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  • Article 16 of the Constitution of India
  • Article 14 of the Constitution of India
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Citation Codes
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Disposition
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  • Article 16 of the Constitution of India
  • Article 14 of the Constitution of India
Smart Summary

Factual and Procedural Background

Anand Kishore Gautam, a Senior Accountant in the office of the Accountant General, Allahabad, died in harness on 19-3-2001. He was survived by his widow, Smt. Rashmi Gautam, two sons (aged about 20 and 19) and a minor daughter (about 17). Respondent 1—one of the sons—applied for compassionate appointment.

The Union of India rejected the application on 28-1-2004 under the prevailing compassionate-appointment scheme, which disqualifies families that receive terminal benefits exceeding Rs 3 lakhs for Group ‘C’ posts. The family had received Rs 4,40,908 (excluding GPF) and was also drawing family pension.

Respondent 1 challenged the rejection before the Central Administrative Tribunal (O.A. No. 728/2004). On 7-12-2005, the Tribunal quashed the rejection and directed reconsideration. The Union of India’s writ petition (CMWP No. 28535/2006) was dismissed by the Allahabad High Court on 23-5-2006. The present civil appeal before the Supreme Court challenges the High Court’s decision.

Legal Issues Presented

  1. Whether, under the applicable compassionate-appointment scheme, a dependant is ineligible for a Group ‘C’ post when the family’s terminal/retiral benefits (excluding GPF) exceed Rs 3 lakhs.
  2. Whether earlier Supreme Court precedent (particularly Govind Prakash Verma v. LIC) bars the State from considering terminal benefits while assessing eligibility for compassionate appointment.

Arguments of the Parties

Appellants’ Arguments (Union of India)

  • The scheme permits compassionate appointments only within 5 % of the direct-recruitment quota in Groups ‘C’ and ‘D’ and sets monetary ceilings for eligibility.
  • A family that has received terminal benefits exceeding Rs 3 lakhs is expressly ineligible for Group ‘C’ posts; Respondent 1’s family received Rs 4,40,908.
  • Compassionate appointment is an exception to open recruitment and must strictly conform to the scheme’s terms; it cannot be claimed as of right under Articles 14 or 16.

Respondents’ Arguments

The respondents were served but did not enter appearance; no arguments are recorded in the opinion.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Govind Prakash Verma v. LIC (2005) 10 SCC 289 Terminal benefits received by the family are irrelevant for assessing compassionate-appointment requests. Court noted the case but distinguished it, observing it was decided without reference to earlier binding judgments.
Punjab National Bank v. Ashwini Kumar Taneja (2004) 7 SCC 265 Compassionate appointment must follow the governing scheme and consider the family’s financial condition. Relied upon to affirm that statutory/administrative criteria (including monetary ceilings) are decisive.
GM (D&PB) v. Kunti Tiwary (2004) 7 SCC 271 Same principle as above; schemes govern compassionate appointments. Referenced through P.N.B. v. Ashwini Kumar Taneja to reinforce adherence to scheme.
Mumtaz Yunus Mulani v. State of Maharashtra (2008) 11 SCC 384 Where a scheme prescribes a monetary ceiling, exceeding that limit renders the dependant ineligible. Applied directly; the Court followed this authority to hold Respondent 1 ineligible.

Court's Reasoning and Analysis

The Supreme Court reiterated that compassionate appointment is an exception to the constitutional mandate of open competition and may be granted only within the strict confines of the governing scheme.

The governing Circular dated 19-2-2003 (C&AG) mandates that total family income, including all terminal benefits except GPF, be considered. For Group ‘C’ posts, the ceiling is Rs 3 lakhs.

The Court compared the respondent’s figures—Rs 4,40,908 in terminal benefits plus ongoing family pension—against the Rs 3 lakhs ceiling and found clear ineligibility.

While Govind Prakash Verma had de-emphasised terminal benefits, later coordinated-Bench decisions (P.N.B. v. Ashwini Kumar Taneja; Mumtaz Yunus Mulani) reaffirmed the binding nature of scheme-prescribed criteria. The Court held that Govind Prakash Verma could not override these subsequent or earlier authorities.

Accordingly, both the Tribunal and High Court erred in directing reconsideration contrary to the scheme’s explicit monetary limit.

Holding and Implications

Appeal Allowed; High Court and Tribunal orders set aside.

Direct Effect: Respondent 1’s request for compassionate appointment stands finally rejected because the family’s terminal benefits exceeded the Rs 3 lakhs threshold.

Broader Implication: The judgment reinforces that administrative schemes governing compassionate appointments—including monetary ceilings—are mandatory and not subject to dilution by equitable considerations unless expressly provided for. No new legal doctrine was created; existing principles were re-affirmed.

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    Union Of India And Another v. Shashank Goswami And Another

    Order

    1. This appeal has been preferred against the impugned judgment and order dated 23-5-2006 passed by the High Court of Judicature of Allahabad in Union of India v. Shashank Goswami directing the appellants herein to reconsider application of Respondent 1 on compassionate grounds.

    2. The facts and circumstances giving rise to this appeal are that one Anand Kishore Gautam working as Senior Accountant in the office of the Accountant General, Allahabad died on 19-3-2001 in harness, leaving behind two sons aged about 20 and 19 years and a daughter aged about 17 years and Smt Rashmi Gautam, his widow. Respondent 1 filed an application for appointment on compassionate grounds, which came to be rejected by the appellants on 28-1-2004 in view of the prevailing scheme for appointments on compassionate grounds.

    3. Under the scheme, vacancies could be filled up on compassionate grounds only up to 5% of the cadre strength falling under direct recruitment quota during a year in Groups ‘C’ and ‘D’ posts. The scheme further lays down that the total income of the family from all sources including terminal benefits after death, excluding GPF, should be taken into consideration. So far as the post of Group ‘C’ is concerned, the scheme provides that in case the family gets more than Rs 3 lakhs, the dependant of the deceased would not be eligible for employment on compassionate grounds.

    4. Respondent 1 could not be offered appointment on the ground that excluding GPF amount, his family had received a sum of Rs 4,40,908 in addition to family pension of Rs 3100 per month granted to Mrs Rashmi Gautam. She was entitled to get the said family pension at least for seven years and thereafter, the family pension would be Rs 1860 per month plus other reliefs admissible on pension.

    5. Aggrieved, Respondent 1 challenged the order dated 28-1-2004 rejecting his claim, before the Central Administrative Tribunal, Allahabad vide Original Application No. 728 of 2004, wherein the Tribunal by the judgment and order dated 7-12-2005 quashed the order dated 28-1-2004 and directed the appellants herein to reconsider the case of Respondent 1. Aggrieved by the order of the Tribunal, the appellants preferred CMWP No. 28535 of 2006 before the High Court which has been dismissed vide the impugned judgment. Hence this appeal.

    6. We have heard Mr S.P Singh, learned Senior Counsel appearing for the appellants.

    7. In spite of notice, the respondents did not enter appearance. The appeal is pending for the last four years before this Court.

    8. The learned Senior Counsel appearing for the appellants has submitted that the appellants had to consider the applications for employment on compassionate grounds only within the parameters and terms and conditions incorporated in the scheme laid down for that purpose. The scheme makes a person ineligible for the post in Group ‘C’, in case, on the death of the incumbent on the post, the family gets retiral benefits/terminal benefits exceeding Rs 3 lakhs.

    9. There can be no quarrel to the settled legal proposition that the claim for appointment on compassionate grounds is based on the premise that the applicant was dependant on the deceased employee. Strictly, such a claim cannot be upheld on the touchstone of Article 14 or 16 of the Constitution of India. However, such claim is considered as reasonable and permissible on the basis of sudden crisis occurring in the family of such employee who has served the State and dies while in service. Appointment on compassionate grounds cannot be claimed as a matter of right.

    10. As a rule public service appointment should be made strictly on the basis of open invitation of applications and merit. The appointment on compassionate grounds is not another source of recruitment but merely an exception to the aforesaid requirement taking into consideration the fact of the death of the employee while in service leaving his family without any means of livelihood. In such cases the object is to enable the family to get over sudden financial crisis and not to confer a status on the family. Thus, the applicant cannot claim appointment in a particular class/group of post. Appointments on compassionate grounds have to be made in accordance with the rules, regulations or administrative instructions taking into consideration the financial condition of the family of the deceased.

    11. This Court in Govind Prakash Verma v. LIC (2005) 10 SCC 289, while dealing with a similar issue i.e whether payment of terminal/retiral benefits to the family can be taken into consideration, held as under:

    “6. In our view, it was wholly irrelevant for the departmental authorities … to take into consideration the amount which was being paid as family pension to the widow of the deceased … and other amounts paid on account of terminal benefits under the Rules. … Therefore, compassionate appointment cannot be refused on the ground that any member of the family received the amounts admissible under the Rules.”

    12. This Court in Punjab National Bank v. Ashwini Kumar Taneja (2004) 7 SCC 265, placing reliance upon the earlier judgment in GM (D&PB) v. Kunti Tiwary (2004) 7 SCC 271, held that compassionate appointment has to be made in accordance with the rules, regulations or administrative instructions taking into consideration the financial condition of the family of the deceased. Whereas the scheme provides that in case the family of the deceased gets the retiral/terminal benefits exceeding a particular ceiling, the dependant of such deceased employee, would not be eligible for compassionate appointment.

    13. In Mumtaz Yunus Mulani v. State of Maharashtra (2008) 11 SCC 384, this Court examined the scope of employment on compassionate grounds in a similar scheme making the dependant of an employee ineligible for the post in case the family receives terminal/retiral benefits above the ceiling limit and held that the judgment in Govind Prakash (2005) 10 SCC 289 had been decided without considering earlier judgments which were binding on the Bench. The Court further held that that the appointment has to be made considering the terms of the scheme and in case the scheme lays down a criterion that if the family of the deceased employee gets a particular amount as retiral/terminal benefits, dependant of the deceased employee would not be eligible for employment on compassionate grounds.

    14. In the instant case, office of the Comptroller and Auditor General of India, New Delhi issued a Circular dated 19-2-2003 explaining the scope of such appointments. Relevant part of the same reads as under:

    “With a view to bring uniformity in our offices regarding parameters for compassionate appointment of a family member in the case of death of a government servant in harness, it has been decided that the total income of the family from all sources including terminal benefits after death, excluding GPF, should be taken into account. If the resultant computation works out to a figure less than the parameters given below such cases can be considered for compassionate appointment subject to fulfilment of all other conditions. The limits are given below:

    Group ‘B’ Rs Five lakhs Group ‘C’ Rs Three lakhs Group ‘D’ Rs Two lakhs.”

    15. The case of the respondent was rejected by the appellants in view of the fact that the family of the deceased Anand Kishore Gautam had been given the following terminal benefit excluding the GPF:

    1. DCRG Rs 2,48,248.00 2. Leave encashment Rs 88,660.00 3. CGEIS Rs 44,000.00 4. DLIS Rs 60,000.00 Total Rs 4,40,908.00

    In addition to the above, family pension of Rs 3100 per month has been authorised to Smt Rashmi Gautam for a period of 7 years and thereafter Rs 1860 per month plus admissible relief on pension.

    16. In view of the fact that in the instant case the retiral/terminal benefits have been received by the family exceeding Rs 3 lakhs, Respondent 1 is not eligible to be considered for the Group ‘C’ post. In view of the above, the appeal succeeds and is allowed. The impugned judgments/orders stand set aside.

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    Comments

    Union Of India And Another v. Shashank Goswami And Another
    (May 23, 2012)