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  • Rule discharged with costs.Rule discharged.M.W.P
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  • Rule discharged with costs.Rule discharged.M.W.P
Smart Summary

Factual and Procedural Background

A suit was instituted by Soma Parma as a minor through his next friend and was dismissed on 23 December 1950. Soma attained majority and on 21–22 January 1951 instructed a pleader and signed a vakalatnama. Soma died on 23 January 1951. The pleader presented an appeal on 29 January 1951. On 16 March 1951 the present petitioner, the heir and legal representative of Soma, applied to the District Court for substitution in place of Soma; that application was dismissed. The petitioner brought the present revision against the District Judge's order.

Legal Issues Presented

  1. Whether an appeal presented after the death of the appellant (i.e., where the respondent was dead at the date of presentation) is a nullity such that substitution under Order I, r. 10 (or amendment of title) is not available.
  2. Whether the courts have jurisdiction to permit substitution or amendment of title in a suit or appeal filed against a person who was dead at the date of institution/presentation.

Arguments of the Parties

Petitioner's Counsel (Mr. Sethna)

  • Relied on Gopala Kristnayya v. Lakshmana Rao (Full Bench, Madras) to contend the Court has jurisdiction (under s.153 as cited in that case) to permit amendment of title where an appeal is presented against a person dead at the date of presentation.
  • Relied on Karimullah v. Bhanu Pratap Singh (Nagpur) to argue Order I, r. 10 covers suits filed in the name of a dead person and such defects are curable if bona fide and no injustice results.
  • Relied on Alabhai Vajsurbhai v. Bhura Bhaya (Division Bench, Bombay) as supporting authority (via reliance on Gopala Kristnayya).

Respondent / Lower Court Position (as reflected in the opinion)

  • The appeal preferred on 29 January 1951 was a nullity because the appellant was dead when the appeal was presented; the vakalatnama had ceased to have effect.
  • Where the suit or appeal is a nullity, Order I, r. 10 cannot produce an effective order of substitution; the District Judge relied on Rampratab v. Gavrishankar to dismiss the substitution application.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rampratab v. Gavrishankar Held a suit instituted against a deceased person is not merely against a wrong person but against no person; orders allowing substitution in such a suit are nullities. The learned District Judge relied on this decision; the Court upheld that reliance and treated the appeal as a nullity on the same basis.
Gopala Kristnayya v. Lakshmana Rao Full Bench view that when an appeal is presented against a person dead at date of presentation, the Court has jurisdiction (s.153 cited in opinion) to permit amendment of the title. Recognised as relied on by petitioner; the Court criticised the Full Bench judgment for not explaining its departure from earlier contrary authority and did not adopt it.
Veerappa Chetty v. Tindel Ponnen Held Courts have no jurisdiction to allow a plaint to be amended by substituting representatives of a defendant who was dead when suit was instituted; applied to appeals as well. The Court agreed with and preferred this view as correct and applicable to appeals.
Govindu Kaviraj v. Gauranga Saw. Identified in the opinion as a case overruled by Gopala Kristnayya v. Lakshmana Rao. Noted that Gopala Kristnayya overruled this case; no substantive reliance on Govindu in the Court's analysis.
Karimullah v. Bhanu Pratap Singh Held Order I, r. 10 contemplates suits filed in name of a wrong person whether living or dead; such defects are curable if bona fide and without injustice. The Court rejected this reasoning, distinguishing between suits by a wrong (living) person and suits instituted by a dead person where no person is before the Court.
Mehar Singh v. Labh Singh Case where an appeal was filed against a dead respondent and the Court allowed substitution of legal representative; followed Gopala Kristnayya. Noted as contrary authority; the Court did not accept this view and preferred the contrary line of cases.
Sudhir Kumar De v. Amritlal Seal Held courts have no jurisdiction to substitute heirs of a defendant who had died prior to institution of the suit. Cited by the Court as supporting the view that substitution is not permissible where defendant was dead at institution; the Court preferred this authority.
Alabhai Vajsurbhai v. Bhura Bhaya Division Bench relied on Gopala Kristnayya; dealt with appeals against multiple respondents some of whom were alive at presentation. The Court distinguished this decision as not in point where appeal was against a sole respondent dead at the date of presentation; therefore it did not impair Rampratab's authority.

Court's Reasoning and Analysis

The Court held the appeal presented on 29 January 1951 was a nullity because the appellant had died before presentation; consequently the pleader had no authority to prefer the appeal and the vakalatnama had ceased. An effective order under Order I, r. 10 requires a subsisting suit or appeal before the Court; if the underlying suit or appeal is a nullity any order made in it is equally a nullity. The Court relied on Rampratab v. Gavrishankar and endorsed the earlier Madras and Calcutta decisions (Veerappa Chetty and Sudhir Kumar De) that a suit or appeal instituted against a person who was already dead involves no person before the Court and cannot be cured by substitution. The Court examined and rejected the contrary authorities (Gopala Kristnayya, Karimullah, Mehar Singh and the observations in Alabhai Vajsurbhai) as distinguishable or insufficiently reasoned, and concluded the District Judge was correct to dismiss the substitution application.

Holding and Implications

Revision application dismissed; Rule discharged (with costs).

Direct effect: The application to substitute the petitioner in place of the deceased appellant was rightly dismissed and the revision fails. The opinion applies and prefers the line of authority holding that a suit or appeal instituted against a person who was dead at the date of institution/presentation is a nullity and is not susceptible to amendment by substitution; no broader legal change was declared beyond the disposition of this application.

    Bai Pani Vankar v. Patel Madhabhai Galabhai

    Chagla, C.J:—

    A suit was filed by one Soma Parma, who was a minor, through his next friend. This suit was dismissed on December 23, 1950. By that time Soma had attained majority and he instructed his pleader on January 21, 1951 to prefer an appeal and he signed a vakalatnama in favour of the pleader on January 22. The pleader preferred the appeal on January 29, 1951. Prior to that date Soma died on January 23, 1951. On March 16, 1951 the present petitioner, who is the heir and legal representative of Soma, applied to the District Court to substitute her name in place of Soma. That application was dismissed by the learned District Judge, and it is from that order that this revision application is preferred.

    Now, apart from authorities, I should have said that the appeal that was preferred on January 29, 1951, was clearly a nullity. The appellant being dead, the pleader who preferred the appeal had no authority to prefer any appeal and the vakalatnama signed in his favour had come to an end. If the appeal was a nullity, no order could be made in that appeal which would be an effective order, and, therefore, the learned District Judge was right in refusing to direct that the petitioner should be substituted in place of the deceased appellant. An effective order under O. I, r. 10 can only be made provided there is a suit or an appeal before the Court, but if the suit or the appeal is a nullity then any order made in that suit or appeal is equally a nullity, and the learned Judge rightly relied on the decision of Mr. Justice Mulla in Rampratab v. Gavrishankar. In that case the learned Judge was dealing with a suit filed by the plaintiff against the firm of the defendant's father. The defendant's father was the sole owner of the firm and he had died before the institution of the suit, and Mr. Justice Mulla held that the suit instituted was not merely against a wrong person but against no person at all and he points out at p. 11 that any order made in the suit allowing amendment of the plaint by substituting the legal representative of the deceased as defendant and allowing the suit to proceed against him is also nullity.

    Mr. Sethna has relied on a judgment of the Madras High Court in Gopala Kristnayya v. Lakshmana Rao. That judgment of a Full Bench, but before we turn to that judgment it is necessary to draw attention to an earlier judgment of that Court in Veerappa Chetty v. Tindel Ponnen. In that case Mr. Justice Wallis and Mr. Justice Miller took the view that there was nothing in the Code of Civil Procedure to authorise the institution of a suit against a deceased person and the Courts have no jurisdiction to allow the plaint in such a case to be amended by substituting the names of the representatives of the deceased, even when the suit is instituted bona fide and in ignorance of the death of the defendant. With respect, I entirely agree with this view. What is said here about a plaint also applies to an appeal. Turning to Gopala Kristnayya v. Lakshman Rao, the Full Bench took the view that when there is an appeal presented against a person who is dead at the date of presentation, the Court has jurisdiction under s. 153 to permit the title to be amended. When we turn to the judgment, with great respect, no reason is given why a view different from the view expressed in Veerappa Chetty v. Tindel Ponnen, has been taken and the decision in Veerappa Chetty v. Tindel Ponnen, is not even expressly overruled. What is overruled is another case reported in Govindu Kaviraj v. Gauranga Saw.

    The other case relied on by Mr. Sethna is a judgment of the Nagpur Court in Karimullah v. Bhanu Pratap Singh, In that case Mr. Justice Niyogi held that O. I, r. 10, only contemplates that the suit should have been filed in the name of a wrong person irrespective of whether he is living or a dead person, and that there is no difference between a suit filed in the name of a dead plaintiff and one filed in the name of a wrong person as plaintiff, and according to the learned Judge both the cases come within the ambit of O. I, r. 10 and the defect is capable of being cured if the mistake is shown to have occurred in good faith, provided that in permitting the amendment no injustice results to the defendant, and Mr. Justice Niyogi relies on Gopala Kristnayya v. Lakshmana Rao. With respect to the learned Judge, in my opinion, there is a fundamental difference between a suit filed in the name of dead person and a suit filed in the name of a wrong person. When a suit is filed in the name of a wrong person, there is a person alive who files the suit. He happens to be not the proper person by reason of misdescription or some other reason and the real person is brought on the record in substitution. But when a suit is filed by a dead person there is no person before the Court at all who can be substituted. The Lahore High Court also has taken the same view in Mehar Singh v. Labh Singh. That was a case where an appeal was filed against a dead respondent and the Court allowed the legal representative to be substituted and the time for such substitution to be excused and the learned Judge in that case, Mr. Justice Johnstone, also followed Gopala Kristnayya v. Lakshmana Rao. As against this there is the judgment of the Calcutta High Court in Sudhir Kumar De v. Amritlal Seal, and Mr. Justice Khundkar in that case held that the provisions as to the substitution of the heirs of a deceased defendant in a suit, being applicable only to a case where the defendant was alive at the date of the institution of the suit, a Court has no jurisdiction to substitute the heirs of a defendant who had died previous to the institution of the suit and to decree the suit against the heirs of the deceased defendant.

    Mr. Sethna has strongly relied on a judgment of a division Bench of this Court in Alabhai Vajsurbhai v. Bhura Bhaya. It seems that there an appeal was presented against several respondents. Some respondents seem to have died before the appeal was presented and others died pending the appeal, and the main question that arose was whether the appeal had abated. In this connection Mr. Justice Wassoodew in his judgment relied on Gopala Kristnayya's case and expressed the opinion that the view expressed by that decision was the correct view. Mr. Justice Wadia in his concurring judgment has not referred to this point at all.

    Now, the Bombay case is clearly distinguishable because that was not a case of an appeal being preferred against a sole respondent who was dead at the date when the appeal was preferred. That was a case where the appeal was preferred against several respondents and the appeal was properly instituted against some of the respondents who were alive at the date when the appeal was instituted. Therefore, it could not be said that the appeal was a nullity. There was a proper and effective appeal before the Court and really the question of bringing the legal representatives of the respondents who had died before the appeal was preferred was not so much a question of substitution as a question of adding to the respondents who were already before the Court, and there can be no doubt that if a suit or an appeal is effectively before the Court the question of addition of parties is regulated by O. I, r. 10. Further, it appears form the judgment of Mr. Justice Wassoodew that the reason why the appeal was not preferred with regard to some of the respondents against the legal representatives was that certain orders passed by the Court had not been duly carried out and what particularly weighed with Mr. Justice Wassoodew was that the record should be amended and should be-brought in conformity with the orders of the Court passed on various applications. Therefore, in my opinion, the judgment of the Division Bench on which Mr. Sethna relies is not directly in point and it does not in any way impair the authority in Rampratab v. Gavri Shankar on which the learned District Judge relied.

    In my opinion, the view expressed in Veerappa Chetty's case and Sudhir Kumar Dey's case and also in Ram Pratab's case and in Sudhir Kumar Dey's case and also in Ram Pratap's case is the better view and I prefer it to the view expressed in Gopal Kristnayya's case in Karimallah v. Bapu and in Mehar v. Labh and also the observations of Mr. Justice Wassoodew in Alabhai v. Bhura to which I have made reference. I am, therefore, of the opinion that the learned District Judge was right in dismissing the application made by the petitioner.

    The result is that the revision application fails. Rule discharged with costs.

    Rule discharged.
    M.W.P
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    Comments

    Bai Pani Vankar v. Patel Madhabhai Galabhai
    (Dec 2, 1952)