Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes

SA v Secretary of State for the Home Department

Smart Summary

Anonymised Summary of Court of Appeal (Civil Division) — [2025] EWCA Civ 357

Factual and Procedural Background

The Appellant (a protected party represented by a Deputy appointed by the Court of Protection) entered the United Kingdom on a visitor visa in November 2000 and applied for asylum in February 2002. The Appellant claimed to be a national of Country A and gave an account that formed the basis for a successful asylum claim to the First-tier Tribunal (FtT). Refugee status was granted (2009) and later indefinite leave to remain (ILR) was granted (2014).

The Respondent later discovered evidence suggesting the Appellant had obtained protection by deliberate misrepresentation of nationality and identity (including confirmation that a provided national document was false). The Respondent issued a notice of intention to revoke refugee status (23 October 2020) and, after representations from the Appellant's representatives, issued a decision to revoke under the Immigration Rules (24 September 2021). The Appellant appealed the revocation decision on the statutory grounds in section 84(3) of the Nationality, Immigration and Asylum Act 2002 ("NIAA").

At a two-day FtT hearing (determination promulgated 1 September 2023) the FtT found that the Appellant had been a national of Country B at all material times and that the original claim was fabricated. The FtT dismissed the ground challenging revocation under section 84(3)(a) (revocation contrary to Refugee Convention) but nevertheless allowed the Appellant's appeal under section 84(3)(b), concluding that the Appellant was entitled to humanitarian protection (HP) by reference to Country B (despite the Appellant having denied that nationality and having never advanced an HP claim based on return to Country B).

The Respondent sought permission to appeal to the Upper Tribunal (UT) arguing that the FtT had materially erred for want of jurisdiction in allowing the appeal under section 84(3)(b) in a revocation appeal. Permission to appeal to the UT was granted. The UT (a panel) rejected the Respondent's initial argument that an appellant in a revocation appeal could only rely on section 84(3)(a), but thereafter identified, of its own motion, a jurisdictional error: the UT held that the FtT should have limited its enquiry to the country of origin identified in the Appellant's original asylum application and could not properly allow HP by reference to a country which had never been the subject of the protection claim. The UT concluded that the FtT had no jurisdiction to decide the appeal under section 84(3)(b) on that basis and dismissed the appeal.

The Appellant appealed to the Court of Appeal. The Court of Appeal heard full argument on 20 March 2025 and handed down judgment (remotely) on 28 March 2025. The panel consisted of Judge Andrews (giving the leading judgment), Judge Phillips and Judge Arnold.

Legal Issues Presented

  1. Was the UT entitled or obliged to consider a fundamental jurisdictional point of its own motion where that point had not been raised, argued, or included within the scope of permission to appeal?
  2. If the UT could take such a point of its own motion, did procedural fairness require the UT to draw that point to the parties' attention and invite submissions before deciding the appeal on that ground?
  3. Substantively, whether the FtT had jurisdiction to allow an appeal under section 84(3)(b) (revocation in relation to humanitarian protection) where the revocation appeal concerned refugee status that had been obtained by misrepresentation and the HP basis relied upon was not part of the original claim.

Arguments of the Parties

Appellant's Arguments (presented by Attorney Gajjar)

  • The UT took a jurisdictional point which had not been raised in the Respondent's Grounds of Appeal, was outside the scope of the grant of permission, and was not argued at the UT hearing; it was therefore procedurally unfair for the UT to decide the appeal on that basis without notifying the parties and giving them an opportunity to address the point.
  • The UT could not properly take the point of its own motion unless it was "obvious" in the sense used in R v Secretary of State for the Home Department, ex parte Robinson — a limited category of cases; the UT's point did not meet that test.
  • If procedural unfairness is found, the appropriate remedy would be to set aside the UT decision and remit to the UT (or a newly constituted FtT where appropriate) rather than deciding the matter at this stage. The Appellant relied upon UT Presidential Panel authorities that favour remittal where unfairness occurred.
  • Alternatively, the Appellant argued that the FtT's decision to allow section 84(3)(b) could be sustainable because subsection (3)(b) is not confined strictly to the original claim and the statutory wording permits consideration of humanitarian protection irrespective of the precise framing of the original asylum claim.

Respondent's Arguments (presented by Attorney Elliot)

  • The UT was not only entitled but obliged to consider the jurisdictional point it identified: an appellate tribunal must ensure compliance with the state's international obligations and may take a point of its own motion where necessary (the "Robinson" principle and its progeny).
  • The point identified by the UT was "Robinson-obvious" (i.e. had strong prospects of success) and thus it was proper for the UT to take it even though it had not been argued below; the scope of the Robinson principle is not confined to cases benefiting the appellant but can apply where it assists the Respondent (or where recognition of protection for someone who does not qualify would breach obligations).
  • The UT's conclusion (that the FtT should have focused on the country of origin identified in the original application and could not grant HP on the basis of a country never relied on by the Appellant) was a correct construction of the statutory scheme and the Immigration Rules; there was an indissoluble link between the facts relied on in the original claim and the protection status conferred in response to that claim.
  • Procedural fairness was not breached in a way that caused material prejudice. The fact-findings of the FtT were unchallenged, no further fact-finding was required, and any potential unfairness was cured by full argument before the Court of Appeal; remittal would therefore achieve nothing of substance.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
R v Secretary of State for the Home Department, ex parte Robinson [1998] QB 929 The circumstances in which a tribunal may take a point of its own motion where the point is "obvious" and there is a need to protect the state's compliance with international obligations. The judgment analyses the boundaries of the Robinson principle and recognises that an appellate body can raise an overlooked point of law when necessary to ensure compliance; the Court concluded that the present case did not require rigid confinement to a narrow Robinson test because the issue was jurisdictional.
QD (Iraq) v Secretary of State for the Home Department [2009] EWCA Civ 620; [2011] 1 WLR 689 Explains the relationship and history between asylum claims and claims for international (humanitarian) protection. The Court relied on QD (Iraq) to explain that humanitarian protection is a genuine alternative to asylum and to set out the legislative and rules-based framework for considering HP claims in the statutory and Immigration Rules context.
Essa (Revocation of protection status appeals) [2018] UKUT 00244 (IAC) Addressed scope of grounds available in revocation appeals and the relationship between refugee status and humanitarian protection where an appellant was accepted as a refugee and thus never qualified for HP. The UT (below) relied on Essa in the Respondent's Grounds of Appeal to argue that an appellant in a revocation appeal could only proceed under the refugee ground; the Court of Appeal recorded that Essa did not assist the Respondent because its facts differed (there, the applicant was accepted as a refugee).
Gurung v Secretary of State for the Home Department [2002] UK IAT 04870 Example of appellate recognition of points of law raised by the tribunal for the first time. Cited as part of the line of authority supporting a tribunal's ability to take points of its own motion to ensure proper application of law, particularly to safeguard compliance with international obligations.
A (Iraq) v Secretary of State for the Home Department [2005] EWCA Civ 1438 Example where an overlooked point benefitted the Secretary of State and was permitted to be taken on appeal. Used to show that the Robinson principle can operate where the overlooked point assists the Respondent, not only the appellant.
AZ (error of law; jurisdiction; PTA practice) Iran v Secretary of State for the Home Department [2018] UKUT 00245 (IAC) Considered the limits of allowing the raising of a non-jurisdictional ground on appeal that was not argued below; emphasised caution and the requirement of a "sound reason". The Court contrasted AZ(Iran)'s cautionary statements with the present case, noting that AZ concerned permission to appeal on a non-jurisdictional ground and emphasised that Robinson-type interventions must have a strong justification; the Court rejected a narrow reading of AZ that would confine Robinson strictly to exclusion cases.
Bulale v Secretary of State for the Home Department [2008] EWCA Civ 806 Discussed the Robinson doctrine and the obligation of appellate authorities to ensure the state's compliance with international obligations. The Court cited Bulale (Buxton LJ) for the proposition that appellate authorities may take points of their own motion to ensure compliance with international obligations and that such intervention is permissible even if the lower tribunal was not obliged to take the point.
Bilali v Bundesamt für Fremdenwesen und Asyl [2019] (CJEU decision; cited as [2019] 4 WLR 39) Addresses consequences where protection is afforded to persons who do not qualify; used for persuasive authority on the necessity of correct legal assessment of eligibility. Relied upon by the Respondent as persuasive support for the proposition that it would be problematic for a tribunal to grant HP on facts the appellant denies and that the state must avoid recognising protection where none is properly due.
Virk & others v Secretary of State for the Home Department [2013] EWCA Civ 652 Held that a tribunal may raise a jurisdictional point of its own motion and that an appellate tribunal must have jurisdiction to decide whether it has jurisdiction. The Court of Appeal found Virk closely analogous: the issue identified by the UT here was one of jurisdiction, and Virk supports the proposition that the UT could raise and decide that jurisdictional point even though it had not been decided by the FtT.
R v Secretary of State for the Home Department, ex parte Doody [1994] 1 AC 531 Principles of fairness are context-dependent; the right to be heard and fairness considerations. The Court quoted and applied Doody to the question of what procedural fairness required in the particular factual and procedural context of this case.
R v Chief Constable of Thames Valley Police, ex parte Cotton [1990] IRLR 344 Explores the rarity of cases where denying a hearing would be fair because it would not have made a difference. Discussed as authority cautioning against lightly concluding there is no unfairness merely because the outcome would have been the same; the Court applied the principle with care in evaluating prejudice.
MM (Unfairness, E&R) Sudan v Secretary of State for the Home Department [2014] UKUT 00105 (IAC) UT Presidential Panel authority indicating that where unfairness arises from erroneous fact-finding or procedural missteps, remittal is often the appropriate remedy. Cited by the Appellant in support of remittal where procedural unfairness occurred; the Court distinguished MM on the facts (no disturbed fact-findings here) and explained why remittal was not necessary in the present case.
AM (fair hearing) Sudan [2015] UKUT 00656 (IAC) Another UT Presidential Panel decision concerning remedies following procedural unfairness. Cited by the Appellant; the Court considered these authorities but distinguished them because, in the present case, there were no challenged fact-findings and the legal issue could be determined on appeal.
Pathan v Secretary of State for the Home Department [2020] UKSC 41; [2020] 1 WLR 4506 Reiterates importance of procedural fairness and the right to be heard; comments that a party should generally be given an opportunity to address a point which may be decided against them. Relied on by the Court to support caution about treating a lack of prejudice as dispositive and to underline that procedural fairness usually requires giving a party a right to be heard on a tribunal-raised point.

Court's Reasoning and Analysis

The Court began by setting out the statutory framework relevant to appeals in protection and revocation cases (Part 5 of the NIAA), focusing on section 82 (right of appeal) and section 84 (grounds of appeal). The Court emphasised the structural distinction between appeals against a refusal of protection (where the focus is on whether removal would breach the UK's obligations or be unlawful under the Human Rights Act) and appeals against revocation of protection status (where the focus is on whether the decision to revoke protection status breaches the UK's obligations in relation to persons eligible for humanitarian protection).

The Court accepted that the UT was entitled — and, in the senses identified in authority such as Virk and Bulale, obliged — to consider a jurisdictional point that had not been argued below because the question went to the FtT's appellate jurisdiction. The Court explained that where an issue goes to jurisdiction it may be raised by an appellate tribunal of its own motion: an appellate body must have the power to decide whether it has jurisdiction to determine an appeal.

The Court analysed the reach of the Robinson principle (and related authorities) and observed that while Robinson-type interventions are justified by the need to secure state compliance with international obligations, the principle cannot be narrowly confined to a narrow subset of cases (for example, only those involving exclusion). The Court adopted a broader view: the principle applies where there is a real danger that a legal error would result in the state recognising someone as entitled to protection when they do not qualify, not merely when exclusion applies.

The Court then examined the UT's substantive construction of the statutory provisions and Immigration Rules. It accepted the UT's reasoning that the FtT should have framed its enquiry by reference to the Appellant's original asylum application (the country of origin upon which the initial claim was grounded). Because the Appellant's original claim concerned Country A and the FtT found that the Appellant's account was fabricated (and that she was in fact a national of Country B), the decision to revoke refugee status was mandatory under the Immigration Rules. The Court held that once the FtT concluded that the Appellant was not at risk in the country originally relied upon, that finding necessarily disposed of the appeal under both limbs of section 84(3): there was no factual basis for allowing the revoked status to continue.

The Court further held that the FtT could not properly allow an HP-based ground by reference to a country that had never been the subject of the Appellant's protection claim, and that reliance on a concession by the presenting officer that removal to Country B would breach Article 3 rights could not confer jurisdiction on the FtT to decide the matter on that basis.

Turning to procedural fairness, the Court emphasised that although an appellate body can raise and decide a point of law of its own motion, fairness often requires that the parties be given notice and an opportunity to address a tribunal-raised point before the tribunal reaches a final decision. Applying established authorities on fairness (Doody, Cotton, Pathan and UT presidential authorities), the Court concluded that the UT should have drawn its provisional view to the parties and invited submissions (at least short written submissions) before making its final determination; this is because the point the UT took was not argued before it and was outcome-determinative.

Nevertheless, after scrutinising the consequences of the procedural omission, the Court concluded that no material prejudice resulted to the Appellant in this case. The FtT fact-findings were not disturbed; the point raised by the UT was a discrete legal question that could be and was argued fully before the Court of Appeal; and the outcome would have been the same. Accordingly, the Court considered that the procedural irregularity was capable of being cured on appeal and that remittal to the UT would have been pointless.

Holding and Implications

DISMISSED

Holding: The Court dismissed the Appellant's appeal. It held that the UT was correct to conclude that the FtT lacked jurisdiction to decide the appeal under section 84(3)(b) by reference to a country that had never been the subject of the Appellant's original protection claim, and that the Ut was entitled to raise the jurisdictional issue of its own motion. However, the Court also held that the UT should ordinarily have notified the parties and afforded them an opportunity to make submissions before deciding the point; in the exceptional circumstances of this case the failure to do so did not produce material prejudice, and the irregularity was cured by full argument before the Court of Appeal.

Implications:

  • The UT's decision to dismiss the appeal stands and the Appellant's challenge to that dismissal fails.
  • The Court reaffirmed that appellate tribunals may raise and decide jurisdictional points of their own motion to ensure compliance with the state's international obligations, but emphasised that procedural fairness will generally require giving parties notice and an opportunity to respond before the tribunal reaches a final determination on such a tribunal-raised point.
  • The Court declined to remit the matter to the UT because no further fact-finding was required, the point was a discrete legal issue capable of being decided on appeal, and the Appellant suffered no material prejudice as a result of the UT's failure to give prior notice.
  • No further or novel remedial principle was established beyond the application of existing authorities: the decision applies the established balance between the tribunal's duty to ensure legal correctness and the procedural right of parties to be heard where a tribunal raises an issue of its own motion.

Case Information and Representation (Anonymised)

Court: Court of Appeal (Civil Division); location recorded as The City; judgment handed down remotely on 28 March 2025. Hearing date: 20 March 2025.

Appellant represented by Attorneys: Attorney Gajjar and others, instructed by Company A (solicitors). Respondent represented by Attorney Elliot, instructed by Company B.

This summary is strictly derived from the provided opinion. Where detailed party submissions, evidence or ancillary material were not set out in the opinion excerpt, those details have not been included. All personal names and certain entity/location identifiers have been anonymised consistently in accordance with the instructed methodology.

To access the original judgment, please Sign In or Subscribe.

SA v Secretary of State for the Home Department

Contains public sector information licensed under the Open Justice Licence v1.0.

Use AI to get other relevant cases.

Comments

SA v Secretary of State for the Home Department
(Mar 28, 2025)