Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Case Number
Advocates
Judges
Acts
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Advocates
Judges
Acts
Smart Summary

Court Order Summary — Criminal Miscellaneous No. 594 of 1958

Factual and Procedural Background

This matter arises from the Court's order dated 1 May 1958 in Criminal Revision No. 835 of 1957.

The essential facts, as stated in the opinion, are:

  • A first information report under section 408, Indian Penal Code, was lodged by Fida Ahmed (Private Secretary to the Nawab Iftikhar Ali Khan of Malerkotla) alleging criminal breach of trust by the accused, Shaukat Ali Khan, who had once been in the Nawab's service.
  • During the trial before the Magistrate 1st Class, Malerkotla, the prosecution sought to examine Nawab Iftikhar Ali Khan as a witness. A letter of request was issued for his attendance and the Nawab applied to be exempted from ordinary attendance on the ground of immunity and to be examined on commission.
  • On 8 October 1956, the Magistrate ordered the Nawab to be examined on commission. The accused challenged this order in revision before the Sessions Judge, Barnala, who affirmed the Magistrate's order and dismissed the revision.
  • The accused then brought Criminal Revision No. 835 of 1957 to the High Court. The Nawab was not impleaded as a party in either the Sessions Court or the High Court. The High Court allowed the revision, holding that no immunity attached to the Nawab and that section 503 of the Code of Criminal Procedure did not protect him; the High Court set aside the Magistrate's order and directed the Nawab to appear in Court as a prosecution witness.
  • The present proceedings are an application by the Nawab (Criminal Misc. No. 594 of 1958) seeking recall/re-opening of the High Court's order dated 1 May 1958 on the grounds that the order was ex parte as to him and that he enjoys immunity under covenants and constitutional provisions; alternatively, that section 503 Cr.P.C. afforded protection.

Legal Issues Presented

  1. Whether any immunity attached to the Nawab Iftikhar Ali Khan preventing his compulsory appearance before the ordinary courts in respect of the matter in question.
  2. Whether, independently of any constitutional immunity, the provisions of section 503 of the Code of Criminal Procedure afforded protection necessitating the issuance of a commission to record the Nawab's evidence.
  3. Whether the High Court's order dated 1 May 1958 (in Criminal Revision No. 835 of 1957) could be recalled or re-opened where the affected person (the Nawab) had not been made a party and the order was said to have been ex parte as to him.

Arguments of the Parties

Applicant (Nawab Iftikhar Ali Khan) — Main Contentions

  • The High Court order dated 1 May 1958 was effectively ex parte as to the Nawab because he had not been before the Court or made a party, and the order vitally affected his privileges; therefore, it should be recalled and the Nawab heard on the merits.
  • The Nawab enjoyed complete immunity from the ordinary process of courts by virtue of covenants entered into at the time Malerkotla integrated into the Patiala and East Punjab States Union. Specific references relied upon included Article 13 of the Covenant, paragraph 240 of the White Paper, and clause 21 of the memorandum of personal privileges of the Rulers of the integrated States.
  • Constitutional backing for such immunity was invoked, specifically Article 362 and Article 363 of the Constitution of India, which, according to the applicant, furthered protection guaranteed under the covenants/agreements.
  • As an alternative to constitutional immunity, it was contended that section 503 of the Code of Criminal Procedure also afforded protection (i.e., could justify examination on commission rather than personal appearance).

Opposite Side / State — Main Contentions

  • At earlier stages counsel for the State suggested the High Court order of 1 May 1958, being a judgment in a criminal matter, could not be reviewed. (Subsequently the Advocate-General conceded the questioned order was not a judgment and could be recalled.)
  • The Advocate-General sought support from the decision in Parshotam Vijaya v. Dilip Singhji (AIR 1953 Madh B. 254), contending that the covenant was a mere agreement and not a statute and therefore could not be given effect to in the manner claimed by the applicant.
  • In the earlier High Court revision (the order dated 1 May 1958), it was held (for reasons recorded in that order) that no immunity attached to the Nawab and that section 503 Cr.P.C. did not protect him; that view had been conceded by the counsel for the State in that earlier proceeding.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Parshotam Vijaya v. Dilip Singhji, AIR 1953 Madh B. 254 Invoked by the Advocate-General to support the contention that the covenant was a mere agreement and not a statute (i.e., that the covenant could not be given statutory effect). The Court noted the Advocate-General's reliance on this decision but rejected the underlying premise for the present case: the Court held that the covenant is not to be treated in isolation because it is reinforced by constitutional provisions (Articles 362 and 363), and therefore the argument that the covenant alone is ineffective did not determine the matter in the Nawab's favour.

Court's Reasoning and Analysis

The Court's analysis proceeded in two main strands: constitutional/covenantal immunity and the separate question of protection under section 503 Cr.P.C.

On constitutional and covenantal immunity:

  • The Court reviewed the textual materials relied upon by the applicant: Article 13 of the Covenant (as reproduced in the White Paper), paragraph 240 of the White Paper (which described guarantees given to the Rulers including immunity from civil and criminal jurisdiction), and clause 21 of the memorandum of personal privileges (which stated that it would be for courts to decide the extent of immunity but that such immunity would continue to be granted by courts).
  • The Court considered Article 362 of the Constitution, which requires that due regard be had to guarantees or assurances given under covenants or agreements in respect of the personal rights, privileges and dignities of Rulers.
  • The Court considered Article 363 as well, emphasizing that it furthered protection by excluding justiciability of disputes arising out of pre-Constitution covenants or agreements (subject to Article 143 exceptions), thereby insulating such rights and privileges from ordinary court jurisdiction.
  • On this basis the Court concluded that sovereign assurances given at the time of integration, which later received constitutional recognition, guaranteed the personal privileges and rights of the Rulers, including protection from the ordinary process of the municipal courts. The Court expressed little doubt about this conclusion.
  • The Court explicitly rejected (for the purposes of this case) the contention, advanced by reliance on Parshotam Vijaya, that the covenant should be treated merely as an ordinary agreement with no statutory or constitutional backing. The Court's view was that the covenant "does not stand alone" and is supported by constitutional provisions.

On the question of section 503 of the Code of Criminal Procedure:

  • The Court addressed the applicant's alternative plea that section 503 Cr.P.C. independently afforded protection sufficient to justify examination on commission.
  • The Court concluded that the present matter did not strictly fall within the purview of section 503. It observed that a Magistrate's powers to issue a commission to examine a witness are circumscribed and that there is no discretion exercisable outside the statutory provisions.
  • The Court further noted that the instant matter did not meet the requirements of the term "inconvenience" as contemplated by the provision; hence section 503 did not, on its own, afford the protection sought in this case.

On the procedural question of recalling the High Court order:

  • Earlier in the proceedings counsel for the State had suggested the High Court's order might be immune from review as a criminal judgment; however, the Advocate-General conceded (on the Court's directions) that the questioned order was not a judgment and could be recalled without engaging the strictures applicable to review of criminal judgments.
  • Having determined that constitutional immunity attached to the Nawab, the Court found it appropriate to recall its earlier order of 1 May 1958 in Criminal Revision No. 835 of 1957.

Holding and Implications

Holding: The application is allowed. The Court recalled and set aside its order dated 1 May 1958 in Criminal Revision No. 835 of 1957 and affirmed the trial Magistrate's order dated 8 October 1956 directing that Nawab Iftikhar Ali Khan be examined on commission. The Court held that the applicant Nawab was entitled to immunity from appearance in Court and that the trial Magistrate was right in directing examination on commission.

Implications and immediate consequences:

  • Direct effect on the parties: The High Court's prior order requiring the Nawab to appear in Court has been set aside; the trial Magistrate's order to examine the Nawab on commission is reinstated and affirmed.
  • The Court's reasoning rests on a conclusion that the covenants and guarantees made at integration, supported by Articles 362 and 363 of the Constitution, protect the personal privileges of the Ruler, including immunity from ordinary process. The opinion treats these protections as constitutionally reinforced rather than as mere standalone agreements.
  • The opinion states no broader pronouncement about creating new legal precedent beyond applying constitutional provisions to the facts before the Court; the decision's direct effect is to protect the applicant in this proceeding and to validate the Magistrate's exercise of power to direct examination on commission in the circumstances of this case.

Disposition: Order dated 1 May 1958 (Criminal Revision No. 835 of 1957) set aside; order of the trial Court dated 8 October 1956 restored and affirmed; application allowed.

    Shaukat Ali Khan. v. The State Of Punjab, .

    ORDER (1) This petition has arisen from my order dated the 1st May, 1958, in Criminal Revision No. 835 of 1957.

    (2) To appreciate the points agitated, it is necessary to set out the relevant facts. A first information report under section 408, Indian Penal Code, was lodged at the instance of Fida Ahmed, Private Secretary to the Nawab Iftikhar Ali Khan of Malerkotla, alleging commission of criminal breach of trust by the accused (Shaukat Ali Khan) who was at one time in the service of the Nawab. During the proceedings in the trial Court (Magistrate 1st Class Malerkotla) the prosecution wanted to examine Nawab Iftikhar Ali Khan as a witness and, it appears, at the instance of the counsel of the State a letter of request was issued to the Nawab for appearing in Court on or about 3rd October, 1956. An application was moved on behalf of the Nawab representing that he was immune from the ordinary process of the Court, exemption from appearance in Court accordingly was sought and it was prayed that he should be examined on commission.

    The prayer was allowed and the Nawab was on 8th October, 1956, ordered to be examined on the commission. The said order directing examination on commission was attacked by the accused in revision before Session Judge, Barnala. The learned Sessions Judge, while affirming the order of the trail Magistrate, dismissed the revision. From the order of the learned Sessions Judge, the accused came up to the High Court in Criminal Revision No. 835 of 1957. Nawab Iftikhar Ali Khan was not impleaded as a party either before the learned Sessions Judge or in the High Court. On the grounds that no immunity attached to the Nawab, which was conceded by the counsel for the State and that provisions of section 503 of the Code of Criminal Procedure did not protect him, the revision was allowed and the order of the learned Magistrate was set aside. In the result, the Nawab was directed to appear in Court for giving evidence as a prosecution witness.

    (3) The learned appearing for the applicant Nawab Iftikhar Ali Khan in the present proceedings raised two-fold contentions, namely, that the order of this Court dated the 1st May, 1958, in Criminal Revision No. 835 of 1957 was an ex parte order as respects the Nawab, for he was never before this Court, nor had he been made a party to the proceedings; and since the order affected his privileges vitally and was prejudicial to his rights and interests, the order be recalled, re-opened and the applicant be heard on merits. It was otherwise urged that complete immunity attached to the Nawab, in view of the convenient executed at the time Malerkotla integrated into Patiala and East Punjab States Union, and the learned counsel for the State appearing in Criminal Revision No. 835 of 1957 had not properly defended the interest of the Nawab, having erroneously conceded the point. Apart from the question of immunity, it was contended that provisions of section 503 of the Code of Criminal Procedure also afforded protection.

    (4) At some earlier stages of the hearing, the learned counsel appearing for the State suggested that the order dated the 1st May, 1958, being a judgment in a criminal matter could not be reviewed, but the Advocate-General, who on the directions of the Court in view of the importance of the matter had appeared, conceded that the questioned order is not a judgment and the same could be recalled without involving any considerations relating to review of a judgment in criminal cases.

    (5) The question that remains to be determined thus is whether any immunity attached to the Nawab as respects the matter in question, and that apart, whether provisions of section 503 of the Code of Criminal Procedure independently extended protection necessitating issuance of a commission.

    (6) The learned counsel for the applicant urged that the immunity had been guaranteed by the Constitution of India. Submission was that at the time of the integration of the Patiala and East Punjab States Union, the Rulers of the integrating States, the Nawab of Malerkotla being one of them, had entered into a covenant with the Union of India by which their integrity and privileges since enjoyed including immunity from the ordinary process of Courts of law had been safeguarded. Reference was invited to the contents of Article 13 of the Covenant and para 240 of the White Paper and para 21 of memorandum of personal privileges of the Rulers of the integrated States. Article 13 of the White Paper reads:

    "13. The Ruler of each covenanting State, as also members of his family, shall be entitled to all the personal privileges, dignities and titles enjoyed by them whether within or outside the territories of the State, immediately before the 15th day of August, 1947."

    Para 240 referred to above was worded:

    "240. Guarantees regarding rights and privileges--Guarantees have been given to the Rulers under the various Agreements and Covenants for the continuance of their rights, dignities and privileges. The rights enjoyed by the Rulers vary from State to State and are exercisable both with in and without the states. They cover a variety of matters ranging from the use of red plates on cars to immunity from Civil and Criminal Jurisdiction and exemption from customs duties etc. Even in the past it was neither considered desirable nor practicable to draw up an exhaustive list of all these rights. During the negotiations following the introduction of the scheme embodied in the Government of India Act, 1935, the Crown Department had taken the position that no more could be done in respect of the rights and privileges enjoyed by the Rulers than a general assurances of the intention of the Government of India to continue them. Obviously it would have been a source of perpetual regret if all these mattes had been treated as justifiable. Article 363 has, therefore, been embodied in the Constitution which excludes specifically the Agreements of Merger and the Covenants from the jurisdiction of courts except in cases which may be referred to the Supreme Court by the President. At the same time the Government of India considered it necessary that constitutional recognition should be given to the guarantees and assurances which the Government of India have given in respect of the rights and privileges of Rulers. This is contained in article 362, which provides that in the exercise of their legislative and executive authority, the legislative and executive organs of the Union and States will have due regard to the guarantees given to the Rulers with respect to their personal rights, privileges and dignities."

    Clause 21 of the memorandum of personal privileges of the aforesaid rulers is in the following terms:--

    "(21) Immunity from the process of courts of law--It would be for the courts to decide whether a Ruler is immune from Civil and Criminal Process and if so to what extent and under what circumstances. The Government of India have no doubt that such immunity as the Rulers enjoyed before the 15th of August, 1947 in British Indian Courts would be regarded as a personal privilege of the Rulers and in view of the express provision in the merger Agreements and Covenants, it will continue to be granted to them by all courts in India. The Government of India do not consider that any statutory provision is necessary."

    (7) Attention was also called to the provision of Article 362 of the Constitution which says:

    "362. In the exercise of the power of Parliament or of the Legislature of a State to make laws or in the exercise of the executive power of the Union or of a State, due regard shall be had to the guarantee or assurance given under any such covenant or agreement as is referred to in Article 291 with respect to the personal rights, privileges and dignities of the Ruler of an Indian State."

    (8) These provisions unmistakenly show that the signatory Rulers to the covenant in their own territories enjoyed sovereign power before integration and could not, in view of the provisions set out, be subjected to the ordinary process of the municipal courts. Article 362 of the Constitution of India clearly furthered the protection guaranteed under covenant or agreement as respects the personal rights, privileges of the Rulers of the integrated States.

    (9) Article 363 of the Constitution was still a step one further in the scheme envisaging protection of all those rights and privileges, for nothing arising from or relating to the covenants or agreements was made justiciable.

    (10) Article 363(1) of the Constitution provides:

    "363. (1) Notwithstanding anything in this Constitution but subject to the provisions of Article 143, neither the Supreme Court nor any other Court shall have jurisdiction in any dispute arising out of any provision of a treaty, agreement, covenant, engagement, sanad or other similar instrument which was entered into or executed before the commencement of this Constitution by any Ruler of an Indian State and to which the Government of the Dominion of India or any of its predecessor Government was a party and which has or has been continued in operation after such commencement, or in any dispute in respect of any right accruing under or any liability or obligation arising out of any of the provisions of this Constitution relating to any such treaty, agreement, covenant, engagement, sanad or other similar instrument."

    (11) It is indeed plain, and I have little doubt, that the sovereign power at the time of integration extend solemn assurances which later received constitutional recognition guaranteeing the personal privileges and rights including protection from ordinary process of Courts to the Rulers of the integrating States.

    (12) For the opposite side the learned Advocate-General, while seeking support from decision in Parshotam Vijaya v. Dilip Singhji, AIR 1953 Madh B. 254, contended that the covenant was a mere agreement and not a statute and could not, therefore, be given effect to. For the view I have taken, and if I am right, the covenant does not stand alone, it has the backing of constitutional provisions as above observed.

    (13) As regards the second alternative ground raised on behalf of the applicant, namely, that section 503 of the Code of Criminal Procedure also afforded protection, I am still of the opinion that the matter did not strictly fall within the purview of the provisions of the said section, the learned Magistrate's powers to issue commission to examine a witnesses are circumscribed and there is no discretion exercisable outside the said provisions. The instant matter did not answer to the requirements of the term 'inconvenience' either as already observed.

    (14) For the conclusion that there was constitutional immunity as respects the applicant, I have no hesitation in recalling my order dated 1st May, 1958, in Criminal Revision No. 835 of 1957. I would order accordingly (15) Criminal Miscellaneous No. 594 of 1958 must succeed. While allowing the same, I would hold that the applicant Nawab Malerkotla was entitled to immunity from appearance in Court and that the trial Magistrate was right in directing commission to record his statement.

    (16) In the result, order dated the 1st May 1958, in Criminal Revision NO. 835 of 1957 is set aside and the order of the trial Court dated the 8th October, 1956, is resorted and affirmed.

    (17) Application allowed.

    Use AI to get other relevant cases.

    Comments

    Shaukat Ali Khan. v. The State Of Punjab, .
    (Nov 19, 1959)