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Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 498-A of the Penal Code, 1860 (“IPC”) and Sections 3 and 4 of the Dowry Prohibition Act
  • Rules framed under Article 145
  • Criminal Procedure Code
  • Article 142, Article 145, and Article 161 of the Constitution
  • Articles 14 and 21 of the Constitution
  • Article 142 of the Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Sections 397 and 401 of the Code of Criminal Procedure, 1973 (“CrPC”)
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 498-A of the Penal Code, 1860 (“IPC”) and Sections 3 and 4 of the Dowry Prohibition Act
  • Rules framed under Article 145
  • Criminal Procedure Code
  • Article 142, Article 145, and Article 161 of the Constitution
  • Articles 14 and 21 of the Constitution
  • Article 142 of the Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Sections 397 and 401 of the Code of Criminal Procedure, 1973 (“CrPC”)
Smart Summary

Factual and Procedural Background

The petitioners were convicted under Section 498-A of the Indian Penal Code and Sections 3 and 4 of the Dowry Prohibition Act. Their conviction and sentence were affirmed in appeal, and they were taken into custody. They attempted to file a criminal revision under Sections 397 and 401 of the Code of Criminal Procedure, 1973 (CrPC) before the Jharkhand High Court. However, Rule 159 of the Jharkhand High Court Rules, 2001 bars listing of a revision “unless the petitioner has surrendered to custody,” and the revision was therefore not registered.

Earlier, a Division Bench of the Jharkhand High Court upheld the validity of Rule 159 in Mahadeo Prasad Shrivastava v. High Court of Jharkhand, and a special-leave petition against that judgment was dismissed by the Supreme Court. Contending that Rule 159 violates Articles 14 and 21 of the Constitution and conflicts with Sections 397 and 401 CrPC, the petitioners invoked Article 32 of the Constitution to challenge the rule directly before the Supreme Court.

Legal Issues Presented

  1. Whether Rule 159 of the Jharkhand High Court Rules, 2001, which requires surrender before a criminal revision against conviction can be listed, is ultra vires Articles 14 and 21 of the Constitution of India.
  2. Whether Rule 159 is inconsistent with the statutory revisional jurisdiction conferred by Sections 397 and 401 CrPC.
  3. Whether the rule impermissibly curtails the High Court’s inherent power to exempt a convicted person from surrendering in exceptional cases.

Arguments of the Parties

Petitioners' Arguments

  • Rule 159 conflicts with Sections 397 and 401 CrPC by making surrender a condition precedent to filing a revision, thereby undermining statutory revisional rights.
  • The requirement violates Articles 14 and 21 because it creates an arbitrary and unreasonable barrier that even prevents the High Court from considering bail in meritorious cases.
  • As subordinate legislation, the rule cannot override substantive statutory provisions; hence it is unconstitutional.
  • Because the Division Bench decision upholding the rule left no intra-court remedy and the SLP was dismissed, only an Article 32 petition could protect their fundamental rights.

Registrar General of the Jharkhand High Court's Arguments

  • The Division Bench judgment in Mahadeo Prasad Shrivastava already held the rule to be neither arbitrary nor discriminatory, and the Supreme Court declined to interfere.
  • Order 21 Rule 6 of the Supreme Court Rules, 1966 contains an identical surrender requirement; therefore, a similar High Court rule cannot be considered unconstitutional.
  • The High Court is empowered to frame procedural rules; Rule 159 merely regulates procedure without conflicting with Section 389 read with Sections 397 and 401 CrPC.
  • Reliance was placed on Mayuram Subramanian Srinivasan v. CBI, where the Supreme Court affirmed that surrender is mandatory unless the Court grants exemption.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Mahadeo Prasad Shrivastava v. High Court of Jharkhand, 2004 SCC OnLine Jhar 342, 2004 Cri LJ 4392 Upheld validity of Rule 159; held it neither arbitrary nor illegal. Relied upon to show that a coordinate High Court Bench has already sustained the rule’s constitutionality.
K.M. Nanavati v. State of Bombay, AIR 1961 SC 112 Order 21 Rule 6 of the Supreme Court Rules crystallises the practice that a convict must surrender before a petition is heard. Cited to demonstrate long-standing judicial approval of surrender requirements and to analogise Rule 159 with Supreme Court practice.
Mayuram Subramanian Srinivasan v. CBI, (2006) 5 SCC 752; (2006) 3 SCC (Cri) 83 Declared surrender mandatory under Order 21 Rules 6 and 13-A of the Supreme Court Rules unless exemption is granted. Used to reinforce that surrender requirements are procedural, mandatory, and consistent with CrPC provisions.
R. v. Bisheshar Pershad, (1870) 2 NWP HCR 441 Early authority stating that courts may refuse to entertain petitions from accused who have not surrendered. Quoted via Nanavati to illustrate the historical foundation of the surrender principle.

Court's Reasoning and Analysis

The Supreme Court rejected the constitutional challenge, reasoning as follows:

  • Rule 159 serves the legitimate purpose of ensuring that a person convicted by two courts does not abscond. Such an objective is not arbitrary or discriminatory.
  • The rule is procedural in nature and does not conflict with substantive provisions of the CrPC. Section 389(3) CrPC, which permits temporary bail to enable filing of an appeal, implicitly presupposes surrender before further appellate or revisional relief is sought.
  • Identical surrender requirements exist in the Supreme Court Rules; previous decisions—K.M. Nanavati and Mayuram Subramanian Srinivasan—have affirmed their validity and mandatory character.
  • The High Court’s power to frame procedural rules is recognised, and Rule 159 falls squarely within that competence.
  • Although Rule 159 does not expressly state an exception, the Court clarified that the High Court retains inherent power to exempt a petitioner from surrender in exceptional circumstances. Therefore, the rule does not oust judicial discretion.

Holding and Implications

The writ petition is dismissed; Rule 159 of the Jharkhand High Court Rules, 2001 is upheld as constitutionally valid.

Implications: Convicted persons seeking revision before the Jharkhand High Court must ordinarily surrender before their petitions are listed, mirroring the practice under the Supreme Court Rules. The High Court, however, retains inherent discretion to waive surrender in exceptional cases. The decision reinforces existing procedural norms and does not create new substantive precedent.

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    Vivek Rai And Another v. High Court Of Jharkhand Through Registrar General And Others

    Adarsh Kumar Goel, J.— This writ petition has been filed under Article 32 of the Constitution of India seeking to declare Rule 159 of the High Court of Jharkhand Rules, 2001 as violative of Articles 14 and 21 of the Constitution and the provisions of Sections 397 and 401 of the Code of Criminal Procedure, 1973 (“CrPC”).

    2. The Rule in question is as follows:

    “159. In the case of revision under Sections 397 and 401 of the Code of Criminal Procedure, 1973 arising out of conviction and sentence of imprisonment, the petitioner shall state whether the petition shall be accompanied by a certified copy of the relevant order. If he has not surrendered the petition shall be accompanied by an application seeking leave to surrender within a specified period. On sufficient cause being shown, the Bench may grant such time and on such conditions as it thinks and proper. No such revision shall be posted for admission unless the petitioner has surrendered to custody in the court concerned.”

    3. The case of the petitioners is that they have been convicted and sentenced under Section 498-A of the Penal Code, 1860 (“IPC”) and Sections 3 and 4 of the Dowry Prohibition Act. Against the said conviction and sentence, their appeal has been dismissed and revision petition was filed before the High Court but the same was not registered on account of the impugned Rule 159 as they failed to surrender to custody. It is submitted that this Rule is in conflict with the provisions of the Criminal Procedure Code dealing with the statutory revisional jurisdiction of the High Court and even in a fit case, the High Court cannot consider the revision petition and grant bail unless a convicted person covered by the Rules surrenders to custody. The Rule being subordinate legislation could not militate against the substantive statutory provision. Since the Division Bench of the High Court has upheld 2004 SCC OnLine Jhar 342 , 2004 Cri LJ 4392 the validity of the Rule and the special leave petition was dismissed SLP (Cri) No. 4890 of 2004, order dated 29-10-2004 (SC), “Heard the learned counsel for the petitioner. The special leave petition is dismissed.” by this Court against the said judgment, the petitioners have no other remedy except to approach this Court under Article 32 as their fundamental rights under Articles 14 and 21 are affected.

    4. A counter-affidavit has been filed by the Registrar General of the High Court of Jharkhand opposing the prayer for declaring the Rule to be ultra vires. Reliance has been placed on the judgment of the Division Bench of the High Court in Mahadeo Prasad Shrivastava v. High Court of Jharkhand 2004 SCC OnLine Jhar 342 , 2004 Cri LJ 4392 laying down that the Rule could not be held to be arbitrary, discriminatory or illegal. Special Leave Petition (Crl.) No. 4890 of 2004 filed against the said judgment was dismissed SLP (Cri) No. 4890 of 2004, order dated 29-10-2004 (SC), “Heard the learned counsel for the petitioner. The special leave petition is dismissed.” by this Court. It has also been stated that there is an identical provision in Order 21 Rule 6 of the Supreme Court Rules, 1966 and thus such a provision cannot be held to be arbitrary nor such a provision, in any manner, be held to be inconsistent with Section 389 read with Sections 397 and 401 CrPC. The High Court is competent to frame rules to regulate its procedure. Reliance has also been placed on a judgment of this Court in Mayuram Subramanian Srinivasan v. CBI (2006) 5 SCC 752 , (2006) 3 SCC (Cri) 83 laying down that a convicted person is required to surrender under Rule 6 of Order 21 of the Supreme Court Rules, 1966, unless the Court directs otherwise.

    5. We have given due consideration to the rival submissions.

    6. We do not find any merit in the challenge to the validity of the Rule. It is well-known practice that generally a revision against conviction and sentence is filed after an appeal is dismissed and the convicted person is taken into custody in the Court itself. The object of the Rule is to ensure that a person who has been convicted by two courts obeys the law and does not abscond. The provision cannot thus be held to be arbitrary in any manner. The provision is to regulate the procedure of the Court and does not, in any manner, conflict with the substantive provisions of CrPC relied upon by the petitioners.

    7. A similar provision exists in the Supreme Court Rules, 1966. In K.M Nanavati v. State of Bombay AIR 1961 SC 112 , (1961) 1 Cri LJ 173 , (1961) 1 SCR 497 this Court considered the scope and effect of identical provision of Order 21 Rule 6 of the Supreme Court Rules, then applicable, which read as follows: (AIR p. 120, para 14)

    “14. … ‘Where the petitioner has been sentenced to a term of imprisonment, the petition shall state whether the petitioner has surrendered. Unless the court otherwise orders, the petition shall not be posted for hearing until the petitioner has surrendered to his sentence.’”

    It was observed that the Rule only crystallised the pre-existing practice of this Court and the High Courts. Further, question considered was whether the Rule violated Article 161 of the Constitution which conferred power on the Governor to suspend the sentence as in that case, the Governor had suspended the sentence but still the convict was required under the Rule to surrender. This Court held that power of the Governor could not regulate procedure of the Court and if the case was to be heard by this Court, unless this Court granted exemption, the Rule prevailed. We are not concerned with the said question in the present case. Relevant observations in the said judgment AIR 1961 SC 112 , (1961) 1 Cri LJ 173 , (1961) 1 SCR 497 are: (K.M Nanavati case AIR 1961 SC 112 , (1961) 1 Cri LJ 173 , (1961) 1 SCR 497, AIR p. 120, para 14)

    “14. … This rule was, in terms, introduced into the Supreme Court Rules last year and it only crystallised the pre-existing practice of this Court, which is also the practice in the High Courts. That practice is based on the very sound principle which was recognised long ago by the Full Bench of the High Court of Judicature, North Western Provinces, in 1870, in R. v. Bisheshar Pershad (1870) 2 NWP HCR 441. In that case no order of conviction had been passed. Only a warrant had been issued against the accused and as the warrant had been returned unserved a proclamation had been issued and attachment of the property of the accused had been ordered, with a view to compelling him to surrender. The validity of the warrant had been challenged before the High Court. The High Court refused to entertain his petition until he had surrendered because he was deemed to be in contempt of a lawfully constituted authority. The accused person in pursuance of the order of the High Court surrendered and after he had surrendered, the matter was dealt with by the High Court on its merits. But as observed above the Rules framed under Article 145 are only in aid of the powers of this Court under Article 142 and the main question that falls for consideration is, whether the order of suspension passed by the Governor under Article 161 could operate when this Court had been moved for granting special leave to appeal from the judgment and order of the High Court. As soon as the petitioner put in a petition for special leave to appeal the matter became sub judice in this Court. This Court under its Rules could insist upon the petitioner surrendering to his sentence as a condition precedent to his being heard by this Court, though this Court could dispense with and in a proper case could exempt him from the operation of that rule. It is not disputed that this Court has the power to stay the execution of the sentence and to grant bail pending the disposal of the application for special leave to appeal. Rule 28 of Order 21 of the Rules does not cover that period, but even so the power of the Court under Article 142 of the Constitution to make such order as is necessary for doing complete justice in this case was not disputed and it would be open to this Court even while an application for special leave is pending to grant bail under the powers it has under Article 142 to pass any order in any matter which is necessary for doing complete justice.”

    8. Again in Mayuram Subramanian Srinivasan (2006) 5 SCC 752 , (2006) 3 SCC (Cri) 83, validity and effect of the identical rules i.e Rules 6 and 13-A of Order 21 of the Supreme Court Rules, 1966 was considered. It was observed:

    “7. Order 21 relates to special leave petitions in criminal proceedings and criminal appeals. So far as special leave petitions are concerned, Rule 6 application thereto is in almost identical language as that of Rule 13-A. In both cases it is stipulated that unless the petitioner or the appellant as the case may be has surrendered to the sentence, the petition/the appeal shall not be registered and cannot be posted for hearing unless the Court on written application for the purpose, orders to the contrary. In both cases it is stated that where the petition/appeal is accompanied by such an application that application alone shall be posted for hearing before the Court for orders. Therefore, the position is crystal clear that the criminal appeal cannot be posted unless proof of surrender has been furnished by the appellant who has been convicted. It appears from the various orders which have been filed by learned counsel for the appellant, the effect of Order 21 Rule 13-A has not been dealt with. It may be that the provision was not brought to the notice of the Bench. The requirements of Order 21 Rule 13-A are mandatory in character and have to be complied with except when an order is passed for exemption from surrendering.”

    9. In concurring judgment, it was observed: (Mayuram Subramanian Srinivasan case (2006) 5 SCC 752 , (2006) 3 SCC (Cri) 83)

    “16. It has been submitted that the statutory provisions of Section 389(3) CrPC have an overriding effect over the Supreme Court Rules and hence once bail has been granted to a convicted person by the trial court, this Court cannot insist that he should surrender to the sentence in terms of Rule 13-A before his appeal can be registered.
    17. While such a submission is attractive, it does not stand scrutiny for the simple reason that sub-section (3) of Section 389 CrPC empowers the trial court to release a convicted person on bail for such period as will afford him sufficient time to present an appeal and obtain orders of the appellate court under sub-section (1), namely, release on bail, and it is only for such period that the sentence of imprisonment shall be deemed to be suspended.
    18. The basic fallacy of Ms Jaiswal's submission is that it overlooks the question that grant of bail in the appeal presupposes surrender by the convicted person.
    19. The provisions of Section 389 CrPC and that of the Supreme Court Rules, 1966 are independent provisions and will have to be considered on their own standing.”

    10. Only further submission put forward is that inherent power of the Court to direct listing of the case by exempting the requirement of surrender has been taken away. It is pointed out that even in the Supreme Court Rules prohibition against listing without surrender is not applicable if the Court otherwise directs. Such exception is not to be found in the impugned Rule.

    11. It has not been disputed even by the learned counsel for the High Court that the Rule does not affect the inherent power of the High Court to exempt the requirement of surrender in exceptional situations. It cannot thus, be argued that prohibition against posting of a revision petition for admission applies even to a situation where on an application of the petitioner, on a case being made out, the Court, in exercise of its inherent power, considers it appropriate to grant exemption from surrender having regard to the nature and circumstances of a case. Thus, the exception as found in the corresponding Supreme Court Rules that if the Court grants exemption from surrender and directs listing of a case, the Rule cannot stand in the way of the Court's exercise of such jurisdiction, has to be assumed in the impugned Rule.

    12. In these circumstances, we do not find any ground to hold that the impugned Rule suffers from any infirmity. The writ petition is accordingly, dismissed.

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    Vivek Rai And Another v. High Court Of Jharkhand Through Registrar General And Others
    (Feb 4, 2015)