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Smart Summary

Factual and Procedural Background

The appellants were directly recruited Assistant Conservators of Forests (ACFs) in the Bihar Forest Service pursuant to a 24-7-1985 advertisement. Although the recruitment process concluded on 8-6-1987, their appointment orders were issued only on 14-12-1987. Meanwhile, three Departmental Promotion Committees (DPCs) met between June and October 1987, resulting in two notifications (6-10-1987 and 23-11-1987) promoting Range Officers to ACFs. Because those notifications preceded the appellants’ appointments, a tentative seniority list (7-3-1989) and a final seniority list (24-7-1989) ranked the promotees above the direct recruits.

The appellants’ writ petition challenging the seniority list was dismissed by a Division Bench of the Patna High Court on 3-4-1996. The Supreme Court remanded the matter on 2-9-1996. After amendment of pleadings, the High Court again dismissed the petition on 13-7-1998, emphasising delay and the absence of an explicit challenge to the promotees’ appointments. This civil appeal challenges that judgment.

Legal Issues Presented

  1. Whether the 1987 promotions of Range Officers to ACFs—made against non-existent posts—were substantive appointments capable of conferring seniority over the appellants, who were substantively appointed on 14-12-1987.
  2. Whether the appellants’ challenge was barred by delay or by failure to impugn the promotion notifications in the original writ petition.

Arguments of the Parties

Appellants’ Arguments

  • At the relevant time no ACF posts were available; promotees already exceeded their 50% quota. Promotions could not be made until the direct-recruit quota was filled.
  • The DPC(s) recommending promotions were not constituted in accordance with the Bihar Forest Service Rules, rendering the promotions illegal.
  • Allegations of mala fides due to delayed notification of direct recruits (raised but not pressed at the hearing).

Respondents’ (Promotees/State) Arguments

  • They relied on a Government resolution dated 12-8-1987 determining the cadre strength at 277 posts, contending that it created sufficient posts for the impugned promotions.
  • Affidavits filed by a departmental Secretary acknowledging non-availability of posts were characterised as the personal view of an officer, not the considered position of the State Government.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Keshav Chandra Joshi v. Union of India, 1992 Supp (1) SCC 272 (1993) 24 ATC 545 Conditions for acquiring seniority: appointment must be (i) substantive, and (ii) to a post within quota and to a substantive vacancy. Used to hold that, absent available substantive posts, the promotees did not satisfy the conditions for gaining seniority.
C.K. Antony v. B. Muraleedharan, (1998) 6 SCC 630 Fortuitous or irregular appointments do not confer seniority over regular appointees. Reinforced conclusion that promotions against non-existent posts cannot upset seniority of regular direct recruits.
M.S.L. Patil v. State of Maharashtra, (1996) 11 SCC 361 Similar principle: irregular appointments are fortuitous and do not create seniority rights. Cited illustratively to deny seniority benefit to the promotees.
State of Maharashtra v. Sanjay Thakre, 1995 Supp (2) SCC 407 (1995) 30 ATC 132 Same principle on fortuitous appointments and seniority. Applied to support quashing of the seniority list favouring promotees.

Court's Reasoning and Analysis

1. Delay not fatal: The notifications promoting the respondents had already been quashed by another Division Bench on 9-2-1996, and no fresh notification existed when the High Court dismissed the writ petition. Thus, the appellants could not be faulted for delay.

2. Availability of posts: The 12-8-1987 resolution merely determined intended cadre strength; it did not create posts. Affidavits by the Commissioner-cum-Secretary, Forest Department (filed in contempt and SLP proceedings) admitted that in 1987 promotions were made “against non-existing posts” and that only 133 posts had actually been sanctioned.

3. Consequence for seniority: Because no sanctioned posts existed, the promotees’ 1987 appointments were not substantive. Under Rule 35 of the Bihar Forest Service Rules and the principle in Keshav Chandra Joshi, seniority accrues only from substantive appointment to an available post within quota. Therefore the promotees could not rank above the appellants, who were substantively appointed on 14-12-1987.

4. Subsequent 2002 notification: The State’s belated notification (15-7-2002) retro-promoting the respondents with effect from 20-6-1987 could not defeat fifteen years of accrued seniority of the appellants.

5. Other grounds: Having decided on post-availability, the Court found it unnecessary to examine the validity of the DPCs.

Holding and Implications

Holding: The appeal is ALLOWED. The final seniority list dated 24-7-1989 is quashed. The State Government shall issue a fresh seniority list placing the appellants (direct recruits) above the respondent promotees. No order as to costs.

Immediate Implications: Seniority in the Bihar Forest Service must be re-drawn, restoring the appellants’ precedence. The decision turns on established principles that promotions to non-existent posts are fortuitous; it sets no new legal precedent beyond reiterating settled law.

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    Sanjay K. Sinha-Ii And Others v. State Of Bihar And Others

    Arun Kumar, J.— This appeal is directed against a judgment dated 13-7-1998 of a Division Bench of the High Court dismissing a writ petition filed by the appellants herein challenging a final seniority list issued by the State Government of Bihar whereunder the appellants who are direct recruits to the Bihar Forest Service were shown junior to the private respondents who are promotees in the service. The appellants were appointed as Assistant Conservators of Forests (ACFs) to the Bihar Forest Service (hereinafter called “the service”) as direct recruits in pursuance of advertisement issued by the Bihar Public Service Commission on 24-7-1985 for filling 40 permanent posts of Assistant Conservators of Forests in the service. According to the appellants the process of direct recruitment was completed on 8-6-1987. However, the appointment orders with respect to the direct recruits were issued only on 14-12-1987. The appellants state that at the relevant time the cadre strength of the post of Assistant Conservator of Forests was only 172 and the promotees were already occupying more than 50% posts. Their quota being only 50% of the posts. We may note here that it is not in dispute that the quota of promotees and direct recruits was 50% each at the relevant time.

    2. It appears that while all the formalities with regard to recruitment of direct recruits were completed by 8-6-1987, a Departmental Promotion Committee was constituted on 20-6-1987 to consider candidates for promotion to the posts of Assistant Conservators of Forests from the feeder posts of Range Officers. Other Departmental Promotion Committees for the same purpose were held on 2-7-1987 and 17-10-1987. Two notifications dated 6-10-1987 and 23-11-1987 were issued whereby promotees were appointed to the posts of Assistant Conservator of Forests. The notification regarding appointment of direct recruits was issued only on 14-12-1987 i.e after the appointments of the promotees had been notified. This gave an edge to the promotees in the matter of seniority over direct recruits. A tentative seniority list was issued on 7-3-1989 while the final seniority list showing the appellants who are direct recruits as juniors to the promotees was issued on 24-7-1989. The appellants challenged this final seniority list by filing a writ petition in the High Court. The said writ petition was dismissed by a Division Bench of the High Court on 3-4-1996. In a special leave petition filed against the said judgment this Court by order dated 2-9-1996 remanded the matter back to the High Court with a direction that the High Court should give fresh decision after hearing all the parties.

    3. After the remand order passed by this Court, the petitioners in the writ petition (who are appellants herein) filed an application for amendment of the writ petition on 28-11-1996 in the High Court. Several points were sought to be raised in the amendment application. The amendment was allowed on 25-5-1997. None of the parties filed any fresh counter-affidavit in reply to the amended writ petition. As a matter of fact no reply was filed to the amendment application by any of the respondents. Ultimately the High Court passed the impugned judgment on 13-7-1998 dismissing the writ petition. Apart from rejecting the case of the appellants on merits, the High Court has laid much stress on the aspect of delay on the part of the appellants in challenging the promotions of the respondents. In the original writ petition the appellants had not challenged the appointments of the respondent promotees as such. They had only challenged the final seniority list. Absence of challenge to the appointments of the respondents i.e promotees in the writ petition is another ground which weighed with the High Court in dismissing the writ petition.

    4. We have heard the learned counsel for the parties on this aspect of the matter. In our view in the facts and circumstances of the case, the appellants cannot be non-suited on the ground of delay in challenging the orders of the promotion of the respondents. The important aspect of the case which persuades us to take this view is that the notifications dated 6-10-1987 and 23-11-1987 with respect to the promotions/appointments of the respondents had been quashed by another Division Bench of the High Court by its judgment dated 9-2-1996 in CWJC No. 1634 of 1986. By the said judgment the High Court had permitted the State Government to issue fresh notification with regard to the appointments of promotees. The fresh notification came to be issued only on 15-7-2002. Therefore, on 3-4-1996 when the present writ petition was earlier dismissed and again on 13-7-1998 when it was again dismissed by the High Court after the remand order passed by this Court, there was no notification in existence regarding appointments of the respondent promotees. The High Court had even quashed the final seniority list by the said judgment dated 9-2-1996. In these facts, the appellants cannot be non-suited on the ground of delay in challenging the order of promotion to the respondents.

    5. Coming to the merits of the controversy, Mr Gopal Subramanium, learned counsel for the appellant raised the following points:

    1. Posts of Assistant Conservator of Forests were not available at the relevant time for appointments of the promotees. In any case the promotees were already occupying posts far in excess of their 50% quota and therefore, no promotee could be appointed till the process of direct recruitment was completed and direct recruits were given 50% quota in the service.
    2. The Departmental Promotion Committee which was constituted for purposes of making promotions to the posts of ACFs was not constituted in accordance with the rules and therefore, the promotions recommended by it were invalid and illegal.
    3. Mala fides on account of delay in issuance of notification regarding appointment of direct recruits. The point though raised was not pressed before us, and therefore, it need not be gone into.

    6. In our view the first point regarding alleged non-availability of posts of ACFs for appointment of promotees at the relevant time is sufficient to decide this appeal. On the question of availability of posts the case of the appellants is that posts were not available and in the absence of posts no appointments could be made. Still the respondents had gone ahead with the appointments of the promotees. Such appointments are merely fortuitous and cannot confer the benefit of seniority from the date of appointment. The first document relied upon in support of this contention is a letter dated 23-9-1985 from the Chief Conservator, Forests and Environment Department, Government of Bihar, Patna. The letter directly deals with the question of promotion of Forest Range Officer (FRO) to the post of Assistant Conservator of Forests (ACF). The letter notes that under Rule 3 of the Bihar Forest Service Rules, 1953 at least 50% of the total existing vacancies have to be filled by promotion. It goes on to add:

    “Presently there are 125 officers in the cadre in the Bihar Forest Service, out of which 105 have been promoted from the post of Range Officer and the rest are appointed by way of direct recruitment.”

    According to this letter as per the cadre strength of the posts of ACF in Bihar State Forest Service, the promoted officers constituted 84%. The Chief Conservator of Forests expressed his view in the said letter that filling such large number of posts by way of promotions affects the quality of service. The Chief Conservator of Forests also notes that the State Service Commission had already issued advertisement for filling 40 posts of ACFs by direct recruitment. He has opined that in these circumstances it would not be proper to fill up the posts of ACF by promotion. This letter highlights the imbalance already existing in the service qua the posts of ACF so far as appointments of direct recruits and promotees are concerned.

    7. The process of filling the posts by promotion was undertaken from June 1987 onwards, which culminated with the issuance of notifications regarding appointments of promotees as ACF on 6-10-1987 and 23-11-1987. On the question of cadre strength qua the posts of ACF, reference has to be made to a notification dated 12-8-1987 on which reliance has been placed by both the sides. According to the appellants the said notification shows that the posts were not available for appointment of the promotees while the respondents read the said notification as an instrument creating sufficient number of posts to which the promotees could be appointed. The notification dated 12-8-1987 is in the form of a resolution. The subject is mentioned as “Determination of cadre strength of Bihar Forest Service”. The notification states that the cadre strength of Bihar Forest Service is being determined by the State Government with effect from the date of the publication of the resolution as follows:

    (1) Sanctioned posts as per Letter No. 4260 dated 26-8-1986 of the Department of Forests and Environment as on 15-4-1985 151 (2) Sanctioned posts after 15-4-1985 as per Letter No. 2856 dated 11-4-1985 of Chief Conservator of Forests 21 (3) Sanctioned posts of deputation under the Department of Rural Development for the implementation of social forestry schemes 38 (4) Created posts under Bihar State Forest Department operation for development and extraction of minor forest produce 18 (5) Non-cadre posts of Divisional Forest Officers created in the cadre of Bihar Forest Service 49 Total 277

    8. The learned counsel for the appellants submitted that the above resolution only determines the cadre strength. It notes the posts which can be available for the Bihar Forest Service from various departments. It is at best a decision which remains to be implemented. While posts at Serial Nos. 1 and 2 above are clearly available in the Bihar Forest Service, rest of the posts have to be added to it which would require certain formalities to be completed before the post could be taken as a part of Bihar Forest Service. In Government there are rules of business which have to be followed before the posts are created and become available. Thus according to the learned counsel for the appellants only 172 posts were existing in the service at the relevant time. Relying on the letter of the Chief Conservator of Forests, referred to hereinbefore, the learned counsel submits that firstly such large number of posts were not available for being filled by appointment of promotees, secondly, the promotees were already occupying posts far in excess of their 50% quota and therefore, without first restoring the balance in the service, the promotees could not be appointed.

    9. We have carefully perused the said resolution. As the heading of the resolution suggests, it is merely a determination of the cadre strength of the post of ACF. It is a decision as to what should be the cadre strength. The resolution cannot be said to be creating the posts. There is a lot of difference between determination of cadre strength and creation of posts. Determination is a decision regarding what should be the cadre strength. The decision needs to be implemented. Implementation is by creation of posts. For creation of posts certain formalities have to be gone through. Nothing has been shown to suggest that requisite formalities regarding creation of posts had taken place. The resolution therefore cannot be taken as a creation of posts. The discussion which follows will show that the State Government itself understood the legal position in the same manner as the State Government has taken a stand in the subsequent proceedings that sufficient number of posts had not been created and therefore were not available.

    10. In support of his contention that posts were not available for the appointment of the promotees at the relevant time in the year 1987, the learned counsel for the appellants drew our attention to an affidavit filed on behalf of the respondents in response to a petition for initiating contempt of court proceedings against the State Government and its officers for not complying with the judgment dated 9-2-1996 of the Division Bench of the High Court. It will be recalled that by the said judgment the High Court had quashed the notifications dated 16-10-1987 and 23-11-1987 regarding appointments of promotees to the posts of Assistant Conservators of Forests and had permitted the State Government to issue fresh orders in this behalf in accordance with law. There was inordinate delay on the part of the State Government in issuing the fresh notification regarding appointment of the promotees which led to certain promotees filing application for initiating contempt of court proceeding. In reply to the contempt application, the Commissioner-cum-Secretary, Department of Forests and Environment, Government of Bihar stated as under:

    “8. That so far as the direction issued by this Hon'ble Court vide paras 93, 94, 95 are concerned, steps have been taken for issuance of fresh notification. However, the process has not been completed because from the record it appears that the promotions were made in the relevant period against non-existing posts. As such necessary government order is required to be issued for creation of the post of Assistant Conservator of Forests by the State Government first. Thereafter fresh notification regarding promotions of the petitioners will be issued after following the laid-down procedure for giving promotions.”

    Para 17 of the affidavit states

    “that the deponent had called for relevant records and from the records it was found that in the year 1985 there were 133 posts of ACF and in the year 1986, 140 incumbents were holding the posts of ACF”.
    “Para 18
    That from the record it further transpires that in the year 1987, 82 persons appear to have been promoted/appointed in addition to 140 ACFs already working from before but there was no sanction order regarding creation of these posts. Even as on date no sanction order for creation of these posts is available. After verifying from the records it transpires that only 133 posts of ACF have been created by the State Government.
    Para 19
    That this matter has been discussed within Department and a proposal of creation of additional 91 posts of ACF has been moved. In absence of availability of sanctioned post of ACF, any notification for appointment of the petitioners as ACF will be a nullity in the eye of the law.
    Para 21
    That the deponent will issue fresh notification as soon as the Government sanctions additional post of ACF which will be subject to the result of SLP No. 15295 of 1998 pending in the Hon'ble Supreme Court.”

    11. This stand of the Government is reiterated in para 11 of the counter-affidavit on behalf of the State Government filed in response to the special leave petition in this Court. It is stated:

    “The respondent State being conscious of the direction issued by the Hon'ble Patna High Court has taken appropriate steps for issuance of notifications promoting/appointing the ACFs concerned, the Government could not take a decision to notify their promotion/appointment immediately after the judgment passed by the Hon'ble Patna High Court because of certain factors, such as, pendency of the instant SLP, pendency of MJC No. 631 of 1998 (R) in the Patna High Court, Ranchi Bench and also due to non-availability of sufficient number of posts of ACFs.”

    12. It is clear from the admissions made on behalf of the respondents by way of affidavits filed in judicial proceedings that sanctioned number of posts were not available in the year 1987 when the respondents were promoted as ACFs, rather the promotions were made against non-existing posts. Can such promotions confer any right on the officers concerned particularly over and above the other duly appointed officers in the service like the appellants? In this connection we have to note that Rule 35 of the Bihar Forest Service Rules provides that seniority of officers appointed to the service is to be determined with reference to the date of their substantive appointment. In order to become a member of the service the person concerned has to satisfy at least two conditions — first, appointment must be in substantive capacity, and second, the appointment has to be to the post in the service according to the Rules and within the quota to a substantive vacancy (per Keshav Chandra Joshi v. Union of India 1992 Supp (1) SCC 272, (1993) 24 ATC 545).

    13. In the present case neither of the two conditions is satisfied. The posts to which substantive appointments were to be made were not available, therefore, there could be no appointment to the service. When there is no appointment to the service, much less substantive appointment to the service, the promotees could not be given seniority with effect from the purported date of their promotion.

    14. At this stage it must be noticed that as a matter of fact the notifications dated 6-10-1987 and 23-11-1987 regarding appointments of the promotees had been quashed by the Division Bench by its judgment dated 9-2-1996 in CWJC No. 1634 of 1986. The Division Bench had permitted fresh notification to be issued for the purpose. The notification regarding fresh appointment of the promotees was delayed. It was ultimately issued only on 15-7-2002. The said notification again states that the officers are promoted at the post of Assistant Conservator of Forests with effect from the date mentioned against their names. The date which is mentioned against their names is 20-6-1987. This notification was issued during pendency of the present proceeding in this Court. The appellant immediately applied for relief against this notification in the present proceedings. The question that arises is that when admittedly in June 1987 the posts of ACFs were not available for the promotees, how could by a notification dated 15-7-2002 the promotees be appointed with effect from 20-6-1987? Till the affidavit was filed in the contempt proceedings in 1998 the posts had not been created, a fact mentioned in the affidavit.

    15. The learned counsel for the respondents tried to explain this clear admission on the part of the State Government by saying that the affidavit was only by an officer of the Government and did not necessarily represent the view of the Government. In our opinion this argument is highly technical and least responsible to carry any credence. Firstly, the officer was impleaded in the contempt petition as a respondent because he was holding the key post at the relevant time. The officer filed the affidavit on the basis of record of Government which fact has been so stated in the affidavit itself at various places. Secondly, the State Government has reiterated the same view in the counter-affidavit filed in response to the SLP in this Court. We are surprised that in spite of these facts, such a contention is advanced by a Senior Counsel appearing on behalf of the respondents.

    16. We have no reason to discard the clear admissions made on behalf of the State Government about non-availability of posts of ACFs for promotion of the promotees at the relevant time. This leads to the conclusion that the appointments of the respondent promotees between June and November 1987 as ACFs were against non-existing posts. When the posts were not available at all the next question as to whether the posts were falling within the quota of the promotees does not arise. Therefore, we need not advert to it. The question of availability of posts and the number of posts which are available is a question which can be best answered on the basis of record. Unfortunately no effort was made to place the relevant information before the Court by supporting it with records. The record position we got in this case only from the affidavit of Shri K.D Sinha, Commissioner-cum-Secretary, Department of Forests and Environment, Government of Bihar filed in reply to the contempt petition in the Patna High Court, copy of which is available as Annexure R-3 to the rejoinder-affidavit filed on behalf of the appellants in this Court. The affidavit with which copy of the affidavit of Shri K.D Sinha is annexed, was filed on 4-11-1999. No effort has been made on behalf of the State Government to controvert the factual position stated in the affidavit of Shri K.D Sinha. We can safely accept the position explained by Shri K.D Sinha in his affidavit. Thus we hold that the appointments of the respondent promotees made between June and November 1987 to the posts of ACFs cannot be termed as substantive appointments to the service and, therefore, they cannot confer any benefit of seniority on the respondents over and above the appellants who were directly appointed to the service vide notification dated 14-12-1987.

    17. It is settled law that appointments made contrary to the rules are merely fortuitous and do not confer benefit of seniority on the appointees over and above the regular/substantive appointees to the service. (See C.K Antony v. B. Muraleedharan (1998) 6 SCC 630, M.S.L Patil, Asstt. Conservator of Forests v. State of Maharashtra (1996) 11 SCC 361 and State of Maharashtra v. Sanjay Thakre 1995 Supp (2) SCC 407, (1995) 30 ATC 132.)

    18. The exact date on which Shri K.D Sinha filed the affidavit in response to the contempt petition is not ascertainable, however, it has to be sometime in the year 1998 or thereafter. From the affidavit of Shri K.D Sinha it is clear that even till the date of filing of the affidavit sufficient number of posts had not been created by the State Government because Shri Sinha has stated that he will issue fresh notification about the appointment of the promotees as soon as the State Government sanctioned additional posts of ACFs. The State Government issued notification regarding appointment of the respondent on 15-7-2002. The said notification purports to appoint the respondents with effect from 16-7-1987. This shows that the posts of ACFs might have been created by the State Government subsequently. While issuing the notification dated 15-7-2002, the State Government could not ignore or prejudice officers like the appellants who were substantively appointed to the service w.e.f 14-12-1987 i.e about fifteen years prior to the issuance of the notification. By the notification dated 15-7-2002 the seniority gained by the appellant fifteen years prior thereto is sought to be set at naught. The learned counsel for the appellants fairly submitted that the appellants were not interested in seeking quashing of the appointments of the respondents. They were only concerned about maintaining their seniority over the respondents. In the facts and circumstances of the case we see no justification for disturbing the seniority of the appellants and giving the respondents seniority over them. While the State Government may regularise the appointment of the respondent promotees, we hold that the respondents cannot be given seniority over and above the appellant-petitioners. The writ petition succeeds on the question of seniority. The final seniority list dated 24-7-1989 is quashed and the State Government is directed to issue fresh seniority list fixing the seniority of the appellants over the respondents in accordance with this judgment.

    19. In view of the above discussion, we do not propose to go into the question of constitution of the Departmental Promotion Committee regarding promotion of the respondents. The appeal is accordingly allowed. No order as to costs.

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    Comments

    Sanjay K. Sinha-Ii And Others v. State Of Bihar And Others
    (May 31, 2004)