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AMICUS AI
Citation Codes
Neutral Citations
2001 INSC 231
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Order 41 Rule 27 of the Civil Procedure Code
  • Section 13(1)(d) read with Section 13(2) of the Prevention of Corruption Act
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 313 of the Code of Criminal Procedure
  • Section 391 of the Code of Criminal Procedure
  • The 1983 Income Tax Act (not explicitly mentioned, but implied as a reference to a general act)
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Cites
Cited by
Citation Codes
Neutral Citations
2001 INSC 231
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Order 41 Rule 27 of the Civil Procedure Code
  • Section 13(1)(d) read with Section 13(2) of the Prevention of Corruption Act
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 313 of the Code of Criminal Procedure
  • Section 391 of the Code of Criminal Procedure
  • The 1983 Income Tax Act (not explicitly mentioned, but implied as a reference to a general act)
Smart Summary

Factual and Procedural Background

On 19-1-1989 one Mr. Hiwanje lodged a complaint about quarrels between Sangamlal (PW-1) and his wife. Appellant 1, a Sub-Inspector of Police, allegedly demanded Rs 1500 from Sangamlal on 23-1-1989 for “terminating the proceedings,” which was negotiated down to Rs 1300 with the intervention of Appellant 2. After PW-1 reported the bribe demand to the Anti-Corruption Bureau, a trap was arranged. Although the first attempt failed, tainted currency notes were ultimately seized on 24-1-1989 from PW-6 at a petrol pump two kilometres from the police station.

The Commissioner of Police granted sanction to prosecute. The Special Judge acquitted both accused, holding that (a) the sanction was invalid because the Commissioner was allegedly not the disciplinary authority, and (b) demand and acceptance were not proved. On appeal, the High Court rejected the sanction objection, found both demand and acceptance proved, reversed the acquittal, and convicted the appellants under Sections 13(1)(d) and 13(2) of the Prevention of Corruption Act, sentencing Appellant 1 to two years’ rigorous imprisonment and a fine of Rs 5000 and Appellant 2 to one year’s imprisonment and a fine of Rs 3000.

During the High Court appeal, the judges exercised their power under Section 391 CrPC to re-examine the accused so as “to rectify the irregularity as cropped up and pointed out by the defence” regarding non-putting of certain questions under Section 313 CrPC. The present judgment of the Supreme Court arises from the appellants’ challenge to that conviction.

Legal Issues Presented

  1. Whether the High Court, sitting in appeal, was justified in invoking Section 391 of the Code of Criminal Procedure to take additional evidence by re-examining the accused in order to cure an omission under Section 313 CrPC.
  2. Whether the omission to put the specific demand of 24-1-1989 to the accused vitiated the conviction or amounted only to a curable irregularity.
  3. Whether the prosecution had proved beyond reasonable doubt the demand and acceptance of illegal gratification by Appellant 1 and the abetment by Appellant 2.
  4. Whether the sanction for prosecution granted by the Commissioner of Police was legally valid.

Arguments of the Parties

Appellants’ Arguments

  • The High Court lacked authority to examine the accused under Section 391 CrPC; doing so filled a lacuna in the prosecution case and was impermissible.
  • The omission to confront the accused with the alleged payment on 24-1-1989 under Section 313 CrPC was a fatal defect, not a mere irregularity.
  • The evidence of demand and acceptance was unreliable, being based mainly on uncorroborated testimony of the complainant.
  • The sanction accorded by the Commissioner of Police was invalid because he was allegedly not the disciplinary authority.

Respondent’s Position

The opinion does not record a separate, detailed exposition of the respondent’s submissions; the Court’s reasoning reflects acceptance of the prosecution case and the propriety of the High Court’s procedure.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rajeswar Prasad Misra v. State of W.B., AIR 1965 SC 1887 An appellate court’s power to take additional evidence under Section 391 CrPC must be exercised sparingly; not to prejudice the accused or fill prosecution lacunae, but to advance justice. Quoted to emphasise the need for caution, yet recognised that justice may still require recourse to Section 391.
Martin Burn Ltd. v. Corporation of Calcutta, AIR 1966 SC 529 Broad meaning of “irregularity” – not confined to procedural defects; encompasses any act done contrary to statutory requirements. Used to justify treating the omission under Section 313 CrPC as an “irregularity” capable of rectification by additional evidence.
Corporation of Calcutta v. Chandoolal Bhai Chand Modi, 57 CWN 882; AIR 1953 Cal 773 Affirmed the expansive interpretation of “irregularity.” Cited second-hand (through Martin Burn) to reinforce the above principle.

Court's Reasoning and Analysis

The Supreme Court began by outlining the wide but guarded discretion conferred by Section 391 CrPC, stressing that it is analogous to Order 41 Rule 27 CPC and acts as an exception to the rule that appeals are decided on the trial record. The Court reiterated that additional evidence must not prejudice the accused or amount to a disguised retrial.

Applying these principles, the Court held that the High Court’s decision to re-examine the accused merely cured an “irregularity” stemming from the failure to put the events of 24-1-1989 to them under Section 313 CrPC. Citing Martin Burn, the Court reasoned that an irregularity is anything done contrary to the statutory manner, and such irregularities can be rectified under Section 391 without infringing the accused’s rights.

On the facts, the demand of Rs 1300 on 23-1-1989 was fully proved by the testimony of PW-1 (Sangamlal) and PW-7 (Tijare). Although acceptance on 24-1-1989 lacked direct corroboration from the panch witness, the High Court found sufficient circumstantial corroboration from PWs 3, 4, 5, and 6, and from the seizure of tainted notes. The Supreme Court saw “no material objection” to this appreciation of evidence.

The defence objection to sanction was dismissed because the Commissioner of Police was shown to be the appointing authority, and even defence counsel before the High Court could not support the contrary view.

Collectively, the proven demand on 23-1-1989 coupled with seizure of tainted currency on 24-1-1989 completed the offence. Appellant 2’s role in negotiating the bribe and facilitating the exchange constituted substantial abetment.

Holding and Implications

Appeal Dismissed; convictions and sentences affirmed.

The Supreme Court upheld the High Court’s use of Section 391 CrPC, clarifying that appellate courts may take additional evidence to cure procedural irregularities when justice so requires. The immediate effect is the confirmation of imprisonment and fines for both appellants. The decision reiterates, without creating new law, that Section 391 should be exercised with caution but remains a viable tool for rectifying non-fatal omissions in criminal proceedings.

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    Rambhau And Another v. State Of Maharashtra .

    Umesh C. Banerjee, J.— There is available a very wide discretion in the matter of obtaining additional evidence in terms of Section 391 of the Code of Criminal Procedure. A plain look at the statutory provisions (Section 391) would reveal the same and the same read as below:

    “391. Appellate court may take further evidence or direct it to be taken.—(1) In dealing with any appeal under this chapter, the appellate court, if it thinks additional evidence to be necessary, shall record its reasons and may either take such evidence itself, or direct it to be taken by a Magistrate, or when the appellate court is a High Court, by a Court of Session or a Magistrate.
    (2) When the additional evidence is taken by the Court of Session or the Magistrate, it or he shall certify such evidence to the appellate court, and such court shall thereupon proceed to dispose of the appeal.
    (3) The accused or his pleader shall have the right to be present when the additional evidence is taken.
    (4) The taking of evidence under this section shall be subject to the provisions of Chapter XXIII, as if it were an inquiry.”

    2. A word of caution however, ought to be introduced for guidance, to wit: that this additional evidence cannot and ought not to be received in such a way so as to cause any prejudice to the accused. It is not a disguise for a retrial or to change the nature of the case against the accused. This Court in the case of Rajeswar Prasad Misra v. State of W.B AIR 1965 SC 1887, 1965 Cri LJ 817 in no uncertain terms observed that the order must not ordinarily be made if the prosecution has had a fair opportunity and has not availed of it. This Court was candid enough to record however, that it is the concept of justice which ought to prevail and in the event, the same dictates exercise of power as conferred by the Code, there ought not to be any hesitation in that regard.

    3. Be it noted that no set of principles can be set forth for such an exercise of power under Section 391, since the same is dependent upon the fact situation of the matter and having due regard to the concept of fair play and justice, well-being of the society.

    4. Incidentally, Section 391 forms an exception to the general rule that an appeal must be decided on the evidence which was before the trial court and the powers being an exception shall always have to be exercised with caution and circumspection so as to meet the ends of justice. Be it noted further that the doctrine of finality of judicial proceedings does not stand annulled or affected in any way by reason of exercise of power under Section 391 since the same avoids a de novo trial. It is not to fill up the lacuna but to subserve the ends of justice. Needless to record that on an analysis of the Civil Procedure Code, Section 391 is thus akin to Order 41 Rule 27 of the Civil Procedure Code.

    5. On the factual backdrop of the matter in issue, it appears that against an order of acquittal for the offence punishable under Section 13(1)(d) read with Section 13(2) of the Prevention of Corruption Act, the High Court reversed the finding of acquittal and held the accused persons guilty of the offence for which they were charged and convicted them for the offence under Section 13(2) of the Prevention of Corruption Act and sentenced Appellant 1 to suffer rigorous imprisonment for a period of two years and to pay a fine of Rs 5000 and as against Accused 2, the imprisonment period was for one year together with a fine amount of Rs 3000 and hence the appeal before this Court.

    6. Before going into the factual score further, it is convenient to note at this juncture that during the course of hearing of this appeal, the High Court thought it fit to conduct an additional examination of both the accused persons with a reasoning as below: “We have examined them to rectify the irregularity as cropped up and pointed out by the defence.” The word “irregularity” in common English parlance means and implies contrary to rule. This Court in the case of Martin Burn Ltd. v. Corpn. of Calcutta AIR 1966 SC 529 while explaining the meaning of irregularity observed: (AIR p. 534, para 13)

    “A point was, however, made that Section 131(2)(b) applies only to a cancellation on the ground of irregularity, that is, a procedural defect such as, absence of notice, omission to give a hearing, etc. There is, however, no reason to restrict the ordinary meaning of the word ‘irregularity’ and confine it to procedural defects only. None has been advanced. Such a contention was rejected, and we think rightly, in Corpn. of Calcutta v. Chandoolal Bhai Chand Modi (1952-53) 57 CWN 882, AIR 1953 Cal 773. That word clearly covers any case where a thing has not been done in the manner laid down by the statute, irrespective of what that manner might be.”

    Black's Law Dictionary defines the word as “not according to rule and not regular” i.e which stands contrary to rule. As noticed above, the purpose of introduction of Section 391 (earlier Section 428) in the statute-book has been for the purpose of making it available to the court, not to fill up any gap in the prosecution case but to oversee that the concept of justice does not suffer. The High Court itself records “to rectify the irregularity”, the issue therefore, is whether this rectification by an additional evidence is a mere irregularity or goes to the root of the issue and instead of subserving the ends of justice, the same runs counter to the concept of justice.

    7. It is at this stage however, the entire factual set-up ought to be adverted to. On 19-1-1989 one Mr Hiwanje lodged a complaint of abuses and quarrel between Sangamlal and his wife. Appellant 1, being the Sub-Inspector called them to the police station on 23-1-1989 and on their reporting at about 9.30 a.m, Appellant 1 demanded Rs 1500 from Sangamlal for terminating the proceedings. With the intervention of Appellant 2 however, the demand was settled at Rs 1300. The complainant (PW 1) Sangamlal, however, at around 1245 hours lodged a report with the Anti-Corruption Bureau and accordingly a panchnama was drawn. One Purushottam Manapure was introduced as Panch and 13 tainted currency notes of 100-rupee denomination were entrusted to the complainant PW 1. The raiding party in the afternoon arranged a trap, it was however unsuccessful.

    8. The factual context depicts that on 24-1-1989 at about 8.30 a.m, PW 1 Sangamlal and Panch PW 3 Manapure went to Accused 1 in the police station and the latter directed Sangamlal to go with Accused 2 for the purpose of exchange of notes. Certain other factual details though available on record but can be avoided as irrelevant for the present purpose. Suffice it to note that eventually the tainted currency notes in possession with the complainant reached PW 6 Raman Wadekar and the raiding party headed by PW 9 Sub-Inspector Saraf reached the spot and seized the tainted currency notes from PW 6 Wadekar in the petrol pump. The seizure thus took place at a spot which was 2 kilometres away from the police station. The second panchnama was accordingly drawn up and after necessary investigation, the charge-sheet was filed upon obtaining sanction from the Commissioner of Police for the launch of prosecution. The defence of Accused 1 was of total denial and according to him, it is by reason of annoyance and vendetta that has brought the complaint into light and has no factual support therefor.

    9. Incidentally, be it noted that PW 7 Tijare, a neighbour of Sangamlal (PW 1) was throughout in the company of Sangamlal. Coming back to the defence once again, Appellant 2 also denied such an involvement and according to him, since the vehicle of one relation of PW 7 Tijare was questioned on the road, PW 7 has given false version against him.

    10. Records depict that learned Special Judge, however, recorded a finding of acquittal on the ground that the sanction as accorded is bad in law since the Commissioner of Police, though was the appointing authority but no evidence has been laid that he was also the disciplinary authority and as such the Commissioner is not otherwise competent to accord sanction to prosecute. The High Court negatived it and we do not see any reason for a different conclusion in the matter. Significantly, even the defence counsel, as has been recorded in the judgment, could not support such a reasoning. As regards the merit, the learned Special Judge held that the demand and acceptance by Appellant 1 have not been proved. The learned Special Judge in his judgment did mention the instance of demand on 22nd January and reached a conclusion that the same has not been proved but there has been a total omission as regards the demand on 23rd January. This aspect of the matter has been elaborately dealt with by the High Court and the High Court upon consideration of all relevant evidence came to a conclusion that taking into account the version of Sangamlal, the complainant and that of Tijare (PW 7), there cannot be any manner of doubt that the prosecution has fully established the demand by Appellant 1 on 23-1-1989. As regards the demand and acceptance on 24-1-1989, the High Court also negatived the finding of the learned Special Judge who reached a conclusion that the demand on 24-1-1989 is completely untrustworthy. It is on this score, it was argued before the High Court that the factum of payment on 24th January as per the version of PW 1 Sangamlal was not put to the accused persons in their examination under Section 313 of the Code of Criminal Procedure and as such these circumstances cannot be used against the accused. It is on this count, the High Court conducted additional examination of both the accused persons in the High Court so as “to rectify the irregularity as cropped up and pointed out by the defence”.

    11. Before the High Court strenuous submissions were made pertaining to the effect of acceptance of uncorroborated testimony, and the High Court dealt with the issue in the following manner:

    “7. There cannot be any debate on a broad proposition. Judicial prudence ordinarily looks for a corroboration from an independent witness, to the version of the complainant. Undisputedly the Panch does not render corroboration to the version of the complainant on the aspect of demand on 24-1-1989. However, as discussed, the circumstances and the facts of the case are peculiar. In the instant case, the demand and acceptance did not take place then and there. After the demand, as claimed, the seizure took place at a distance of 2 kilometres from the police station from PW 6. Between demand and seizure, the peculiarity of the case is that there were intervening events. Moreover, the prosecution does not claim direct acceptance by Accused 1. We, therefore, propose to examine whether the circumstances which have been brought on record render corroboration to the demand and acceptance.
    We may mention at this stage that Accused 2 only in his statement under Section 313 of the Code of Criminal Procedure, tried to suggest that owing to his venture of kicking PW 1 Sangamlal, he lodged a false complaint. However, during the entire cross-examination no such allegation was made to PW 1 Sangamlal. The motive as tried to be attributed, is imaginary and by way of an afterthought.
    8. ***
    9. During the course of arguments or even otherwise in the cross-examination it is not explained as to how PW 1 complainant Sangamlal approached Accused 2 for getting the notes changed. No suggestion was made to PW 1 Sangamlal in cross-examination on behalf of Accused 2. There was not even a formal enquiry as to why and what for the complainant needed the change of the notes. It was also not suggested that the complainant in any manner was in need of the notes of smaller denomination. As such the entire claim as put forth by Accused 2 is completely infirm. It goes to suggest that he took the mission of getting the notes changed as decided earlier. His defence that he happened to be in Shere Punjab Hotel and incidentally the complainant came there, is patently false. Taking into account the evidence of PW 1 Sangamlal, PW 3 Manapure, PW 4 Dongre, PW 5 Hadke, PW 6 Wadekar and PW 7 Tijare it is fully established that it is Accused 2 who took the complainant for getting the notes exchanged. Even otherwise, the defence has not seriously challenged the testimony of PW 4 Dongre, PW 5 Hadke and PW 6 Wadekar in this behalf.”

    12. Mr Verma, the learned Senior Advocate very strongly contended that the High Court had no authority or jurisdiction to examine the accused persons in the High Court to rectify the defect and the lacuna in the prosecution. The High Court records it to be a mere irregularity and on the complexities of issue, we do not see any reason as to why such a course ought not to be permitted to be taken recourse to, in the fact situation of the matter under consideration. The omission cannot but be ascribed to be a mere irregularity. The High Court on the basis of relevant evidence on record held that the prosecution has fully established the demand by Accused 1 on 23-1-1989. It is the demand of 24th January which was said to have not been put to the accused but the factum of demand on an earlier day stands proved and concluded together with the seizure of the tainted notes on 24th January, completes the offence, as such omission to put to the accused, the demand on 24th cannot be said to be of such a nature which would go to the root of the matter. It is not a defect incurable in nature but a mere irregularity which the High Court thought it fit to cure, as such we do not find any material objection to such a method as stands adopted by the High Court. The irregularity has been cured. The prosecution has clearly established that Appellant 1 is a public servant and in discharge of his official duties made a demand of Rs 1300 from PW 1 Sangamlal as an illegal gratification and taking into account the evidence as is available on record, Accused 2 also has played a very significant role in negotiating on the figure of the amount and further having the notes exchanged at the dictate of Appellant 1, it cannot thus but be said that Appellant 2 substantially abetted the crime and thus we record our agreement in the finding of the High Court that the accused persons are guilty of the offence for which they were charged and the question of recording a finding of acquittal in the matter cannot by any stretch be sustained. In that view of the matter, this appeal fails and is dismissed.

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    Comments

    Rambhau And Another v. State Of Maharashtra .
    (Apr 26, 2001)