alteration omitted)). Contrary to the assertions of petitioners, this change in construction is of little import in evaluating these petitions for habeas corpus relief based on vagueness, for on habeas review, we must look to New York law as it existed when Mannix and Archer's convictions became final. See Henry v. Ricks, 578 F.3d 134, 141 (2d Cir. 2009); see also Policano v. Herbert 453 F.3d 79, 83 (2d Cir. 2006)(Raggi, J., dissenting from denial of rehearing en banc).
iii. Petitioners' Vagueness Challenges Lack Merit
We have no difficulty concluding that Mannix and Archer were both on notice that their conduct — shooting into an enclosed space when each petitioner knew people were inside — was criminal. Grayned v. City of Rockford, 408 U.S. 104, 108, 92 S.Ct. 2294, 33 L.Ed.2d 222 (1972). It cannot be said that the depraved indifference murder statute, as interpreted at the relevant time, could "trap the innocent by not providing fair warning." Id. And, it certainly cannot be said that there was any risk that either man was unaware that his conduct was proscribed, such that their vagueness challenges would survive as-applied review. See Vill. of Hoffman Estates, 455 U.S. `at 495, 102 S.Ct. 1186; accord Nodi 996 F.2d at 550.
Through the time petitioners' convictions became final, New York courts consistently held that firing into a crowd or enclosed space is a "quintessential" case of depraved indifference murder. See People v. Suarez, 6 N.Y.3d 202, 214, 811 N.Y.S.2d 267, 844 N.E.2d 721 (2005) (observing that "[q]uintessential examples" of depraved indifference murder include "firing into a crowd" (citing People v. Jernatowski, 238 N.Y. 188, 192, 144 N.E. 497 (1924) (upholding depraved indifference murder conviction where "defendant fired two or more shots into the house where he knew there were human beings"))); accord Payne, 3 N.Y.3d at 271, 786 N.Y.S.2d 116, 819 N.E.2d 634; People v. Gonzalez, 1 N.Y.3d 464, 467, 775 N.Y.S.2d 224, 807 N.E.2d 273 (2004); see also People v. Brown, 173 A.D.2d 318, 575 N.Y.S.2d 460, 460 (1st Dep't 1991) (upholding depraved indifference murder conviction where defendant fired shot through closed door).
Relying on two decisions from the Southern District of New York, Mannix and Archer argue that the depraved indifference murder statute, as applied to them, encouraged arbitrary enforcement because their conduct was indistinguishable from conduct proscribed by the reckless manslaughter statute. See St. Helen, 2003 WL 25719647, at *8; Jones, 2002 WL 33985141, at *5. At the outset, we reject the premise of petitioners' argument. Under Register, depraved indifference murder was defined as distinct from, and requiring an element in addition to, the lesser included offense of reckless manslaughter. See Sanchez, 98 N.Y.2d at 380, 748 N.Y.S.2d 312, 777 N.E.2d 204 ( "Register requires a significantly heightened recklessness, distinguishing it from manslaughter . . . ."); see also Payne, 3 N.Y.3d at 271, 786 N.Y.S.2d 116, 819 N.E.2d 634 ("[T]he reckless conduct must be `so wanton, so deficient in a moral sense of concern, so devoid of regard for the life or lives of others, and so blameworthy as to warrant the same criminal liability as that which the law imposes upon a person who intentionally causes the death of another.'" (quoting Gonzalez, 1 N.Y.3d at 469, 775 N.Y.S.2d 224, 807 N.E.2d 273)); Register, 60 N.Y.2d at 276, 469 N.Y.S.2d 599, 457 N.E.2d 704 (holding that "the depraved mind murder statute requires in addition [to reckless manslaughter] not only that the conduct which results in death present a grave risk of death but that it also occur `[u]nder circumstances evincing a depraved indifference to human life'" and construing the latter as an "additional requirement" (second alteration in original) (quoting N.Y. Penal Law § 125.25(2))).
"[I]t is not the province of a federal habeas court to reexamine state-court determinations on state-law questions." Estelle v. McGuire, 502 U.S. 62, 67-68, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991). "[S]tate courts are the ultimate expositors of state law." Mullaney v. Wilbur, 421 U.S. 684, 691, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975). As we are bound by the New York Court of Appeals' construction of state law at the time petitioners' convictions became final, we conclude that the depraved indifference murder and reckless manslaughter statutes define distinct offenses.
Even if Mannix and Archer were right that they could have properly been convicted under either statute, their vagueness claims would still fail. As the district courts correctly recognized, no clearly established constitutional prohibition of statutory vagueness is violated when two statutes proscribe the same conduct and a defendant is charged under the one subjecting him to greater punishment. Quite to the contrary, the Supreme Court has held that even if two statutes overlap and have "identical standards of proof," this, in and of itself, would not render them void for vagueness. Batchelder, 442 U.S. at 124, 99 S.Ct. 2198. Rather, "when an act violates more than one criminal statute, the [g]overnment may prosecute under either so long as it does not discriminate against any class of defendants," an equal protection, not due process, concern. Id. at 123-24, 99 S.Ct. 2198. Petitioners raise no such discrimination claim here. Thus, we conclude that their vagueness arguments are foreclosed by Batchelder's clear holding that "a defendant has no constitutional right to elect which of two applicable . . . statutes shall be the basis of his indictment and prosecution." Id. at 125, 99 S.Ct. 2198; see also United States v. Carmel, 548 F.3d 571, 579 (7th Cir. 2008) (stating that "Congress may lawfully punish the same action under two separate statutes without running afoul of the Due Process Clause"); United States v. Malik, 385 F.3d 758, 760 (7th Cir. 2004) (concluding that "[w]hen the same acts violate multiple laws, the prosecutor is free to choose the one with the highest sentence").
The Supreme Court has never suggested that the classic example of overlapping crimes — greater and lesser included offenses — raises any due process vagueness concerns. Rather, it is the Double Jeopardy Clause that protects a defendant from conviction of both such crimes. See Brown v. Ohio, 432 U.S. 161, 168-69, 97 S.Ct. 2221, 53 L.Ed.2d 187 (1977) (treating greater and lesser offenses as the same for purposes of double jeopardy); Aparicio v. Artuz, 269 F.3d 78, 96 (2d Cir. 2001) (holding that double jeopardy proscribes multiple prosecutions not only for "same offense" but "when one offense is a lesser included offense of the other").
Petitioners nevertheless submit that when the New York Court of Appeals overruled Register, and declared "depraved indifference" to be a culpable mental state in Feingold, the court conceded that the interpretation of the depraved indifference murder statute was unconstitutionally vague at the time their convictions were finalized. As applied to these habeas petitioners, the change in the interpretation of the statute warrants no such conclusion. Indeed, this change — which does not apply retroactively, see Henry, 578 F.3d at 139-41 — neither diminished the notice given to petitioners that their conduct was proscribed by New York law nor authorized arbitrary enforcement of the depraved indifference statute, see generally Farrell, 449 F.3d at 484-85. Moreover, although we are of the view that the meaning of New York's depraved indifference murder statute was clear at the relevant time, it is also true that "some ambiguity in a statute's meaning is constitutionally tolerable." United States v. Chestaro, 197 F.3d 600, 605 (2d Cir. 1999); accord Grayned, 408 U.S. at 110, 92 S.Ct. 2294 (declining to require "mathematical certainty" or "meticulous specificity" for statutes to survive vagueness review). Even if we were to consider petitioners' conduct under the law as it now stands, a rational jury could reasonably have found each man guilty of depraved indifference murder. Shooting into an enclosed space — whether a small bathroom or a car — knowing that people are inside, is conduct that evinces a mental state of depraved indifference to human life. Feingold, 7 N.Y.3d at 294, 819 N.Y.S.2d 691, 852 N.E.2d 1163; see also Register, 60 N.Y.2d at 282, 469 N.Y.S.2d 599, 457 N.E.2d 704 (Jasen, J., dissenting).
Accordingly, we hold that the state courts did not unreasonably apply federal law in concluding (1) that, at the time their convictions became final, petitioners Mannix and Archer were on notice that their shootings were proscribed by law; and (2) that the depraved indifference murder statute did not encourage arbitrary enforcement. Petitioners have failed to identify any principle of clearly established federal law suggesting that New York's depraved indifference murder statute was void for vagueness as applied to their cases. To the contrary, Batchelder compels the conclusion that the state's decision to charge petitioners for depraved indifference murder, rather than only reckless manslaughter, does not warrant habeas relief.
C. Legal Sufficiency of the Evidence Supporting Petitioner Mannix's Conviction
Mannix's challenge to the legal sufficiency of the evidence supporting his conviction is plainly without merit. Mannix cannot demonstrate that "no rational trier of fact could have found proof of guilt beyond a reasonable doubt." Einaugler v. Supreme Court of State of N.Y., 109 F.3d 836, 839 (2d Cir. 1997) (internal quotation marks omitted). Nor can Mannix rebut — by clear and convincing evidence — our presumption that the state court's determination of this factual issue was correct. See Leslie v. Artuz, 230 F.3d 25, 31 (2d Cir. 2000).
As we have noted on countless occasions, "we must consider the evidence in the light most favorable to the prosecution and make all inferences in its favor. Moreover, petitioner bears a very heavy burden in convincing a federal habeas court to grant a petition on the grounds of insufficiency of the evidence." Fama v. Comm'r of Corr. Servs., 235 F.3d 804, 811 (2d Cir. 2000) (citation omitted).
At trial, the people's theory was that Mannix was angry at Torruella because he "sucker-punched" him in the face and that, bent on retaliation, he recklessly fired the fatal shot through the bathroom door. As the appellate division found, "[t]he evidence warranted the conclusion that [petitioner] knowingly and deliberately fired a pistol through a door into a small, enclosed space containing the victim and a bystander." Mannix, 756 N.Y.S.2d at 34. Mannix bases his sufficiency challenge, in part, on the fact that "no one saw the gun discharge" and no one saw him "point the gun at the door or fire it." Mannix Br. at 55. However, shortly after he shot Torruella and left the bar, Mannix called the bar, inquired if he had "hit anyone," and when he learned that he had, replied: "good." Mannix, 756 N.Y.S.2d at 34.
We agree with the district court that "the evidence was easily sufficient for a jury to conclude that Mannix fired the shot into the ladies' room recklessly and not accidentally." Mannix, 390 F.Supp.2d at 294. Indeed, evidence adduced at trial revealed that the bullet that killed Torruella was fired through the center of the door at chest level. Accordingly, we find that legally sufficient evidence supports Mannix's conviction. Mannix is not entitled to habeas relief on this basis.
IV. CONCLUSION
We have considered all of petitioners' arguments on appeal, and find them to be without merit. Accordingly, the judgments of the United States District Courts for the Southern and Eastern Districts of New York, denying the petitions for writs of habeas corpus, 28 U.S.C. § 2254, are hereby affirmed.