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Advocates
- David Wolfe QC (instructed by Richard Buxton Environmental and Public Law) and Paul Stookes (of Richard Buxton Environmental and Public Law) for the Applicant
- David Forsdick (instructed by the Treasury Solicitor) for the Respondent
Judges
- LORD JUSTICE PATTEN
- LORD JUSTICE BEATSON
- SIR STANLEY BURNTON
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Evans, R (on the application of) v. Secretary of State for Communities and Local Government & Ors
Smart Summary
Factual and Procedural Background
This opinion concerns an application by the Appellant for permission to appeal a refusal by HHJ Mackie QC to grant permission to apply for judicial review of a screening direction made by the Defendant Secretary of State under Regulation 6 of the Town and Country Planning (Environmental Impact Assessment) (England and Wales) Regulations 1999 ("the 1999 EIA Regulations"). The screening direction, dated 21 October 2011, concluded that a proposed development by Company A was not likely to have significant effects on the environment and therefore was not an "EIA development" subject to additional procedural requirements.
The proposed development involved 170 dwellings and associated infrastructure on a site previously designated as a Special Landscape Area but later allocated for residential development. The Appellant, a local resident and chairman of a residents' association, challenged the Secretary of State's decision following a local planning authority's initial screening opinion that was later reversed to require an Environmental Impact Assessment (EIA).
Permission to apply for judicial review was refused first on the papers and then following a hearing before HHJ Mackie QC. The Appellant sought permission to appeal that refusal, which was adjourned for a full court hearing. A protective costs order was granted in favor of the Appellant.
Legal Issues Presented
- Whether the Secretary of State erred in law by failing to adopt a "precautionary and purposive" approach in making the screening direction under the 1999 EIA Regulations.
- Whether the appropriate standard of judicial review for the Secretary of State's screening decision is the Wednesbury unreasonableness test or a more intensive standard, potentially including proportionality, in light of the Aarhus Convention and EU law.
- Whether the court should refer questions regarding the standard of review and interpretation of EU law to the Court of Justice of the European Union (CJEU).
Arguments of the Parties
Appellant's Arguments
- The Secretary of State failed to apply a precautionary and purposive approach in the screening decision, disregarding uncertainties and the need to err on the side of environmental protection.
- The deputy judge erred by applying the Wednesbury test rather than a more rigorous standard of review, which the Appellant argued was inadequate to safeguard environmental rights under the Aarhus Convention and the EIA Directive.
- The Appellant contended that earlier case law supporting the Wednesbury test pre-dated the Public Participation Directive and developments in CJEU jurisprudence, necessitating reconsideration of the standard of review.
- The Appellant urged that, if permission to appeal was refused, the court should refer relevant questions to the CJEU for authoritative guidance.
Defendant's Arguments
The opinion does not contain a detailed account of the Defendant's legal arguments.
Table of Precedents Cited
| Precedent |
Rule or Principle Cited For |
Application by the Court |
| R (Loader) v Secretary of State for Communities and Local Government [2012] EWCA Civ 849 |
Clarification of the standard of review for EIA screening decisions; application of the Wednesbury test and precautionary principle. |
The court relied on Loader to confirm that the Wednesbury standard applies and that a precautionary approach involves assessing real risk rather than probability. |
| R (Jones) v Mansfield DC [2003] EWCA Civ 1408 |
Assessment of "likely significant effects" and the exercise of planning judgment in EIA screening. |
Referenced for the principle that significance is a planning judgment and courts are ill-equipped to substitute their view for that of the decision-maker. |
| Bowen-West v Secretary of State [2012] EWCA Civ 321 |
Judicial review standards for environmental impact assessments; fact-finding and planning judgment. |
Supported the conclusion that assessment of significance is a factual and judgment-based exercise, not suited to proportionality review. |
| Tesco Stores v Secretary of State [1995] 1 WLR 759 |
Deference to planning authorities in matters of planning judgment. |
Reinforced the principle that courts should not interfere with planning judgments absent manifest error. |
| R (Bateman) v South Cambridgeshire DC [2011] EWCA Civ 157 |
Threshold for "likely significant effects" requires more than a bare possibility. |
Used to support that the Secretary of State's conclusion was more precautionary than required by law. |
| R (Mellor) v Secretary for Communities and Local Government [2010] Env LR 18 |
Interpretation of "likely significant effects" and procedural requirements under the EIA Directive. |
Referenced for the standard that serious possibility suffices and to reject a tick-box approach. |
| South Bucks DC v Porter (No.2) [2004] UKHL 33 |
Requirements for adequacy of reasons in administrative decisions. |
Cited to confirm that the reasoning in the Secretary of State's supplementary note was legally sufficient. |
| Commission v United Kingdom (Case C-508/03) (2007) Env LR 1 |
Standard of review under EU law for environmental impact assessments; "manifest error of assessment" standard. |
The court held that this standard aligns with the Wednesbury test, supporting the continued application of Wednesbury. |
| Commission v Portugal (2004) ECR 1-5517 |
Requirement for specific evidence to demonstrate manifest error in environmental assessments. |
Quoted to emphasize the need for concrete evidence rather than general assertions in challenging decisions. |
| Walton v Scottish Ministers [2012] UKSC 44 |
Status of the Aarhus Convention in domestic and EU law. |
Confirmed the Aarhus Convention is not directly part of domestic or EU law, limiting its direct legal effect. |
| R (Bowen-West) v Secretary of State [2012] EWCA Civ 321 |
Inapplicability of proportionality test to factual planning assessments. |
Supported the conclusion that proportionality is not the appropriate standard for the Secretary of State's factual judgment. |
Court's Reasoning and Analysis
The court undertook a detailed analysis of the Secretary of State's screening decision and the applicable legal framework, emphasizing the following points:
- The 1999 EIA Regulations implement the EIA Directive, requiring environmental statements for developments likely to have significant environmental effects, with Schedule 2 developments subject to a screening process.
- The Secretary of State's decision was supported by a thorough factual assessment, including site visits and consideration of expert and local authority views, concluding that the development would not have significant environmental effects.
- The court rejected the Appellant's submission that the Secretary of State failed to apply a precautionary approach, holding that assessing real risk rather than probability aligns with the precautionary principle and that the Secretary of State's approach was at least as cautious as required.
- The court acknowledged the difference of opinion between the local planning authority and the Secretary of State but confirmed that the statutory scheme contemplates such differences, and the Secretary of State is entitled to form an independent view.
- The court held that the adequacy of reasons in the Secretary of State's supplementary note was sufficient and that disagreements on planning judgment do not amount to errors of law.
- Regarding the standard of judicial review, the court reaffirmed that the Wednesbury unreasonableness test remains the appropriate standard for reviewing EIA screening decisions, as supported by recent domestic and EU jurisprudence, including the CJEU's "manifest error of assessment" standard.
- The court found no legal basis to adopt a more intensive standard of review such as proportionality, particularly as the decision involved a factual assessment rather than a discretionary balancing act.
- The Aarhus Convention and the Compliance Committee's concerns were noted but found not to have direct legal effect or to undermine the established standard of review.
- The court declined to refer questions to the CJEU, finding no sufficient doubt or conflicting jurisprudence warranting such a reference.
Holding and Implications
The court refused permission to appeal the decision of HHJ Mackie QC refusing permission to apply for judicial review.
The direct effect of this decision is to uphold the Secretary of State's screening direction that the proposed development is not an EIA development requiring an Environmental Impact Assessment. No new precedent was established, and the court confirmed the continued application of the Wednesbury standard of review to screening decisions under the 1999 EIA Regulations in the context of environmental impact assessments.
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