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Judicial Opinion Summary — Gopal Singh, J.

Factual and Procedural Background

This matter arises from a revision petition filed by Madan Lal Lamba (the sub-divisional officer, hereafter "the petitioner") against a judgment dated 6 February 1967 of the Judicial Magistrate 1st Class, Bhatinda. The sessions judge, Bhatinda, made a recommendation under section 438 of the Criminal Procedure Code in that revision petition.

The factual allegations (as stated by the complainant, Inderjit Mehta, a contractor) are: Inderjit Mehta entered into a contract on 25 April 1964 to supply stone ballast. He supplied 1,400 cubic feet of stone ballast which the sub-divisional officer checked and recorded on 3 June 1964 in officer's note book no. 35 at page 11. A running bill was drawn up on 23 February 1965; payment was postponed. On or about 31 August 1965 the contractor discovered that page 11 of the officer's note book had been replaced by another leaf bearing the same page number; the replaced page omitted the entry regarding the 1,400 cubic feet supply.

The contractor filed a complaint on 16 July 1966 under sections 218, 465 and 467 of the Indian Penal Code. The trial court summoned the accused only for an offence under section 218 IPC. The accused (the petitioner) applied to the court on 12 December 1966 contending that, being a public servant, prosecution could not be proceeded with without previous sanction under section 197 CrPC.

Legal Issues Presented

  1. Whether the act alleged — preparation (or substitution) of page 11 of the officer's note book omitting an entry for supplied stone ballast — falls within the phrase "while acting or purporting to act in the discharge of his official duty" in section 197(1) CrPC so as to make prior sanction a condition precedent to prosecution.
  2. Whether, therefore, prosecution under section 218 IPC can be taken cognizance of without the previous sanction required by section 197(1) CrPC.

Arguments of the Parties

Petitioner's Arguments (sub-divisional officer)

  • It was conceded that the petitioner is a public servant and that he prepared the relevant pages of the officer's note book in his official capacity.
  • The petitioner contended that preparation of the incorrect record (if made while acting or purporting to act in discharge of official duty) falls within section 197(1) CrPC; therefore no court can take cognizance of the offence under section 218 IPC without previous sanction of the State Government. No such sanction has been obtained and the complaint should be dismissed.

Respondent's Arguments (contractor / complainant)

  • Counsel for the respondent (Shri K. C. Purl) argued that the tearing and replacement of the leaf from the officer's note book (and thereby omission of the entry) amounted to the commission of the offence of preparing a false record, and that such an act did not fall within the scope of official duty contemplated by section 197 CrPC.
  • The respondent relied on Supreme Court authority (Baijnath v. State of Madhya Pradesh, AIR 1966 SC 220) to support the view that certain wrongful acts of public servants (as characterized in that case) do not attract section 197 protection.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Amrik Singh v. State of Pepsu, AIR 1955 SC 309 Illustration that a sub-divisional officer who falsified an acquittance roll and affixed his own thumb-impression and misappropriated money was held to have acted in the discharge of his official duty for purposes of section 197 (case concerned section 409 IPC). The court noted this decision was concerned with breach of trust under section 409 IPC. It was relied on by petitioner's counsel but the court found the present facts and the offence (section 218 IPC) are different and the case is distinguishable on its facts.
Baijnath v. State of Madhya Pradesh, AIR 1966 SC 220 Held that in that case the act of a cashier who converted money (which he should have deposited in the treasury) to his own use did not fall within the scope of official duty and section 197 did not apply (case concerned section 409 IPC). The court observed that this authority was relied upon by the respondent but again stressed that Baijnath dealt with offence under section 409 IPC and with different facts; the court considered it not analogous or applicable to the present case under section 218 IPC.

Court's Reasoning and Analysis

The court's analysis proceeds from the statutory texts and the admitted facts. The court set out the full text of section 218 IPC and the relevant portion of section 197(1) CrPC (quoting the phrase "while acting or purporting to act in the discharge of his official duty") and identified the central controversy as whether the underlined portion of section 197(1) applied to an offence under section 218 IPC alleged to have been committed by the petitioner.

The court articulated its understanding of "acted or purported to act in the discharge of his official duty": an act is within that expression if the official duties of the public servant enable him to justify the act as falling within the scope of those duties — there must be a reasonable nexus and a logical relation between the act and the office's prescribed duties. An act entirely unconnected with the office is not covered, but an act done wrongfully or incorrectly in the course of official duties remains an official act if it is integrally connected to the authority of the office.

Applying that principle to the facts (which the court assumed as true for the purpose of deciding the section 197 question), the court found:

  • The petitioner, as sub-divisional officer, was charged with preparing the officer's note book and made the entries on page 11 in his handwriting. Thus the preparation of page 11 was an official act.
  • The omission of the entry for the contractor's supply by substituting a leaf or otherwise preparing an incorrect page is still an act performed in the discharge of official duty, even though it may be wrongful or incorrect.
  • For section 218 IPC to apply three ingredients are required: (i) the public servant is charged with preparing a record; (ii) he frames it in a manner he knows to be incorrect; and (iii) he does so with intent to cause or knowing it likely he will cause loss. The court found that, on the prosecution case as pleaded, these ingredients were present and that the preparation of the incorrect record was the official act of the petitioner.
  • The mode used (substitution of a leaf, erasure, omission, etc.) is immaterial to the question whether the act is an incorrect preparation of a record within section 218; what matters is that an incorrect record was prepared with the requisite intent.

The court considered the authorities relied upon by the parties (Amrik Singh and Baijnath), noted that both related to section 409 IPC and breach of trust, and distinguished them on the basis that the present case involved a different offence (section 218 IPC) and different facts. Accordingly the court did not treat those authorities as controlling.

Because the court concluded that the act alleged (preparation of incorrect record by omission/substitution) was done while acting or purporting to act in the discharge of official duty, section 197(1) CrPC applied and prior sanction was a condition precedent to prosecution. No sanction had been obtained; therefore the court held prosecution could not lawfully proceed.

Holding and Implications

Core Ruling: Prosecution under section 218 IPC cannot be proceeded with without the previous sanction required by section 197(1) CrPC where the alleged act was done while acting or purporting to act in the discharge of official duty.

Direct consequences recorded in the opinion:

  • The court accepted the recommendation made by the sessions judge (though for different reasons than the sessions judge articulated) and set aside the trial court's order dated 6 February 1967.
  • Because no sanction for prosecution under section 197 CrPC had been obtained, the petitioner cannot be prosecuted on the complaint as framed under section 218 IPC.

The opinion does not purport to lay down broader doctrine beyond the application of section 197(1) to the facts before the court; it expressly distinguishes the cited Supreme Court decisions and treats the outcome as driven by the factual and statutory analysis in this case.

    Madan Lal Lamba, v. Inderjit Mehta, .

    Gopal Singh, J.:-

    (1) This is recommendation under section 438, criminal procedure code made by the sessions judge, bhatinda in a revision petition filed by madan lal lamba, sub - divisional officer against inderjit mehta, contractor from the judgment dated february 6, 1967 given by shri dina nath, judicial magistrate 1st class, bhatinda holding that sanction for prosecution of madan lal lamba by a complaint filed by inderjit mehta for offence under section 218, indian penal code was not necessary.

    (2) Briefly stated, the facts are that inderjit mehta entered into a contract on april 25, 1964 for supply of stone ballast to the public works department of the punjab government for construction of lassara nala and bhatinda - dabwali road.

    (3) Inderjit mehta supplied 1400 cubic feet of stone ballast to madan lal lamba in his capacity as sub - divisional officer in charge of the contract. The sub - divisional officer checked the material on june 3, 1964. He made an entry at page 11 in the officer's note book no. 35. The running bill of the amount thus due was drawn up on february 23, 1965. The payment of the amount due is said to have been postponed by the sub - divisional officer on one pretext or the other. On august 31, 1965, the contractor came to know that the sub - divisional officer had replaced page 11 of the officer's note book by inserting in that book another leaf bearing that page number. The page replaced did not contain the entry pertaining to the supply of 1400 cubic feet of stone ballast,

    (4) The contractor finding that the sub - divisional officer had prepared the record in a manner knowing it to be incorrect with intent to cause loss to him and also had fabricated the record, filed on july 16, 1966 a complaint under sections 218, 465 and 467, indian penal code against the sub - divisional officer. The trial court summoned the accused only for offence under section 218, indian penal code. The accused made an application to the court on december 12, 1966 contending that under section 197 of the criminal procedure code, no sanction having been obtained for his prosecution, he cannot be proceeded against under section 218, indian penal code.

    (5) It is admitted on behalf of the parties that the petitioner - accused is a public servant. It is contended on behalf of the petitioner that he having prepared incorrect record pertaining to the payment of price of the stone ballast supplied by tile respondent while acting or purporting to act in the discharge of his official duty, the court could not take cognizance of offence under section 218, indian penal code unless the previous sanction of the state government is forthcoming and no sanction having been obtained, the complaint deserves dismissal.

    (6) section 218, indian penal code, under which the petitioner has been summoned, runs as follows: -

    " whoever, being a public servant, and being as such public servant, charged with the preparation of any record or other writing, frames that record or writing in a manner which he knows to be incorrect, with intent to cause, or knowing it to be likely that he will thereby cause, loss or injury to the public or to any person, or with intent thereby to save, or knowing it to be likely that he will thereby save, any person from legal punishment, or with intent to save, or knowing that he is likely thereby to save, any property from forfeiture or other charge to which it is liable by law, shall be punished with imprisonment of either description for a term which may extend to three years, or with fine, or with both."

    (7) It is admitted by both the parties that the petitioner in his capacity as sub - divisional officer was charged with the preparation of the record or writing of the officer's note book containing page 11, it is also conceded that whether it is the original leaf bearing page 11 or the one by which it has been substituted, both are written in the handwriting of the petitioner and were prepared by him. Thus, the preparation of page 11 as replaced with the entry pertaining to the supply of 1400 cubic feet of stone ballast omitted thereon is the official act of the petitioner performed in the discharge of his official duty as sub - divisional officer. If the facts alleged on behalf of the complainant for prosecution of the petitioner are correct and at this stage i have, for the purpose of determination of the question of applicability of section 197, criminal procedure code, to assume that they are, subject to the defence, which may be offered at a later stage, then the act of preparation of page 11, whether the earlier one or the subsequent one, falls within the scope of official duty of the petitioner. According to the complaint, the petitioner has framed that record or writing in a manner which he knew to be incorrect and he did it with intent or knowing that he is likely thereby to cause loss to the respondent.

    (8) In order to find whether the act of preparation of the replaced page 11 of the officer's note book in an incorrect manner falls within the ambit of sec. 197, criminal procedure code, it is necessary to consider the language of section 197. Section 197 (1) , criminal procedure code, which is relevant for the present case runs as follows: -

    "197 (1). When any person, who is a judge within the meaning of section 19 of the indian penal code, or when any magistrate, or when any public servant, who is not removable from his office save by or with the sanction of a state government or the central government is accused of any offence alleged to have been committed by him 'while acting or purporting to act in the discharge of his official duty', no court shall take cognizance of such offence except with the previous sanction: - - (a) in the case of a person employed sn connection with the affairs of the union, of the central government; and (b) in case of a person employed in connection with the affairs of a state, of the state government."

    (9) The point of controversy hinges around the above underlined (here in ' ') portion of section 197 (1) , criminal p. C. Vis - a - vis section 218, indian penal code.

    (10) A public servant shall be treated to have acted or purported to act in the discharge of his official duty, if his official duties as a public servant enable him to justify the act falling within the scope of those duties. In other words, the act should be integrally connected with the authority of his office and should fall within the periphery of prescribed duties. If there is reasonable nexus between the act and the official obligation to be discharged by the public servant, the act shall be regarded as an official act. If the act is entirely unconnected with his office, it could not be deemed to be an official act within the scope of section 197 (1) , criminal procedure code. There must be a logical relation of the act with the discharge of official duties, which the office of a public servant enjoins upon him. A different or out of the way manner of doing an act if otherwise it falls within the scope of official duties could not be treated as alien to the scope of such duty. Whether the act is done rightly or wrongly, correctly or incorrectly, if it is done in the discharge of official duty, it will be covered by that section.

    (11) As referred to above, it was the official duty of the petitioner in his capacity as sub - divisional officer to maintain the officer's note book and to make correct entries representing the actual supplies of stone ballast made by the respondent in execution of his contract work. The petitioner prepared page 11 of the officer's note book in his official capacity. If the petitioner while preparing page 11 of the officer's note book or making entries therein made an incorrect entry, he had nonetheless so done while acting or purporting to act in the discharge of his official duty. If the petitioner either by erasure of an entry or by its omission prepared incorrect record, even then he would be acting within the scope of his official duty although he may be acting wrongly and not according to what he ought to act. If the petitioner after having prepared page 11 of the officer's note book containing the entry pertaining to the supply of 1400 cubic feet of stone ballast replaced the leaf bearing page 11 by another leaf and made all the entries on that page except the entry pertaining to the respondent, he has while acting in his official capacity omitted to make the entry, which he in that very capacity was under obligation to make. Omission to make entry by substitution of one folio for another is nothing but preparation of incorrect record.

    (12) In order that section 218. Indian penal code, may apply, the following three relevant essential ingredients of that section must apply: - - (i) the public servant must be charged with the preparation of any record or other writing; (ii) he must frame that record or writing in a manner, which he knows to be incorrect; and (iii) he has done it with intent to cause or knowing it to be likely that he will thereby cause loss or injury to public or to any person. For making section 218, indian penal code applicable, the preparation of record or other writing must be the official duty of the public servant. In the present case, there is no gainsaying the fact that according to the case of the prosecution, it is the petitioner, who was to prepare the record of the officer's note book and he in fact according to the case, himself in his own handwriting made the entries on page 11, both before and after its substitution. Thus, according to the first ingredient of section 218, the petitioner prepared page 11 by omission of the relevant entry pertaining to the supply of stone ballast by the respondent from that page. The petitioner has done it in no other capacity except in his capacity as sub - divisional officer, that act of the petitioner falls within the scope of discharge of his official duty. While replacing previous page 11 by a subsequent one with the difference of the omission therefrom of the entry of supply of the commodity by the respondent to the government, the petitioner has all the same prepared the record in his official capacity except that he has prepared it incorrectly. Simply because, there is an omission from page 11 by the petitioner, it does not imply that the act of the petitioner ceases to partake the character of an official act. The act remains to be the official act except the manner of doing that act has been altered by omission of the entry from the record so prepared. The content and nature of the first two ingredients of section 218, indian penal code, as referred to above, which are relevant for the purpose of the determination of the question whether the act falls within the ambit of section 197 (1) , criminal procedure code, leave no doubt that the case of offence against the petitioner under that section falls within the scope of the official act contemplated by section 197 (1) , criminal procedure code.

    (13) Shri k. C. Purl appearing on behalf of the respondent has contended that tearing of the leaf from the officer's note book and its replacement amounts to commission of offence of preparation of false record and consequently the act does not fall within the scope of the official duty contemplated by section 197, criminal procedure code. I am concerned only with the offence under section 218, indian penal code, for which the petitioner is being prosecuted and not with the offence pertaining to the preparation of false record. Under section 218, indian penal code, it is not the replacement or substitution of one page by another, which is culpable or penal but it is the incorrect preparation or framing of the record or writing, which apart from the intention of causing loss for which the record is so prepared, makes the act penal the second ingredient will be satisfied if the record prepared is erroneous. It is not material what mode is adopted for incorrect preparation of that record. Substitution of one leaf by another so as to omit a given entry from the page substituted is penal within the scope of second ingredient of section 218. It will not be relevant to consider as to what method or means have been adopted for the incorrect preparation of the record to attain the end of omission of a given entry. Considering the scope of the two essential ingredients of section 218, indian penal code vis - a - vis section 197 (1) , criminal procedure code, the only view, in the premises of the facts of the present case, which these two sections admit of, is that the petitioner acted or purported to act in. The discharge of his official duty.

    (14) The counsel for the petitioner principally relied on amrik singh v. State of pepsu reported in air 1955 sc 309 in support of his contention, whereas the counsel for the respondent placed reliance mainly on baijnath v. State of madhya pradesh reported in air 1966 sc 220. Both these decisions of the supreme court pertain to cases of breach of trust under section 409, indian penal code. In the earlier decision, the view taken was that a sub - divisional officer, who had shown in the aquittance roll drawn up by him payment of rs. 51. 00 to a labourer and affixed his own thumb - impression purporting to be the thumb - impression of that labourer and misappropriated the amount himself, did so in the discharge of his official duty. In the latter case, in which a cashier instead of depositing certain items of money, which he had to deposit in the treasury, did not deposit the same and converted it to his own use, it was held that section 197, criminal procedure code did not apply as the act of misappropriation under section 409, indian penal code did not fall within the scope of his official duty.

    (15) The facts of the present case are entirely different. The offence committed is not one under section 409, indian penal code but is one under section 218, indian penal code for which the petitioner is being proceeded against. The present case being distinguishable on the facts and dealing with entirely a different offence from the one with which these two supreme court decisions dealt, those cases are not analogous and applicable to the present case. As discussed above, the act of preparation of record by the petitioner and so also the act of preparation of incorrect record by him falls as much within the scope of section 197, criminal procedure code as it does within the scope of section 218, indian penal code. The petitioner having prepared the incorrect record while acting or purporting to act in the discharge of his official duty as sub - divisional officer, he cannot be proceeded against for prosecution under section 218, indian penal code unless sanction for his prosecution has been obtained under section 197, criminal procedure code. The sanction being a condition precedent for his prosecution and no sanction having been obtained, the petitioner cannot be prosecuted. I accept the recommendation made by the sessions judge, though for different reasons, and set aside the order of the trial court dated february 6, 1967.

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    Madan Lal Lamba, v. Inderjit Mehta, .
    (May 19, 1969)