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  • Section 173 of the Code of Criminal Procedure
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  • Section 173 of the Code of Criminal Procedure
Smart Summary

Structured Summary of the Opinion

Factual and Procedural Background

Applicant J.K. Sharma joined the Indian Police Service in 1982 and had been receiving promotions in the normal course. By the present application he sought quashing of the minutes of the Screening Committee meeting held on 21.8.2003, with a direction to hold a review DPC to reconsider his claim and to promote him from the date his junior was promoted.

Relevant factual chronology (as set out in the opinion):

  • January 1999: Applicant posted back in Delhi Police as Additional Commissioner of Police.
  • January 2000: A pseudonymous complaint alleged amassing of assets disproportionate to known income; matter referred to the Central Bureau of Investigation (CBI).
  • 26.5.2000: Applicant was placed under suspension.
  • 11.5.2001: Suspension was revoked.
  • July 2004: CBI submitted a report under Section 173 Cr.P.C. before the Special Judge.
  • 21.8.2003: Screening Committee meeting considered candidates for promotion; the applicant's name was under consideration but he was not promoted while his junior was promoted.

The respondents contested the application. The respondents acknowledged that the pendency of the criminal case against the applicant had not been taken into consideration by the Committee.

Legal Issues Presented

  1. Whether, in the factual backdrop (including that the pendency of a criminal investigation was not taken into consideration), the respondents were justified in ignoring the applicant for promotion by the Screening Committee.
  2. What is the scope of judicial review of decisions taken by a high-level Screening/Selection Committee in promotion matters.
  3. Whether a Selection Committee is obliged to record reasons for its decision to select or not to select a candidate.

Arguments of the Parties

Applicant's (J.K. Sharma) Position

  • The applicant sought quashing of the minutes of the Screening Committee of 21.8.2003 and a direction for a review DPC to reconsider his claim.
  • It was asserted that the applicant's name was under consideration but he was ignored for promotion to the post of Joint Commissioner of Police while his junior was promoted; the applicant contended the order was not valid.

Respondents' Position

  • The respondents stated the applicant's case for empanelment to the grade of Inspector General of Police was considered by the Screening Committee and he was assessed as "unfit" based on his overall service record as reflected in Confidential Reports (ACRs).
  • They relied on Government of India instructions (dated 15.1.1999) governing Screening Committees, emphasizing that each Committee decides its method and procedure for objective assessment and that there is no fixed benchmark; advancement is not a matter of course.
  • The respondents contended the applicant was not denied promotion because of the complaint or investigation; on the date of the Screening Committee meeting the applicant was neither under suspension nor had a charge-sheet been issued, and that fact was not considered dispositive for denying promotion.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
NUTAN ARVIND (SMT.) v. UNION OF INDIA AND ANOTHER, (1996) 2 SCC 488 Where a high-level committee has considered the merits of candidates and assessed grading, the Court cannot act as an appellate authority over the committee's assessment; scope of judicial interference is limited. The court relied on this authority to emphasise the limited scope of judicial review in matters where a Screening/Selection Committee has assessed candidates on merits, cautioning against substituting its own view for the Committee's assessment.
MAJOR GENERAL I.P.S. DEWAN v. UNION OF INDIA AND OTHERS, 1995 SCC (L&S) 691 In the absence of provisions to the contrary, a Selection Committee is not obliged to record reasons for its decision to select or not to select a candidate; a speaking order need not be passed. The court cited this authority to note that the Committee need not record reasons; however, the court also observed that while reasons are not required, the record should nonetheless indicate what prompted the Committee's decision.

Court's Reasoning and Analysis

The court's reasoning proceeded in several steps, based strictly on the materials and submissions recorded in the opinion:

  1. Scope of Review: The court began by noting the limited scope for judicial review of high-level committee decisions, referencing Nutan Arvind to stress that the court should not sit as an appellate authority to re-evaluate merit assessments made by the DPC/Screening Committee.
  2. Procedural Framework: The court examined the Government of India instructions dated 15.1.1999 (relied upon by both parties) which prescribe that Screening Committees must objectively and impartially adjudge suitability for promotion. Key points extracted from those instructions include:
    • Committees should decide their own method and procedure for objective assessment.
    • There is no benchmark; overall grading (Fit/Unfit) is to be assigned after assessment of ACRs.
    • Annual Confidential Reports (ACRs) are the basic inputs; the Committee should consider ACRs fairly and not be guided merely by overall grading but by the entries in the ACRs.
    • The Committee should take account of penalties, commendations and integrity entries while grading.
  3. Record and Evidence: The respondents produced the applicant's ACRs and the note submitted to the Selection Committee. The note mentioned the CBI had informed that the matter was at the final stage of investigation, but respondents admitted that the pendency of the criminal case was not taken into consideration by the Committee.
  4. Assessment of ACRs: The court summarised the applicant's ACRs year-wise and observed that, apart from two years where no ACRs were written because the applicant had not worked more than 90 days and one year of suspension, the entries were recorded as "Very Good" and there was no adverse entry communicated against the applicant.
  5. Critical Analytical Step: The court observed that the Screening Committee had effectively proceeded on the basis of the ACRs and that there was nothing on the record to indicate any other matter influenced the Committee's decision to declare the applicant "unfit." Given that the ACRs were favourable and showed no adverse entries, the court found it difficult to sustain the Committee's decision to ignore the applicant.
  6. Reasoning about reasons: Although the court acknowledged (via precedent) that Selection Committees are not required to record reasons, it emphasised that the record must nevertheless indicate what prompted the Committee's decision. In this case the record pointed only to the ACRs, which were favourable, undermining the Committee's conclusion.

Holding and Implications

HOLDING: The court allowed the application in respect of the applicant and quashed the impugned orders relating to the Screening Committee's decision of 21.8.2003.

Direct Consequence for the Parties: The court directed that a Committee be reconstituted to re-consider the applicant's claim for promotion.

Broader Implications: The opinion did not purport to lay down a new legal precedent. It applied existing principles (as discussed above) on the limited scope of judicial review and the procedural role of Screening Committees, but it did not announce a novel rule of general application. The immediate effect is remediation for the applicant by reconstitution and reconsideration; no broader legal framework was altered by the decision.

End of summary. This summary is limited to and derived solely from the content of the opinion provided.

    J.K. Sharma v. Union Of India

    By Mr. Justice V.S.Aggarwal: Applicant (J.K.Sharma) joined the Indian Police Service in the year 1982. By virtue of the present application, he seeks quashing of the minutes of Screening Committee held on 21.8.2003 with direction to hold a review DPC to reconsider the claim of the applicant and to promote him from the date his junior was so promoted.

    2. The relevant facts are that the applicant, who joined Indian Police Service in the year 1982, has been earning his due promotions. In January 1999, he was posted back in Delhi Police as Additional Commissioner of Police. In January 2000, a pseudonymous complaint was filed alleging amassing of assets by the applicant, which was disproportionate to his known sources of income. Taking advantage of the same, the matter was referred to the Central Bureau of Investigation. The applicant was placed under suspension on 26.5.2000. The said order was revoked on 11.5.2001. The Central Bureau of Investigation had looked into the matter and had submitted the report under Section 173 of the Code of Criminal Procedure before the Special Judge in July, 2004.

    3. It is asserted that on 21.8.2003, a Screening Committee meeting was held. Name of the applicant was under consideration but he was ignored for promotion to the post of Joint Commissioner of Police and his junior has been promoted. It is asserted that the said order is not valid.

    4. The application is being contested.

    5. The basic facts about suspending the applicant and thereafter revoking the suspension are not in dispute. Respondents plead that case of the applicant for his empanelment to the grade of Inspector General of Police was considered. As per the instructions issued by the Government of India, the suitability of the officers to hold the post is required to be adjudged by the Screening Committee. As per the instructions, there is no benchmark for assessing the suitability for promotion and each Committee has to decide its own method and procedure for objective assessment of the suitability of the candidates. The Committee is not guided merely by overall grading. From these instructions, the advancement in an officers career is not required to be regarded as a matter of course but it has to be earned by dint of hard work, good conduct and result oriented performance as reflected in the Confidential Reports. The Screening Committee on the basis of the overall service record of the applicant, as depicted in his Confidential Reports, assessed him `unfit for purposes of suitability for empanelment.

    6. It is contended that the applicant has not been denied promotion because of the complaint or investigation pending against him. On the date of the meeting of the Screening Committee, the applicant was neither under suspension nor a chargesheet had been issued and this fact has not been considered. The decision as such, therefore, is defended.

    7. We have heard the parties counsel and have seen the relevant record.

    8. Before proceeding further, it would be appropriate to notice that the scope for judicial review/interference in matters where high level committee has considered the merits of the candidate, is limited. The Supreme Court in the case of NUTAN ARVIND (SMT.) v. UNION OF INDIA AND ANOTHER, (1996) 2 SCC 488 has held: 6. .. . .. When a high-level committee had considered the respective merits of the candidates, assessed the grading and considered their cases for promotion, this Court cannot sit over the assessment made by the DPC as an appellate authority. The DPC would com to its own conclusion on the basis of review by an officer and whether he is or is not competent to write the confidentials is for them to decide and call for report from the proper officer. It had done that exercise and found the appellant not fit for promotion. Thus we do not find any manifest error of law for interference.

    9. Furthermore, in the absence of provisions to the contrary, the Selection Committee is not obliged to record reasons for its decision to select or not to select a particular person in the matter of selection. The speaking order need not be passed (See: MAJOR GENERAL I.P.S. DEWAN v. UNION OF INDIA AND OTHERS, 1995 SCC (L&S) 691).

    10. With this backdrop of the principles which are not in dispute, another fact which we have reproduced and which cannot be ignored is that in the counter reply it has been admitted that the pendency of the criminal case against the applicant has not been taken into consideration by the Committee. The short question, therefore, that arises for decision is as to whether in that backdrop, the respondent was justified in ignoring the applicant or not.

    11. Both the parties have relied upon the Government of Indias instructions of 15.1.1999 which govern the promotion to Senior Scale, Junior Administrative Grade, Selection Grade, Supertime Scale and above Supertime Scales. It provides the general principles regarding mode of selection for promotion and functions of the Screening Committees. The general principles have been enunciated and the Paragraph 1.1 reads as under: 1.1. It should be ensured while making promotions that suitability of candidates for promotion is considered in an objective and impartial manner. For this purpose, Screening Committees (hereafter referred to as Committees) should be formed for different grades whenever an occasion arises for making promotions/confirmations etc. The committees so constituted shall adjudge the suitability of officers for:- Promotions of officers in various grades; Confirmation, and Assessment of the work and conduct of probationers for the purpose of determining the suitability for retention in Service or their discharge from Service or extending their probation.

    12. The method of putting up the papers before the Committee reads: 4.1 The proposals should be completed and submitted to the Committee well in time. No proposal for holding a Committee should be sent until and unless at least 90% of the ACRs (up-to-date and complete) are available. Every effort should be made to keep the ACR dossier up-to-date lest this aspect is advanced as the reason for not holding the Committee meetings in time. The officer referred in para 2 should also be responsible for monitoring the completion of the ACR dossiers. 4.2 The ACR folder should be checked to verify whether the ACRs for individual years are available. If the ACR for a particular year is not available and for valid/justifiable reasons, it cannot be made available, a certificate should be recorded to that effect and placed in the folder. 4.3 The integrity certificate on the lines indicated below should be furnished to the Committees constituted to consider cases for promotion or confirmation:- The records of service of the following officers who are to be considered for promotion/confirmation in the grade have been carefully scrutinized and it is certified that there is no doubt about their integrity. If there are names of persons in the list of eligible candidates, whose integrity is suspect or has been held in doubt at one stage or the other, the fact should ------ be recorded by the officer in-charge of the Personnel Department and brought to the notice of the Committee. It should be ensured that the information thus furnished is factually correct and complete in all respects. Cases where incorrect information has been furnished should be investigated and suitable action taken against the person responsible for it.

    13. The procedure to be observed by the Committee has also been prescribed and is: 6.1 Each Committee should decide its own method and procedure for objective assessment of the suitability of the candidates. While merit has to be recognized and rewarded, advancement in an officers career should not be regarded as a matter of course but should be earned by dint of hard work, good conduct and result oriented performance as reflected in the annual confidential report and based on strict and rigorous selection process. The misconception about `Average performance also requires to be cleared. While `Average may not be taken as adverse remark in respect of an officer, it cannot also be regarded as complimentary to the officer as such performance should be regarded as routine and undistinguished. It is only the performance that is above average and performance that is really noteworthy which should entitle an officer to recognition and suitable rewards. CONFIDENTIAL REPORTS 7.1 The annual Confidential Reports are the basic inputs on the basis of which assessment is to be made by each Committee. The evaluation of ACRs should be fair, just and non-discriminatory. The Committee should consider ACRs for equal number of years in respect of all officers falling within the zone of consideration for assessing their suitability for promotion. Where one or more ACRs have not been written for any reasons, the Committee should consider the available ACRs. While making the assessment, the Committee should not be guided merely by the overall grading that may be recorded in the ACRs but should make its own assessment on the basis of the overall entries made in the ACRs. If the Reviewing Authority or the Accepting Authority, as the case may be, has overruled the Reporting Officer or the Reviewing Authority respectively, the remarks of the latter authority should be taken as the final remarks for the purposes of assessment provided it is apparent from the relevant entries that the higher authority has come to a different assessment consciously after due application of mind. If the remarks of all these authorities are complementary to each other, then the remarks should be read together and the final assessment made on that basis. 7.2 In the case of each officer, an overall grading should be given which will be either `Fit or `Unfit. There will be no benchmark for assessing suitability of officers for promotions. 7.3 Before making the overall grading, the Committee should take into account whether the officer has been awarded any major or minor penalty or whether any displeasure of any higher authority has been conveyed to him. Similarly the Committee would also take note of the commendations received by the officer during his service career. The Committee would also give due regard to the remarks indicated against the column of integrity. The list of candidates considered by the Committee and the overall grading thus assigned to each candidate would form the basis for preparation of the panel for promotion. This clearly shows that Committee can decide its own method and procedure for objective assessment. Promotion is not a matter of course. It has to be earned.

    14. The respondents had made available to us the ACRs of the applicant and also `note that was submitted to the Selection Committee. Of course, in the `note submitted to the Selection Committee, it has been reported that Central Bureau of Investigation have informed that the matter is at final stage of investigation. But as referred to above, respondents admit that it has not been taken into consideration.

    15. The summary of the ACRs prepared would read as under: 1992-93 Very Good 1993-94 Very Good 1994-95 Very Good 1995-96 Very Good 1996-97 Very Good 1997-98 No ACR. He has not worked more than 90 days. 1998-99 No ACR. He has not worked more than 90 days. 1999-2000 Very Good 2000-2001 Under suspension 2001-2002 Very Good 2002-2003 Very Good

    16. From the aforesaid, it is clear that ACRs of the applicant are `Very Good. There is no adverse entry against the applicant and none has been communicated.

    17. If an overall view is taken, we find that the Committee has gone basically by ACRs. There is nothing on the record to indicate that any other matter weighed in the mind of the Committee. In that view of the matter, we find little ground to come to any other conclusion in ignoring the applicant. We hasten to add that we are not trespassing the arena of the Screening Committee constituted for the purpose. It would be competent to take a decision. Though no reasons are required to be recorded, still the record must indicate what prompted the Screening Committee in ignoring the applicant or declaring him unfit. Herein, the Committee has gone by the ACRs. It prompts us to make this observation. In this backdrop, the impugned order, therefore, cannot be sustained.

    18. For these reasons, we allow the present application qua the applicant and quash the impugned orders. It is directed that a Committee may be reconstituted to re-consider the claim of the applicant. (M.K.Misra) (V.S.Aggarwal) Member (A) Chairman /NSN/

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    J.K. Sharma v. Union Of India
    (Jun 1, 2005)