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  • Order XI Rule 21 of the Code of Civil Procedure, 1908 (hereinafter referred to as CPC
  • provisions of Order XI Rule 21 CPC
  • provisions of Order XI Rule 1 CPC
  • Order XI Rule 21 CPC
  • Order XI Rule 1 CPC
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Citation Codes
Equivalent Citations
citation codes
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Advocates
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  • Order XI Rule 21 of the Code of Civil Procedure, 1908 (hereinafter referred to as CPC
  • provisions of Order XI Rule 21 CPC
  • provisions of Order XI Rule 1 CPC
  • Order XI Rule 21 CPC
  • Order XI Rule 1 CPC
Smart Summary

Factual and Procedural Background

The plaintiff filed a suit seeking a declaration and mandatory injunction concerning a sump constructed by the appellant on his premises adjoining the respondent's property. The defendant (appellant) had submitted a written statement and objections to an interlocutory application filed by the respondent. The respondent issued a notice under Order XI Rule 1 of the Code of Civil Procedure, 1908 (CPC), requiring the appellant to produce certain documents. The appellant did not comply with this notice. Consequently, the respondent moved the Trial Court under Order XI Rule 21 CPC, seeking to strike off the appellant's defence on the ground of non-compliance. The Trial Court, relying on the Supreme Court judgment in Babbar Sewing Machine Co. v. Tirlok Nathmahajan (1978 4 SCC 188), struck off the defence but declined to dismiss the suit, permitting the plaintiff to prove her case. The appellant challenged this order by way of appeal.

Legal Issues Presented

  1. Whether the Trial Court correctly exercised its discretion under Order XI Rule 21 CPC to strike off the defence of the appellant for failure to comply with a notice under Order XI Rule 1 CPC.
  2. Whether the penalty of striking off defence under Order XI Rule 21 CPC can be imposed without prior application for interrogatories or production of documents and without the Court’s leave.
  3. The scope and limits of the Court’s discretion under Order XI Rule 21 CPC, particularly regarding contumacious conduct and wilful disregard of Court orders.

Arguments of the Parties

Appellant's Arguments

  • The impugned order striking off the defence is a travesty of justice and contrary to the procedural requirements under Order XI Rule 21 CPC.
  • The Trial Court failed to apply the ratio in Babbar Sewing Machine Co. v. Tirlok Nathmahajan, which holds that the penalty under Order XI Rule 21 CPC is highly penal and should be used only in extreme cases.
  • The Court should impose such penalties only where there is wilful failure to comply with an obligation, and only as a last resort when the party is guilty of contumacious conduct or wilful disregard of Court orders.
  • The appeal should be allowed without further examination of the merits, as the Trial Court erred in striking off the defence.

Respondent's Arguments

  • The respondent supported the Trial Court's order striking off the defence for failure to comply with the notice under Order XI Rule 1 CPC.
  • However, the counsel was unable to convincingly justify the legal sustainability of the order, particularly in light of procedural requirements under Order XI Rule 1 CPC.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Babbar Sewing Machine Co. v. Tirlok Nathmahajan (1978 4 SCC 188) The principle that the penalty under Order XI Rule 21 CPC is highly penal and should only be imposed as a last resort when there is wilful default or contumacious conduct. The Trial Court relied on this precedent to justify striking off the defence; however, the appellate court found that the Trial Court failed to properly apply the principle, as the procedural requirements and the nature of the default were not adequately considered.

Court's Reasoning and Analysis

The Court analyzed the procedural requirements under Order XI Rule 1 CPC, which mandates that interrogatories or applications for production of documents require leave of the Court, and the Court must decide on the necessity of such interrogatories or discovery. The Court noted that in the present case, there was no initial application by the plaintiff for interrogatories or production of documents with the Court’s leave. Instead, the respondent issued a notice directly and moved the Court under Order XI Rule 21 CPC to strike off the defence due to non-compliance. The Court emphasized that striking off pleadings or defence is an extreme measure reserved for cases involving wilful neglect or contumacious conduct after due procedural compliance. The Trial Court was found to have committed a gross error by overlooking these procedural safeguards and the legal principles established by the Supreme Court. Consequently, the appellate Court held that the appellant should be restored to the position before the impugned order, allowing the suit to proceed on its merits.

Holding and Implications

The appeal is allowed and the impugned order of the Trial Court striking off the defence is set aside.

The Trial Court is directed to proceed with the adjudication of the suit as it stood before the impugned order, in accordance with law. This decision reinstates the appellant’s defence and underscores that penalties under Order XI Rule 21 CPC are to be applied strictly in accordance with procedural safeguards and only in extreme cases of wilful default. No new precedent is established; the ruling reaffirms existing principles governing the exercise of judicial discretion under the CPC.

    Sharadamma v. Sharad G. Jadav And Anr.

    Anand Byrareddy, J.:—

    The present appeal is filed against an order passed by the Trial Court under Order XI Rule 21 of the Code of Civil Procedure, 1908 (hereinafter referred to as ‘CPC’ for brevity) striking off the defence of the appellant before the Trial Court.

    2. The brief facts as are relevant for the disposal of the appeal, are as follows:—

    The plaintiff's suit is for a declaration and mandatory injunction as regards a sump built by the appellant on his premises abutting the respondent's property. The defendant had filed her written statement and objections to the interlocutory application filed by the respondent. It transpires that the respondent had issued a notice purportedly under Order XI Rule 1 CPC calling upon the appellant to produce documents mentioned in the said notice. The defendant had not responded to the notice. Hence, the respondent had moved the Trial Court for an order under Order XI Rule 21 CPC on the ground that the appellant had failed to respondent to the notice under Order XI Rule 1 CPC. The Trial Court, after referring to the judgment of the Supreme Court in the case of Babbar Sewing Machine Co. v. Tirlok Nathmahajan . 1978 4 SCC 188 has held that the principle governing exercise of discretion of the Court under Order XI Rule 21 CPC is that the Court shall dismiss the suit or strike out the defence, as the case may be, where the parties are guilty of contumacious conduct or when there is a wilful disregard of the order of the Court under Order XI. The Court has opined that it would be unfair to strike out the defence of the first defendant and straightaway decree the suit, but it has found it just and proper to strike out the defence and to permit the plaintiff to prove her case in accordance with law. The Counsel for the appellant would contend that the impugned order is a travesty of justice and that it is passed in the face of the provisions of Order XI Rule 21 CPC which prescribes a particular procedure enabling the Court in certain circumstances, to strike out the defences or pass such other orders and the Trial Court has completely overlooked the ratio laid down in the case of Babbar Sewing Machine (supra), on the facts and circumstances of the particular case and the fact that the apex court has held that it was a travesty of justice that the Court has passed an order striking out defence of the first defendant under Order XI Rule 21 CPC and the High Court having declined to set aside the order of the Trial Court in the facts of that case. The Supreme Court has held that the penalty imposed under Order XI Rule 21 CPC is of a highly penal nature and ought only to be used in extreme cases and should is no way be imposed unless there is a clear failure to exercise an obligation laid down in the rule and further, that the principle governing the court's exercise of discretion under Order XI Rule 21 CPC is only 1 when the default is wilful and as a last resort that the Court should dismiss the suit or strike out the defence when the party is guilty contumacious condutct or wilful disregard to the order of the Court, when the Trial of the suit is arrested. And, therefore, would contend that the appeal would have to be allowed without any further examination of the merits of the case.

    3. Per contra, counsel for the respondent would support the order of the Trial Court though the counsel has not been able convince me as to how it can be sustained in law. For, I find that the provisions of Order XI Rule 1 CPC contemplate that it would be open for the plaintiff or defendant with the leave of the Court to deliver interrogatories in writing and the Court, on examination of such interrogatories, shall decide as to which of the interrogatories the Court considers necessary either for disposing the suit or saving costs. It is also possible that any party may file an application for discovery of documents and the Court, on hearing such an application, may adjudicate the same to consider whether such discovery is necessary either generally or limited to certain documents or in its discretion make an order. The Court may also at any time during the pendency of the suit, order for the production of documents. It is in circumstances such as these, when there is an exercise of discretion by the Court either as to interrogatories, for discovery of documents, or for production and inspection of documents when the party against whom such an order is passed, either wilfully neglects to comply or is guilty of contumacious conduct or as a last resort, as an extreme measure, strike out pleadings or the defence, as laid down by the Supreme Court. In the present case, it is to be found that there was no application in the first instance by the plaintiff submitting any interrogatories for consideration of the Court and seeking its leave, nor was there any application for production of documents. It is the contention of the plaintiff that a notice had been issued calling upon the appellant to produce pertain documents and since there was a failure, the respondent had sought for an order of the Court under Order XI Rule 21 CPC and the Court, by the impugned order, has struck out the pleadings of the appellant. In my opinion, the Trial Court has committed a gross error in overlooking the procedure and the law. In the interest of justice, the appellant should be reverted back to the position before the passing of the impugned order.

    4. Accordingly the appeal is allowed. The impugned order of the Trial Court is set aside. The Trial Court shall proceed with the adjudication of the suit as it stood before the passing of the impugned order, in accordance with law.

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    Comments

    Sharadamma v. Sharad G. Jadav And Anr.
    (Sep 13, 2005)