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AMICUS AI
Citation Codes
Neutral Citations
2008 INSC 840
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 342 of the Criminal Procedure Code, 1973 (corresponding to Section 313 of the old Code)
  • Section 313 of the Code, Section 342 of the Criminal Procedure Code, 1898
  • Section 313 of the Code of Criminal Procedure, 1973
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 342 of the old Code (corresponding to Section 313 of the Criminal Procedure Code, 1973)
  • Section 304 Part I of the Penal Code, 1860
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Cites
Cited by
Citation Codes
Neutral Citations
2008 INSC 840
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 342 of the Criminal Procedure Code, 1973 (corresponding to Section 313 of the old Code)
  • Section 313 of the Code, Section 342 of the Criminal Procedure Code, 1898
  • Section 313 of the Code of Criminal Procedure, 1973
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 342 of the old Code (corresponding to Section 313 of the Criminal Procedure Code, 1973)
  • Section 304 Part I of the Penal Code, 1860
Smart Summary

Factual and Procedural Background

On 14 September 1986, an FIR was lodged alleging that the accused, Asraf Ali, struck Khairul Hoque on the head with a wooden stick at about 9:30 a.m. The victim was taken first to Kumarpara Nursing Home and then to Gauhati Medical College Hospital, where he succumbed to his injuries the same evening. Police registered a case under Section 302 of the Indian Penal Code (IPC). After committal, the trial court framed a charge under Section 302 IPC, examined ten prosecution and three defence witnesses, rejected the accused’s plea of alibi, and ultimately convicted him under Section 304 Part I IPC, sentencing him to ten years’ rigorous imprisonment and a fine.

The Gauhati High Court, on appeal, altered the conviction to Section 304 Part II IPC and reduced the sentence to five years’ rigorous imprisonment. The present appeal challenges that High Court judgment before the Supreme Court of India.

Legal Issues Presented

  1. Whether the trial court’s examination of the accused under Section 313 of the Code of Criminal Procedure (CrPC) was so deficient that it prejudiced the defence and vitiated the conviction.
  2. Consequent upon the answer to Issue 1, whether the conviction under Section 304 Part II IPC could be sustained.

Arguments of the Parties

Appellant's Arguments

  • The questions put to the accused under Section 313 CrPC did not focus on specific incriminating circumstances relied upon by the prosecution, thereby denying him a fair opportunity to explain them.
  • No prosecution witness actually stated that the accused struck the deceased from behind, contrary to what was suggested in the Section 313 questionnaire.
  • Because the entire case rested on circumstantial evidence, failure to present each circumstance to the accused was fatal.

Respondent's Arguments

  • The questions, though broadly framed, covered the essential facts and therefore satisfied the requirements of Section 313 CrPC.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Hate Singh Bhagat Singh v. State of Madhya Bharat, AIR 1953 SC 468 Inculpatory circumstances not put to the accused cannot be used against him. Cited to show long-standing authority that failure to confront the accused with each adverse circumstance vitiates reliance on that circumstance.
Sharad Birdhichand Sarda v. State of Maharashtra, (1984) 4 SCC 116 Circumstances not put under Section 313 must be excluded from consideration. Relied on to emphasise that several circumstances in the present case were never put to the accused.
Shamu Balu Chaugule v. State of Maharashtra, (1976) 1 SCC 438 Fact of absconding, if not put to the accused, cannot be used against him. Supports the view that the accused’s alleged absconding could not be weighed adversely because it was not specifically raised in questioning.
S. Harnam Singh v. State (Delhi Admn.), (1976) 2 SCC 819 Non-indication of inculpatory material to the accused adds vulnerability to the prosecution case. Used to underline that defective Section 313 examination can prejudice the accused and vitiate the trial.
Shivaji Sahabrao Bobade v. State of Maharashtra, (1973) 2 SCC 793 Failure to put vital circumstances does not ipso facto vitiate trial unless prejudice is shown, but material must ordinarily be eschewed. Cited to explain the test for prejudice and the appellate court’s duty when Section 313 is deficient.
Jai Dev v. State of Punjab, AIR 1963 SC 612 Ultimate test is whether the accused had a fair opportunity to explain the prosecution case. Referenced to stress that the accused lacked such opportunity in this case.

Court's Reasoning and Analysis

The Supreme Court examined the actual questions put to the accused under Section 313 CrPC and found them perfunctory. None of the seven circumstantial factors relied upon by the trial court—such as prior quarrel, threat, presence with a lathi, chasing the deceased, post-incident absconding, and recovery of the weapon—were individually brought to the accused’s notice. Instead, only broad, generic questions were asked, some containing assertions unsupported by any witness testimony.

Drawing on the cited precedents, the Court reiterated that Section 313 imposes a mandatory duty to put each material circumstance to the accused distinctly, so he can furnish an explanation. Failure to do so constitutes a serious irregularity that vitiates the conviction if prejudice is shown. In the present matter, the Court held that the examination was “an empty formality” and clearly prejudicial, because the conviction was based entirely on circumstantial evidence.

The Court considered the usual remedy of remanding for a fresh trial starting from the close of prosecution evidence but instead chose to set aside the conviction outright, noting the fundamental nature of the defect.

Holding and Implications

Holding: The appeal is allowed; the judgments of both the trial court and the Gauhati High Court are set aside. The conviction of the appellant is quashed and the bail bond is discharged.

Implications: The decision reinforces the mandatory requirement that each incriminating circumstance in a circumstantial-evidence case be specifically put to the accused under Section 313 CrPC. Failure to comply can nullify the conviction. While no new legal principle was announced, the judgment underscores strict adherence to procedural fairness as an essential component of a valid criminal trial.

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    Asraf Ali v. State Of Assam .

    Dr. Arijit Pasayat, J.— In this appeal challenge is to the judgment of a learned Single Judge of the Gauhati High Court partially allowing the appeal filed by the appellant. The learned District and Sessions Judge, Kamrup in Sessions Case No. 15.K-G/88 convicted the appellant for the offence punishable under Section 304 Part I of the Penal Code, 1860 (in short “IPC”) and sentenced to undergo rigorous imprisonment for 10 years and to pay a fine of Rs 200 with default stipulation.

    2. By the impugned judgment, the learned Single Judge altered the conviction to Section 304 Part II IPC and sentenced the appellant to undergo RI for 5 years.

    3. Background facts in a nutshell are as follows: on 14-9-1986 at about 8.00 p.m an FIR was lodged by one Abbash Ali (PW 1) before the officer-in-charge, Bharalumukh Police Station mentioning therein that at about 9.30 a.m on that day the accused, Asraf Ali assaulted Khairul Hoque, son of Nazim Ali with a piece of wood as a result of which the said Khairul Hoque (hereinafter referred to as “the deceased”) sustained injuries on his head. The injured was removed to Gauhati Medical College Hospital where he succumbed to the injuries at about 5.30 p.m The police registered a case and after completion of the investigation submitted charge-sheet under Section 302 IPC.

    4. On committal, the learned trial court framed charges under Section 302 IPC. During the trial, the prosecution examined 10 witnesses including the doctor and the investigating officer. The accused also examined 3 witnesses to substantiate its plea of innocence.

    5. PW 1 is the informant who reported about the incident and attended Gauhati Medical College Hospital. He was present during the inquest. PW 2, Mohd. Nurul Islam deposed that he was not in Gauhati and when he was contacted by the police he informed the police that he knew both the accused and the deceased. The police took his help to identify the accused but the accused could not be found.

    6. On the day of occurrence, PW 3, Mst. Nurjahan Begum, was informed by Mozafar that her husband was assaulted by Asraf and the victim had been admitted in Gauhati Medical College Hospital. She saw the dead body on the next day when it was brought to her place. According to this witness some clash had been going on between her husband and the accused.

    7. PW 4 in his deposition only mentioned about some quarrel which took place between the deceased and the accused's family, but he did not specifically indicate when such occurrence took place.

    8. PW 5, Mohd. Talmizur Rehman was examined by the prosecution as eyewitness and in his deposition he stated that the occurrence took place one morning in 1986. According to this witness, one day he found that one Sarma had engaged two labourers for repairing the walls of Khairul's house. Accused Asraf Ali forbade Sarma from working there. He heard their words only from outside. He advanced to Khairul's house and on going there he found Khairul in his house and the accused was standing at the doorstep with a stick in his hand. He did not see Khairul as to what he had been doing inside the house. About that time he saw Khairul coming out of the house and then moving towards the road. Asraf ran after Khairul taking a lathi in his hand. Moving towards the road he found Khairul lying on the road. Asraf was standing at his doorstep holding the lathi some five or six metres away from the spot where Khairul was lying. Approaching Khairul he saw the injury on the head and bleeding from the injury. He went to call a rickshaw to carry Khairul to the hospital and in the meantime Mozafar Hussain (PW 8) had taken the injured to Kumarpara Nursing Home by another rickshaw. He and Maniruddin went to the Nursing Home and the doctor of the Nursing Home advised them to take the injured to Gauhati Medical College Hospital and accordingly he and Maniruddin took the injured to Gauhati Medical College Hospital.

    9. PW 6 is a school teacher who spoke about the seizure of wooden stick from accused Asraf's house. Ext. 4 is the seizure list, Ext. 4(1) is his signature. The stick was 2/2½ ft long.

    10. PW 7 is doctor, S.I Barbhuyan who conducted the autopsy and found the following injuries on the deceased:

    “… Injury 1.—Lacerated injury 7 cm length present in the right parietal region transversely placed and extending posteriorly. There are 8 stitches with black silk. After removal of the stitches the gap is 0.6 cm wide and is bone-deep.
    Injury 2.—Lacerated injury in the scalp 5 cm × 0.5 cm in the left temporal region—transversely placed and slightly curving upwards to the parietal region and bone-deep. No ligature mark on the neck on dissection, neck tissues are healthy.
    Cranium and spinal canal:
    Scalp.—As described in Injury 1 and Injury 2, clotted blood present underneath the whole of the scalp except in the frontal region.
    Skull.—Featured fracture of the skull 16 cm long involving the frontal and right parietal bone extending from above the right orbit backwards and posteriority and ending in the landoid suceer (sic)….”

    According to the doctor the cause of death was due to coma resulting from head injury. The injuries were ante-mortem and caused by blunt weapon and consistent to be homicidal in nature.

    11. PW 8 is Mozafar Hussain, who at the relevant time was clearing the jungle of the well of his rented house at Santipur and at that time he saw Khairul run past behind him. He saw accused Asraf Ali going five feet behind him. He saw and found Khairul lying on the road some 25 yd away from the well. Khairul sustained injury on his head. He also saw blood coming out of his head. He did not see accused Asraf Ali there. According to this witness he helped the deceased to get admission at Gauhati Medical College Hospital. Khairul died in the hospital.

    12. PW 9, Maniruddin was declared hostile by the prosecution. PW 10 is the investigating officer who stated about the seizure of the lathi. According to his evidence the weapon used by the accused was a piece of wood.

    13. The accused was examined under Section 313 of the Code of Criminal Procedure, 1973 (in short “the Code”) who denied his involvement in the offence. Three witnesses were examined by the accused to support his plea of alibi. The trial court on consideration of evidence on record did not accept the plea of alibi. It found seven circumstances to be clinching in nature which proved and established the guilt of the accused. They were as follows:

    “… The proved circumstances in the case have established (i) that the accused person had a quarrel with the deceased regarding sale of land and house; (ii) that the accused had threatened the deceased with assault; (iii) that just prior to the incident the accused was seen standing outside the house of the deceased with a lathi in hand; (iv) that the accused was seen chasing the deceased with a lathi in hand; (v) that soon thereafter the deceased was found lying on the road with injuries on head; (vi) that soon after the crime the accused absconded; and (vii) that the accused led the police and produced the weapon of assault. Each of these circumstances has been proved beyond reasonable doubt and taken collectively leads to only one conclusion that it was accused Asraf Ali and accused Asraf Ali alone who had killed the deceased Khairul Hoque….”

    As noted above, the trial court found the accused guilty and convicted him.

    14. One of the main planks of arguments before the High Court in appeal was that the questions put to the accused in the examination under Section 313 of the Code did not focus on the evidence on record and the accused was, therefore, prejudiced because no definite accusations or statement of any witness was brought to his notice. Though the High Court found that the circumstances relied upon by the prosecution were not specifically brought to the notice of the accused it observed that the object of questioning an accused person under Section 313 of the Code is to provide an opportunity to the accused of explaining the circumstances that appear against him in evidence.

    15. The High Court further noted that the evidence against the accused consisted of circumstantial evidence only and the circumstances should have been brought to his notice and his explanation called for. It was noted that the trial court faltered in its duty in the examination. But the High Court felt that no material prejudice was caused to the accused and the accused was found to be absconding for a long time and a rancorous relationship between the deceased and the accused was established. However, the High Court found that the proper conviction would be under Section 304 Part II IPC.

    16. Learned counsel for the appellant submitted that the true purpose and import of Section 313 of the Code has not been kept in view by the High Court. It is pointed out that none of the witnesses were really eyewitnesses. But the court proceeded on the basis as some persons had seen the incident.

    17. Learned counsel for the respondent on the other hand submitted that the questions though broadly formulated covered the basic features.

    18. Section 313 of the Code reads as follows:

    “313. Power to examine the accused.—(1) In every inquiry or trial, for the purpose of enabling the accused personally to explain any circumstances appearing in the evidence against him, the court—
    (a) may at any stage, without previously warning the accused, put such questions to him as the court considers necessary;
    (b) shall, after the witnesses for the prosecution have been examined and before he is called on for his defence, question him generally on the case:
    Provided that in a summons case, where the court has dispensed with the personal attendance of the accused, it may also dispense with his examination under clause (b).
    (2) No oath shall be administered to the accused when he is examined under sub-section (1).
    (3) The accused shall not render himself liable to punishment by refusing to answer such questions, or by giving false answers to them.
    (4) The answers given by the accused may be taken into consideration in such inquiry or trial, and put in evidence for or against him in any other inquiry into, or trial for, any other offence which such answers may tend to show he has committed.”
    19. “9. The forerunner of the said provision in [the old Code] was Section 342 therein. It was worded thus:
    ‘342. Power to examine the accused.—(1) For the purpose of enabling the accused to explain any circumstances appearing in the evidence against him, the court may, at any stage of any inquiry or trial, without previously warning the accused, put such questions to him as the court considers necessary, and shall, for the purpose aforesaid, question him generally on the case after the witnesses for the prosecution have been examined and before he is called on for his defence.
    (2) The accused shall not render himself liable to punishment by refusing to answer such questions, or by giving false answers to them; but the court and the jury (if any) may draw such inference from such refusal or answers as it thinks just.
    (3) The answers given by the accused may be taken into consideration in such inquiry or trial, and put in evidence for or against him in any other inquiry into, or trial for, any other offence which such answers may tend to show he has committed.
    (4) No oath shall be administered to the accused when he is examined under sub-section (1).’
    10. Dealing with the position as the section remained in the original form under the old Code, a three-Judge Bench of this Court interpreted the section in Hate Singh Bhagat Singh v. State of Madhya Bharat AIR 1953 SC 468 that: (AIR p. 470, para 8)
    ‘8. … The statements of the accused recorded by the Committing Magistrate and the Sessions Judge are intended in India to take the place of what in England and in America he would be free to state in his own way in the witness box. They have to be received in evidence and treated as evidence and be duly considered at the trial.’ ”

    20. In Sharad Birdhichand Sarda v. State of Maharashtra (1984) 4 SCC 116 it was, inter alia, noted as follows:

    “143. Apart from the aforesaid comments there is one vital defect in some of the circumstances mentioned above and relied upon by the High Court viz. Circumstances 4, 5, 6, 8, 9, 11, 12, 13, 16 and 17. As these circumstances were not put to the appellant in his statement under Section 313 of the Criminal Procedure Code, 1973 they must be completely excluded from consideration because the appellant did not have any chance to explain them. This has been consistently held by this Court as far back as in 1953 where in Hate Singh Bhagat Singh v. State of Madhya Bharat AIR 1953 SC 468 this Court held that any circumstance in respect of which an accused was not examined under Section 342 of the Criminal Procedure Code cannot be used against him. Ever since this decision, there is a catena of authorities of this Court uniformly taking the view that unless the circumstance appearing against an accused is put to him in his examination under Section 342 of the old Code (corresponding to Section 313 of the Criminal Procedure Code, 1973), the same cannot be used against him. In Shamu Balu Chaugule v. State of Maharashtra (1976) 1 SCC 438 this Court held thus:
    ‘5. … The fact that the appellant was said to be absconding, not having been put to him under Section 342, Criminal Procedure Code, could not be used against him.’ ”

    21. Section 313 of the Code casts a duty on the court to put in an enquiry or trial questions to the accused for the purpose of enabling him to explain any of the circumstances appearing in the evidence against him. It follows as a necessary corollary therefrom that each material circumstance appearing in the evidence against the accused is required to be put to him specifically, distinctly and separately and failure to do so amounts to a serious irregularity vitiating trial, if it is shown that the accused was prejudiced.

    22. The object of Section 313 of the Code is to establish a direct dialogue between the court and the accused. If a point in the evidence is important against the accused, and the conviction is intended to be based upon it, it is right and proper that the accused should be questioned about the matter and be given an opportunity of explaining it. Where no specific question has been put by the trial court on an inculpatory material in the prosecution evidence, it would vitiate the trial. Of course, all these are subject to rider whether they have caused miscarriage of justice or prejudice. This Court also expressed a similar view in S. Harnam Singh v. State (Delhi Admn.) (1976) 2 SCC 819, AIR 1976 SC 2140 while dealing with Section 342 of the Criminal Procedure Code, 1898 (corresponding to Section 313 of the Code). Non-indication of inculpatory material in its relevant facts by the trial court to the accused adds to the vulnerability of the prosecution case. Recording of a statement of the accused under Section 313 is not a purposeless exercise.

    23. “16. Contextually we cannot bypass the decision of a three-Judge Bench of this Court in Shivaji Sahabrao Bobade v. State of Maharashtra (1973) 2 SCC 793 as the Bench has widened the sweep of the provision concerning examination of the accused after closing prosecution evidence. Learned Judges in that case were considering the fallout of omission to put to the accused a question on a vital circumstance appearing against him in the prosecution evidence. The three-Judge Bench made the following observations therein:
    ‘16. … It is trite law, nevertheless fundamental, that the prisoner's attention should be drawn to every inculpatory material so as to enable him to explain it. This is the basic fairness of a criminal trial and failures in this area may gravely imperil the validity of the trial itself, if consequential miscarriage of justice has flowed. However, where such an omission has occurred it does not ipso facto vitiate the proceedings and prejudice occasioned by such defect must be established by the accused. In the event of evidentiary material not being put to the accused, the court must ordinarily eschew such material from consideration. It is also open to the appellate court to call upon the counsel for the accused to show what explanation the accused has as regards the circumstances established against him but not put to him and if the accused is unable to offer the appellate court any plausible or reasonable explanation of such circumstances, the court may assume that no acceptable answer exists and that even if the accused had been questioned at the proper time in the trial court he would not have been able to furnish any good ground to get out of the circumstances on which the trial court had relied for its conviction.’
    18. What is the object of examination of an accused under Section 313 of the Code? The section itself declares the object in explicit language that it is ‘for the purpose of enabling the accused personally to explain any circumstances appearing in the evidence against him’. In Jai Dev v. State of Punjab AIR 1963 SC 612 Gajendragadkar, J. (as he then was) speaking for a three-Judge Bench has focussed on the ultimate test in determining whether the provision has been fairly complied with. He observed thus: (AIR p. 620, para 21)
    ‘21. … The ultimate test in determining whether or not the accused has been fairly examined under Section 342 would be to enquire whether, having regard to all the questions put to him, he did get an opportunity to say what he wanted to say in respect of prosecution case against him. If it appears that the examination of the accused person was defective and thereby a prejudice has been caused to him, that would no doubt be a serious infirmity.’
    19. Thus it is well settled that the provision is mainly intended to benefit the accused and as its corollary to benefit the court in reaching the final conclusion.
    20. At the same time it should be borne in mind that the provision is not intended to nail him to any position, but to comply with the most salutary principle of natural justice enshrined in the maxim audi alteram partem. The word ‘may’ in clause (a) of sub-section (1) in Section 313 of the Code indicates, without any doubt, that even if the court does not put any question under that clause the accused cannot raise any grievance for it. But if the court fails to put the needed question under clause (b) of the sub-section it would result in a handicap to the accused and he can legitimately claim that no evidence, without affording him the opportunity to explain, can be used against him. It is now well settled that a circumstance about which the accused was not asked to explain cannot be used against him.”

    24. In certain cases when there is perfunctory examination under Section 313 of the Code, the matter is remanded to the trial court, with a direction to retry from the stage at which the prosecution was closed.

    25. In the instant case, the questions put to the accused in his examination under Section 313 read as follows:

    “The witnesses have stated in their evidence that at about 9.30 a.m on the day of occurrence you caused severe injuries to Khairul Hoque by assaulting him on the head from behind with a piece of timber and that in the evening on the very day he succumbed to the injuries in Gauhati Medical College Hospital. You may say if you have any (sic) regarding the evidence.
    PW 10, Ahindra Kumar Kalita (SI of Police) has stated in his evidence that during his investigation into this case when you produced a piece of timber he seized it through Ext. 4. You may say if you have any (sic) regarding this evidence.
    You may say if you have any (sic) as regards allegation of committing murder levelled against you and other evidence.
    You may adduce evidence in defence if you have any. Summon witnesses.”

    26. As rightly contended by learned counsel for the appellant no witness has stated that on the date of occurrence the accused had caused severe injury to the deceased by assaulting him on the head from behind. The circumstances which were relied upon by the trial court to find the accused guilty were not specifically brought to the notice of the accused. Therefore, in essence, his examination under Section 313 of the Code was rendered an empty formality. On that count alone, the impugned judgment of the High Court cannot be sustained and is set aside. The conviction recorded stands set aside. The bail bond of the appellant who is on bail shall stand discharged.

    27. The appeal is allowed.

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    Comments

    Asraf Ali v. State Of Assam .
    (Jul 17, 2008)