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AMICUS AI
Citation Codes
Neutral Citations
2003 INSC 140
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Articles 20-22 of the Indian Constitution
  • Article 20(2) of the Constitution of India
  • Section 71 of the Army Act
  • Section 20(2) of the Indian Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
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Cites
Cited by
Citation Codes
Neutral Citations
2003 INSC 140
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Articles 20-22 of the Indian Constitution
  • Article 20(2) of the Constitution of India
  • Section 71 of the Army Act
  • Section 20(2) of the Indian Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
Smart Summary

Factual and Procedural Background

The respondent, a driver with Haryana Roadways, caused a bus accident resulting in one death and serious injury to another person. The Motor Accidents Claims Tribunal awarded compensation, causing the Transport Department a loss of Rs 1,12,950. Pursuant to an enquiry under Rule 7(1) of the Haryana Civil Services (Punishment and Appeal) Rules, 1987, the department reduced the respondent’s pay to the minimum of the driver’s time-scale for four years by order dated 12-3-1990.

A separate criminal case (FIR No. 127/1988) under Sections 279, 337, 338 and 304-A IPC led to the respondent’s conviction. Relying on this conviction, the General Manager, Haryana Roadways, issued a second order dated 17-9-1992 terminating the respondent’s services under Rule 7(2)(b) of the Rules (which permits dismissal without departmental enquiry when punishment follows criminal conviction).

The respondent’s departmental appeal was still pending when he filed a civil suit alleging violation of natural justice and double punishment. The trial court dismissed the suit; the first appellate court affirmed. In second appeal, the High Court reversed, holding that Article 20(2) of the Constitution barred “double jeopardy.” The State of Haryana appealed to the Supreme Court.

Legal Issues Presented

  1. Whether the two departmental orders—pay reduction (12-3-1990) and termination (17-9-1992)—constituted punishment twice for the same offence, thereby attracting the constitutional protection against double jeopardy under Article 20(2).
  2. Whether the High Court was justified in overturning concurrent factual findings of the trial and first appellate courts.

Arguments of the Parties

Appellant (State of Haryana)

  • The two orders were based on distinct causes: the first for departmental loss and indiscipline; the second on subsequent criminal conviction under Section 304-A IPC. Hence, no double jeopardy.
  • Rule 7 differentiates procedures: Rule 7(1) requires enquiry for departmental misconduct; Rule 7(2)(b) allows dismissal upon criminal conviction without fresh enquiry.
  • The High Court erred in treating departmental action and criminal prosecution as the “same offence.”
  • Reversal of concurrent findings by the High Court was unwarranted.

Respondent

  • Supported the High Court’s view that successive punishments violated Article 20(2) because both arose from the same accident.
  • Asserted lack of opportunity and procedural fairness in the termination order.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Union of India v. P.D. Yadav, (2002) 1 SCC 405 Doctrine of double jeopardy does not bar distinct actions: court-martial punishment and forfeiture of pension are separate and permissible. Relied upon to hold that departmental punishment and dismissal following criminal conviction are separate actions; therefore, Article 20(2) was inapplicable.

Court's Reasoning and Analysis

The Supreme Court distinguished the factual and legal bases of the two orders:

  • Order 12-3-1990: Issued after full departmental enquiry under Rule 7(1) for negligence causing financial loss and reputational harm.
  • Order 17-9-1992: Issued under Rule 7(2)(b) solely on the ground of criminal conviction under Section 304-A IPC; Rule 7 expressly waives a fresh enquiry in such circumstances.

Because the grounds and statutory provisions differed, the Court held there was no “same offence” within the meaning of Article 20(2). Citing P.D. Yadav, the Court affirmed that constitutional double-jeopardy protection applies only to repeated criminal proceedings, not to separate departmental consequences flowing from distinct causes.

The Court criticised the High Court for equating departmental enquiries with criminal prosecutions and for ignoring the Rules’ distinction. Finding no procedural violation, the Supreme Court reinstated the trial court’s decree.

Holding and Implications

Appeal Allowed; High Court judgment set aside; trial-court decree dismissing the respondent’s suit restored.

Direct effect: the respondent’s termination remains valid, and no costs were awarded. Broader implication: the decision re-affirms that separate departmental penalties, when predicated on different causes or statutory bases (including a subsequent criminal conviction), do not violate the constitutional protection against double jeopardy.

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    State Of Haryana v. Balwant Singh .

    Shivaraj V. Patil, J.— The State of Haryana is in appeal challenging the judgment and decree passed by the High Court in second appeal reversing the judgment and decree passed by the trial court as affirmed by the first appellate court.

    2. The respondent was driving a bus of Haryana Roadways. An accident was caused because of the rash and negligent driving of the respondent. In the said accident, one person died and another person suffered injuries. In the claim petition filed before the Motor Accidents Claims Tribunal, an award was passed which resulted in the loss of Rs 1,12,950 to the Transport Department of the State. A charge-sheet was issued under Rule 7 of the Haryana Civil Services (Punishment and Appeal) Rules, 1987 (for brevity “the Rules”). After holding enquiry, a punishment was imposed on him reducing the pay to the minimum of time scale of driver for a period of four years by the order dated 12-3-1990. This order was passed against him in the wake of the orders of the Motor Accidents Claims Tribunal, Kurukshetra. On account of causing of the same accident, a criminal case was also registered vide FIR No. 127 dated 25-7-1988 for the offences under Sections 279, 337, 338 and 304-A IPC. He was convicted by the court after trial in the said criminal case. Based on this conviction, the General Manager of Haryana Roadways passed another order dated 17-9-1992 terminating the services of the respondent. This order was communicated to the respondent when he was undergoing punishment. After he was released from jail in January 1993, he submitted a joining report in the office of the General Manager, Haryana Roadways, Karnal. Instead of accepting joining report, the termination order dated 17-9-1992 was handed over to him. He filed an appeal before the Commissioner and Secretary, Haryana Roadways against the order of termination of his services on the ground that he could not be tried twice for the same offence. When the appeal was still pending, he filed a suit alleging that no proper opportunity was given to him and no enquiry was held but the termination order was passed only on the basis of the judgment passed by the learned Sessions Judge upholding his conviction. The appellant contested the suit on several grounds inter alia contending that due to negligence of the respondent, the appellant suffered loss of Rs 1,12,950 as he was careless on his duty; the order of termination of his services was rightly passed and there was no need to conduct an enquiry under Rule 7(2) of the Rules when the said order was passed on the basis of the conviction and sentence passed against him. After trial, the suit was dismissed. Aggrieved by judgment and decree passed by the trial court, the respondent filed an appeal before the appellate court. The appeal was also dismissed. Not being satisfied with the order passed in the appeal, the respondent filed second appeal before the High Court. The same was allowed setting aside the decrees passed by both the courts below only on the ground that an employee could not be punished twice for the same offence in view of Article 20(2) of the Constitution of India as no person shall be prosecuted and punished for the same offence more than once. Hence, this appeal questioning the validity and correctness of the impugned judgment and decree passed in the second appeal by the High Court.

    3. The learned counsel for the appellant urged that the High Court committed a manifest error in taking a view that the respondent was prosecuted and punished for the same offence twice; earlier order dated 12-3-1990 was passed after holding enquiry under Rule 7 of the Rules, because of rash and negligent driving of the bus, he caused loss to Haryana Roadways to the tune of Rs 1,12,950, defamed the Transport Department and proved indiscipline; the said action was taken in the wake of the orders of the Motor Accidents Claims Tribunal reducing his pay to the minimum time scale of driver for a period of four years; thereafter, the order dated 17-9-1992 terminating his services was passed on the basis of conviction and sentence passed against him by the criminal court for offence under Section 304-A IPC. According to the learned counsel, the cause of action and grounds for passing two orders aforementioned against the respondent being different and distinct, there was no question of the respondent suffering double jeopardy; he was not prosecuted and punished twice for the same offence; action was taken according to the Rules governing the case of the respondent on two different occasions. He also contended that the High Court was not right and justified in reversing the concurrent findings of fact recorded by both the courts below. As against these submissions, the learned counsel for the respondent supported the impugned judgment for the very reasons stated in the impugned order.

    4. From the facts that are not in dispute, it is abundantly clear that the order dated 12-3-1990 was passed against the respondent reducing the pay to the minimum of time scale of driver for a period of four years on account of his causing loss and bringing a bad name to the Department in the light of the order passed by the Motor Accidents Claims Tribunal, that too after holding enquiry under the Rules after giving him opportunity. The second order dated 17-9-1992 was passed on the basis of the conviction and sentence passed against him by the competent criminal court for the offence under Section 304-A IPC which was permissible under the Rules. These being the facts, there was no question of prosecuting and punishing the respondent for the same offence twice. The High Court was not right in equating departmental enquiries on different grounds to prosecution in a criminal case. The High Court also has failed to see that the two orders passed against the respondent were on different grounds and were on different cause of actions.

    5. Under Rule 7(1) of the Rules, no order imposing a major penalty shall be passed against a person to whom the said Rules are applicable unless he has been given a reasonable opportunity of showing cause against the action proposed to be taken. Under Rule 7(2) procedure to be followed and the requirements to be satisfied before imposing penalty in that regard are indicated. Sub-rule (2)(b) of Rule 7 states that the provisions of the foregoing sub-rule shall not apply where any major penalty is proposed to be imposed upon a person on the ground of conduct which has led to his conviction on a criminal case. In the present case, the first order was passed on 12-3-1990 reducing the pay to the minimum of time scale of driver under Rule 7(1) of the Rules. The second order terminating his services was passed on 17-9-1992 under Rule 7(2)(b). When a major penalty is proposed to be imposed upon a person on the ground of conduct which led to his conviction on a criminal charge following the provisions contained in Rules 7(1) and (2) is not required. Rule 7 itself makes a distinction in regard to the punishment to be imposed depending on the grounds.

    6. A three-Judge Bench of this Court in Union of India v. P.D Yadav (2002) 1 SCC 405 while dealing with more or less a similar contention with regard to double jeopardy, has held thus:

    “25. A contention, though feebly, was advanced on behalf of some of the respondents that forfeiture of pension in addition to the punishment imposed under Section 71 of the Army Act amounted to double jeopardy. In our view, this contention has no force. There is no question of prosecuting and punishing a person twice for the same offence. Punishment is imposed under Section 71 of the Army Act after trial by Court Martial. Passing an order under Regulation 16(a) in the matter of grant or forfeiture of pension comes thereafter and it is related to satisfactory service. There is no merit in the contention that the said Regulation is bad on the ground that it authorized imposition of a double penalty; maybe in a given case, penalty of cashiering or dismissal from service and the consequential forfeiture of pension may be harsh and may cause great hardship but that is an aspect which is for the President to consider while exercising his discretion under the said Regulation. Maybe in his discretion, the President may hold that the punishment of cashiering or dismissal or removal from service was sufficient having regard to circumstances of the case and that a person need not be deprived of his right to pension. A crime is a legal wrong for which an offender is liable to be prosecuted and punished but only once for such a crime. In other words, an offender cannot be punished twice for the same offence. This is demand of justice and public policy supports it. This principle is embodied in the well-known maxim nemo debet bis vexari, (si constat curiae quod sit) pro una et eadem causa meaning no one ought to be vexed twice if it appears to the court that it is for one and the same cause. Doctrine of double jeopardy is a protection against prosecution twice for the same offence. Under Articles 20-22 of the Indian Constitution, provisions are made relating to personal liberty of citizens and others. Article 20(2) expressly provides that: ‘No one shall be prosecuted and punished for the same offence more than once.’ Offences such as criminal breach of trust, misappropriation, cheating, defamation etc., may give rise to prosecution on criminal side and also for action in civil court/other forum for recovery of money by way of damages etc., unless there is a bar created by law. In the proceedings before General Court Martial, a person is tried for an offence of misconduct and whereas in passing order under Regulation 16(a) for forfeiting pension, a person is not tried for the same offence of misconduct after the punishment is imposed for a proven misconduct by the General Court Martial resulting in cashiering, dismissing or removing from service. Only further action is taken under Regulation 16(a) in relation to forfeiture of pension. Thus, punishing a person under Section 71 of the Army Act and making order under Regulation 16(a) are entirely different. Hence, there is no question of applying principle of double jeopardy to the present cases.”

    7. Under these circumstances, there was no question of the respondent suffering a double jeopardy. The aid of Article 20(2) of the Constitution of India was wrongly taken. Article 20(2) of the Constitution of India does not get attracted to the facts of the present case. Before the trial court, no issue was raised as to the respondent suffering a double jeopardy although in the first appellate court, the discussion was made on this point. In the view we have expressed above that the High Court committed a serious error in holding that the respondent was prosecuted and punished for the same offence twice, the impugned judgment cannot be sustained. Hence, the same is set aside. The judgment and decree passed by the trial court as affirmed by the first appellate court is restored. The appeal is allowed accordingly, but with no order as to costs.

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    Comments

    State Of Haryana v. Balwant Singh .
    (Mar 4, 2003)