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  • Workmen's Compensation Act
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  • Workmen's Compensation Act
Smart Summary

Concise Analytical Summary of the Opinion

Factual and Procedural Background

This is an appeal by the employer, Merchant Steam Navigation Co. Ltd., from an order of the Commissioner for Workmen's Compensation awarding the workman (referred to in the opinion as respondent 1) compensation of Rs. 840 and Rs. 20 as costs. Respondent 1 was employed through respondent 2 (the stevedoring contractor) to load and unload cargo from the steamship "Victoria Marie" at Alleppey on 10-11-1950. While stacking oil drums in hatch No. 2 on 10-11-1950, the workman jammed his left thumb between two drums, sustaining a cut at the tip of the thumb and the loss of the nail.

Medical aid was provided. The Alleppey Port Workers' Union wrote to the employer on 1-12-1950 requesting payment of wages and medical charges, and the contractor (respondent 2) paid Rs. 18 towards medical charges. No further payment was made by the employer or contractor, and the workman proceeded under the Workmen's Compensation Act to the Commissioner for Workmen's Compensation.

The learned Commissioner found the workman's average weekly wages to be Rs. 90 and assessed the extent of disability at 20%. Relying on the schedule (Sch. IV of Act 13 of 1114 (Travancore)), the Commissioner treated the injury as a permanent total disablement of the thumb and awarded Rs. 840, deducted Rs. 18 already paid, and made an award of Rs. 822 in favour of the workman together with costs of Rs. 20. The employer appealed.

Legal Issues Presented

  1. Whether the appeal was competent (i.e., whether it raised a substantial question of law, particularly a challenge to the legality of the Commissioner’s procedure).
  2. Whether the applicant before the Commissioner was a "workman" within the meaning of the Workmen's Compensation Act (as argued by the Advocate-General).
  3. Whether the injury sustained amounted to "permanent total disablement" (as treated by the Commissioner) or was only temporary disablement (as claimed in the petition and union communication).
  4. Whether the Commissioner could lawfully base his award on a medical certificate issued by the Medical Officer without examining that officer in court (i.e., admissibility and evidentiary value of unproven medical certificates).

Arguments of the Parties

Advocate-General / Appellant's Arguments

  • Raised several points of law, including whether the applicant was a "workman" under the Act and whether the injury amounted to "permanent total disablement".
  • Contended that the Commissioner improperly used the medical certificate as the basis for the award without examining the Medical Officer who issued it, and that this procedure was irregular and legally unsustainable.

Respondent's Counsel (Workman's Counsel)

  • Initially contended that the appeal was incompetent because no substantial question of law was involved; this objection was overruled by the court.
  • Conceded that the Commissioner’s procedure (reliance on the unproven medical certificate) was irregular and that on the materials the award could not be sustained.
  • Requested that, instead of outright setting aside the award, the case be remanded to the Commissioner for further enquiry and proof (i.e., that the medical officer be examined).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ali Akbar v. Java Bengal Line, AIR 1937 Cal 697 Medical certificates are not admissible evidence by themselves; parties must call medical witnesses to put medical testimony before the Court. The court cited this decision to support the proposition that the Commissioner should not have relied on an unproven medical certificate and that a certificate alone cannot sustain an award.
Richards v. Sanders and Sons, (1912) 5 BWCC 352 (referenced in Ali Akbar) Authority for the rule that medical certificates are inadmissible as evidence unless the doctor is called; certificates alone are insufficient to found an award. Referred to within the Ali Akbar discussion as English authority underpinning the inadmissibility of unproven medical certificates; used by the court as part of the chain of authority condemning reliance on such certificates.
Panchanan Ghose v. Bhaggu Bari, AIR 1950 Cal 261 Medical certificates constitute hearsay and cannot form the sole basis for a finding of incapacity or extent of incapacity; the Commissioner is not a medical expert and cannot substitute observation for medical proof. The court relied on this case to reinforce that the Commissioner’s reliance on medical certificates (without calling the doctors) renders an order unsustainable.
Rameswar Lall Agarwala v. Ram Swami Alias Rama Swami, 54 Cal WN 812 A medical certificate is hearsay unless both sides agree to its reception as evidence; it cannot be accepted to prove injuries or extent of disability when produced by a person other than the doctor. Used to demonstrate that awards based solely on such certificates must be set aside; the court cited this authority in concluding that the Commissioner erred in adopting the medical certificate's content as decisive evidence.

Court's Reasoning and Analysis

The court's analysis proceeds in a stepwise manner, focusing on procedural irregularities rather than resolving all substantive legal questions raised:

  1. Competence of the appeal: The court overruled the respondent's objection that the appeal was incompetent, holding that a challenge to the legality of the Commissioner's procedure constitutes a substantial question of law sufficient to sustain the appeal.
  2. First procedural irregularity — scope of the claim vs. Commissioner's treatment:
    • The court examined the union letter of 1-12-1950 and the petition to the Commissioner and concluded both reflected a claim for temporary disablement (seeking wages during inability to work and medical expenses), not a claim that the thumb had sustained permanent total disablement.
    • The petition's prayers and the body of the petition were read as claiming compensation under column 4 of Sch. IV of the Act (half‑monthly payments for temporary disablement).
    • The Commissioner, however, treated the injury as permanent total disablement and awarded compensation accordingly — an action the court found to be beyond the scope of the case as presented and thus an excess of jurisdiction.
  3. Second procedural irregularity — use of medical certificate without proof:
    • The medical certificate was issued by the Medical Officer in charge of Alleppey District Hospital but the Medical Officer was not examined as a witness; the certificate resulted from a requisition by the Commissioner.
    • The court emphasized that the Commissioner adopted the medical officer's statements (the "ipse dixit" of the medical officer) as the basis for assessing a 20% loss of working capacity and for treating the injury as permanent.
    • Relying on earlier Calcutta High Court authorities, the court reiterated that medical certificates, when produced without proof or agreement by the parties to treat them as evidence, amount to hearsay and are insufficient to found a finding on incapacity or its extent.
  4. Decision on remand: Respondent's counsel asked for remand for further enquiry and for the medical officer to be called. The court declined to remand, giving these reasons (as recorded in the opinion):
    • The workman had not sought to call the medical officer before the Commissioner nor filed a witness list including the medical officer.
    • Nearly five years had elapsed since the accident, and in the court's view the interests of justice did not require sending the matter back to the Commissioner.
  5. Final consideration: The court found no acquiescence by the employer or contractor to the Commissioner's procedure. Coupled with the procedural overreach (treating a temporary disablement claim as permanent) and the reliance on an unproven medical certificate, the court concluded the Commissioner's order could not stand.

Holding and Implications

APPEAL ALLOWED; COMMISSIONER'S ORDER SET ASIDE; WORKMAN'S CLAIM DISMISSED.

Direct consequences for the parties:

  • The original award of compensation (Rs. 840, reduced to Rs. 822 after deducting Rs. 18, and costs of Rs. 20) is set aside.
  • The workman's claim is dismissed. The opinion records that no order as to costs is made.

Broader implications: The court relied on established authorities to condemn the practice of basing awards on medical certificates that have not been proved in evidence. The opinion refuses to remand the matter for rehearing in the particular circumstances of this case (including delay and the workman's procedural choices). The decision therefore removes the immediate award but does not purport to create a novel legal principle beyond reinforcing existing authorities on the inadmissibility of unproven medical certificates.

    The Merchant Steam Navigation Co. Ltd. Alleppey v. Mohammed Kunju Appukka And Another

    Koshi, C.J:— This is an appeal by the employer from an order of the Commissioner for Workmen's Compensation awarding respondent 1 a sum of Rs. 840/- as compensation in respect of an accident and Rs. 20/- as costs of the proceeding. Respondent 1 was a workmen employed by the appellants, the Merchant Steam Navigation Co. Ltd., for loading and unloading cargo from “Victoria Marie” which was in the port of Alleppey on 10-11-1950.

    2. The employment was made through respondent 2, the Stevedoring Contractor of respondent 1. On 10-11-1950 the respondent was engaged in stacking oil drums in hatch No. 2 of the Steamship mentioned and while engaged in that work his light thumb get jammed between two drums, with the result he sustained a cut at the he of the thumb and the nail got lost. The necessary medical aid was given to the workman and in due course the Alleppey Port Workers' Union took up his cause and notified the appellants that they should give him due compensation. Except an amount of Rs. 18/- paid by respondent 2 towards medical charges nothing further was done by respondent 1 or respondent 2. The workmen therefore moved the Commissioner for workmen's compensation and the learned Commissioner found that the average weekly wages of the workmen was Rs. 90/- and that extent of the disability resulting from the accident was 20 per cent.

    3. Accordingly he found that as per Sch. IV of Act 13 of 1114, (Travancore) the workman was entitled to a compensation of Rs. 840/-. The injury sustained was treated as permanent total disablement of the thumb. Deducting from the said sum of Rs. 840/- the amount of Rs. 18/- paid by respondent 2, an award was made in favour of the workman for Rs. 822/- together with costs (Rs. 20) against respondent 1. The appeal is against this decision.

    4. The learned Advocate General who appeared in support of the appeal raised several points before us and the respondent's counsel contended that the appeal itself was incompetent, inasmuch as no substantial question of law was involved in the appeal. The objection was straightaway overruled as in our opinion a challenge to the legality of the procedure adopted by the Commissioner would constitute a good ground for the appeal.

    5. Besides, the Advocate General's arguments covered various questions of law such as whether the applicant before the Commissioner was a workman within the meaning of the Workmen's Compensation Act and whether the injury sustained amounted to any “permanent total disablement”. In the view we take of certain matters of procedure arising in the appeal, it is, however, unnecessary to go into the latter questions.

    6. The first irregularity we notice in respect to the proceedings before the Commissioner is that while the applicant before him, that is, the workman, had not claimed any compensation on the basis that his thumb had sustained permanent Page: 56total disablement, the Commissioner treated the injury as such and proceeded to award compensation accordingly. On 1-12-1950 the Alleppey Port Workers' Union wrote to the Commissioner as follows:

    Alleppey Port Workers' Union

    (Reg. No. 7).

    Alleppey.

    Ref. 479/26.Date: 1-12-’50.

    Merchant Steam Navigation Co., Ltd., Alleppey.

    Dear Sirs,

    Ref: Accident in s.s Victoria Marie.

    With reference to the above accident we have to inform you that Com. Mohemed Kunju Apooka had been admitted in the District Hospital on 10-11-50 and even now he is under treatment and unable to attend to his work. So we have to request you to kindly make necessary arrangements so that his rightful wages and medical charges are immediately paid. Till yesterday he had lost 8 wages and further we have to inform you that he is liable to receive his medical charges and wages till he is completely cured of.

    Requesting you once again to do the needful immediately and oblige.

    Yours faithfully,

    Sd/- President.”

    7. We cannot treat the demand made here as anything more than a claim for compensation for temporary disablement. The petition before the Commissioner is also couched in similar terms. Paragraphs 5 and 6 of the petition and the prayer portion thereof may usefully be quoted here:

    “(5) The applicant is accordingly entitled to receive the rightful wages of compensation till completely cured of for work and an amount of Rs. 50/- for expenses against medical treatment.

    (6) The applicant has taken the following steps to secure a settlement by agreement namely: on behalf of the applicant the representative of the Alleppey Port Workers' Union approached the Agent and requested him to give the applicant his rightful wages of compensation and the necessary financial aid for the medical treatment; but the Agent declined to do so stating that he is not bound to give such a compensation or monetary aid, and hence it has proved impossible to settle the question in dispute.”

    8. You are therefore requested to determine the following questions in dispute, namely:

    (a) Whether the opposite party is liable to pay such compensation as is due;

    (b) Whether the opposite party is liable to meet the expenses for medical treatment for the injured thumb of the applicant.”

    9. No doubt prayer (a) says “such compensation as is due” but to understand what ‘due compensation’ according to the applicant was the petition has to be read as a whole. We are clear in our minds the prayer was only for such compensation as was admissible under col. 4 of Sch. 4 of the Act that is, “half-monthly payment as compensation for temporary disablement”. The Commissioner went out of his way and exceeded his jurisdiction in proceeding to hold the enquiry and award compensation as if the injury resulted in permanent total disablement of the thumb.

    10. The next irregularity we notice in the procedure adopted by the Commissioner is of the use he made of the Medical certificate issued by the Medical Officer in charge of Alleppey District Hospital. The medical officer was not examined. Indeed the certificate was issued as the result of a requisition from the Commissioner himself.

    11. The learned Advocate-General contended that without examining the medical officer who issued the certificate the learned Commissioner ought not to have made that the basis for his award. The Counsel for respondent 1 had to concede that the procedure was irregular and that on the materials in the case the award cannot be sustained. His request, however, was that the case should be remanded for further enquiry.

    12. We do not consider that the circumstances of the case warrant it. Before the Commissioner respondent 1 did not want to call the medical officer as a witness nor had he even filed a witness list making the medical officer one of the witnesses on his side. Interest of justice do not demand that the case should go back to the Commissioner especially when the workman himself claimed only compensation for temporary disablement. Very nearly five years have elapsed since the accident took place.

    13. This irregularity of using a medical certificate without proof occurs frequently and as it is likely to be repeated we would refer to certain decided cases which deal with the question. Before that it is worth noticing that the commissioner's order states that the medical certificate has been proved by the applicant. The certificate contains the following particulars:

    “1. A cut at the tip of the thumb which was healed. The nail is absent.

    2. He cannot flex the thumb and as such his use of the thumb is lost to a certain extent though not completely. Hence the percentage of loss in the working capacity may be fixed as 20 per cent.”

    14. In awarding a compensation of Rs. 840/- to respondent 1 the learned Commissioner merely adopted the ‘ipse dixit’ of the medical officer who gave medical aid to the workman.

    15. The use of medical certificates in Workmen's Compensation cases without proof has been the subject of severe comments in several cases and here we shall content ourselves by referring to three decisions of the Calcutta High Court. In — Ali Akbar v. Java Bengal Line*, Calcutta’, AIR 1937 Cal 697 (A), Costello, Ag. C.J said:

    “The learned Commissioner neither at that stage nor at any other stage should have paid any attention whatever to a medical certificate no matter how eminent the giver of it might be. It has been laid down in England on more than one occasion that medical certificates are not of themselves admissible in evidence. If the workman on his side and the employers on their side desire to put medical testimony before the Court they must do so by calling medical witnesses.

    In this connexion, I will refer to one authority only; — ‘Richards v. Sanders and Sons’, (1912) 5 BW CC 352 (B). In that case the workman (a painter) claimed compensation for a strain to his heart which he said occurred whilst he was at work on a scaffold. The Judge accepted the applicant's evidence as to the nature of the accident and the manner in which it happened and admitted as evidence, although objection was made, three certificates of a certain doctor who had failed to attend on subpoena and on the strength of these certificates awarded compensation to the workman. The employers appealed and the Court of Appeal held that the certificates were inadmissible.”

    16. In — ‘Panchanan Ghose… v. Bhaggu Bari….’, AIR 1950 Cal 261 (C), Harries, C.J dealt with the question as follows:

    “Learned advocate for the appellant has also urged that there was really no evidence of incapacity or disablement. Admittedly, no doctors were Page: 57called and the learned Commissioner has acted upon the medical certificates. Medical certificates are the worst form of hearsay evidence. They merely record what somebody who is not a witness has written. There is nothing to suggest that the parties agreed to be bound by these certificates and I cannot see that any order finding incapacity and the extent of incapacity can ever be founded upon a mere medical certificate.

    The Commissioner also noted that he had seen the workman. The Commissioner is not medical man and in this class of litigation malingering and false claims are notorious and I am sure that the Commissioner would find it very difficult to say whether an alleged injury to a joint was real or not. However, all the Commissioner had in this case were medical certificates together with his own observation. However, it is not necessary to consider this question further because it is quite clear that this order cannot possibly be sustained and must be set aside.”

    17. The third case we desire to refer to is that reported as — ‘Rameswar Lall Agarwala… v. Ram Swami Alias Rama Swami….*’, 54 Cal WN 812 (D). The judgment in that case is also one delivered by Harries C.J, and it contains the following instructive passage:

    “………. The only evidence of the extent of disability, if it can be called evidence, was a medical certificate signed by the workman's doctor. A medical certificate is not evidence unless both sides agreed to it being received as evidence. A medical certificate is merely a statement in writing of the doctor's view as to the injury and disability. The applicant could not go into the box to state that the doctor had told him that the disability was 70 per cent. and neither can he produce a medical certificate signed by the doctor.

    In producing the medical certificate he is in effect telling the Court what the doctor had told him in writing. A medical certificate is a hearsay evidence when produced by any person other than the doctor who gave it and that being so, it cannot be accepted to prove the injuries or the extent of the disability.

    Learned Advocate for the workman has to concede that an award cannot be based on this medical certificate and he further concedes that there was no other medical evidence of any kind upon which the Court could assess the degree of incapacity. That being so, the award cannot stand and must be set aside.”

    18. On the records of the present case we cannot find any manner of acquiescence on the part of the employer or his contractor in the procedure adopted by the learned Commissioner.

    19. In the result therefore, we would allow the appeal, set aside the order of the Commissioner for Workmen's Compensation and dismiss the workman's claim. No order is made for costs.

    20. Appeal allowed.

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    Comments

    The Merchant Steam Navigation Co. Ltd. Alleppey v. Mohammed Kunju Appukka And Another
    (Jul 11, 1955)