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Smart Summary

Structured Summary of the Opinion

Factual and Procedural Background

A partition suit was instituted by the original plaintiff in forma pauperis. During the pendency of the suit the plaintiff died, leaving a will and appointing two sisters as executrixes. The executrixes applied to be added on the record as the deceased's legal representatives and were made plaintiffs 2 and 3. Subsequently, one of the defendants applied to the lower Court under Rule 9 of Order 33 of the Civil Procedure Code to dispauper the plaintiffs who had been added as legal representatives. The learned Subordinate Judge directed that, as a condition precedent to continuing the suit, the added plaintiffs must pay the institution fee in respect of the plaint by a date fixed by him. A Civil Revision Petition was preferred against that order.

Legal Issues Presented

  1. Whether, when a plaintiff who sued in forma pauperis dies, his executor (legal representative) is liable to be dispaupered on the ground that, personally, the executor is not a pauper.
  2. Whether the legal representative at that stage is liable to be called upon to pay the Court-fee that was payable on the institution of the suit.

Arguments of the Parties

Arguments advanced on behalf of the petitioners

  • The petitioners' vakil drew attention to a passage in the judgment of Manaji Rajuji v. Khandoo Baloo in which it was said (by admission before that Court) that if the executor had asked to institute the suit in forma pauperis the application would have to be refused. The petitioners relied on authorities and rules indicating that the legal representative should be regarded in his representative character for purposes of dispaupering.

Arguments advanced on behalf of the respondents / position adopted before the lower Court

  • The Subordinate Judge followed the decision of Mr. Justice Davar in Manaji Rajuji v. Khandoo Baloo and ordered dispaupering and payment of the institution fee as a condition to proceed.
  • The learned vakil for the respondents relied on Farzand Ali Khan v. Amir Haider for the proposition that leave to sue in forma pauperis is a personal right.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Manaji Rajuji (Rao Saheb) v. Khandoo Baloo Authority for dispaupering legal representatives (as applied by the Subordinate Judge); contains a statement (by admission before that Court) that an executor applying to institute in forma pauperis would be refused. The Court held that this decision was wrongly decided and declined to follow it as authoritative for the proposition that a legal representative must be dispaupered simply because personally he is not a pauper.
Bhaghut Doss v. Buloram Doss Supports the position that no inquiry is necessary into the personal means of a legal representative admitted as representative of an admitted pauper; the Court should admit the legal representative to carry on the suit. The Court relied on this as supporting the view that the legal representative's representative character is what matters and that the lower Court erred in making inquiry into the executrixes' personal means.
Venkatanarasayya v. Achemma Establishes that English practice (requiring next friend to be a pauper when a minor sues in forma pauperis) is not part of the Code; the juridical plaintiff's position is decisive, not the personal means of the person acting for him. The Court cited it for the principle that regard must be had to the real juridical plaintiff (the representative capacity), not merely the physical person acting for the plaintiff.
In re Bill (and related authority mentioning Administratrix / fiduciary/representative) Holds that persons holding a fiduciary or representative character may sue in forma pauperis; English rule excluding fiduciaries was not adopted in India. The Court treated this authority as supporting the proposition that fiduciaries/representatives need not be denied pauper status merely because personally they may have means, subject to qualifications discussed.
Perumal Goundan v. Thirumalarayapuram Jananukoola Dhanasekhara Sangha Nidhi Holds that a liquidator of a company (though not a pauper personally) may file a suit in forma pauperis on behalf of a pauper company; the judgment refrains from endorsing Manaji Rajuji. The Court cited it as a supportive Madras authority and noted the learned Judge in that case refrained from opining as to the correctness of Manaji Rajuji.
Mohammad Zaki v. The Municipal Board of Mainpuri Holds that where a person suing in forma pauperis becomes insolvent, the Receiver in insolvency is entitled to continue the suit in forma pauperis. The Court relied on this as an example of a representative or successor continuing a suit in forma pauperis in circumstances where the juridical interest persists.
Farzand Ali Khan v. Amir Haider For the proposition (as relied on by respondents) that leave to sue in forma pauperis is a personal right. The Court acknowledged the point but held that the personal nature of the right is not a sufficient reason to conclude that the legal personal representative loses the right when acting in a representative capacity.

Court's Reasoning and Analysis

The Court began by framing the principal interpretive question: whether the term "plaintiff" in Rule 9 of Order 33 of the Civil Procedure Code, as applied to the legal representative of a deceased pauper plaintiff, refers to the physical person before the Court or to the juridical person in his representative capacity.

The Court relied on statutory language and procedural rules to interpret that term. It noted that under the General Clauses Act the word "person" includes bodies and that, as a matter of procedural law, the word indicates a juridical person. It observed that a single human being may have multiple juridical capacities (and thus juridical personalities) and that Rules such as Rule 4 of Order 7 (plaintiff suing in representative character must show existing interest and necessary steps to sue) and Rule 5 of Order 2 (separation of claims by or against an executor/administrator as such from personal claims) point to treating the legal representative in his representative character.

The Court reasoned that construing "plaintiff" to refer only to the physical person would produce impractical consequences (for example, trustees or fiduciaries being prevented from litigating in a representative capacity because of their personal means). The Court emphasized the representative character of a legal representative brought on the record under Rule 3 of Order 22 and concluded that, for the purposes of Rule 9 of Order 33, the means of the original pauper plaintiff are to be regarded as the means of the legal representative in his representative capacity.

The Court examined authorities. It treated Bhaghut Doss v. Buloram Doss and other Madras cases as supportive of the proposition that a legal representative, admitted to represent a pauper plaintiff, need not be subjected to inquiry into his personal means. The Court rejected the Bombay decision in Manaji Rajuji v. Khandoo Baloo as wrongly decided. However, it qualified its conclusion: if the legal representative, in his representative capacity, has, by reason of possession from the deceased's estate, sufficient means within the meaning of the relevant clause, then he may be dispaupered under Rule 9 of Order 33 just as the original plaintiff might have been.

Regarding the lower Court's reliance on the executrixes being legatees, the Court found that fact irrelevant in the absence of any showing that, in their capacity as executrixes or legatees, they were in possession of sufficient means. Consequently, the dispaupering order was unjustified on that ground.

On the separate question whether a dispaupered plaintiff could be retrospectively required to pay the Court-fee for a plaint originally admitted without fee, the Court expressed doubt. It observed that the right to levy Court-fees in such a situation would, under the procedure laid down, lie only by decree; Rule 11 of Order 7 was not viewed as apt to provide retrospective effect to a dispaupering order. The Court, however, did not decide that point finally because it was not necessary after deciding the primary issue.

Holding and Implications

Core Ruling: The order of the Subordinate Judge dispaupering the petitioners and directing payment of the Court-fee is set aside; the petitioners are to be allowed to continue the suit in forma pauperis.

Direct consequences for the parties:

  • The petitioners (the executrixes/legal representatives) are permitted to proceed in the suit in forma pauperis.
  • The respondents are ordered to pay the costs of the petitioners in this petition.

Broader legal implications (as stated in the opinion):

  • The Court rejected the Bombay authority of Manaji Rajuji v. Khandoo Baloo as incorrectly decided and preferred Madras authorities that treat the legal representative's representative character as decisive for pauper status.
  • The Court recognized a qualification: where the legal representative, in his representative capacity, has come into possession of sufficient means from the estate of the deceased (within the applicable clause), he may yet be dispaupered under Rule 9 of Order 33.
  • The question whether a dispaupered plaintiff can be retrospectively called upon to pay the Court-fee for a plaint originally admitted without fee remains doubtful and was left undecided in this opinion.

Order set aside. (K. S. D.)

    Sivagami Ammal v. T.S. Gopalaswami Odayar

    The question raised in this Civil Revision Petition is of considerable importance. A suit for partition was allowed to be instituted by the plaintiff in forma pauperis. He died during the pendency of the suit leaving a will and appointing two of his sisters as executrixes. On their application to be brought on the record as legal representatives, they were made plaintiffs 2 and 3 in the suit. One of the defendants in the suit would thereafter appear to have applied to the lower Court, under R. 9 of O. 33, Civil Procedure Code, to dispauper the plaintiffs so added as legal representatives and the learned Subordinate Judge directed that they should, as a condition precedent to continuing the suit, pay the institution fee in respect of the plaint on or before a date fixed by him. Against that order, this Civil Revision Petition has been preferred.

    The questions that arise for determination are whether, when the plaintiff in a suit instituted in forma pauperis dies, his executor is liable to be dispaupered, because personally he is not a pauper and whether he is also liable to be called upon at that stage to pay the Court-fee payable on the institution of the suit. The learned Judge in the Court below made the order following the judgment of Mr. Justice Davar in the case of Manaji Rajuji (Rao Saheb) v. Khandoo Baloo(1). It is true that that decision is a direct authority for the position. The learned vakil for the petitioners drew my attention to the statement at page 291 of the report of the judgment in that case where the learned Judge states that it was admitted before him that, if the executor had come before the Court and asked to institute the suit in forma pauperis, the application would necessarily have to be refused. I am unable to say why or how such an admission came to be made and how far the decision of the learned Judge was influenced by such admission. However that may be, I cannot regard the decision as correct. The real question is whether the expression ‘plaintiff’ in R. 9 of O. 33 of the Civil Procedure Code when applied to the legal representative of a deceased pauper plaintiff refers to the physical person before the Court or the legal person in his representative capacity as the legal representative of the deceased pauper plaintiff. Under the General Clauses Act the word ‘person’ includes not only individual human beings but also companies or associations or bodies of individuals whether incorporated or not. As I understand the scheme of the Law of Procedure in this country, the word ‘person’ indicates a juridical person. In that view, it is possible that an individual human being might, by reason of his possessing several juridical capacities, be susceptible of possessing a number of juridical personalities. Rule 4 of O. 7 of the Civil Procedure Code is as follows:—

    “Where the plaintiff sues in a representative character, the plaint shall show not only that he has an actual existing interest in the subject-matter, but that he has taken the steps (if any) necessary to enable him to institute a suit concerning it.”

    Rule 5 of O. 2 runs as follows:

    “No claim by or against an executor, administrator or heir, as such, shall be joined with claims by or against him personally, unless the last mentioned claims are alleged to arise with reference to the estate in respect of which the plaintiff or defendant sues or is sued as executor, administrator, or heir, or are such as he was entitled to or liable for, jointly with the deceased person whom he represents.”

    These provisions would clearly seem to indicate that the person contemplated even by the Law of Procedure is the juridical person. To hold otherwise would obviously lead to serious and inconvenient consequences. If the trustee of a pauper trust should not be allowed to sue in forma pauperis because he has got private means, what about the converse case of a person himself a pauper but being possessed of sufficient means as the trustee of trust with plenty of money. Could it then be contended that because it is the same human individual that is possessed of sufficient means though in his capacity only as a trustee, he should not be allowed to sue as a pauper in respect of his own personal claims?” The very expression ‘legal representative’ clearly indicates the representative character of the person brought on the record in the place of the deceased. From R. 3 of O. 22, it would seem that it is obligatory on the Court to allow the legal representative of the deceased plaintiff to come on the record and proceed with the suit. In R. 9 of O. 33, therefore, if the expression ‘plaintiff’ should be construed as including the plaintiff's legal representative, then the means of the plaintiff can only be regarded as the means of the person who is the legal representative in his character as such legal representative.

    In the case of Bhaghut Doss v. Buloram Doss the learned Judges state as follows:

    “There was really no necessity for enquiry whether the applicant, who claimed to be representative of an admitted pauper, was a pauper or not. No such provision is found in Chapter V of the Civil Procedure Code. The Court, if satisfied that the appellant was the legal representative of the deceased ought to have admitted him to carry on the suit.”

    Justice Davar in the Bombay case I have already referred to, animadverts against this decision and states that he was unable to understand the reasoning of it. It seems to be that in that case, the learned Judges only laid down that once a person is allowed to sue as a pauper and he dies, it follows necessarily that his legal representative is also a pauper in his character as such legal representative and that therefore no inquiry is necessary or prescribed. Again in the case of Venkatanarasayya v. Achemma. Sir Charles Turner, Chief Justice, and Mr. Justice Kindersley held that the rule of English practice which prevents a minor from instituting a suit in forma pauperis through his next friend, unless he gives proof not only that he is himself a pauper but that the next friend also is a pauper and that he cannot get any substantial person to act as his next friend, is not to be found in or deduced from the section of the Civil Procedure Code and that the minor may sue as a pauper by a next friend who is not a pauper. The principle to be gathered from this decision is that regard must be had to the real juridical plaintiff in the case and not to the person who may be merely acting for the plaintiff.

    Again in In re Bill, their Lordships Sir Charles Turner, C. J. and Mr. Justice Muthuswami Aiyar held that the Civil Procedure Code, while it excepts certain cases, does not exclude persons holding a fiduciary character from suing in forma pauperis, and in India, where it is difficult to procure administrators, it may have been thought inexpedient to introduce the English rule. This case has been explained by Mr. Justice Davar in his judgment already referred to on the ground that in that case, the administratrix was herself a pauper. It may have been so. But, nevertheless, when the learned Judges refer to persons holding a fiduciary character, I believe they were really referring to persons holding a representative character; and when the learned Judges refer to the difficulty of procuring administrators in India as the probable reason for the Indian Legislature having thought it inexpedient to introduce the English rule in India, it seems to me, that they were referring not to any inducement to paupers to accept the administratorship but to the immunity granted to them for not being required to pay their own moneys for financing the litigation in respect of the estates they might undertake to represent.

    In the case of Perumal Goundan v. Thirumalarayapuram Jananukoola Dhanasekhara Sangha Nidhi, Mr. Justice Kumaraswami Sastriar, delivering the judgment of the Court held that the liquidator of a company, though not a pauper himself, may file a suit in forma pauperis on behalf of a pauper company. In the course of his judgment, the learned Judge referring to the case of Manaji Rajuji (Rao Saheb) v. Khandoo Baloo and also the case of In the matter of the will of Dawubai, says that they were cases of executors suing and the learned Judge expressly refrains from expressing any opinion as to the correctness of the decision.

    The learned Subordinate Judge seems to have adopted the suggested distinction as final, overlooking altogether the intimation that the Court did not wish to express any opinion as to the correctness of Mr. Justice Davar's view in the Bombay case.

    In Mohammad Zaki v. The Municipal Board of Mainpuri Chief Justice Richards and Mr. Justice Banerjee held that, while a person suing in forma pauperis becomes an insolvent, the Receiver in insolvency is entitled to continue the suit in forma pauperis, as the insolvent might have done.

    The learned Vakil for the respondents referred to the case of Farzand Ali Khan v. Amir Haider for the position that leave to sue in forma pauperis is a personal right. Undoubtedly it is so. But the mere fact that it is a personal right is no reason for holding that his legal personal representative loses that right.

    I consider that the Bombay case of Manaji Rajuji (Rao Saheb) v. Khandoo Baloo has been wrongly decided and I prefer to follow the Madras cases already referred to by me and the undoubted principles underlying them. It may be that under R, 9 of O. 33 the legal representative of the deceased plaintiff is sometimes shown to have come into possession, in his character as legal representative and out of the estate of the deceased, of sufficient means within the meaning of cl. (b): then undoubtedly he too may be dispaupered, even as the original plaintiff might have been.

    The learned Subordinate Judge also refers to the fact that the two executrixes are also legatees under the will. It appears that there are other legatees as well. I do not, however, see the relevency of the reference to the petitioners' executrixes being also legatees. It is not shown or sought to be argued that, in their capacity as executrixes or legatees, they are in possession of sufficient means. It follows, therefore, that the learned Subordinate Judge was wrong in dispaupering the petitioners and ordering them to pay the Court-fee payable on the plaint.

    It is very doubtful whether even after a plaintiff is dispaupered, he could be required to pay the Court-fee in respect of the plaint which has been by the order of Court admitted to be filed without any fee. The right of the Court to levy Court-fees from the plaintiff in such a case would, under the procedure laid down, only be by the decree. My attention has been drawn to R. 11 of O. 7, Civil Procedure Code. I cannot consider that rule as aptly worded or ever intended to refer to the case of a dispaupered plaintiff or to any such stage in the suit. In the absence of any clear provision in O. 33 giving retrospective effect to the order dispaupering, I cannot see how in reason a dispaupered plaintiff could be required to pay at a later stage, what might have been demanded from him at an earlier stage, had he not been allowed to proceed as a pauper. However, it is not necessary for the purpose of the present case to decide that point, because I have already held that the order of the lower Court is wrong on a more fundamental ground.

    I therefore set aside the order of the Subordinate Judge in the Court below and direct that the petitioners be allowed to continue the suit in forma pauperis. The respondents will pay the costs of the petitioners in this suit.

    K. S. D.Order set aside.

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    Sivagami Ammal v. T.S. Gopalaswami Odayar
    (Oct 20, 1924)