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Structured Summary of the Opinion (Lord Atkin)

Factual and Procedural Background

On 8 April 1940 three appellants were convicted in the High Court of Swaziland by Huggard C.J. of the murder of Nkalane Vilakazi and sentenced to death. They appealed to His Majesty in Council by special leave. On 20 May 1942 their Lordships intimated they would recommend that the convictions be set aside and later gave their reasons in this opinion.

The Crown's case alleged that the three accused, with a fourth man (now dead), conspired to kill Nkalane to use parts of his body to make "medicine" to increase crops. Two witnesses called by the Crown were Mafukufuku (allegedly an accomplice who spoke to the agreement and mutilation) and Jojosa (a "medicine man" who testified about providing and preparing medicine and who was, so far as the record shows, an accessory after the fact). The accused denied the allegations, disputed the native customs asserted by the Crown, and challenged the value and consistency of the testimony of Mafukufuku and Jojosa.

The Board of their Lordships reserved discussion of evidentiary points and first considered a complaint alleging violation of rules governing criminal trials in Swaziland; this procedural complaint became the decisive matter on which the convictions were set aside.

Legal Issues Presented

  1. Whether the opinions of the two Administrative Officers and the Native Assessor, called under the Swaziland High Court Proclamation 1938 (Sections 7 and 8), were required to be given in open Court under Section 10 and related provisions.
  2. Whether, given the statutory language and the need for publicity, failure to have such opinions given in open Court (if proven) vitiates the proceedings and warrants setting aside convictions in a capital case.
  3. Whether, in the circumstances of this appeal, the presumption omnia praesumuntur rite acta (that official acts are presumed to have been done properly) could be relied on by the Crown to overcome the absence of information on how and when the opinions were given.

Arguments of the Parties

Appellants' (and defence-related) matters raised

  • The accused denied the substantive allegations of murder and disputed the native customs relied upon by the Crown (both as to the crop-medicine and purification customs).
  • The defence highlighted questions about the weight and reliability of the evidence given by Mafukufuku (an accomplice) and Jojosa (an accessory after the fact), including discrepancies between their preliminary examination and trial testimony.
  • The accused also raised a complaint that the statutory requirements governing the giving of opinions by Administrative Officers and the Native Assessor had not been observed.

Respondent (Crown) contentions

  • The Crown contended that the maxim omnia praesumuntur rite acta applied, i.e., it should be presumed the opinions required by the Proclamation had been given in accordance with law (in public), despite the absence of explicit information in the record.
  • It was represented (or suggested in the proceedings) that the practice in the Protectorate and similar territories had been to give such opinions privately in Chambers and that public expression of the assessor's opinion might deter a native assessor from speaking honestly.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Lawrence v. The King ((1933) 1933 AC 699; 102 LJ PC 148; 149 LT 574; 50 TLR 13) Illustrates an analogous situation where a judge altered sentence or pronounced sentence in the absence of the accused; used as an example of how omission to observe essential public procedural requirements may be a fatal flaw. The Board treated the omission to hold the whole proceedings in public as analogous to the omission in Lawrence v. The King and concluded such a failure prima facie amounted to disregard of forms of justice sufficient to set aside a conviction in a criminal appeal.

Court's Reasoning and Analysis

The Board's analysis proceeds from the statutory framework created by Proclamations and the Swaziland High Court Proclamation, 1938. Key statutory provisions identified and construed were:

  • Section 7 — permitting trials to be held with the aid of up to two Administrative Officers "to be associated with the Court" and directing that "the opinion of each officer so associated with the Court shall be given and shall be considered by the Court, but the decision shall be vested exclusively in the Judge."
  • Section 8 — permitting the High Court to call one or more Native Assessors "to the assistance of the Court" and directing that their opinions be given and considered, while decision remains with the Judge.
  • Section 10(1) — requiring that pleadings, proceedings, sentences and judgments of the High Court "shall be carried on ... and ... pronounced and declared in open Court" with limited exceptions permitting clearing of the Court by order.

Reading these provisions together, the Board concluded that the statutory language indicates the opinions of Administrative Officers and Native Assessors form part of the proceedings of the High Court and therefore must be given in open Court. The Board rejected the Crown's suggestion that the presumption that official acts were properly performed (omnia praesumuntur rite acta) was sufficient in a capital case where the record did not disclose whether the opinions were given publicly.

The Board sought factual clarification and received a telegram from the Judge (via the Dominions Office) stating that the opinions were given privately in Chambers after closing addresses and were considered by the Judge before judgment; the opinions were unanimous and in accord with the judgment. The Judge added that the private practice had been "invariably observed" in similar trials and that prior proclamations included practices where administrative officers had a voice in decision and would not publicly express opinions unless they dissented.

The Board rejected these justifications. It gave several reasons:

  • The plain meaning of the statutory language supports public giving of opinions as part of the open Court proceedings.
  • Past practice, even if uniform, could not override clear statutory words.
  • Arguments about a native assessor's possible constraint if required to speak publicly were insufficient to displace the clear import of the statutory provisions; moreover, comparative practice in other jurisdictions (India, Gold Coast, Nigeria) showed assessors giving opinion orally in open Court, undermining the assertion that publicity would necessarily prevent honest opinion.
  • The presence of a native assessor operates as a safeguard for the native accused and as a means to ensure the native community that customs are understood; publicity is important to that safeguard. Under the practice actually followed, whether an opinion was given and what it was was not public knowledge, being communicated only to the High Commissioner in the Judge's report.
  • Failure to observe the statutory requirement for publicity in the proceedings is, in the Board's view, a substantial disregard of procedural forms of justice that, prima facie, justifies setting aside a conviction in criminal appeals; while there may be exceptional cases where guilt is so manifest that an appeal would not be allowed despite procedural flaws, this case was not one of them because native custom was an important consideration and publicity was therefore essential.

Holding and Implications

Holding: Their Lordships recommended that His Majesty allow the appeals; accordingly, the convictions were set aside (Appeals allowed).

Implications and direct effects:

  • The immediate consequence for the parties was that the convictions of the appellants were recommended to be set aside by His Majesty in Council and the appeals were allowed.
  • The Board treated the failure to give the opinions of Administrative Officers and Native Assessors in open Court as a fatal procedural defect in the trial, at least in the circumstances of this case (a capital case where native custom was material), and therefore sufficient to overturn the convictions.
  • The opinion explains the importance of publicity of such opinions as part of the proceedings, emphasizing the protective role of native assessors and the public nature of justice. The Board did not limit its ruling to mere facts of this case but applied statutory interpretation and analogous authority to justify its decision; the opinion does not contain an express declaration about the formation of a broader or novel rule of general application beyond its reasoning and result in these appeals.

Disposition recorded in the opinion: "Appeals allowed."

    Mahlikilili Dhalamini And Others v. The King

    Lord Atkin.:-

    In this case on 8th April 1940, the three appellants were convicted in the High Court of Swaziland by Huggard C.J. of the murder of one Nkalane Vilakazi, and were sentenced to death. On appeal to His Majesty in Council by special leave, their Lordships, on 20th May 1942, intimated that they would recommend that the conviction be set aside and would give their reasons at a later date. This they now proceed to do.

    The three appellants, together with the alleged victim, Nkalane, were natives resident in the central district of Swaziland. The case for the Crown was that the three accused, with a fourth man who was also convicted, but is now dead, agreed together to kill Nkalane in order to use certain parts of his body to make "medicine" to increase their crops. One, Mafukufuku, was alleged to be a party to this conspiracy, and he was called as a witness for the Crown and spoke to the agreement to the killing of Nkalane in the presence of the four accused and himself, and to the mutilation of the body. It was alleged that after the killing one Jojosa a "medicine man" was summoned by the first accused to supply some old war medicine for a "body." He was told by the first accused that the confederates had killed Nkalane and that the medicine was required to purify them from the killing. According to Jojosa, who gave evidence, he first sent some medicine, then visited the kraal of the first accused where he met the four accused and Mafukufuku, ordered them to kill a black heifer in calf, and with the foetal fluid and part of the flesh made the necessary brew to achieve the desired purpose. The accused gave evidence strenuously denying the allegations and disputed the alleged native customs both as to the medicine for the crops, and for the purification from the killing. It is obvious also that grave questions arose as to the value of the evidence, both of Mafukufuku and of Jojosa. The former was clearly an accomplice and the latter also, so far as he was an accessory after the fact. There were further questions as to discrepancies between the evidence they had given at the preliminary examination, and at the trial. Their Lordships, however, at the hearing of the appeal reserved discussion by counsel of these points, and decided to hear in the first instance the complaint as to an alleged violation of the rules governing criminal trials in Swaziland, which is the matter upon which they eventually decided to advise that the convictions be set aside.

    Swaziland, which before the conquest of the Transvaal in 1903, had been governed by the South African Republic, on that conquest was taken over by the British Government who by an Order-in-Council in 1903 made provision for its administration. By a Proclamation of 15th October 1904, the laws in force in the Transvaal at that date were put in force in Swaziland so far as applicable: a provision which was modified by a Proclamation of 1907 which provided that the Roman-Dutch Common law save in so far as the same had been or might from time to time be modified by statute should be law in Swaziland. There was a similar provision with respect to the existing statute law. Their Lordships mention these provisions to show that the nature of the Common law has not been overlooked. They have not, however, been referred to any rule of the Roman-Dutch Common law which affected the present matter, which appears to be governed entirely by legislative enactments contained in Proclamations by His Excellency the High Commissioner for South Africa, to whom is entrusted the legislative power in Swaziland. By the Swaziland High Court Proclamation, 1938, there was established the High Court of Swaziland, to whom a single judge was assigned having original jurisdiction in civil and criminal matters and appellate jurisdiction in respect of subordinate Courts. The proclamation contained the following clauses:

    Section 7. If the Judge shall so direct, any trial civil or criminal may be held and any appeal heard with the aid of not more than two Administrative Officers to be appointed for that purpose by the Resident Commissioner by notice in the Gazette for such sittings of the Court as may be specified in that Notice.

    The opinion of each officer so associated with the Court shall be given and shall be considered by the Court, but the decision shall be vested exclusively in the Judge.

    Section 8. The High Court may call to its assistance one or more Native Assessor who shall be chosen by the Paramount Chief of Swaziland from Counsellors or Headmen or other natives suitably qualified to aid the Court. The Assessor or Assessors shall give his or their opinion and such opinion shall be considered by the Court but the decision shall be vested exclusively in the Judge.

    Section 10 (1). The pleadings and proceedings of the High Court shall be carried on and the sentences, decrees, judgments and orders thereof pronounced and declared in open Court and not otherwise : Provided however that at any time during a trial a Judge may, if he thinks fit, order the Court to be cleared or that any person or class of persons shall leave the Court.

    It will be noticed that the two administrative officers are not styled "assessors" the trial if the Judge so directs is to be held with their "aid," and they are said to be "associated with the Court." The native assessor is called to the assistance of the Court. Nothing seems to turn on this distinction. Both administrative officers and native assessors are to give their opinion and the respective opinions are to be considered by the Court, but the decision is to be vested exclusively in the Judge. If the matter rested on Ss. 7 and 8 alone, it would appear that the direction to "give the opinion" is a direction to give the opinion in Court as part of the proceedings at the trial; as the Judge "gives" his judgment. But when read in conjunction with S.10 the effect of the sections seems plain. The giving of the opinions is part of the proceedings of the High Court, which are to be carried on in open Court. The giving of the opinions must, therefore, under the enactment take place in open Court. There was no indication in the record before their Lordships, when the appeal was first opened, whether the opinions had been given at all or how or when. Though the point had been taken by the accused in their petition for special leave to appeal dated April 1941, no information on the subject had been sought by or given to the representatives of the Crown in this country: and the Crown in their case for the respondents contended that the maxim "omnia proesumuntur rite acta" applied, which apparently meant that even if the opinions ought to have been given in public it ought to be presumed that they were so given. Their Lordships were not content to rely on a presumption of this kind in a capital case, and they directed that a telegram should be sent to the Resident Commissioner, asking for an answer to the following questions :

    (a) whether the two administrative officers and the native assessor gave their respective opinions on the case before the Judge's judgment :

    (b) if so, was each such opinion given in open Court, and if so at what stage ? And were their opinions considered by the Judge before giving his decision ?

    (c) if the opinions were not given in open Court, was each such opinion given to the Judge privately ? If so, at what stage, and was it considered by the Judge before he gave his decision ?

    (d) what was in brief form the substance of each of the opinions so given after the evidence was closed ?

    They received through the Dominions Office the following reply, dated 12th May.

    Your telegram 7th May.

    Appeals of Dhalamini and others. Judge's answers to questions are as follows. Begins.

    (a) Yes.

    (b) and (c) opinions regarding both administrative officer and native assessor were given to the Judge privately in Chambers after closing addresses of counsel and were considered by Judge before delivery of judgment. This is in accordance with procedure invariably observed in similar trials in the Union of South Africa and in High Commission Territories. Please see also S. 7 and S. 8 of the Proclamation No. 65 of 1938.

    (d) opinions so given were unanimous and in complete accord with conclusion expressed in judgment. Following is extract from report on case furnished to High Commissioner by opinion after conclusion of trial 'On evidence I was satisfied beyond any reasonable doubt that all four accused had participated and were equally guilty of the crime with which they had been charged. In this conclusion of the facts I had complete concurrence of administrative officers who assisted me and of native assessor.

    Judge further points out that even under the law in force prior to Proclamation No. 65 of 1938 (vide Proclamation No.4,1907, as amended by Proclamations No. 8,1934 ; No. 23, 1935 ; No. 55, 1937 ; and No.65,1937) when administrative officers had a definite voice in decision it was never the practice for them to express their opinions in the open Court unless they dissented. The object of the relevant portion S.7 and S.8, Proclamation No.65, 1938, appears merely to establish that although administrative officers have now no voice in decision, their opinion shall nevertheless be expressed to and considered by Judge.

    It is, therefore, established that the opinions of the officers and of the native assessor were given in private to the Judge, contrary to the provisions of the proclamation as stated above. Their Lordships find nothing in the previous proclamations referred to in the learned Judge's observations which throw any light on the construction of the present proclamation. Nor can they accept a construction other than what they have indicated by reason of the fact as stated that the practice adopted in this case has been invariably observed in similar trials in the Protectorate and elsewhere. It was suggested that so far as the native assessor was concerned, if his opinion had to be given in public he might feel constrained to decide in favour of a native accused, whereas, in the privacy of the Judge's room and in company only of the Judge and the administrative officers he would be more likely to give an honest independent opinion. It was said that this was a good reason for construing the section as justifying the practice in fact adopted. Their Lordships cannot accept this contention. It would, in any case, afford insufficient reason for disregarding the plain meaning of the words used. But their Lordships do not take the view indicated of the respective probabilities of obtaining an honest opinion. In at least three Codes with which their Lordships are familiar-those of India (Code of Criminal Procedure, 1898, S.809) Gold Coast (Criminal Procedure Code (1936 Revision), S.286 and Nigeria (Criminal Procedure Ordinance, 1914, S.142) where trial is with the aid of native assessors, the assessor is directed to give his opinion orally in open Court. These Codes cannot, of course, be considered as throwing any light on the construction of the Swaziland Code. They make express provision for the opinion being given in public. But they do indicate that in the countries named, there need be no such fear of a dishonest public statement by a native assessor as to make it desirable to be given and in private. The analogy in the cases of Nigeria and the Gold Coast are, no doubt, closer than is the case of India. It must further be remembered that the provision for giving the Judge, at his request, the assistance of a native assessor cannot be regarded solely from the point of view of aid given to the Judge. It operates, and no doubt is intended to operate, as a safeguard to natives accused of crime, and a guarantee to the native population that their own customs and habits of life are not misunderstood. From this point of view, the importance of publicity is manifest. Under the present practice, judging by the present record, it is not made known to the public whether any opinion was given at all by the assessor or what it was. The High Commissioner alone is informed in the Judge's report. So far is it kept secret that it was not until this appeal was opened and a special request for information addressed by their Lordships to the Protectorate that the facts were made known for the purpose of appeal. There seems, therefore, no reason for refusing to give to the sections in the Proclamation the meaning which the words clearly indicate. What then should be the result of a failure to comply with the Proclamation and to hold the whole of the proceedings in public? In this country the omission would be a fatal flaw entitling a convicted criminal to have the conviction set aside. An analogous case is that presented by cases where the Judge has either pronounced sentence or altered sentence in the absence of the accused, (1933) 1933 AC 699 : 102 LJ PC 148 : 149 LT 574 : 50 TLR 13, Lawrence v. The King where a Judge in Nigeria had altered sentence both in the absence of the accused and when sitting in Chambers. Prima facie the failure to hold the whole of the proceedings in public must amount to such a disregard of the forms of justice as to lead to substantial and grave injustice within the rule adopted by this Board in dealing with criminal appeals. There may no doubt be cases where the guilt of the accused is so apparent that in spite of the disregard of this essential need for publicity this Board would not consider it right to grant leave to appeal. But the present is not such a case: as a particular native custom formed an important consideration upon which it was essential that the proclaimed necessity for publicity should be observed. For these reasons, their Lordships came to the conclusion that they should recommend to His Majesty that the appeals should be allowed.

    Appeals allowed.

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    Mahlikilili Dhalamini And Others v. The King
    (May 20, 1942)