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  • 4 of S. 108, Penal Code. Section 428, Criminal PC, and in particular sub-s. (1) (d) of that section
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  • 4 of S. 108, Penal Code. Section 428, Criminal PC, and in particular sub-s. (1) (d) of that section
Smart Summary

Factual and Procedural Background

This appeal concerns a conviction for abetment of forgery under Section 466 read with Section 109 of the Penal Code. The appellant (referred to in the High Court as Thakur) and others had been parties to a partition suit in 1934 which was compromised. A compromise petition was filed on 13 December 1935 and a decree drawn and signed on 23 December 1935. A particular plot of land (plot number 67 in Jasidih Bazar), which was purchased by Khudi during the suit and evidenced by a registered sale deed dated 22 January 1935, was not part of the joint family property and therefore was not included in the compromise petition or decree.

The prosecution alleged that by interpolation the description of plot 67 had been inserted into both the compromise petition and decree, and that the appellant procured those insertions and abetted the forgeries. Two co-accused, Jagannath and Matuk, were separately alleged to have forged the documents (Jagannath for the decree sheet and Matuk for the petition), and the appellant was charged with abetting both.

At trial the Sessions Judge convicted the appellant and others; the High Court (Patna) acquitted Matuk and Jagannath of the substantive forgery charges but nonetheless upheld convictions for abetment against the appellant and Jagannath. Jagannath did not appeal to their Lordships; the appellant did. Their Lordships reviewed both the factual findings and the legal question whether the charge could be amended or convictions sustained in the form that the High Court used.

Legal Issues Presented

  1. Whether the Court could alter the charge so as to charge abetment of forgery by a person or persons unknown, or otherwise convict of such an offence without amending the charge.
  2. Whether, having regard to the circumstances of the case and the findings of fact, such a change or amendment should properly have been made.

Arguments of the Parties

Prosecution's Case

  • The prosecution alleged that the appellant procured interpolations adding plot 67 to the compromise petition and the decree and thereby abetted forgery.
  • They asserted that the decree had been altered and that the forgery as to the decree sheet was carried out by Jagannath abetted by Matuk and as to the petition by Matuk abetted by Jagannath; the appellant was accused of abetting both.
  • Evidence was led (including that of Chandrama Singh) to establish the commission of forgery and the appellant's involvement; the High Court accepted that the facts proved would justify conviction for abetment.

Appellant's Arguments

  • The appellant denied the prosecution evidence and suggested that plot 67 had been purchased with joint family funds and that he himself had a share in it; he claimed he had no motive to procure any forgery.
  • Aside from denials and this explanation regarding title and motive, no further materially different defence was advanced according to the opinion.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Begu v. Emperor (reported as (25) 12 AIR 1929 PC 130 : 88 IC 3 : 6 Lah. 226 : 52 IA 191 (PC)) Recognizes a wide power in a criminal court to convict of a crime not strictly the subject of the original charge provided (a) the crime of which the accused are found guilty is established by the evidence and (b) it was doubtful, on the information available to prosecutors, which of several offences would be established by the evidence. The High Court relied on this decision to support the view that, in appropriate circumstances, a conviction of an offence different in form from that originally charged may be upheld. Their Lordships cited the case in discussing the circumstances in which amendment or alternative convictions may be justified, although they ultimately rested their decision upon specific provisions allowing amendment.
Queen-Empress v. Appa Subhana Mendre (('84) 8 Bom. 200) Authority for the proposition that where it is doubtful which of several offences the evidence will establish, the judge may accept and record a verdict different in form from the original charge and that, if amendment prejudices the accused, the court should offer a new trial on the amended charge. The opinion cited this case when discussing the discretion required before amending a charge and the safeguard of offering a new trial where an amendment might cause injustice. Their Lordships noted this authority in relation to procedural protections but did not find a necessity to order a new trial in the present case.

Court's Reasoning and Analysis

Their Lordships proceeded in two connected strands of analysis: (1) whether the facts established in the record were sufficient to show that a forgery had been committed and that the appellant abetted it; and (2) whether the High Court had the legal power and should in the exercise of discretion amend the charge or treat the proven facts as justifying conviction of abetment by a person or persons unknown.

On the facts, the Board accepted the High Court's assessment that the evidence established the commission of forgery by some person or persons and the appellant's abetment. The opinion cites a number of factual findings relied on by the High Court: two original unaltered copies of the decree had been in circulation prior to alteration; the appellant obtained one copy (issued to Khudi) by a trick; the appellant had lodged the other with the Post Office Savings Bank and obtained it back on 5 May 1938; the appellant obtained a copy of the sale deed for plot 67 on 31 March 1938 and on 11 April used a copy of the forged petition to apply for mutation of the land; he attempted to take possession of the plot and tried to bribe the Bench Clerk to corroborate the interpolation; and there was no evident motive for anyone other than the appellant to desire the interpolation. The Board declined to reweigh credibility issues that had been properly for the Indian courts.

On the legal question of amendment, their Lordships observed a contrast between English law (where such a variation of the charge might be more difficult) and Indian law, which is governed by the Penal Code and the Code of Criminal Procedure (CrPC). They emphasized that amendment is permissible in India so long as the accused is not prejudiced — i.e., is fully aware of the charge and given the opportunity to meet it.

The Board held that the High Court had power to amend the charge so as to convert it into a charge of abetment of a person or persons unknown or to accept a charge that the appellant had abetted the abetment (citing Explanation 4 of Section 108, and Section 428 CrPC, in particular sub-section (1)(d), as giving wide powers of amendment). They agreed with the High Court's analytical point that "abetment" relates to an offence rather than to the identity of the offender, such that variation in the persons alleged to have committed the substantive offence is an amendment within Section 423 CrPC and not the framing of a fresh offence.

The Board noted that the High Court also invoked Section 237 CrPC and the Begu decision to justify conviction on a crime not specifically charged, but their Lordships expressly declined to decide that point because they preferred to rest their decision on the powers of amendment under Section 423 (and related provisions) and Section 428 CrPC.

Finally, on discretion whether to amend, the Board recognized the safeguard that, if amendment might cause injustice because it deprived the accused of the opportunity to give material evidence or prepare a defence, the court should offer a new trial on the amended charge (as in Queen-Empress v. Appa Subhana Mendre). However, they found that in the present case there was no reason to suppose that further evidence could have assisted the appellant or that any additional defence could properly have been mounted; therefore no offer of a new trial was necessary.

Holding and Implications

APPEAL DISMISSED.

Holding: Their Lordships dismissed the appellant's appeal and upheld the High Court's conclusion that the facts established sufficed to convict the appellant of abetment of forgery. They held that the High Court had the power to amend the charge in the manner undertaken (relying on Section 423 and Section 428 CrPC and Explanation 4 of Section 108 of the Penal Code) and that, in the exercise of its discretion, the amendment and resulting conviction did not cause such prejudice to the appellant as to require a new trial.

Immediate consequences: The appellant's conviction for abetment of forgery was confirmed and the appeal dismissed. Their Lordships declined to disturb findings of fact made by the Indian courts and did not require a new trial in the circumstances before them.

The opinion also discusses broader procedural principles concerning the power to amend charges in Indian criminal procedure and the circumstances in which a court must offer a new trial where amendment might prejudice the accused; however their Lordships limited their operative reasoning to the powers under Sections 423 and 428 CrPC and the particular facts of this case.

    Thakur Shah v. Emperor.

    Lord Porter.:-

    This is an appeal against a conviction for abetment of forgery under S. 466 combined with S. 109, Penal Code. The appellant was charged with abetting one Jagannath Singh and one Matuk Chandra Das in forging a certain decree sheet and compromise petition, which are court records and was found guilty by the Sessions Judge of the Santal Parganas. This conviction was upheld by the High Court at Patna. The history of the case has been fully and accurately stated in the judgment of Chatterji J. in the High Court and need not be repeated at length here. It is only necessary to set out sufficient facts to make this judgment comprehensible. In 1934, the appellant, one Buchai, and his son Khudi were parties to a suit for the partition of their joint family property, a suit which was eventually compromised. In order to effect their purpose the parties on 13th December 1935, filed a compromise petition in accordance with which a decree of the Court was drawn up and signed on the 23rd of the same month. It is common ground that a certain plot of land situate in Jasidih Bazar and numbered 67 was not part of the joint family property but was purchased by Khudi during the pendency of the suit, and that a registered sale deed assigning the property to him was drawn up dated 22nd January 1935. This plot therefore was not included in the compromise petition or the decree : it was and remained in the possession of Khudi in the sense that he received rent from its tenants.

    By an interpolation in each document this piece of property has now been added to the share assigned to Thakur in both the petition and decree. The prosecution case was and is that the appellant procured this insertion in these two places and abetted the forgery. By the charge they asserted and in evidence they sought to prove that the forgery was carried out as to the decree sheet by Jagannath abetted by Matuk and as to the petition by Matuk abetted by Jagannath. The appellant was accused of abetting both these persons in the offence of forging the two documents. Direct evidence of the commission of the substantive offence by Jagannath and Matuk was given by one Chandrama Singh whose story was to some extent corroborated and was accepted by the Sessions Judge in spite of the view that the witness must be regarded as an accomplice. The High Court also thought him to be in the position of an accomplice but contrary to the view of the trial Judge thought him to be insufficiently corroborated to justify a conviction for forgery against either of the two persons accused of that crime. Accordingly the High Court acquitted Matuk and Jagannath of the crime of forgery. Nevertheless they went on to consider whether the facts established would justify a conviction of each of the three accused for abetment of forgery and held : (1) that those facts were not sufficient to prove beyond reasonable doubt that Matuk was guilty, but (2) were sufficient to incriminate the appellant and Jagannath, whose convictions of abetment were accordingly upheld. A further co-accused, one Jai Prasad Misra, who had been convicted by the Sessions Judge, was acquitted on all charges and their Lordships are not concerned with his case.

    Jagannath has not appealed and in their Lordships' view there was ample evidence to convict him of abetting a person or persons unknown in committing either of the forgeries charged, provided it was permissible for the Court so to charge and convict him. Similarly their Lordships in agreement with the High Court of Patna consider that the evidence establishes the commission of the crime of forgery by some person or persons and its abetment by the appellant. They need only refer to the following facts proved in evidence. Two copies of the original decree had been obtained before the alteration took place. If these copies had been compared with the altered version it would have been clear that a forgery had been committed. One had been issued to Khudi. This copy was obtained from Khudi by the appellant by means of a palpable trick. The second had been lodged by the appellant with the Post Office Savings Bank in order to establish his claim to some money which his father had deposited there. This document he was diligent and urgent to have returned to him and he finally obtained it back on 5th May 1938, with the result that the only two copies extent of the decree in its original form had reached the hands of the appellant. Meanwhile, having obtained a copy of the sale deed of plot 67 on 31st March 1938, he on 11th April applied in the landlord's office for mutation of his name for that of the original owner, using on this occasion a copy of the forged compromise petition. Having succeeded in effecting this object, he attempted to take possession of the plot and on the same day tried to bribe the Bench Clerk of the Court at Deoghar where the decree was written to say that the whole of the decree including the words interpolated were in his handwriting. Finally it was clear that there was no one other than the appellant who could have had any motive for desiring the insertion of the extra piece of land amongst those given to the appellant under the decree.

    But these are matters of the weight to be attributed to the evidence given and not considerations such as would influence their Lordships acting upon the principles which guide them in considering whether an appeal in a criminal matter should be allowed. So also the question whether the appellant's evidence and explanation should be accepted is one solely for the Courts in India and is not a matter with which their Lordships would interfere. Moreover apart from mere denials of the evidence given on behalf of the prosecution the appellant's only suggestion is that plot 67 was purchased with joint family funds, that he himself had a share in it and that because he got less basauri land, it was given to him by Buchai and Khudi, so that he had no motive to plot any forgery. Upon this question the finding of the High Court is clear and conclusive. "All these facts," they say, taken together lead to the inevitable conclusion that whoever might have actually forged the documents, they must have done so at the instance of Thakur and in conspiracy with him. Clearly, therefore, he is guilty of abetment.

    If therefore the conviction of either Matuk or Jagannath for forgery had been upheld, no possible ground for interference by their Lordships' Board with the conviction could have been suggested nor could any valid objection have been taken if a charge of abetting a person or persons unknown had been added to that of abetting the named persons. Indeed, as their Lordships think, a charge of using as genuine a forged document under S. 471 or of having possession of a document described in S. 466 knowing it to be forged and intending to use it as genuine could, in the circumstances proved, have also been sustained. The only questions, therefore, are the technical ones, whether (a) the Court could alter the charge to abatement of forgery by a person or persons unknown or could convict of such an offence without amending the charge; and (b) whether in the circumstances such a change should have been made.

    Under English law, it would have been more difficult and it may be impossible to justify such a variation of the charge. The history of the growth of criminal law in this country, its lines of development and the technicalities consequent thereon, all militate against such a course. Indian law is subject to no such limitation but is governed solely by the Indian Criminal Code and the Code of Criminal Procedure, always of course, subject to the limitation that no course should be taken by reason of which the accused may be prejudiced either because he is not fully aware of the charge made or is not given a full opportunity of meeting it and putting forward any defence open to him on the charge finally preferred.

    As to the first question their Lordships are of opinion that the High Court had power to amend the charge so as to turn it into a charge of abetment of a person or persons unknown, or having justifiably found Jagannath guilty of abetment of forgery to accept a charge against the appellant of abetting that abetment under Explanation 4 of S. 108, Penal Code. Section 428, Criminal PC, and in particular sub-s. (1) (d) of that section gives wide powers of amendment in a criminal appeal and in their Lordships' view the amendment sanctioned by the High Court falls within the terms of that section. The High Court in. India approached the matter from a somewhat different angle "Abetment," they said, as defined in the Indian Penal Code, relates not to an offender but to an offence. Here the prosecution case is that the abetment was by conspiracy as defined in the clause 'Secondly' of section 107 of the code.

    They went on to hold that the essential part of the charge was that Thakur abetted the commission of the offence and that it was immaterial that the offence was not committed by the persons named in the charge provided at any rate that the appellant engaged in a conspiracy with one of the named persons for the purpose of effecting the forgery. In their opinion the substance of the charge is the abetment of the particular offence and the persons by whom it is committed is a secondary consideration. Their Lordships think this view right in so far as it decides that an amendment in the persons alleged to have committed the offence is an amendment within S. 423, Criminal PC, and not the charging of a fresh offence.

    But the High Court goes on to hold their action justified under S. 237, Criminal PC, and to support that view by citing the decision of the Board in (25) 12 AIR 1929 PC 130 : 88 IC 3 : 6 Lah. 226 :52 IA 191 (PC), Begu v. Emperor. That case undoubtedly recognizes a wide power in a Court trying a criminal case to convict of a crime not the subject of the charge provided (a) that the crime of which the accused are found guilty is established by the evidence and (b) that having regard to the information available to the prosecuting authorities it was doubtful which of one or more offences would be established by the evidence at the trial. The charge in that case was against five persons for murder, and two of them were found guilty. The other three were found not guilty of murder, but without any further charge being made were convicted of causing the disappearance of evidence by removing the body of the murdered man. In India, in a case not dissimilar to this, it has been held that where a charge was preferred against a prisoner of (1) murder and (2) abetting a named person to commit murder, not only might a conviction be upheld of abetting a person unknown under S. 227, Criminal PC, but that under Ss. 236 and 287 of that Code, the accused might be convicted of the offence which he had actually committed, i.e., of abetting a person unknown.

    'In the present case,' said Sargent C.J., 'it was doubtful whether the evidence connecting the prisoner with the offence would establish the offence of murder, abetment o murder, by the second prisoner or of murder committed by some one unknown. He might have been charged with committing all or any of these offences as indeed he was, of two of them and therefore even assuming there was no charge properly framed, the learned Judge might, under 8. 237, have accepted the verdict returned by the jury and entered it on the record :' ('84) 8 Bom. 200, Queen-Empress v. Appa Subhana Mendre.

    Upon this latter point their Lordships do not think it necessary to come to a conclusion in the present case, since as already indicated, they think that an amendment of the charge could properly be made under S. 423, Criminal PC, and they prefer to rest their decision upon the powers of amendment so given.

    There remains the question whether it was proper to make such an amendment having regard to the finding which the High Court reached. No doubt the power must be used with discretion. If there is any chance of injustice being done or of the accused having been prevented from giving or of his having failed to give evidence material to his defence by reason of the amendment of the charge, the Court should at least make him the offer which was made in ('84) 8 Bom. 200, Queen-Empress v. Appa Subhana Mendre i.e. offer a new trial on the charge as amended. But it is not always necessary to do so. See the decision already referred to in (25) 12 AIR 1929 PC 130 : 88 IC 3 : 6 Lah. 226 :52 IA 191 (PC), Begu v. Emperor. More particularly it is not necessary where it does not appear that any fresh case could be made or fresh evidence given on behalf of the person convicted. In the present case their Lordships cannot see that any further evidence would have assisted the appellant or that without stultifying himself he could have set up any further defence. They agree with Chatterji J. when he said in the High Court:

    Upon these prayed facts there can be no doubt that Thakur is guilty of abetment of forgery..... It cannot be said that he had no notice of these proved facts or that he was misled by the form of the charge.

    Taking this view of the substance and technicalities of the case they will humbly advise His Majesty that the appeal should be dismissed.

    Appeal dismissed.

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    Comments

    Thakur Shah v. Emperor.
    (Jun 24, 1943)