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Smart Summary

Factual and Procedural Background

B.W.J., a minor born in 1983 to V.J. and W.B.Z., lived intermittently with his maternal grandmother, D.J., and his mother until V.J.'s death on April 27, 1991. After the mother's death, W.B.Z., the father, petitioned for legitimation of B.W.J., which was granted on September 5, 1991. D.J. sought temporary custody of B.W.J. through the juvenile court on July 19, 1991. The juvenile court awarded custody to D.J., granting W.B.Z. visitation rights. After a subsequent hearing on August 19, 1992, the court reaffirmed custody with D.J., finding that a change of custody to W.B.Z. would not materially promote the child's welfare. The Court of Civil Appeals reversed this judgment, holding that the trial court erred by not applying the parental presumption favoring the father. D.J. petitioned the Alabama Supreme Court for certiorari, which was granted to review the applicability of the parental presumption in this context.

Legal Issues Presented

  1. Whether the parental presumption favoring a natural parent applies to a natural father seeking custody of his illegitimate child after the mother's death.
  2. Whether the parental presumption is overcome by exceptions such as (a) voluntary forfeiture of custody by the natural parent and (b) a prior decree removing custody from the natural parent and awarding it to a nonparent.

Arguments of the Parties

Petitioner (D.J.)'s Arguments

  • The parental presumption favoring the natural father does not apply in cases involving children born out of wedlock.
  • Alternatively, even if the presumption applies, it is overcome here by two exceptions: (1) the father's voluntary forfeiture of custody by relinquishing it to the mother and grandmother, and (2) a prior decree awarding custody to the grandmother, which should shift the burden to the father to show that a change in custody would materially promote the child's welfare.

Respondent (W.B.Z.)'s Arguments

  • This information was not available in the provided opinion.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Striplin v. Ware, 36 Ala. 87 (1860) Established the common law parental presumption that custody by natural parents serves the best interests of the child. Reaffirmed the strong presumption favoring natural parents in custody decisions.
Ex parte Mathews, 428 So.2d 58 (Ala. 1983) Recognized the prima facie right of a natural parent to custody over a nonparent as grounded in the best interest of the child as a matter of law. Supported the application of the parental presumption in custody disputes.
Ex parte Berryhill, 410 So.2d 416 (Ala. 1982) Affirmed the parental presumption favoring natural parents in custody matters. Reinforced the legal principle that parental custody is presumed in the child's best interest.
Ex parte Sullivan, 407 So.2d 559 (Ala. 1981) Stated that natural parent-child relationships should only be disturbed by courts when circumstances compel intervention. Supported reluctance to interfere with parental custody absent compelling reasons.
Harris v. Harris, 251 Ala. 687, 39 So.2d 232 (1949) Recognized parental rights in custody as a matter of law. Used to illustrate the longstanding nature of the parental presumption.
Chandler v. Whatley, 238 Ala. 206, 189 So. 751 (1939) Presumption that awarding custody to the natural father is in the child's best interest unless overcome by clear and convincing evidence of unfitness. Applied to affirm the presumption favoring natural fathers in custody disputes.
Stoddard v. Bruner, 217 Ala. 207, 115 So. 252 (1928) Supported the parental presumption in custody decisions. Referenced as part of the historical basis for the presumption.
Lewis v. Crowell, 210 Ala. 199, 97 So. 691 (1923) Held that a putative father is entitled to custody against all but the mother if competent and suitable. Used to reject the argument that parental presumption does not apply to natural fathers of illegitimate children.
Griggs v. Barnes, 262 Ala. 357, 78 So.2d 910 (1955) Custody between a parent of illegitimate children and a stranger cannot be awarded to the stranger unless the parent is unfit. Supported the application of the parental presumption to natural fathers of illegitimate children.
Ex parte McLendon, 455 So.2d 863 (Ala. 1984) Outlined exceptions to the parental presumption: voluntary forfeiture of custody and prior decree awarding custody to a nonparent. Analyzed applicability of exceptions to the parental presumption in this case.
Greene v. Greene, 249 Ala. 155, 30 So.2d 444 (1947) Established that a parent cannot reclaim custody unless a change of custody will materially promote the child's welfare. Quoted in defining the standard under exceptions to the parental presumption.
Stringfellow v. Somerville, 95 Va. 701, 29 S.E. 685 (1898) Similar to Greene, regarding the burden on a parent after losing custody to show material promotion of child's welfare to regain custody. Referenced as part of the exceptions to the parental presumption.
Dominex, Inc. v. Key, 456 So.2d 1047 (Ala. 1984) Defined waiver as voluntary and intentional surrender of a known right. Used to explain that relinquishment requires an existing right to be surrendered.
Webb v. State, 539 So.2d 343 (Ala.Crim.App. 1987) Held that a party cannot waive a right of which he is unaware. Supported the conclusion that the father could not have relinquished custody rights he did not possess.
Rainer v. Feldman, 568 So.2d 1226 (Ala. 1990) Confirmed the superior right of custody of the mother over others for children born out of wedlock. Used to explain that custody vested in the mother before her death, negating the father's relinquishment claim.
Barnett v. Harvel, 257 Ala. 600, 60 So.2d 435 (1952) Recognized the mother's paramount prima facie right to custody of illegitimate children. Supported the legal principle that the mother had custody prior to her death.
Jackson v. Farmer, 247 Ala. 298, 24 So.2d 130 (1945) Mother has prima facie superior right of custody for illegitimate children. Further supported the mother's exclusive custody prior to death.
Garrett v. Mahaley, 199 Ala. 606, 75 So. 10 (1917) Putative father entitled to custody as against any person but the mother. Reinforced the hierarchy of custody rights relevant to this case.
Ex parte R.C.L., 627 So.2d 920 (Ala. 1993) Held that pendente lite custody orders do not constitute prior decrees that defeat the parental presumption. Applied to conclude that the juvenile court's November 18, 1991 order was pendente lite and did not remove the parental presumption.

Court's Reasoning and Analysis

The Court began by reaffirming the longstanding common law parental presumption that custody by natural parents is generally in the best interest of the child, including natural fathers of children born out of wedlock who have been adjudicated as such. The Court rejected D.J.'s argument that this presumption does not apply to natural fathers of illegitimate children, citing precedent establishing that such fathers are entitled to custody against all but the mother if fit.

Regarding the exceptions to the parental presumption, the Court analyzed whether either voluntary forfeiture of custody or a prior decree awarding custody to a nonparent applied. It held that W.B.Z. never possessed custody rights prior to the mother's death and thus could not have voluntarily relinquished custody. The mother's exclusive custody vested by law and remained until her death, negating any relinquishment by the father.

Concerning the second exception, the Court determined that the juvenile court's November 18, 1991 order was a pendente lite order, intended to be temporary during litigation, not a prior decree removing custody. Therefore, this order did not shift the burden to W.B.Z. to prove that a change in custody would materially promote the child's welfare.

Consequently, neither exception applied, and the parental presumption in favor of W.B.Z. remained intact. The Court affirmed the Court of Civil Appeals' judgment reversing the trial court's custody award to D.J.

Holding and Implications

Holding: The Alabama Supreme Court affirmed the Court of Civil Appeals' judgment, holding that the parental presumption favoring the natural father applies in custody disputes involving illegitimate children after the mother's death, and that neither the voluntary forfeiture nor prior decree exceptions justified the trial court's custody award to the grandmother.

Implications: This decision confirms that natural fathers of children born out of wedlock who have been adjudicated as such are entitled to the parental presumption favoring custody unless found unfit. It clarifies that a father cannot be deemed to have voluntarily relinquished custody rights he never possessed, and that temporary pendente lite custody orders do not constitute prior decrees removing parental custody. The ruling affects the parties by awarding custody to the father and does not establish new legal precedent beyond reaffirming existing principles.

Ex parte D.J. (Re W.B.Z. v. D.J. (In the Matter of B.W.J., a minor)).

PER CURIAM.

D.J., the maternal grandmother of B.W.J., a minor, sought custody of B.W.J. The Mobile County Juvenile Court awarded her custody, and W.B.Z., the child's father, appealed. The Court of Civil Appeals reversed the judgment of the trial court. We granted D.J.'s petition for certiorari review, and we affirm the judgment of the Court of Civil Appeals.

Because Judge Thigpen dissented in part in a separate opinion, we have not limited our review to the facts stated by the Court of Civil Appeals in its opinion, but have independently reviewed the record. Shuttlesworth v. City of Birmingham, 281 Ala. 542, 206 So.2d 348 (1967) (Where there is a dissenting opinion in the Court of Appeals, the Supreme Court may go to the "original record to determine the facts"), rev'd on other grounds, 394 U.S. 147, 89 S.Ct. 935, 22 L.Ed.2d 162 (1969); Johnson v. State, 287 Ala. 576, 581, 253 So.2d 344, 346 (1971) ("We do review the evidence as set out in the record where there is a dissenting opinion in the Court of Appeals and evidence is set out in the dissenting opinion as well as in the majority opinion" (Lawson, J., concurring specially)).

B.W.J. was born in 1983 to V.J. and W.B.Z., who never married. From the date of his birth until April 27, 1991, he and his mother, V.J., lived intermittently with D.J. On April 27, 1991, however, V.J. died. Thereafter, but before July 19, 1991, W.B.Z. petitioned the probate court for a judgment of legitimation of B.W.J. His petition was granted on September 5, 1991.

On July 19, 1991, D.J. petitioned the juvenile court for temporary custody of B.W.J., and a hearing was convened in the juvenile court on November 18, 1991, to consider her petition. Subsequently, the court granted the petition, but awarded W.B.Z. visitation privileges at W.B.Z.'s home in Arlington, Texas, for 10 weeks during the summer, for one week during Christmas vacation, for the duration of spring vacation, and for "such other visitation as may be arranged by the father and the grandmother." Also, the court scheduled a second hearing in order to review "whether or not the child [had so] progressed in his relationship with the father . . . that it would be appropriate for the child to be placed in the home of the father."

After the second hearing, which convened on August 19, 1992, the court entered an order in which it found, inter alia, that W.B.Z. and the "stepmother [were] able and anxious to provide for the child." However, it further stated: "[T]he court does find that it is in the best interest of [B.W.J.] that custody remain with [D.J.] . . . and that a change in custody to [W.B.Z.] would not materially promote the child's welfare so as to overcome the inherently disruptive effect caused by uprooting the child." (Emphasis added.)

The Court of Civil Appeals, in a judgment joined by a majority of the court, reversed. It held that the trial court erred in failing to afford W.B.Z. the benefit of a parental "presumption," that is, a presumption that the interests of B.W.J. would best be served by placing the child in his custody absent a finding that he was unfit.

D.J. petitioned this Court for certiorari review of the judgment of the Court of Civil Appeals, contending that the parental presumption is inapplicable to cases involving children born out of wedlock. Alternatively, she contends that the presumption is inapplicable under the facts of this case. We granted D.J.'s petition in order to consider these questions.

I. Parental Presumption

The courts of this state, in accord with the common law, have long presumed that the entrustment of children to the care and custody of their natural parents serves the best interests of the children. For example, in Striplin v. Ware, 36 Ala. 87, 89-90 (1860), this Court explained:

"The law devolves the custody of infant children upon their parents, not so much upon the ground of natural right in the latter, as because the interests of the children, and the good of the public, will, as a general rule, be thereby promoted. It is a fair presumption, that so long as children are under the control of their parents, they will be treated with affection, and their education and morals will be duly cared for.
". . . So strong is the presumption, that 'the care which is prompted by the parental instinct, and responded to by filial affection, is most valuable of all'; and so great is the reluctance of the court to separate a child of tender years from those who according to the ordinary laws of nature, must feel the greatest affection for it, and take the deepest interest in its welfare — that the parental authority will not be interfered with, except in case of gross misconduct or where, from some other cause, the parent wants either the capacity or the means for the proper nurture and training of the child."

See also Ex parte Mathews, 428 So.2d 58, 59 (Ala. 1983) ("The prima facie right of a natural parent to the custody of his . . . child, as against the right of custody in a nonparent, is grounded in the common law concept that this primary parental right . . . is in the best interest . . . of the child as a matter of law" [emphasis in Mathews]); Ex parte Berryhill, 410 So.2d 416 (Ala. 1982); Ex parte Sullivan, 407 So.2d 559, 563-64 (Ala. 1981) ("The law recognizes that a higher authority ordains natural parenthood, and a fallible judge should disturb the relationship thus established only where circumstances compel human intervention"); Harris v. Harris, 251 Ala. 687, 39 So.2d 232 (1949); Chandler v. Whatley, 238 Ala. 206, 189 So. 751 (1939) ("The law, indulging the presumption that the welfare of [the] child will be best conserved by awarding her custody to her father, rather than the step-father, ordains that this shall be done, unless such presumption is overcome by clear and convincing evidence that the father is . . . unfit"); Stoddard v. Bruner, 217 Ala. 207, 115 So. 252 (1928). These cases thus reveal not only the antiquity of the rule followed in this state but also the policy and rationale underlying the parental presumption.

In this connection, we are compelled to reject D.J.'s argument that a natural father seeking custody of his illegitimate child after the mother's death should not be afforded the benefit of the parental presumption. For this proposition, D.J. has cited no authority, and, in our view, the law and policy of this state are to the contrary. For example, this Court recognized long ago that the "putative father of [children born out of wedlock], desiring the custody and control of them, is entitled to it against all but the mother, if competent to care for and suitable to take charge of them." Lewis v. Crowell, 210 Ala. 199, 200, 97 So. 691, 692 (1923) (award of custody to the father of illegitimate children was proper in a contest with the children's maternal uncle, where evidence demonstrated that the father was "a suitable person to have them"). More recently, this Court explained that in a custody contest " 'between a parent [of illegitimate children] and a stranger the custody cannot be awarded to the latter unless the parent is found to be unfit and improper as custodian.' " Griggs v. Barnes, 262 Ala. 357, 78 So.2d 910 (1955).

Moreover, no reason appears why a natural father in the position of W.B.Z. should not be presumed susceptible of the same paternal affections and nurturing tendencies as fathers of children born within the bonds of marriage. Indeed, the application of the parental presumption in such cases promotes the sound policy of encouraging fathers to fulfill their paternal roles. We hold, therefore, that in a custody contest between a nonparent and one who has been adjudicated to be the natural father of a child born out of wedlock, the father is entitled to the presumption that the child's interests will best be served by an award of custody to him, subject to the absence of a finding that he is unfit and subject to the exceptions discussed infra.

II. Exceptions

D.J. contends that the judgment of the trial court was proper under either of two well-established exceptions to the parental presumption rule. Specifically, the parental "presumption does not apply after [1] a voluntary forfeiture of custody or [2] a prior decree removing custody from the natural parent and awarding it to a nonparent." Ex parte McLendon, 455 So.2d 863, 865 (Ala. 1984). Where these exceptions apply, " 'the parent will not be permitted to reclaim the custody of the child, unless [s]he can show that a change of the custody will materially promote h[er] child's welfare.' " Id. at 865 (emphasis added) (quoting Greene v. Greene, 249 Ala. 155, 157, 30 So.2d 444, 445 (1947), and Stringfellow v. Somerville, 95 Va. 701, 29 S.E. 685, 687 (1898)). In its August 19, 1992, order, the trial court clearly applied the standard required under these exceptions to the parental presumption. We must consider whether either of them is applicable.

A. Voluntary Forfeiture

D.J. first insists that the judgment was supported by evidence that W.B.Z. had " willingly relinquished custody to the mother," Brief in Support of Petition for Certiorari, at 3 (emphasis added), "and to [the] grandmother." Id. at 4. In this respect, she essentially adopts the view of Judge Thigpen, who concurred in part with the opinion of the Court of Civil Appeals and dissented in part. He stated:

"The record reveals that the parents never married and that the child lived with its mother until her death. The father's involvement with the child has been negligible since he moved to Texas when the child was three years old. Additionally, it is only after the mother's death that the father pursued legitimization proceedings and [sought] custody. Under the circumstances, it is my opinion that the cause should be remanded to the trial court for determination of whether the father's prolonged absence is tantamount to ' voluntary relinquishment' to the mother and also the maternal grandmother."

(Emphasis added.) As to this proposition, we disagree with D.J. and with Judge Thigpen.

"Relinquishment" is defined as "[a] forsaking, abandoning, renouncing or giving over a right." Black's Law Dictionary 1161 (5th ed. 1979) (emphasis added). Voluntary relinquishment is thus essentially synonymous with the concept of "waiver," which has been defined as the "voluntary and intentional surrender or relinquishment of a known right." Dominex, Inc. v. Key, 456 So.2d 1047, 1058 (Ala. 1984) (emphasis added). By definition, therefore, a party "cannot waive a right of which he is unaware," Webb v. State, 539 So.2d 343, 353 (Ala.Crim.App. 1987), and, a fortiori, cannot waive or relinquish a right that does not exist. As we shall next explain, it is the absence of a right residing in W.B.Z. before V.J.'s death that renders D.J.'s relinquishment argument untenable.

"There is a strong presumption in Alabama, which has not been modified or abolished either judicially or legislatively, that the mother of a child born out of wedlock has a superior right of custody over all other persons, absent good cause that custody should not be vested in her." Rainer v. Feldman, 568 So.2d 1226, 1227 (Ala. 1990); see also Barnett v. Harvel, 257 Ala. 600, 602, 60 So.2d 435, 437 (1952) ("with respect to [a child] born out of wedlock the mother's prima facie right is regarded as paramount"); Jackson v. Farmer, 247 Ala. 298, 300, 24 So.2d 130, 132 (1945) (as to "a child born out of wedlock, the mother has prima facie the superior right of custody"); Garrett v. Mahaley, 199 Ala. 606, 608, 75 So. 10, 11 (1917) ("putative father is entitled to the [illegitimate child's] custody as against any person but the mother").

Rainer involved two actions, separately begun and simultaneously prosecuted by Aretha Rainer and Louis Vinson, seeking damages for the wrongful death of their illegitimate child. The trial court dismissed the mother's action on the ground that the father had filed his complaint first. This Court reversed, noting that Ala. Code 1975, § 6-5-390, vested the right to prosecute an action for the wrongful death of a child born out of wedlock solely in the parent "having legal custody." Rainer, 568 So.2d at 1227 (emphasis in Rainer). It held that the "superior right of custody," id. at 1227, long enjoyed by the mothers of children born out of wedlock, rendered Rainer the "legal" custodian, and, therefore, the proper party to prosecute the action under the statute. Id. at 1228.

Guided by this rule, we conclude that W.B.Z., a putative father who, before V.J.'s death never possessed legal or physical custody of his unlegitimated child, acquired no custody rights that could have been relinquished to V.J. Custody vested exclusively in V.J. at the birth of her child and remained there until she died on April 27, 1991. W.B.Z. did not, therefore, relinquish any custody rights before V.J.'s death, because — vis-à-vis V.J., at least — he possessed none. Moreover, his promptness in initiating legitimation proceedings and in seeking custody after her death conclusively rebuts any contention that he relinquished custody rights thereafter. Thus, we conclude that the "relinquishment" exception to the parental presumption provided no basis for the standard applied by the trial court in this case.

This case is, therefore, clearly distinguishable from one involving the issue whether the mother of a child born out of wedlock had voluntarily relinquished custody. See T.I. v. R.C.L., 627 So.2d 916 (Ala.Civ.App. 1992), rev'd, Ex parte R.C.L., 627 So.2d 920 (Ala. 1993).

B. Prior Award of Custody

The second exception articulated in McLendon applies where custody has been transferred from the natural parent to a nonparent by a "prior decree." D.J. urges this Court to hold that the November 18, 1991, order was a "prior decree" and shifted the burden to W.B.Z. to show "that a change of the custody will materially promote his child's welfare." Id. at 865. As to this contention, however, the following remarks in Ex parte R.C.L., 627 So.2d 920 (Ala. 1993), are particularly pertinent:

"We agree that this was a pendente lite order, because the trial court directed that home studies of the parties be conducted, and the trial court also reserved the question of permanent custody; therefore, it seems clear that the trial court intended for the order to be effective only during the pendency of the litigation. Furthermore, as to an issue not previously addressed by this Court, but consistent with a number of decisions of the Court of Civil Appeals, we also agree that the McLendon rule does not apply to pendente lite orders, so that such orders do not defeat the presumption in favor of the natural parent."
Ex parte R.C.L., 627 So.2d at 921-22. Similarly, we conclude that the November 18, 1991, order, which scheduled a second hearing in this case in order to review "whether or not the child [had so] progressed in his relationship with the father . . . that it would be appropriate for the child to be placed in the home of the father," was an order pendente lite, and, therefore, that the parental presumption remained intact.

Moreover, because W.B.Z. had not acquired custody before November 18, 1991, it can hardly be contended that the order on that date "removed" or transferred custody from him. Therefore, we conclude that the "prior decree" exception to the parental presumption provided no basis for the standard applied by the trial court in this case.

For these reasons, the judgment of the Court of Civil Appeals is affirmed.

AFFIRMED.

HORNSBY, C.J., and MADDOX, SHORES, HOUSTON, INGRAM and COOK, JJ., concur.

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EX PARTE D.J
(Aug 5, 1994)