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Citation Codes
Neutral Citations
2000 INSC 441
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Rule 3-A to Order 41 of the Code
  • Order 42 Rule 1 of the Code
  • Order 41, Rule 3-A of the Code of Civil Procedure
  • Article 261 in the 1940 Edn. of Crawford on Statutory Construction
  • Section/sub-rule (1) of Rule 3-A of Order 41 of the Code
  • the Code of Civil Procedure (for short “the Code”)
  • Rule 3-A of Order 41 of the Code (which Rule was inserted in the Code by the CPC Amendment Act, 1976)
  • Section 5 of the Limitation Act
  • Rule 3-A Order 41 of the Code
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Cites
Cited by
Citation Codes
Neutral Citations
2000 INSC 441
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Rule 3-A to Order 41 of the Code
  • Order 42 Rule 1 of the Code
  • Order 41, Rule 3-A of the Code of Civil Procedure
  • Article 261 in the 1940 Edn. of Crawford on Statutory Construction
  • Section/sub-rule (1) of Rule 3-A of Order 41 of the Code
  • the Code of Civil Procedure (for short “the Code”)
  • Rule 3-A of Order 41 of the Code (which Rule was inserted in the Code by the CPC Amendment Act, 1976)
  • Section 5 of the Limitation Act
  • Rule 3-A Order 41 of the Code
Smart Summary

Factual and Procedural Background

The respondents/plaintiffs filed a civil suit against the State of Madhya Pradesh and a Sales Tax Officer seeking a declaration of title and an injunction over a residential building. The trial court dismissed the suit for want of jurisdiction. On appeal, the District Judge reversed the finding on jurisdiction and remanded the matter for trial on merits.

The State of Madhya Pradesh (appellants before the Supreme Court) filed a second appeal in the High Court on 10-12-1996. The appeal was admittedly time-barred, and no application under Section 5 of the Limitation Act accompanied the memorandum of appeal. Such an application was filed later on 06-01-1997.

On 31-01-1997, the High Court issued notice on the appeal without deciding the delay-condonation application. The respondents thereafter sought dismissal of the appeal as barred by limitation. A learned Single Judge of the High Court dismissed the appeal solely on the ground that it had not been accompanied by an application for condonation of delay as mandated by Order 41 Rule 3-A of the Code of Civil Procedure (CPC). The Supreme Court, by special leave, was asked to review that dismissal.

Legal Issues Presented

  1. Whether non-filing of an application for condonation of delay simultaneously with a time-barred appeal, as required by Order 41 Rule 3-A(1) CPC, is fatally incurable, justifying outright rejection of the appeal.
  2. How Order 41 Rule 3-A should be construed—strictly mandatory leading to dismissal, or directory permitting later rectification before the appeal is finally rejected.

Arguments of the Parties

Appellants' Arguments

  • The High Court adopted an unduly narrow and punitive construction of Order 41 Rule 3-A, effectively extinguishing the statutory right of appeal.
  • The provision should be read in harmony with Section 5 of the Limitation Act, enabling the court to condone delay upon a satisfactory explanation even if the application is filed after the memorandum of appeal.
  • Reliance was placed on the Karnataka High Court decision in State of Karnataka v. Nagappa, which treats the omission as a curable defect.

Respondents' Arguments

  • The appeal was not maintainable because it was filed out of time without the mandatory accompanying application; therefore, dismissal at the threshold was proper.
  • They relied on an earlier Single-Judge decision of the M.P. High Court that had taken a strict view of Order 41 Rule 3-A.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State of Karnataka v. Nagappa, AIR 1986 Kant 199 Omission to file delay-condonation application is curable; court must decide the application before dealing with the appeal. Followed to support the view that Rule 3-A is mandatory in sequence but not fatal; defect can be cured.
Govindlal Chhaganlal Patel v. Agricultural Produce Market Committee, (1975) 2 SCC 482 Statutory provisions must be interpreted in light of legislative intent, distinguishing between mandatory and directory requirements. Cited for the interpretive principle that “shall” does not always imply an irredeemable penalty.
Jagat Dhish Bhargava v. Jawahar Lal Bhargava, AIR 1961 SC 832 Court’s approach to defectively presented appeals—defects should be pointed out and allowed to be cured. Used as precedent that procedural defects should ordinarily be rectified rather than visited with dismissal.
Padmavathi v. Kalu, AIR 1980 Ker 173 Rigid view that failure to file condonation application with appeal is fatal. Referred to as a view later overruled; not accepted.
Madhukar Daso Deshpande v. Anant Nilkantha Deshpande, AIR 1984 Kant 40 Same rigid view as above. Not accepted; its overruling highlighted to justify flexible interpretation.
Maya Devi v. M.K. Krishna Bhattathiri, AIR 1981 Ker 240 Held that the omission is curable; overruled earlier rigid Kerala view. Cited approvingly.
State of Bihar v. Ray Chandi Nath Sahay, AIR 1983 Pat 189 Flexible approach toward Rule 3-A; application can be entertained later. Cited approvingly to reinforce curable-defect approach.

Court's Reasoning and Analysis

The Supreme Court conducted a textual and purposive examination of Order 41 Rules 1–3 and, in particular, Rule 3-A.

  • Rule 3 expressly allows the court either to reject a defective memorandum of appeal or return it for correction. However, there is no corresponding rule mandating rejection solely because the condonation application is absent at filing.
  • While Rule 3-A(1) employs the word “shall,” the Court held that the provision is mandatory in the sense of imposing an obligation on the appellant, but not in the sense of rendering the appeal irrevocably dead. The defect is curable before the appeal is rejected.
  • The legislative purpose of Rule 3-A is twofold: (i) to alert the appellant that the appeal will not be considered without condonation of delay, and (ii) to spare the respondent from preparing on the merits until limitation is addressed. This purpose does not demand an unremediable penalty for initial non-compliance.
  • Reference was made to Supreme Court precedent on treating procedural defects flexibly and to authoritative commentary on distinguishing mandatory and directory provisions.
  • The Court criticised a “harsh” interpretation that would “pull down the shutters of adjudicatory jurisdiction” due to a curable human error.
  • Consequently, filing the condonation application on 06-01-1997 before dismissal sufficed; the High Court should have considered it instead of summarily rejecting the appeal.

Holding and Implications

The Supreme Court allowed the appeal, set aside the High Court’s dismissal, and remitted the matter to the High Court to decide the application for condonation of delay and, if allowed, to hear the second appeal on merits.

Implications: The decision clarifies that non-filing of a delay-condonation application along with a time-barred appeal is a curable procedural defect under Order 41 Rule 3-A CPC. High Courts must first afford the appellant an opportunity to file and have such an application decided before rejecting the appeal. The ruling preserves the statutory right of appeal while maintaining the sequence that limitation issues be addressed as a preliminary matter. No new substantive legal right is created, but the judgment harmonises divergent High Court views and reinforces a liberal, justice-oriented approach to procedural rules.

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    State Of M.P And Another v. Pradeep Kumar And Another

    K.T Thomas, J.— Leave granted.

    2. A learned Single Judge of the High Court of Madhya Pradesh held that an appeal filed out of time unaccompanied by an application to condone the delay is liable to be axed down at the threshold and hence the situation cannot be rectified by filing an application at any later stage. Learned Single Judge rejected a second appeal on the sole ground that the delayed appeal was presented without accompanying an application to condone the delay. An order so passed by the High Court is now being assailed before us by special leave.

    3. A suit was filed by the respondents against the State of Madhya Pradesh and one of its Sales Tax Officers for a decree of declaration of their title and consequential injunction in respect of a residential building. The suit was dismissed on the ground of want of jurisdiction to entertain the suit. The plaintiffs filed an appeal before the District Court against the dismissal and the District Judge reversed the decision of the trial court regarding jurisdiction and remanded the case to the trial court for disposal of the suit on merits.

    4. On 10-12-1996 the appellants filed a second appeal before the High Court challenging the judgment and decree passed by the District Judge in the first appeal. There was some delay in filing the said second appeal, but when it was presented no application for condoning the delay was filed by the appellants along with the appeal. However, the appellants filed such an application under Section 5 of the Limitation Act on 6-1-1997.

    5. On 31-1-1997 the High Court issued notice to the respondents on the appeal, without deciding the delay application. Long thereafter the respondents moved the High Court for disposal of the appeal on the ground that it is barred by limitation.

    6. Learned Single Judge of the High Court allowed the said motion of the respondents and dismissed the second appeal filed by the appellants by observing thus:

    “A perusal of provision of Order 41 Rule 3-A shows that when an appeal is presented after the expiry of the period of limitation specified therefor, it shall be accompanied by an application supported by affidavit setting forth the facts on which the appellant relies to satisfy the court that he had sufficient cause for not preferring the appeal within such period.”

    7. The appellants cited before the learned Single Judge a decision of the Karnataka High Court in State of Karnataka v. Nagappa AIR 1986 Kant 199, ILR 1985 Kant 2374 but he declined to follow the dictum therein on the premise that another Single Judge of the M.P High Court had taken a different view earlier regarding the legal consequences of not filing an application for condoning the delay along with the filing of the appeal. Learned Single Judge has stated the following for the purpose of meeting the aforesaid contention advanced by the appellants:

    “Similar question had arisen before this Court in First Appeal No. 107 of 1995 decided on 3-8-1995 and this Court took the view that as the appeal was not accompanied with application for condonation of delay and affidavit, stating the facts, the appeal was not competent. In view of this specific finding of the learned Single Judge, the decision of the Karnataka High Court cannot help the learned counsel for the appellants.”

    8. Learned counsel for the appellants contended that the High Court has placed a very narrow construction on Rule 3-A of Order 41 of the Code of Civil Procedure (for short “the Code”) which resulted in pre-empting the right of appeal conferred by the statute, because the Court had the power to condone the delay on showing reasonable explanation for it. In order to decide the said question we have to make a short survey of the relevant Rules in the Code.

    9. Order 42 Rule 1 of the Code says that the Rules in Order 41 shall apply, so far as may be, to appeals from appellate decrees. Order 41 Rule 1 says that every appeal shall be preferred in the form of a memorandum signed by the appellant or his pleader and presented to the court or to such officer as it appoints in that behalf. It is further required that the memorandum shall be accompanied by a copy of the decree appealed against. A copy of the judgment must also be filed along with the said memorandum unless the appellate court dispenses with it. Rule 2 is not of much importance on the question involved in this appeal and hence we may skip it and proceed to Rule 3 which says that:

    “3. (1) Where the memorandum of appeal is not drawn up in the manner hereinbefore prescribed, it may be rejected, or be returned to the appellant for the purpose of being amended within a time to be fixed by the court or be amended then and there.”

    It is Rule 3-A of Order 41 of the Code (which Rule was inserted in the Code by the CPC Amendment Act, 1976) which is now sought to be applied and hence that Rule is extracted below:

    “3-A. Application for condonation of delay.—(1) When an appeal is presented after the expiry of the period of limitation specified therefor, it shall be accompanied by an application supported by affidavit setting forth the facts on which the appellant relies to satisfy the court that he had sufficient cause for not preferring the appeal within such period.
    (2) If the court sees no reason to reject the application without the issue of a notice to the respondent, notice thereof shall be issued to the respondent and the matter shall be finally decided by the court before it proceeds to deal with the appeal under Rule 11 or Rule 13, as the case may be.
    (3) Where an application has been made under sub-rule (1), the court shall not make an order for the stay of execution of the decree against which the appeal is proposed to be filed so long as the court does not, after hearing under Rule 11, decide to hear the appeal.”

    10. What is the consequence if such an appeal is not accompanied by an application mentioned in sub-rule (1) of Rule 3-A? It must be noted that the Code indicates in the immediately preceding Rule that the consequence of not complying with the requirements in Rule 1 would include rejection of the memorandum of appeal. Even so, another option is given to the court by the said Rule and that is to return the memorandum of appeal to the appellant for amending it within a specified time or then and there. It is to be noted that there is no such rule prescribing for rejection of memorandum of appeal in a case where the appeal is not accompanied by an application for condoning the delay. If the memorandum of appeal is filed in such appeal without an accompanying application to condone delay the consequence cannot be fatal. The court can regard in such a case that there was no valid presentation of the appeal. In turn, it means that if the appellant subsequently files an application to condone the delay before the appeal is rejected the same should be taken up along with the already filed memorandum of appeal. Only then the court can treat the appeal as lawfully presented. There is nothing wrong if the court returns the memorandum of appeal (which was not accompanied by an application explaining the delay) as defective. Such defect can be cured by the party concerned and present the appeal without further delay.

    11. No doubt sub-rule (1) of Rule 3-A has used the word “shall”. It was contended that employment of the word “shall” would clearly indicate that the requirement is peremptory in tone. But such peremptoriness does not foreclose a chance for the appellant to rectify the mistake, either on his own or being pointed out by the court. The word “shall” in the context need be interpreted as an obligation cast on the appellant. Why should a more restrictive interpretation be placed on the sub-rule? The Rule cannot be interpreted very harshly and make the non-compliance punitive to an appellant. It can happen that due to some mistake or lapse an appellant may omit to file the application (explaining the delay) along with the appeal.

    12. It is true that the pristine maxim vigilantibus non dormientibus jura subveniunt (law assists those who are vigilant and not those who sleep over their rights). But even a vigilant litigant is prone to commit mistakes. As the aphorism “to err is human” is more a practical notion of human behaviour than an abstract philosophy, the unintentional lapse on the part of a litigant should not normally cause the doors of the judicature permanently closed before him. The effort of the court should not be one of finding means to pull down the shutters of adjudicatory jurisdiction before a party who seeks justice, on account of any mistake committed by him, but to see whether it is possible to entertain his grievance if it is genuine.

    13. Crawford on Statutory Construction has stated thus at p. 516, Article 261 in the 1940 Edn.:

    “The question as to whether a statute is mandatory or directory depends upon the intent of the legislature and not upon the language in which the intent is clothed. The meaning and intention of the legislature must govern, and these are to be ascertained, not only from the phraseology of the provision, but also by considering its nature, its design, and the consequences which would follow from construing it the one way or the other.”

    14. It is apposite to point out that the said passage has been quoted with approval by this Court in Govindlal Chhaganlal Patel v. Agricultural Produce Market Committee (1975) 2 SCC 482, AIR 1976 SC 263.

    15. In Jagat Dhish Bhargava v. Jawahar Lal Bhargava AIR 1961 SC 832 this Court while considering the procedure to be followed by the Court on receipt of defectively filed appeals made the following observations:

    “It would thus be clear that no hard and fast rule of general applicability can be laid down for dealing with appeals defectively filed under Order 41 Rule 1. Appropriate orders will have to be passed having regard to the circumstances of each case, but the most important step to take in cases of defective presentation of appeals is that they should be carefully scrutinised at the initial stage soon after they are filed and the appellant required to remedy the defects.”
    (AIR para 14)

    16. Rule 3-A was inserted in the Code thereafter and hence the question had to be considered afresh. During the early period, following the insertion of Rule 3-A in Order 41 of the Code, some High Courts have taken a very rigid interpretation and non-compliance of it even at the initial stage was held fatal. A learned Single Judge of the Kerala High Court (Khalid, J. as he then was) held the view in Padmavathi v. Kalu AIR 1980 Ker 173, 1980 KLT 306 that:

    “Where the petition for condonation of delay in filing of appeal has been filed subsequent to the filing of the appeal, the petition is liable to be dismissed.”

    A Single Judge of the Karnataka High Court followed the said decision in Madhukar Daso Deshpande v. Anant Nilkantha Deshpande AIR 1984 Kant 40, (1983) 2 Kant LJ 15 and held that:

    “In view of the mandatory provision of Order 41 Rule 3-A CPC, the application for condonation of delay shall be accompanied with the appeal memo, if the appeal is presented beyond time. There is no occasion for the Court to say that the application for condonation of delay might be entertained later and there is no occasion for the appellant to request that such an application should be received even at this stage in the interest of justice.”

    17. A Division Bench of the Kerala High Court has subsequently overruled the dictum laid down by the Single Judge in the above case (vide Maya Devi v. M.K Krishna Bhattathiri AIR 1981 Ker 240, 1981 KLT 239.) The same fate had fallen on the view adopted by the Single Judge of the Karnataka High Court in Madhukar case AIR 1984 Kant 40, (1983) 2 Kant LJ 15 when a Division Bench had subsequently overruled it (State of Karnataka v. Nagappa AIR 1986 Kant 199, ILR 1985 Kant 2374). N. Venkatachaliah and S.A Hakeem, JJ. (as they then were) dealt with the background of introducing Rule 3-A in Order 41 of the Code and after discussion held that sub-rule (1) of Rule 3-A is mandatory. However, learned Judges pointed out that sub-rules (2) and (3) have been employed by the legislature for highlighting the purpose of introducing such a new Rule. The following passage from the judgment of the Division Bench of the Karnataka High Court can usefully be quoted in this context:

    “A combined reading of sub-rules (1) and (2) of Rule 3-A makes it manifest that the purpose of requiring the filing of an application for condonation of delay under sub-rule (1) along with a time-barred appeal, is mandatory, in the sense that the appellant cannot, without such application being decided, insist upon the Court to hear his time-barred appeal. That was the very purpose sought to be achieved by insertion of sub-rules (1) and (2) of Rule 3-A, becomes clear from the legislative history of new Rule 3-A to which we have already adverted.”

    18. We may also point out that a Division Bench of the Patna High Court has adopted the same view even earlier in State of Bihar v. Ray Chandi Nath Sahay AIR 1983 Pat 189, 1982 BBCJ (HC) 576.

    19. The object of enacting Rule 3-A in Order 41 of the Code seems to be twofold. First is, to inform the appellant himself who filed a time-barred appeal that it would not be entertained unless it is accompanied by an application explaining the delay. Second is, to communicate to the respondent a message that it may not be necessary for him to get ready to meet the grounds taken up in the memorandum of appeal because the court has to deal with application for condonation of delay as a condition precedent. Barring the above objects, we cannot find out from the Rule that it is intended to operate as unremediably or irredeemably fatal against the appellant if the memorandum is not accompanied by any such application at the first instance. In our view, the deficiency is a curable defect, and if the required application is filed subsequently the appeal can be treated as presented in accordance with the requirement contained in Rule 3-A Order 41 of the Code.

    20. In the result we allow this appeal and set aside the impugned judgment. The matter shall now go back to the High Court for disposal of the application to condone the delay in filing the second appeal. If the explanation was found satisfactory to the High Court the second appeal will have to be disposed of in accordance with law. This appeal is disposed of accordingly.

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    State Of M.P And Another v. Pradeep Kumar And Another
    (Sep 12, 2000)