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AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Case Number
Advocates
Judges
Acts
  • provisions of section 537 of the Code of Criminal Procedure.I
  • Exception 4 to section 300 of the Indian Penal Code
  • SECTION 297 CRIMINAL PROCEDURE CODE
  • Section 105 of the Indian Evidence Act, 1872,
  • section 537 of the Criminal Procedure Code
  • Act, 1907, 7 Edw. VII, chapter 23, section 4(1)
  • section 300 of the Indian Penal Code.
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Advocates
Judges
Acts
  • provisions of section 537 of the Code of Criminal Procedure.I
  • Exception 4 to section 300 of the Indian Penal Code
  • SECTION 297 CRIMINAL PROCEDURE CODE
  • Section 105 of the Indian Evidence Act, 1872,
  • section 537 of the Criminal Procedure Code
  • Act, 1907, 7 Edw. VII, chapter 23, section 4(1)
  • section 300 of the Indian Penal Code.
Smart Summary

Factual and Procedural Background

This opinion arises from an application under clause 26 of the Amended Letters Patent of the Bombay High Court (a certificate having been granted by the Advocate General). The petition asks the High Court to review a conviction for the offence of murder and the sentence of death passed by the Bombay Sessions Court. The basis of the review is that the trial Judge's summing up contained omissions and alleged misdirections of law (principally in failing to summarise or discuss the evidence and in failing to put statutory exceptions to the jury), which the Advocate General certified warranted further consideration under clause 26. The High Court considered whether there was an error in the decision of a point or points of law and, if so, what remedial power the Court possessed under clause 26.

Legal Issues Presented

  1. Whether the trial Judge's omission to give the jury a connected account of the case or to discuss/comment on the evidence of witnesses amounted to a misdirection or error in a point of law.
  2. Whether the omission to read and explain Exception 4 to section 300 of the Indian Penal Code to the jury amounted to a misdirection or error in law.
  3. Whether the omission to point out discrepancies in the prosecution evidence to the jury constituted misdirection.
  4. Whether the omission to place before the jury circumstances favourable to the accused (for example, absence of blood-stains, absence of an incriminating weapon, minor injuries to accused) amounted to misdirection.
  5. Whether it was a misdirection not to caution the jury about accepting evidence of two named witnesses (Fakira and Hasan) who belonged to the accused's party.
  6. What are the High Court's powers under clause 26 of the Letters Patent when an error in a point of law (including misdirection or non-direction) is found: must the Court necessarily acquit, may it review all the legal evidence and affirm or alter the conviction/sentence, and how does clause 26 relate to section 537 of the Criminal Procedure Code (1898) and comparable English law principles.

Arguments of the Parties

Accused's Arguments (counsel: Mr. Poonawalla)

  • The trial Judge failed to give the jury any connected account of the case and did not go through or comment on the evidence of witnesses or discuss the weight to be attached to it; this omission amounted to misdirection.
  • The Judge omitted to read and explain Exception 4 to section 300 IPC (relating to killing in a sudden fight/heat of passion), which, given the defence presented (sudden fight/provocation), was a misdirection.
  • The Judge omitted to point out discrepancies in prosecution evidence and to place favourable circumstances for the accused before the jury; these omissions prejudiced the accused and caused a failure of justice.
  • The failure to explain exceptions (1 and 4) and to leave the jury to decide whether facts proved warranted the exceptions was especially prejudicial: the jury should have been allowed to determine who gave the stab wound and under what circumstances.
  • Reliance on authorities (including Sydney Augustus Wann) to contend that insufficient direction or omission on material points can be a misdirection leading to miscarriage of justice where it is reasonably probable that a full direction would have produced a different verdict.

Crown's / Respondent's Arguments (counsel: Mr. Velinker / Mr. Velinher)

  • The remedy here is a review under clause 26, not an appeal; the proper test is whether there has been a failure of justice — the Court is entitled to apply the broad principle embodied in section 537 CrPC about miscarriage of justice.
  • Although there may have been non-direction, the Court should examine the whole of the evidence and determine whether the legal evidence is sufficient to support the conviction; the Court may place itself in the position of a reasonably competent jury and ask what effect the misdirection would have had on such a jury.
  • Even if the Judge omitted to sum up evidence or to mention exceptions, the omission may not have prejudiced the accused where (as the Crown contends) there was no evidence enabling the exceptions to apply and where the defence was weak or unsupported by the record.
  • Reliance on full-bench authority (R. v. Leherchand Dayachand) and other authorities for the proposition that clause 26 permits the High Court to review evidence and decide whether the legal evidence suffices to support the conviction after excluding inadmissible evidence.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
King-Emperor v. Barendra Kumar Ghose Authority that clause 26 contemplates the Court's power to review a case to ascertain point(s) of law. Cited to support that clause 26 gives the High Court power to review and finally determine point(s) of law.
Emperor v. Panchu Das Decision that the result of a review under clause 26 can never be a retrial. Applied to confirm that clause 26 review cannot result in a new trial; quoted to limit remedies available.
Reg. v. Fattechand Vastachand Judicial duty to put salient features of evidence before the jury (summation duty). Used to support the proposition that the Judge must put salient evidence both for and against the prosecution to the jury.
Emperor v. Mira Gajbar Even where counsel have placed points before jury, the Judge still must present all matters of prime importance in favour of the accused. Cited to show the trial Judge's duty is not discharged merely because counsel have argued points before the jury.
Rahamat Ali v. The Empress Omission to tell the jury what the defence of the accused is amounts to misdirection. Invoked to support that the Judge should explain the defence to the jury; failure can amount to misdirection.
Benjamin Henry Dinnick When a defence is raised, however weak, it should be fairly put before the jury. Applied to argue that omission to explain Exception 4 (sudden fight) is a misdirection when that defence was raised.
Emperor v. Mahmadhhan Omission to read and explain Exception 4 to section 300 IPC is a misdirection. Cited for the proposition that failing to explain the exception based on sudden fight can materially affect the jury's verdict.
R. v. Leherchand Dayachand Full-bench statement that clause 26 casts upon the High Court the duty to determine whether the legal evidence suffices to support a conviction (Court may examine evidence). Cited by the Crown and discussed by the Court when considering whether clause 26 permits examination of the whole evidence to decide sufficiency.
Subrahmania Ayyar v. King-Emperor Privy Council decision discussed as to whether disobedience of mandatory provisions vitiates a trial irrespective of prejudice (relevance to clause 26 / section 537 debate). Referenced in debate over the scope of clause 26 and whether misdirection/mandatory breach requires reversal; the Court considered but did not treat it as settling the extreme view.
Afiruddi Chakdar v. Emperor Judge's charge is a duty and privilege to guide the jury and help them arrive at correct findings. Invoked to state the role of the Judge's charge in assisting the jury and avoiding errors in verdict.
Mangan Das v. Emperor Judge is bound to lay down the law in charge to the jury. Cited to support that the judge must explain the law to the jury even if he need not read all depositions.
Emperor v. Fateh Chand Agarwalla Authority addressing the relationship between clause 26 powers and earlier authorities/Privy Council rulings (and whether section 537 applies). Referred to when discussing whether section 537 applies to clause 26 reviews and the extent of the High Court's powers to re-examine evidence.
Abdul Rahman v. The King-Emperor Later Privy Council reference to Subrahmania Ayyar indicating that failure of justice remains a relevant consideration. Used to show that the Privy Council's jurisprudence does not conclusively bar consideration of whether a failure of justice occurred.
Sydney Augustus Wann Authority that insufficient direction or omission on a material point is a misdirection leading to miscarriage of justice if reasonably probable the jury would not have convicted on full direction. Cited by the accused's counsel to argue that omissions in charge produced a failure of justice.
Ramaraja Tevan, In re Referenced in the context of Privy Council jurisprudence and the question whether failure of justice should be considered. Mentioned by the Court when surveying related authorities; not used to change the outcome directly.
Emperor v. Panchu Das (additional citation) (Reiterated) Clause 26 review cannot result in retrial. Quoted by the Court to reinforce that clause 26 does not authorize a new trial.

Court's Reasoning and Analysis

The High Court undertook a structured analysis of two linked questions: (1) whether the trial Judge's omissions during the charge constituted an error in the determination of a point of law (including misdirection or non-direction) so as to bring clause 26 into play; and (2) if an error existed, what powers the High Court had under clause 26 to remedy it.

Step 1 — Duty to Summarise Evidence and to Lay Down the Law:

The Court (Beaumont, C.J.) emphasised that section 297 CrPC makes it mandatory for a trial Judge, in a jury trial, to charge the jury by summing up the evidence for prosecution and defence and to lay down the law. The purpose is to place salient evidence before the jury so as to assist their fact-finding. The Court found that the learned trial Judge, after laying down general rules about assessing evidence and summarising legal tests, asked the jury if they wanted him to read his notes and on their negative reply did not sum up the evidence in the required manner. Thus Beaumont C.J. concluded there was an error of law under clause 26 because section 297 had not been complied with.

Step 2 — Nature of the Error and Whether It Necessarily Requires Quashing:

The Court examined precedent and statutory analogues. It accepted that clause 26 does not automatically require acquittal whenever any misdirection is proved. Although section 537 CrPC does not on its face apply to clause 26 cases, the Court considered the underlying principle of section 537 — that an irregularity will justify setting aside a verdict only if it occasioned a miscarriage of justice — to be a relevant guiding consideration. The Court also reviewed full-bench authority (R. v. Leherchand Dayachand) holding that clause 26 may require the High Court to assess whether the legal evidence is sufficient to support the conviction and that the function of fact-finding may in some measure devolve upon the Court in this jurisdictional context, albeit without ordering a retrial.

Step 3 — Review of the Evidence for Prejudice / Failure of Justice:

The Court expressly examined the record of evidence to determine whether the errors in charge produced a miscarriage of justice. Beaumont C.J., after reviewing the evidence, concluded that although there was a failure to comply with section 297 (an error of law), that failure had not led to any miscarriage of justice or prejudice to the accused because (inter alia) the evidence did not support the exceptions relied on by the defence, and the omissions were, on balance, not detrimental to the accused. The Court assumed the jury to be reasonably competent and assessed what effect the alleged misdirections would have had on such a jury.

Step 4 — Treatment of Exception 4 (and other exceptions):

The Court analysed Exception 4 to section 300 IPC (sudden fight/heat of passion) to determine whether failure to read/explain it prejudiced the accused. The Court noted the ingredients required by the exception and examined whether there was any evidence to satisfy those ingredients (for example, absence of premeditation, lack of undue advantage or cruel/unusual conduct). The Court found there was no evidence to bring the case within Exception 4 (and that the trial Judge, if he had read the exception, would have had to tell the jury there was no evidence on record for its application). On that basis the Court held that omission to refer to the exception caused no prejudice.

Step 5 — Conclusions of the Three Judges:

  • Beaumont C.J.: Found a statutory error (failure under section 297), but held it did not occasion a miscarriage of justice; therefore dismissed the petition after reviewing the evidence and concluding the legal evidence was sufficient to support the conviction.
  • Beoomfield, J.: Agreed that there was non-direction amounting to misdirection, but applied the principle that clause 26 allows the Court to consider whether a failure of justice resulted; concluded no failure of justice because the exceptions did not apply on the evidence and thus the petition should be dismissed.
  • N.J. Wadia, J.: Characterised the matter as non-direction rather than positive misdirection, recognised that reference to exceptions was necessary, but concluded that the omission did not seriously prejudice the accused given the record; agreed that the Court may examine the evidence and decide whether the misdirection occasioned a failure of justice, and found none.

Across the judgments the High Court emphasised two consistent points: (a) the mandatory duty of the trial Judge to sum up salient evidence and to lay down the law; and (b) the High Court's duty under clause 26 to review whether any error in law (including misdirection/non-direction) has in fact led to a miscarriage of justice — if not, the conviction may be allowed to stand subject to the limits on clause 26 (not permitting retrial).

Holding and Implications

Holding: The application under clause 26 of the Letters Patent is DISMISSED.

Implications / Consequences:

  • The High Court found that although the trial Judge failed to comply with section 297 CrPC (an error of law/non-direction in the charge), that error did not occasion a miscarriage of justice on the evidence in this case.
  • Accordingly, the Court dismissed the petition and affirmed that it was not necessary in this matter to quash the conviction or order an acquittal; the practical effect is that the conviction and sentence as determined by the Sessions Court remain undisturbed by this review.
  • The Court reiterated that clause 26 proceedings do not permit a retrial (no new trial), but that the High Court may review the evidence and finally determine point(s) of law and alter sentence or pass such judgment as it thinks right; where an error exists, the Court must decide whether it caused prejudice/failure of justice and may confirm conviction if no such prejudice is found.
  • The opinion does not announce a novel or binding override of the authorities discussed; rather it applied existing principles (including consideration of section 297 duties and the principle underlying section 537 CrPC) to the facts and dismissed the petition. No new precedent beyond the application of those established principles to these facts was set out as a sweeping rule by the Court.
Application dismissed.

This summary is drawn solely from the provided opinion text and does not add or infer information beyond that record.

    Emperor v. Puttan Hassan

    Poonawala. This is an application under clause 26 of the Amended Letters Patent of the Bombay High Court. Clause 26 postulates the existence of “an error in the decision of a point or points of law decided by the Court of original criminal jurisdiction”, and it gives the High Court “full power and authority to review the case,” and “finally determine such point or points of law”. The error of law may consist of misdirection in the charge to a jury, which includes non-direction. It may mean something which is wrong in law. To ascertain the point or points of law, the Court has power to “review the case”: The King-Emperor v. Barendra Kumar Ghose.(1) The result of such a review can never be a retrial: Emperor v. Panchu Das.(2) The Court has, however, the power either “to alter the sentence” or “to pass such judgment or sentence” as “shall seem right”. In other words, if the Court holds that there is a misdirection whereby the verdict of the jury has been affected, then the accused should have the benefit of the verdict of acquittal, or at any rate of a verdict of a lesser offence, viz., culpable homicide not amounting to murder. The Court has to put itself in the position of the jury, and to arrive at the conclusion which would be justified by the facts deposed to.

    In the present case, the points of law which I desire to urge are: (1) the omission of the trial Judge to give to the jury any connected account of the case or to go through or comment on the evidence of any witness or discuss the weight to be attached thereto amounts to a misdirection; (2) the omission to read and explain to the jury Exception 4 to section 300 of the Indian Penal Code amounts in law to a misdirection; (3) the omission of the Judge to point out to the jury discrepancies in the evidence of the prosecution witnesses is such a misdirection; (4) the omission of the Judge to place before the jury circumstances which were in favour of the accused amounts to a misdirection; and (5) it is a misdirection not to caution the jury against accepting the evidence of the witnesses Fakira and Hasan, who belonged to the accused's party.

    (Velinher. The accused's counsel is not at liberty to raise points not mentioned in the certificate by the Advocate General, but should confine himself strictly to the certificate.)

    As regards the first point, it is made obligatory on the Judge by Section 297 of the Criminal Procedure Code, 1898, to sum up, “the evidence for the prosecution” to the jury.

    (Velinher. I concede that failure to comply with the requirement of section 297 would amount to misdirection.)

    The Judge here did not give the effect of evidence. He did not discuss the evidence at all. Even if the jury did not desire that any evidence should be read out to them the Judge was not thereby excused from reading or commenting on the evidence. It is incumbent on him to put before the jury the salient features of the evidence both for and against the prosecution: Reg. v. Fattechand Vastachand. Even if counsel on both sides have put all the points in the evidence before the jury, that does not relieve the Judge from his duty to place before the jury all matters of prime importance in favour of the accused: Emperor v. Mira Gajbar.(3) It is a misdirection to omit to tell the jury what the defence of the accused is: Rahamat Ali v. The Empress.(4)

    [Beaumont, C.J Under section 537 of the Criminal Procedure Code no finding or sentence can be reversed or altered on account of any misdirection in any charge to a jury unless such error, omission, irregularity or misdirection has in fact occasioned a failure of justice.]

    Section 537 has no application to a case reviewed under clause 26 of the Letters Patent: Emperor v. Fateh Chand Agarwalla.

    If there are misdirections on important points, that would affect the verdict of the jury, and it is not open to the Court to say that it would review the evidence as a whole to find out if the verdict is acceptable. In the case of Benjamin Henry Dinnick it is laid down that when a defence, however weak it may be, is raised by a person charged, it should be fairly put before the jury. The omission to read and explain Exception 4 to section 300 of the Indian Penal Code, based on the accused's defence of sudden fight, is a misdirection: Emperor v. Mahmadhhan. Such an omission would materially affect the verdict of the jury and prevent the verdict of culpable homicide not amounting to murder being returned. In such a case it is not open to the Court to speculate what the verdict of the jury would have been.

    Velinker. This is not an appeal, but only a review under clause 26 of the Letters Patent. The test to be applied here is whether there is after all a failure of justice. Though section 537 of the Criminal Procedure Code does not in terms apply here, the Court will have eventually to rely on the broad principle of justice embodied in it.

    In the unreported case of R. v. Leherchand Dayachand, Jenkins, C.J, who delivered the judgment of the Court, said: “Though our decision on some of the points raised by the Advocate General must be in the accused's favour, that does not entitle us to dispose of the case by simply Emperor, quashing the conviction. For this Court to deal with the Putt an case now de novo no doubt transfers from the jury to this Court the determination of the question whether the legal evidence in this case is sufficient to support a conviction against each of the accused, but the authorities are conclusive that section 26 of the Letters Patent casts upon us that duty.”

    The ratio decidendi is: “Is the legal evidence in the case sufficient to support the case against each of the accused.” In that case the offences charged were punishable under sections 211 and 109, 467 and 471. Certain evidence was improperly admitted. The trial Judge (Crowe, J.) admitted evidence on certain points of three witnesses improperly although objected to; he similarly admitted a confession by one Nemchand although objected to. There was thus an error in the determination of points of law. The Judges decided these points in favour of the accused and proceeded to examine the entire evidence and reached the conclusion that the conviction was right. However regrettable it may be that the function of the jury should devolve upon the Court, the Court has to review the case under clause 26 and decide first whether the verdict of guilty arrived at is proper or there has been a failure of justice. If there is a misdirection or an error in the decision of a point of law, the Court then has no other course open to it than to record a finding of acquittal. I have already conceded that on the authorities there can be no retrial.

    In England, the test laid down for the exercise of the powers of the Court of Criminal Appeal is: “The Court may, notwithstanding that they are of opinion that the point raised in the appeal might be decided in favour of the appellant, dismiss the appeal if they consider that no substantial miscarriage of justice has actually occurred.” (Criminal Appeal Act, 1907, 7 Edw. VII, chapter 23, section 4(1) proviso.) This is similar to the provisions of section 537 of the Code of Criminal Procedure.

    I agree that the cases decided under Section 297 of the Criminal Procedure Code, 1898, say that the omission to place a narrative of the facts before the jury and to sum up the evidence for the prosecution and defence is a misdirection. Clause 26 of the Letters Patent does not mention “misdirection” but only “an error in the determination of a point of law”. To use the term “misdirection” in this connection indicates a confusion of thought. One instance of a “misdirection” is where the Judge admits evidence which legally is not admissible; another is where the Judge lays down the law wrongly. It is no doubt imperative on the part of the Judge to sum up to the jury the evidence for the prosecution, and also for the defence if any. The cases on the point are all collected in Mitra's last edition of the Criminal Procedure Code. The Judge's charge is not only for the purpose of stating the law and explaining it to the jury, but also of helping them to arrive at a correct finding on the facts. He has to guide the jury as to the logical bearing of the evidence admitted upon the matters to be found by them. He has to do that to avoid the chances of error on the part of the jury in arriving at their verdict. It is a privilege granted to Judges of our Courts and a duty cast upon them: Afiruddi Chakdar v. Emperor. But it is not necessary under the law that the Judge should confuse the jury by reading yards and yards of depositions. All he has to do is to place before the jury the salient points in the evidence. It is not required by law that all the discrepancies should be enumerated by the Judge, especially when counsel have dwelt on them at length. Here, the evidence was very carefully dealt with by the Advocate General and by two counsel engaged by the two accused. The Judge is no doubt bound to lay down the law: Mangan Das v. Emperor. In the present case, the whole case for the prosecution as well as for the defence was put by the Judge in a way which would help the jury in arriving at the right conclusion. In the first place, he told them what tests were to be applied in determining whether the Jury should or should not believe a witness, as for instance, bias, demeanour, etc. He told them there were discrepancies and discrepancies, and that some discrepancies were indicative of the credibility of a witness rather than the contrary, and how to differentiate between them. Points like these be premised, before he brought out the salient points in the case. The facts emphasized were that the deceased died of a wound in the abdomen; the wound was inflicted in Pannabai's hall; the accused were admittedly present near or in the hall; the wound was 2½ inches in length; a knife was the instrument with which the wound was caused; the advent of eight or ten persons with the accused at dead of night in Pannabai's hall, some of them being armed with knives; the state of feelings between Pannabai and the accused and between the accused and the deceased; the motive for the crime; and the variations in the different statements made by the deceased after the incident to his brother Mustafa, to the police sergeant and the Honorary Magistrate, who recorded his dying deposition; the defence case; the statements made by the accused; the defence that there was a quarrel and a general fight between the deceased's party and the party of the accused. The Judge mentioned that there were discrepancies in the prosecution evidence, but he did not say what these discrepancies were. Although these were already pointed out by counsel not once but twice, yet that did not relieve the Court of the duty of pointing out the most important ones. The defence counsel did not object to the Judge's not reading the evidence, and the jury said to the Judge in answer to a question put to them by him that they did not want it to be read. But this again did not relieve the Judge of the duty of summing up the evidence.

    Section 297 of the Criminal Procedure Code requires that the Judge should lay down the law. It does not mean that the Judge should give an exposition of the whole law of murder, for that would only confuse the jury. Section 105 of the Indian Evidence Act, 1872, places the burden of proving the exception on the accused. It was for the accused to have proved facts warranting the application of Exception 4 to section 300 of the Indian Penal Code. This was not done. There was only a suggestion by counsel for the accused that there was a melee and a quarrel. Suggesting an exception to section 300 of the Indian Penal Code is quite a different thing from proving it. Even the counsel for the accused did not read exception 4 to the jury. The real question is, has the omission to explain exception 4 to the jury prejudiced the accused and caused a miscarriage of justice?

    Exception 4 has several ingredients: “without premeditation”, “sudden fight”, “heat of passion”, “sudden quarrel,” and “without the offender's having taken undue advantage or acted in a cruel or unusual manner.” The last requirement is the key-word of the exception. The mere fight in a sudden quarrel is not enough for the application of the exception. Something more is wanted. The exeception requires that the accused should not take undue advantage or act in a cruel or unusual manner. On this last point, what are the facts appearing in the evidence 1 There was no stick with the deceased. He was sitting down in Pannabai's room. The accused formed a party of ten or twelve persons, and came armed with knives at dead of night and some of them entered Pannabai's room. The deceased, on seeing them, was quietly stealing out of the room. Just as he was going out, he was attacked. Even assuming that the deceased said to the accused: “why do you come to Pannabai's room when she does not like your presence,” and also that his servant Moosa flourished a stick at the accused, does this justify anyone in pulling out a knife and inflicting a mortal wound with it? If exception 4 had been read to the jury, no advantage would have accrued to the accused from it. They would have rather been placed in a less favourable position, for the learned Judge was hound to have told them that there was no evidence on the record at all for the application of exception 4. Let us see what evidence there is to warrant the application of exception 4. The statements of the accused before the Court give no indication of the application of the exception. The accused says there was a fight and he ran away. The accused did not even make an allegation in his statement, and he has led no evidence on the point. The exception was not read by any counsel for the accused. A mere suggestion that there was a sudden quarrel and that there was no premeditation is not enough. Assuming that there was a general melee, the accused's statement is that he was not concerned in it at all. What is the tale told by the injuries? Both the deceased and his servant Moosa had serious wounds on their person. Moosa had to be in the hospital for fourteen days. The accused had only an old scratch; Munekhan had an old mark, and Sherbahadur, a man in the accused's party, had a superficial abrasion. If there was at all a sudden fight, how is it that the accused and his party men have only trivial marks? In their addresses to the jury the two counsel for defence never relied upon exception 4 and did not explain it.

    What we have now to see is, was there or was there not an error in the determination on a point of law. Assuming there was such an error, the next question is, are you bound to revise the conviction and set it aside or are you entitled to look at the legal evidence and to see if it is sufficient to support the conviction? I say that there is ample legal evidence to support the conviction and the same should be confirmed.

    Poonawalla, in reply. The ratio in Reg. v. Leherchand Dayachand does not apply to this case. At any rate it is not consistent with the Privy Council decision in Subrahmania Ayyar v. King-Emperor.

    The case of Sydney Augustus Wann establishes the proposition that insufficient direction or omission to direct on a material point is a misdirection leading to “a miscarriage of justice” in a case where it is reasonably probable that on a full direction the jury would not have convicted. In the present case the Judge has only put the case for the prosecution to the jury: he has not summed up the evidence at all. The misdirections we complain of are: (1) material discrepancies in the evidence are not pointed out, (2) circumstances favourable to the accused are not placed, and (3) attention is not invited to the defence raised by the accused. These misdirections have led to a failure of justice.

    It is not correct to say that our defence rested only on the suggestion made by counsel for the accused. We had put forward our defence of sudden fight and shaped our cross-examination of the prosecution witnesses on that basis. The Judge should have put that defence to the jury. It was not for him to say that exception 4 to section 300 did not apply. He should have left it to the jury whether the facts proved warranted the application of exception 4. The question who gave the stab wound and under what circumstances was the stab wound given was pre-eminently one for the jury to decide. Our defence was also provocation. Even on that footing, exception 1 to section 300 should have been read and explained to the jury. This not having been done, there was a failure of justice to the accused here.

    Beaumont, C.J:—This is a petition to the Court to review the conviction of the accused of the offence of murder by the Bombay Sessions Court and the sentence of death passed upon him, the petition being based on a certificate of the Advocate General given under clause 26 of the Letters Patent. The certificate granted by the Advocate General is that in his judgment the question whether the direction to the jury by the learned Judge in this case and the omission to direct the jury do not amount in law to a misdirection should be further considered by the Court. The basis of the petition for review is, therefore, that there were misdirections and omissions in the summing up of the learned Judge which amount to error in a point of law.

    Section 297 of the Criminal Procedure Code provides that in cases tried by jury, when the case for the defence and the prosecutor's reply (if any) are concluded, the Court shall proceed to charge the jury, summing up the evidence for the prosecution and defence, and laying down the law by which the jury are to be guided. It is, therefore, mandatory upon the Judge to charge the jury, and in so doing, to sum up the evidence for the prosecution and the defence and to lay down the law. The object of requiring the Judge to sum up the evidence is that he may render such assistance as he can to the jury by pointing out to them the salient evidence for both the prosecution and for the defence. It is not necessary for him to read his notes of the evidence to the jury, though it may often be desirable to read his notes of important parts of the evidence; nor is it necessary for him to go through the whole of the evidence. But he ought to refer to the salient parts of the evidence. Now what the learned Judge did in this case was that he first laid down certain general rules for the guidance of the jury in appreciating the evidence, and no exception is taken to that part of the charge. He also dealt with the law relating to murder, and it is not suggested that he gave any misdirection in his statement of the law, although it is suggested that his direction did not go far enough, in that he omitted reference to the exceptions to section 300 of the Indian Penal Code. He then asked the jury whether they desired him to read out his notes of any part of the evidence, and on the jury saying that they did not so desire, the learned Judge really did not deal at all with the evidence. It is no doubt legitimate for a Judge to ask the jury whether they have a particular piece of evidence in mind, or whether it would help them for him to read his notes on the subject; but the Judge is bound to sum up the evidence, whether or not the jury desire him to do so. The learned Judge made some general observations about the nature of the prosecution case, he referred to the fact that there were discrepancies in the evidence, though he did not allude to any particular discrepancy, and he referred generally to the defence suggested in the cross-examination of the prosecution witnesses. But it is impossible to say, in my opinion, that he summed up the evidence to the jury, and as the learned Judge omitted to sum up the evidence to the jury and failed to comply with section 297, it is, in my opinion, established that there is an error of law which brings the case within clause 26 of the Letters Patent.

    The next point to consider is what are our powers in dealing with a case under clause 26 of the Letters Patent. That clause provides that on its being certified by the Advocate General that in his judgment there is an error in the decision of a point or points of law decided by the Court of original criminal jurisdiction, or that a point or points of law which has or have been decided by the said Court should be further considered, the said High Court shall have full power and authority to review the case, or such part of it as may be necessary, and finally determine such point or points of law, and thereupon to alter the sentence passed by the Court of original jurisdiction, and to pass such judgment and sentence as to the said High Court shall seem right. It was admitted by Mr. Poonawalla on behalf of the accused, and I think quite rightly admitted, that the clause does not entail that whenever any misdirection is found to exist, the Court has no option but to set aside the verdict. To hold that we are bound to set aside the verdict whenever any misdirection is proved would be to disregard the direction in the section that we are to review the case. It is clear, I think, from the wording of section 537 of the Criminal Procedure Code that it does not apply to a case dealt with under clause 26 of the Letters Patent. But, in my opinion, we ought to apply to such the principle which underlies that section, that is, that where there has been no illegality in the mode of trial, but some irregularity in the process of trial, we are not entitled to set aside the verdict or judgment unless we are satisfied that irregularity has led to a miscarriage of justice, or has prejudiced the accused. Mr. Velinker for the Crown has relied on the decision of a full bench of this Court, which is not reported: Emperor v. Leherchand Dayachand, where the judgment is in these terms:—

    “Though our decision on some of the points raised by the Advocate General must be in the accused's favour that does not entitle us to dispose of the case by simply quashing the conviction. For this Court to deal with the case now de novo no doubt transfers from the jury to this Court the determination of the question whether the legal evidence in this case is sufficient to support a conviction against each of the accused that the authorities are conclusive that section 26 of the Letters Patent casts upon us that duty.”

    It is, in my opinion, not necessary for us in this case to go as far as the Court went in that case, or to consider how far that ruling is in accordance with certain views of the Privy Council expressed in the well-known case of Subrahmania Ayyar v. King-Emperor. It is, in my judgment, clearly-open to the Court to consider, not so much what effect the misdirection has upon the minds of this Court sitting in place of a jury, but what the effect of the misdirection was or may have been upon the minds of the jury which tried the case; and in so doing we must, I think, assume that the jury was a reasonably competent jury, though we must remember that a jury consists of laymen, and that a misdirection may have more effect upon the minds of laymen than upon the mind of a trained Judge.

    In order to determine that question it is, of course, necessary to consider the evidence on the record, and we have been through the whole of the evidence. [After discussing the evidence in the case his Lordship proceeded:]

    The broad points, on which Mr. Poonawalla relies to establish that there was a misdirection which prejudiced the accused, are first of all, that the Judge should have referred to the evidence in the case. I agree that he should have done so, but having regard to the nature of the evidence, I think that the Judge's omission to refer to it was really favourable to the accused. In my view the more the Judge had referred to the evidence, the worse it would have been for the accused. Then it is said that the Judge should have pointed out the discrepancies between the stories of the different eye-witnesses and the discrepancies between the stories which the several witnesses told in the Sessions Court and the stories the same witnesses had told in the Committing Magistrate's Court. Counsel had of course referred to those discrepancies. The Judge's duty would be to refer to any material discrepancy, but in my opinion there were here no such serious discrepancies as made it necessary for the Judge specifically to deal with them. The learned Judge did refer to the fact of there being discrepancies in the evidence, and he pointed out quite truly that minor discrepancies rather tend to strengthen, than to weaken, the evidence, because they suggest that the witnesses have not learnt the same story off by heart. In my opinion there was no failure of justice in the omission of the Judge to deal with the particular minor discrepancies which were shown to exist in the evidence. Then it is said that the Judge did not refer to the fact that there were matters favourable to the accused, for instance that there were no blood-stains found on their clothes, no blood-stained knife found with the accused, and no injury on the person of the present petitioner. Well, all those are negative matters which, in my opinion, it was not essential for the Judge to refer to. The points were again all before the jury, and they may well have thought that inasmuch as the present petitioner was not arrested until three days after the assault, the fact that no blood-stains were found on his clothes and no incriminating weapon found with him was very easily explained. Then a great point is made of the fact that the learned Judge did not refer to any of the Exceptions to section 300 of the Indian Penal Code, and it is suggested that the defence might have brought the case within the 1st or 4th Exception. Admittedly, counsel for the petitioner did not himself read those exceptions to the jury, and if the learned Judge had read the exceptions, it would have been necessary for him, in my opinion, to tell the jury as a matter of law that there was no evidence on which they could bring the case within either of those exceptions. If that is so, there was clearly no miscarriage of justice in the Judge not reading exceptions which did not apply. The exception principally relied on in this Court is the 4th exception, which provides that culpable homicide is not murder if it is committed without premeditation in a sudden fight in the heat of passion upon a sudden quarrel and without the offender's having taken undue advantage or acted in a cruel or unusual manner. The defence case as suggested in cross-examination was that the deceased Ramzanbux had told the accused that they were not to come to Pannabai's room. They had, on Pannabai's own admission, been harassing her, and she was frightened of them and wanted them not to come to her room, and as Ramzanbux was a rent-collector and was responsible for letting Pannabai's room to her, it no doubt is quite a possible theory that he told the petitioner that he was not to come to her room and frighten her. Then the defence theory is that Ramzanbux, when the accused came in, told them to go away and started to fight with a stick. Admittedly, he was not armed with any knife. There is absolutely no evidence whatever in support of that story. The learned Judge did refer to it as a possible theory, and counsel quite rightly put that theory in cross-examination of the prosecution witnesses, but no witness accepted that theory as correct. They all said that was not what happened, and merely to put a theory to witnesses, who reject it, does not provide any evidence of the truth of the theory. That being so, in my opinion, in law there was no evidence on which the jury could have held that the case fell within either exception, and the Judge would of course have had to warn the jury that the burden of bringing himself within one of the exceptions rested on the accused.

    In my opinion, although there was a failure to comply with Section 297 of the Criminal Procedure Code, and that failure does amount to an error in law, that failure has not led to any miscarriage of justice, and has not in any way prejudiced the accused; and that being so, I am of opinion that we should dismiss the petition.

    Beoomfield, J.:—I agree, and I shall state my reasons as briefly as possible.

    Section 297 of the Criminal Procedure Code requires the Judge to sum up the evidence for the prosecution and the defence and to lay down the law. A proper summing up by the Judge is an essential part of the system of trial by jury prescribed by the Code, and except where the facts are admitted, a proper summing up should include a summary of the case for the prosecution and the case for the defence, and some reference to the actual depositions of the witnesses with appropriate comment or criticism. Material discrepancies in the evidence should also be pointed out. The amount of detail necessary must obviously depend on the nature of the case. It has to be remembered that the jury, who are the judges of fact, have usually no record of the evidence on which they are to pronounce. The Judge has his notes and also the depositions taken before the Magistrate. The jury, as a rule, have nothing but their recollection of what the witnesses have stated. It is the Judge's duty, therefore, to make sure that the essential facts deposed to, facts in issue and relevant facts, are fresh in the minds of the jury before they retire to consider the verdict. If there has been a very full discussion of the evidence at the Bar, the Judge's work is lightened, but he is not relieved of his duty, nor is he relieved of it by the opinion of the jury themselves, which may be unduly optimistic, that they are not in need of any reminder.

    In the present case, as the learned Chief Justice says, there has not really been any summing up of the evidence. There are only two short passages in this very long charge in which there is any specific reference to the evidence at all, and though, if I may say so with respect, the learned Judge's charge is quite admirable as a guide to the appreciation of oral evidence in the abstract, it was not calculated to give the jury very much practical assistance in dealing with the particular case before them.

    Then, as to laying down the law, the defence put forward on behalf of the accused apparently was that the injuries to Ramzanbux were caused in the course of a sudden quarrel in such circumstances that Exception 4 to section 300 of the Indian Penal Code might come into operation. That exception was not specifically referred to by the learned counsel for the accused, but nevertheless, as it was fairly obvious that reference was made to that exception, it should have been read out and explained by the Judge, although, as the learned Chief Justice has pointed out, if he had done so, it would also have been proper for him to explain that there was in fact no evidence to substantiate that defence. I think there has clearly been a non-direction by the learned trial Judge, which, in my opinion, amounts to misdirection within the meaning of clause 26 of the Letters Patent. The learned counsel for the Crown admits that view is in accordance with, the authorities. In any case, if there was not a misdirection, there was an error on a point of law and that would be sufficient to make, clause 26 apply.

    The question then arises, what is the consequence of our finding that there was a misdirection or an error in law summing up. Clause 26 contemplates a final disposal of the case by this Court, and it has been held that there can be no new trial: Emperor v. Panchu Das. On the other hand, section 537 of the Criminal Procedure Code does not apply, so that our power to interfere is not limited by statute to cases where there has been a failure of justice. But I agree with the learned Chief Justice that the principle of that section may be applied, and if it appears that there has been no failure of justice, it is difficult to see why we should interfere with the verdict, unless indeed we are bound to do so. In the course of the arguments we were referred to Emperor v. Fateh Chand Agarwalla. Mr. Justice Mookerjee, who was one of the Judges who decided that case, considered it to be an open question whether, after finding that there has been a misdirection of the jury, there is any option left to the Court except to set aside the conviction and acquit the accused. The learned Judge referred to several authorities, some of the Calcutta High Court and some of this Court, to the effect that it is competent to the Court to consider the whole case on the evidence and to pass such sentence as shall seem right. But he considered it a moot point whether those decisions could stand in view of the decision of the Privy Council in Subrahmania v. King-Emperor. It may be doubted whether the decision of the Privy Council in that case goes as far as has sometimes been assumed. The case has been taken as an authority for the proposition that if there has been disobedience of a mandatory provision of the Code, that vitiates the whole trial, irrespective of the question whether there has been prejudice to the accused. But there is nothing in the judgment which really goes as far as that, and the Privy Council themselves have referred to Subrahmania Ayyar's case in a later judgment, Abdul Rahman v. The King-Emperor, in such a way as to suggest that the question whether there has been a failure of justice is always a relevant consideration. I may refer in that connection to Ramaraja Tevan, In re.

    In any case the extreme view has not been pressed before us. The learned counsel for the accused, if I understand his argument correctly, does not dispute the power of this Court to pass such order as the justice of the case requires, though he argues that in the circumstances of this case the judgment should be either one of acquittal or of conviction of culpable homicide not amounting to murder. His argument seems to be really this: If there has been a misdirection, it may be assumed that the verdict has been affected: if the evidence has not been properly summed up, it is possible that if it had been properly summed up the jury would have been less influenced by points in favour of the prosecution and more influenced by points in favour of the defence. If the law bearing on the defence has not been explained, it is possible that if it had been explained the jury might have accepted the defence; and if there is any possibility that the jury might have decided otherwise than they did, whether reasonably or not, the accused should have the benefit of that chance. But I do not think there is any authority for this proposition even in the cases on which Mr. Poonawalla has relied. It may be going too far to say that the whole case is open to us and that we are at liberty to substitute our own judgment for that of the jury, though there is respectable authority even for that view. But, in any case, I think that the criterion must be, not what the jury might conceivably have held, but what it might have reasonably held if properly charged by the Judge. There is nothing strange or illogical in such a view of our powers or duty. The High Court has constantly to place itself in the position of the jury in this sense in appeals from juries' verdicts and in references under section 307, and I entirely agree with the learned Chief Justice that on the evidence in this case there is not the slightest reason to believe that there has been any failure of justice, and that the petition should be dismissed.

    N.J Wadia, J.:—It has not been alleged that there has been any actual misdirection in this case, and no objection has been taken to the exposition of the law by the learned Judge. The case is one entirely of non-direction. It is alleged that the failure of the learned Judge to refer to the evidence of the more important witnesses in detail, to discuss it and to point out the discrepancies in it, his failure to explain what the defence of the accused was, and to point out that the accused relied on exceptions 1 and 4 to section 300 of the Indian Penal Code and to read out and explain those exceptions to the jury was such serious non-direction as would amount to misdirection. To amount to misdirection the non-direction must be such as must have misled the jury and seriously prejudiced the accused and thus resulted in a failure of justice. Although it is true that as the case had been heard by the jury for five days their recollection of the evidence could not have been very fresh, the evidence had admittedly been put before the jury in detail by the learned Advocate General and by the two counsel who appeared for the two accused. This is a fact which must be borne in mind when considering how far the jury could have been misled or prejudiced by the omission to put or discuss the evidence in detail in the charge. I think that in the circumstances of the case the mere omission to go through or comment on the evidence did not mislead the jury. The learned Judge at two places in his charge pointedly asked the jury whether they desired him to read out the evidence in detail, and was told by them that they did not. Even so, however, the omission to refer to certain discrepancies on material points, especially with regard to the number of persons concerned in the offence, was a serious omission, and would, I consider, amount to misdirection. It was contended that the accused had nowhere expressly pleaded that his case came within the purview of either exception 1 or Exception 4 to section 300 of the Indian Penal Code, and looking merely at the statement of the accused, that appears to be correct. But there was, in my opinion, sufficient indication in the cross-examination of the prosecution witnesses to suggest that it was the accused's case that there had been some provocation offered to accused No. 1 or to the members of his party by Ramzanbux, and also that the attack on Ramzanbux was not the act of the accused alone or of any one member of his party, but that there had been a general fight between the party of the accused and that of Ramzanbux. There was an indication, therefor, that reliance was being placed on exceptions 1 and 4 to section 300, and in the arguments of the learned counsel for the first accused it had been contended that it was not a case of murder in cold blood, but of death resulting from a sudden quarrel, and that the offence, if any, would be one not of murder, but of culpable homicide not amounting to murder. In these circumstances it was, I think, clearly necessary for the learned Judge to refer in his charge to exceptions 1 and 4 to section 300, and to explain them to the jury, and his failure to do so amounts to misdirection.

    Assuming that there has been misdirection, the question is what the powers of this Court acting under clause 26 of the Letters Patent are. We have clearly no power to order a retrial. The language of the clause requires that the case must be finally decided. It has been held by this Court and also by the Calcutta High Court that where the Court on review decides in favour of the accused on the point of law on which the certificate has been granted by the Advocate General, it is open to the Court to consider the whole case on the evidence and to pass such sentence as shall seem right. The question whether the view taken by this Court and the Calcutta High Court had been overruled by the decision of the Privy Council in Subrahmania Ayyar v. King Emperor, was considered by the Calcutta High Court in Emperor v. Fateh Chand Agarwalla, and again in Emperor v. Panchu Das, and although in the first case the question was left open, in the later case it was decided by a full bench that the Court has power under clause 26 of the Letters Patent to examine the evidence and to determine after the exclusion of the inadmissible evidence whether the residue is sufficient to justify a conviction, and two of the learned Judges were of opinion that the Privy Council ruling in Subrahmania Ayyar's case had not overruled the view which the Calcutta High Court and the Bombay High Court had previously taken. Mr. Poonawalla, who appears for the accused, has conceded that if this Court thinks that there was misdirection it would be the duty of the Court to place itself as far as possible in the position of the jury and decide what they would have done if properly directed. In my view we have the power to consider the evidence and to decide whether as a result of the misdirection there has been a failure of justice, and whether if there had been no misdirection, the jury could have come to a different verdict.

    I have already expressed my view that the omission to refer to and to discuss the evidence in detail was not, in the circumstances of the case, a very serious omission, and could not have misled the jury. The relevant portions of the evidence had been already placed before the jury by the learned Advocate General and by the two counsel for the accused, and must have been fresh in their minds. There were undoubtedly certain discrepancies in the statements of some of the witnesses and especially in the statements made by the murdered man, Ramzanbux, and by his brother very soon after the offence. Although these were not specifically referred to, it cannot be said that they were not referred to at all, or that the jury's attention had not in any way been directed to them. The learned Judge expressly asked the jury to consider whether the fact that in each of the statements made by the different witnesses, from the very start the name of accused No. 1 was always mentioned first would weigh with them so as to overweight the other fact that in some cases the names of other persons were added to those of accused Nos. 1 and 2. He also pointed out to them that in the first instance six persons were implicated, then four persons, and then in the Sessions Court, only two, and he asked them to weigh these discrepancies and to pronounce whether the addition of the names besides the two at various times could be explained in any way consistent with the truth of the prosecution case. At another place in the charge he again asked them to go into the details very carefully, and to consider whether they thought that second fact, that others were mentioned together with the accused, would make them discard those statements and pay no heed to the fact that from the very start these two persons, viz., the two accused, had been mentioned as responsible for the death of Ramzanbux. The existence of the discrepancies, therefore, was pointedly brought to the notice of the jury and sufficiently stressed. It would certainly have been better if the actual statements made by Ramzanbux at different times and by some of the prosecution witnesses with regard to the number of persons concerned in the offence had been read out. But the reference made to the discrepancies was, in my opinion, sufficient to direct the jury's attention to the existence and seriousness of the discrepancies, and it cannot, therefore, in my opinion, be said that the omission to refer specifically to the discrepancies had seriously misled the jury or had occasioned a failure of justice.

    The defence put forward by the accused was also referred to. It was pointed out that the defence had argued that there must have been some kind of provocation, and that it was alleged, and questions were put to witnesses indicating that the deceased must have told the accused and their party to leave Pannabai's hall, that he must have done, so rudely, that angry words must have been exchanged, and a quarrel had arisen, and in the heat of that quarrel somebody struck, and that there was not sufficient evidence before the jury to find out who struck the blow, nor was the evidence sufficient to find that the person who struck the blow did it with the intention of killing. Here again, it was in my opinion, incumbent on the Judge to point out to the jury that the accused relied on exceptions 1 and 4 to section 300, and to read out and explain those exceptions to them. But I agree that the omission to do so has not occasioned a failure of justice. There was clearly no evidence whatever which could have enabled the accused to prove that their case fell either under exception 1 or exception 4, and if the Judge had referred to these exceptions, it would also have been his duty to mention that the burden of proving that their case fell within the exceptions was upon the accused, and that they had failed completely to discharge that burden. It cannot, therefore, be said that the accused has been prejudiced by the omission of the learned judge to refer specifically to exceptions 1 and 4 in his charge. I agree, therefore, that no failure of justice has occurred, and that the petition must be dismissed.

    Application dismissed.
    B.K.D
    section 300 of the Indian Penal Code.
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