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2010 INSC 868
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Smart Summary

Factual and Procedural Background

An advertisement dated 17-08-2000 issued by the District Judge, Mahoba invited applications for the preparation of a waiting list for Class IV posts (Process Server, Orderly, Peon and Farrash). After interviews held between 11-09-2000 and 15-09-2000, a select list containing 22 names was published on 19-09-2000; the three appellants were ranked 9, 10 and 11. Six initial appointments were made on 20-09-2000, and the appellants were appointed on 13-08-2001 against vacancies created by the establishment of an outlying court at Charkhari.

By order dated 19-09-2003, the District Judge treated all appointments made after 19-09-2001 as ad hoc, citing governmental orders and a 1996 High Court decision, and simultaneously cancelled the waiting list. The appellants were not parties to earlier writ petitions challenging similar actions, so they filed WP (C) No. 49006 of 2003, which was dismissed by a Single Judge on 02-07-2007. Their special appeal (SA No. 1004 of 2007) was also dismissed on 08-08-2007, following Murari Lal Pandey v. District Judge, Mahoba. Consequent letters dated 12-11-2007 terminated the appellants’ services. The present appeal by special leave challenges those orders.

Legal Issues Presented

  1. Whether the appellants’ appointments dated 13-08-2001 could be converted from substantive/regular to ad hoc on the ground that they were made more than one year after publication of the waiting list.
  2. Whether Rule 12 of the Uttar Pradesh Subordinate Civil Courts Inferior Establishment Rules, 1955 imposes a one-year limitation on the validity of a waiting list.
  3. Whether the impugned orders of the District Judge and the High Court, treating the appellants’ services as ad hoc and terminating them, were sustainable in law.

Arguments of the Parties

Appellants' Arguments

  • The Rules do not authorise conversion of regular appointments into ad hoc appointments; therefore, the District Judge’s order dated 19-09-2003 is ultra vires.
  • They were appointed within one year of the select list (19-09-2000 to 13-08-2001); hence even on the respondents’ own premise the waiting list had not lapsed.
  • Absence of any prior notice or opportunity of hearing renders the action arbitrary and violative of natural justice.

Respondents' Arguments

  • Under Rule 12, a waiting list should be “of reasonable dimension” and is exhausted once the vacancies notified in the advertisement are filled; consequently the list could not be operated beyond one year.
  • Government Office Memorandum dated 31-01-1994 limits the life of a waiting list to one year, supporting the District Judge’s action.
  • The appellants obtained appointments after the notified vacancies were filled and therefore had no right to regular posts.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ram Babu (1996) 6 SLR 36 (All) Panel/waiting list for Class IV employees is valid for one year. Relied upon by the District Judge in 2003 to treat appointments made after one year as ad hoc; the Supreme Court found the reliance misplaced in absence of a statutory time-limit in Rule 12.
Murari Lal Pandey v. District Judge, Mahoba (2006) 108 FLR 1057 (All) Waiting list should not exceed twice anticipated vacancies and expires when last advertised vacancy is filled. Formed the basis for dismissal of the appellants’ special appeal; the Supreme Court distinguished and declined to follow the interpretation, stressing the supremacy of Rule 12.

Court's Reasoning and Analysis

The Supreme Court examined Rule 12, noting that it neither prescribes a specific temporal limit nor restricts operation of the waiting list solely to vacancies existing on the advertisement date. The Rule only requires that the list be of “reasonable dimension” and be periodically revised to remove unsuitable or over-aged candidates.

The Court traced factual data accepted by the High Court: sanctioned Class IV strength rose from 31 to 35 (later 37) by creation/transfer of courts. The appellants were appointed on 13-08-2001—well within one year of the select list—and therefore before any alleged expiry of the waiting list. Even assuming a one-year life, they were validly appointed.

The Court rejected the respondents’ reliance on government memoranda because statutory rules prevail over executive instructions. It emphasised that a waiting list is exhausted only after all duly selected candidates are appointed; until then, no fresh list may be prepared. Consequently, branding the appellants’ appointments as ad hoc and cancelling the list transgressed Rule 12 and was arbitrary.

Holding and Implications

Appeal Allowed; High Court judgment set aside.

Appellants 1-3 are deemed to have been in continuous service from 13-08-2001 with all consequential benefits. The decision directly reinstates the appellants and clarifies that, under Rule 12, a waiting list for Class IV posts in Uttar Pradesh subordinate courts is not automatically limited to one year unless expressly provided. No broader precedent is pronounced beyond enforcing the statutory rule over administrative instructions.

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    Naseem Ahmad And Others v. State Of Uttar Pradesh And Another

    P. Sathasivam, J.— Leave granted. This appeal is directed against the judgment and final order dated 8-8-2007 passed by the High Court of Judicature at Allahabad in Special Appeal No. 1004 of 2007 whereby the High Court dismissed the appeal and upheld the order dated 19-9-2003 passed by the District Judge, Mahoba.

    2. The facts and circumstances giving rise to this case are: an advertisement was issued by the Office of the District Judge, Mahoba on 17-8-2000 inviting applications for appointment to Class IV posts of Process Server, Orderly, Peon and Farrash in the pay scale of Rs. 2550-3200 in the District Judgeship, Mahoba mentioning that the selections are to be made for the purposes of preparation of a wait list. The advertisement did not mention the details or the number of posts for which the advertisement was issued. The appellants herein applied for the said posts. After interview, a select list was prepared on 19-9-2000 mentioning 22 names and the appellants were placed at Sl. Nos. 9, 10 and 11. Subsequent to the result, appointments were made as and when the vacancies arose. Appointment orders were issued to the appellants on 13-8-2001.

    3. The total sanctioned strength of Class IV employees in the Judgeship of Mahoba on the date of advertisement was 31. In 2001, 4 more posts were created in the Judgeship of Mahoba for the outlying court in Tehsil Charkhari. For the said newly created posts, the appointment letters were issued to the appellants herein on 13-8-2001. In the meantime, one court of Additional District Judge was transferred from Hamirpur to Mahoba increasing the sanctioned strength of Class IV employees in Mahoba to 37 including the outlying court of Charkhari.

    4. On 19-9-2003, the District Judge, Mahoba passed an order that as per the provisions of G.Os dated 27-2-1974 (Personnel), 29-7-1995 (Personnel and Administrative Reforms Department, U.P Government) and the order dated 23-1-1996 passed by the High Court of Allahabad in Ram Babu (1996) 6 SLR 36 (All), the panel made of Class IV employees is valid for a period of one year, and thus, the appointments made after 19-9-2001 are ad hoc. He also cancelled the select list/wait list forthwith. On the basis of the said order, the appointments of the appellants were treated as ad hoc.

    5. Alleging arbitrary appointments, promotions and discrimination in appointments, several writ petitions were filed which were disposed of by the High Court vide judgment and order dated 26-10-2005. However, the appellants herein were not party to the said writ petitions, therefore, they filed a separate writ petition being WP (C) No. 49006 of 2003 against the order dated 19-9-2003 passed by the District Judge, Mahoba. The learned Single Judge of the High Court, vide order dated 2-7-2007, dismissed the writ petition.

    6. Against the said order, a special appeal being SA No. 1004 of 2007 was filed by the appellants herein before the High Court which was also dismissed by the High Court on 8-8-2007 in terms of the judgment and order dated 26-10-2005 in Murari Lal Pandey v. District Judge, Mahoba (2006) 108 FLR 1057 (All) wherein the High Court had held as follows: (FLR p. 1063, para 20)

    “20. A fair and reasonable interpretation of Rule 12, in the light of the aforesaid judgment is that the wait list should not be drawn for more than twice the number of anticipated vacancies in the recruitment year, and should come to an end as soon as the last vacancy on the date of advertisement is filled up. It is always open to the District Judge to anticipate the vacancies due to superannuation or likely promotions, but having determined number of vacancies, for which the advertisement is made, and drawing a wait list of equal number of candidates he is not permitted under the Rules to go on appointing persons from the wait list on unanticipated vacancies. Any other interpretation will only give rise to serious irregularities, as in the present case, and will also violate the rights of those persons, who become eligible in the meantime for being considered for such vacancies in future.”

    7. In pursuance of the order dated 8-8-2007, the District Judge, Mahoba informed the appellants by letter dated 12-11-2007 that their services came to an end with immediate effect. Aggrieved by the said order, the appellants have filed this appeal by way of special leave petition.

    8. Heard the learned counsel for the parties.

    9. The advertisement was issued on 17-8-2000 by the District Judge, Mahoba inviting applications for selection and appointment on Class IV posts of Process Server, Orderly, Peon and Farrash. In response to the said advertisement, the appellants applied and on 19-9-2000 results were published and they were included in the select list. All the appellants were given appointment on 13-8-2001. It is the claim of the appellants that all the appointments were made on substantive vacancies. It is the grievance of the appellants that without any show-cause notice, by the order dated 19-9-2003, their appointments have been converted into ad hoc appointment.

    10. The appellants also pointed out that the Rules nowhere provide that the regular appointments can be converted into ad hoc appointments, hence, the order passed by the District Judge, Mahoba, terminating their services cannot be sustained and the same was wrongly approved by the High Court. The appellants have asserted that they were appointed by the order dated 13-8-2001 i.e within one year of their selection by the select list dated 19-9-2000, as such, the grounds mentioned in the order dated 19-9-2003 cannot be sustained and the service of the appellants has to be treated as regular service and no adverse order can be passed against them.

    11. On the other hand, it is the contention of the respondents that in view of Rule 12 of the Uttar Pradesh Subordinate Civil Courts Inferior Establishment Rules, 1955 (in short “the Rules”), the select list, mentioned as waiting list, should be a moderate one containing that number of candidates which was not less than or much excess of the vacancies which might be available in the year of recruitment or the year succeeding thereto and this list should be in reasonable proportion to the notified vacancies. In other words, according to the respondents, a wait list of the candidates contemplated under Rule 12 cannot be deemed to be subsisting for a period beyond the filling up of the notified vacancies. It is also submitted by the respondents that once all the vacancies were filled up, the waiting list would stand exhausted. In support of the above stand, the respondents relied on the Office Memorandum of the State Government dated 31-1-1994 in which it has been provided that the waiting list should be valid only for one year.

    12. In order to consider the rival claims of both the parties, it is useful to refer to the relevant provisions from the Rules: Rule 2(f) defines “waiting list” as the list of candidates approved under the Rules, for appointment to the various posts in the establishment.

    13. Rule 4(2) of the Rules lays down the method of recruitment for Process Servers, Orderlies, Office Peons and Farrashes and reads thus:

    “4. Method of recruitment.—Recruitment to the following posts in the establishment shall be made—
    (1)…..
    (2) Process servers, orderly peons, office peons and farrashes—
    (a) by appointment of candidates on the waiting list prepared under Rule 12 or,
    (b) by transfer from one post to another according to suitability.
    (3) …..”
    As per Rule 5, all appointments to the establishment in a judgeship shall be made by the District Judge.

    14. Rule 12 is very relevant for our purpose which reads as under:

    “12. Waiting list—(i) A waiting list of candidates shall be maintained for each judgeship for the posts of process servers, orderlies, office peons and farrashes. No waiting list shall be maintained for chaukidars, malis, sweepers and watermen.
    (ii) The waiting list should be of reasonable dimensions and be revised from time to time with a view to removing therefrom the names of—
    (a) all such candidates as are not likely to receive appointments before attaining the maximum age prescribed in Rule 8, and
    (b) such candidates as are found guilty of insubordination, misbehaviour or dishonesty in the discharge of their duties in temporary or officiating vacancies, after giving them necessary opportunities to explain their conduct.
    Note.—The order of names in the waiting list shall be in the order in which the candidates are admitted to it but the District Judge may at the time of appointment, choose from the list the most suitable of all the candidates for reasons to be recorded in writing.”

    15. The advertisement dated 17-8-2000 makes it clear that a waiting list for the post of Tamola Dahak Orderly, Peons and Farrash in the pay scale of Rs. 2550-3200 for the District Court, Mahoba is to be prepared. In view of the same, applications from eligible candidates were invited in the prescribed format and the same had to be submitted to the Office of the Senior Administrative Officer of the District Judge, Mahoba. The advertisement further shows that the candidates will be interviewed on 11-9-2000 at the District Court, Mahoba. The eligibility conditions for the said posts were that the candidates should be at least 8th pass, should be an Indian citizen, capable of writing and reading English words and figures and should not be less than 18 years and more than 35 years as on 31-9-2000. There is no dispute that all the three appellants satisfied the eligibility conditions.

    16. The list of selected candidates interviewed during 11-9-2000 to 15-9-2000 in the District Court, Mahoba was published on 19-9-2000. In that select list, the appellants were shown at Sl. Nos. 9, 10 and 11. By appointment orders dated 13-8-2001 of the District Judge, Mahoba, the appellants have been appointed to Class IV posts in the District Court, Mahoba. No doubt, it is specifically stated that they were appointed in a temporary capacity in the pay scale of Rs. 2550-3200 and their appointment was purely temporary and was terminable at any time without any prior notice.

    17. It is the claim of the respondents before the High Court as well as before us that since the appellants were appointed after a period of one year from the date of their selection by select list dated 19-9-2000, in terms of the government order as well as Rule 12, their appointment cannot be sustained since the wait list stood exhausted on the appointments being made against the available vacancies on the date of advertisement i.e 6 + 1, and therefore, they have no right to claim any appointment.

    18. We are unable to accept the said contention. We have already noted the date of advertisement and the vacancies available. The material placed as well as the details available in the order of the learned Single Judge of the High Court clearly shows that on 20-9-2000, the District Judge appointed six persons, namely, Shri Shitla Prasad, Shri Anand Kumar Shukla, Shri Santosh Kumar Saini, Shri Ravi Ranjan Kumar Gautam and Shri Vinod Kumar Paliwal on these available six vacancies on the thirty-five sanctioned posts (31 at Mahoba and 4 at Charkhari) in the judgeship. These factual details were extracted by the learned Single Judge in the order dated 26-11-2005 based on the information supplied in the counter-affidavit of Shri Balendu Singh, Ist Additional District Judge, Mahoba. The same order further shows that Shri Prem Narayan at Sl. No. 7 was left out and was given appointment as SC candidate on 23-12-2000. Smt Mamta Devi at Sl. No. 8 of the list drawn according to roster was given appointment on 13-2-2001. It is further recorded that the candidates at Sl. Nos. 9 to 12, namely, Shri Naseem Ahmad, Shri Prakash Chandra, Shri Sohan Lal (the appellants herein) and Shri Rajendra Prasad Gautam were given appointments as against four vacancies at the outlying court at Charkhari.

    19. It is clear from the information furnished before the learned Single Judge that the select list of the appellants was dated 19-9-2000 whereas they were appointed by the order dated 13-8-2001 i.e within one year of the declaration of results. The order dated 19-9-2003 provides that only the appointments made after 19-9-2001 were ad hoc. As all the appellants have been given appointment within one year of publication of the select list dated 19-9-2000, their services cannot be termed as ad hoc. Even if it is accepted that the wait list is valid only for one year, since the appellants were appointed well prior to the expiry of the one year, the said objection cannot be countenanced.

    20. About the validity of wait list and the claim of the respondents that it is valid only for one year, we have already pointed out that the relevant rule applicable is Rule 12 which admittedly does not prescribe any such limitation. Even though the High Court has adverted to clarification said to have been issued by the Government, the fact remains, the statutory rule i.e Rule 12 as it existed on the relevant date did not provide any time-limit in regard to the operation of the waiting list. In such circumstances, the claim of the official respondents that a waiting list of candidates contemplated under Rule 12 cannot be deemed to be subsisting for a period beyond the filling up of the notified vacancies for the filling whereof the list has to be prepared and maintained is not supported by any statutory rule and liable to be rejected. It is true that it cannot be deemed to be operative for an indefinite period. We have already pointed out that even if we accept that the life of the wait list is only for one year, inasmuch as these appellants were appointed by the order dated 13-8-2001, within one year of their selection by the select list dated 19-9-2000, the stand of the respondents is to be rejected and the service of the appellants has to be treated as regular service and no adverse order can be passed against them.

    21. As discussed above, the construction of Rule 12 as per interpretation of the statute would be that its life is not limited for a particular year since the Rule is very specific and unambiguous. Wait list gets exhausted only when all duly selected candidates are given appointments in the light of Rule 12. As long as the wait list was not exhausted, a fresh list could not be prepared under Rule 12 and the process initiated by the respondents for advertising fresh posts and cancelling the wait list by making it as ad hoc is against the provisions of the Rules.

    22. The waiting list was prepared as per Rule 12 and had to be operated as per Rule 12. The aforesaid Rule 12 contemplates that the waiting list should be of “reasonable dimension” and be revised from time to time with a view to removing therefrom the names of such candidates who are found guilty of insubordination, misbehaviour or dishonesty in the discharge of their duties in temporary or officiating vacancies. The wait list is neither a selection list prepared with reference to specific number of vacancies notified. It is somewhat peculiar and special.

    23. The expression “reasonable dimension” used in Rule 12 of the aforesaid Rules signifies that the wait list should be a moderate one containing that number of candidates which is adequate to meet the vacancies which might be available within a reasonable period in the year of recruitment or the year succeeding thereto and this list should be in reasonable proportion to the notified vacancies. To be more precise, this waiting list should broadly be correlated to the number of vacancies either available in the year of recruitment or likely to become available in the succeeding year and the proportion qua the existing and anticipated vacancies. It is only in order to obviate the possibility of the waiting list becoming vitiated on account of the vice of arbitrariness or illegal discrimination that the provision contains the Rule which specifically provides for maintaining a waiting list of a reasonable dimension.

    24. The word “dimension” has to be understood to emphasise the proportion qua the vacancies which are sought to be filled up. It is relevant to mention that we have already noted the factual materials furnished before the learned Judge which was noted in the order and shows that the sanctioned posts at the relevant time were 35 i.e 31 at Mahoba and 4 at Charkhari in the judgeship. In this factual position, the contrary conclusion and the interpretation as to expression “reasonable dimension” cannot be accepted.

    25. Under these circumstances, the claim of the appellants has to be accepted. In the course of hearing, it is brought to our notice that Appellants 1 and 3 i.e Naseem Ahmad and Sohan Lal were once again appointed temporarily for one year by the order dated 30-11-2007 as Class IV employees. However, Appellant 2 Prakash Chandra was not reappointed since at that time he was overaged.

    26. In these circumstances, we hold that Appellants 1 to 3 are deemed to continue in service from the date of initial selection i.e 13-8-2001 and for all purposes and service benefits, the relevant date is the date of their initial selection i.e 13-8-2001 and they are permitted to continue as per the Rules applicable. The impugned order of the High Court is set aside. The appeal is allowed to the extent mentioned above. No costs.

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    Naseem Ahmad And Others v. State Of Uttar Pradesh And Another
    (Dec 10, 2010)