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Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Article 32 of the Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Article 16(4) and Article 46 of the Constitution
  • Article 16(4) of the Constitution
  • Central Secretariat Service (Amendment) Rules, 1979
  • Articles 14, 15 and 16 of the Constitution
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Article 32 of the Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Article 16(4) and Article 46 of the Constitution
  • Article 16(4) of the Constitution
  • Central Secretariat Service (Amendment) Rules, 1979
  • Articles 14, 15 and 16 of the Constitution
Smart Summary

Factual and Procedural Background

The petitioners are permanent Section Officers in the Central Secretariat Service (“CSS”), many of whom are presently officiating as Under Secretaries. Promotion from Section Officer to Grade I posts is ordinarily effected by including eligible officers in an annual select list prepared under the Central Secretariat Service Rules and the 1964 Promotion Regulations. Pursuant to a 1974 Office Memorandum, 15% of Grade I posts are reserved for Scheduled Castes (“SC”) and 7½% for Scheduled Tribes (“ST”).

For the 1977 select list ninety-one unreserved vacancies were filled, but twenty-seven reserved vacancies remained because no SC/ST candidates were found suitable. Instead of de-reserving these posts, the Union of India amended Rule 12 of the CSS Rules by inserting sub-rule (2-A) and framed the Central Secretariat Service Grade I (Limited Departmental Competitive Examination for Filling the Vacancies Reserved for Scheduled Castes and Scheduled Tribes) Regulations, 1979. The amendment authorised a departmental competitive examination confined to SC/ST officers to fill the outstanding reserved vacancies. Aggrieved, the petitioners invoked Article 32 of the Constitution, seeking to quash both the amendment and the Regulations or, in the alternative, to confine their operation to future vacancies and to compel de-reservation of the 1977 posts.

Legal Issues Presented

  1. Whether the Government was obliged to de-reserve the twenty-seven unfilled reserved vacancies for 1977 rather than create a special examination for SC/ST officers.
  2. Whether sub-rule (2-A) of Rule 12 of the CSS Rules and the 1979 Regulations violate Articles 14, 15 and 16 of the Constitution by creating an additional avenue of promotion exclusively for SC/ST officers.
  3. Whether the 1979 amendment operates prospectively, thus leaving the 1977 vacancies untouched.
  4. Whether prescribing relaxed eligibility standards (four years’ approved service) for SC/ST candidates is constitutionally permissible.
  5. Whether reservation is permissible in “selection posts” such as Grade I of the CSS.
  6. Whether the percentage of reservation directed by the 1974 Office Memorandum is irrational or constitutionally excessive.

Arguments of the Parties

Petitioners' Arguments

  • The Government lacked authority to fill reserved vacancies through a special examination; instead it should have de-reserved the twenty-seven posts for the general category.
  • Sub-rule (2-A) and the 1979 Regulations create two promotion paths for SC/ST officers, offending Articles 14-16.
  • The amendment can only operate prospectively and cannot govern vacancies arising in 1977.
  • Relaxed eligibility (only four years’ service) for SC/ST candidates is arbitrary and discriminatory.
  • Reservation in selection posts is impermissible.
  • The overall reservation percentages are excessive and inhibit the healthy growth of the service.

Respondents' Position (as reflected in the opinion)

  • Objected to the petitioners’ attempt to challenge the underlying 1974 Office Memorandum, noting that no such pleading existed in the writ petitions.
  • Maintained that de-reservation is a matter of administrative discretion and that the Constitution authorises special measures to fill reserved vacancies.
  • Defended the validity of the 1979 amendment, the special examination, and the relaxed eligibility standards after consultation with the Union Public Service Commission.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
General Manager, Southern Railway v. Rangachari, AIR 1962 SC 36; (1962) 2 SCR 586 Article 16(4) extends to reservation in selection posts. Relied upon to uphold reservation of the twenty-seven Grade I vacancies, which are selection posts.
M.R. Balaji v. State of Mysore, AIR 1963 SC 649; 1963 Supp 1 SCR 439 Limits on excessive reservation; reasonableness of percentage. Used to conclude that the percentages in the 1974 Office Memorandum are within permissible limits.
State of Kerala v. N.M. Thomas, (1976) 2 SCC 310; AIR 1976 SC 490; (1976) 1 SCR 906 Majority view supporting validity of affirmative action measures under Articles 16(4) and 46. Cited to reinforce the constitutional permissibility of the impugned reservation scheme.

Court's Reasoning and Analysis

1. Challenge to 1974 Office Memorandum not entertained. The Court refused to consider a fresh oral challenge to the 1974 reservation memorandum because it had not been pleaded, stressing procedural discipline and fairness to the respondents.

2. Discretion regarding de-reservation. De-reservation is an administrative option of last resort. As long as lawful means exist to fill reserved vacancies, general-category officers cannot demand dereservation. Holding a special examination is a legitimate alternative and aligns with Articles 16(4) and 46.

3. Validity of sub-rule (2-A) and Regulations. The special SC/ST examination is triggered only after ordinary selection fails to yield candidates. Therefore, it does not create simultaneous dual channels of promotion that would prejudice general-category officers. No violation of Articles 14-16 was found.

4. Prospectivity argument rejected. A select list need not be finalised within the calendar year to which it relates. Because the 1977 list remained open, applying the 1979 amendment to fill its outstanding reserved vacancies was not retrospective.

5. Relaxed eligibility standards upheld. Differential criteria for backward classes are constitutionally permissible. The four-year service requirement was fixed after consultation with the UPSC, and insufficient material existed to deem it unreasonable.

6. Reservation in selection posts affirmed. Following Rangachari, Article 16(4) authorises reservation in selection posts; hence the twenty-seven vacancies can lawfully remain reserved.

7. Percentage of reservation upheld. Citing Balaji and N.M. Thomas, the Court found the 15% + 7½% reservation scheme neither excessive nor violative of equality guarantees.

Holding and Implications

DISMISSED. The writ petitions were rejected in their entirety; no order as to costs.

Implications: The judgment upholds the Central Government’s authority to employ special, SC/ST-exclusive departmental examinations to fill unfilled reserved vacancies in selection posts. It re-affirms that de-reservation is discretionary, validates relaxed eligibility standards for backward classes, and confirms that Article 16(4) applies to promotional selection posts. No new constitutional doctrine was created, but the decision strengthens existing precedent favouring affirmative action within the civil services.

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    S.S Sharma And Others v. Union Of India And Others

    R.S Pathak, J.— The petitioners have filed these writ petitions under Article 32 of the Constitution challenging the validity of the Central Secretariat Service (Amendment) Rules, 1979 and of the Regulations made consequent thereto by the Union of India for the purpose of holding a departmental competitive examination limited to candidates belonging to the Scheduled Castes and Scheduled Tribes for filling up vacancies reserved for those categories in Grade I of the Central Secretariat Service.

    2. The petitioners are permanent Section Officers in the Central Secretariat Service and almost all of them are presently officiating as Under Secretaries in different Ministries. The next higher category in the Central Secretariat Service above the Section Officers' Grade consists of Grade I posts. Recruitment to the Grade I posts are made under Rule 12 of the Central Secretariat Service Rules; vacancies are filled by the promotion of, inter alia, permanent officers of the Section Officers' Grade who satisfy certain prescribed qualifications. For the purpose of such promotion a select list is prepared. The preparation of the select list is governed by the Central Secretariat Service (Promotion to Grade I and Selection Grade) Regulations, 1964. The select list is to be prepared once every year. The names of eligible officers are arranged in a single list by the Department of Personnel & Administrative Reforms in the Cabinet Secretariat in accordance with the field of selection determined by the Selection Committee. Pursuant to an Office Memorandum issued by the Department on July 20, 1974, 15 per cent and 7 1/2 per cent of the promotion posts stand reserved for Scheduled Caste and Scheduled Tribe candidates respectively.

    3. The petitioners along with several other officials were included in the field of selection for the purpose of drawing up the select list for the year 1977 for promotion to the Grade I posts. After an interview by the Selection Committee, ninety-one unreserved vacancies were filled from the first ninety-one candidates in the general category. Twenty-seven vacancies, reserved for members of the Scheduled Castes and Scheduled Tribes, remained unfilled because no candidate belonging to those categories was found suitable for including in the field of selection. For the purpose of filling those reserved vacancies, the Government of India decided to hold a limited departmental competitive examination confined to members of the Scheduled Castes and Scheduled Tribes. Accordingly, the President enacted the Central Secretariat Service (Amendment) Rules, 1979 whereby sub-rule (2a) was inserted below sub-rule (2) of Rule 12 of the Central Secretariat Service Rules. Regulations, described as the Central Secretariat Service Grade I (Limited Departmental Competitive Examination for Filling the Vacancies Reserved for Scheduled Castes and Scheduled Tribes) Regulations, 1979 were promulgated providing for the holding of a limited departmental competitive examination, including a statement of the conditions of eligibility and indicating how the selection would take place on such examination. The first such examination was scheduled for July 1979.

    4. The case of the petitioners in the writ petitions is that the Government of India was not empowered to fill up the reserved vacancies by recourse to a departmental competitive examination for candidates from the Scheduled Castes and Scheduled Tribes and that instead the Government should have de-reserved the vacancies and made them available to candidates falling under the general category. Had that been done, the petitioners say, they would have been considered for promotion and, having regard to their position in the select list, they allege that they stood a probable chance of being promoted to Grade I. The petitioners pray that the amendment of Rule 12, Central Secretariat Service Rules and the framing of regulations pursuant to the amendment should be declared ultra vires, and alternatively the amendment of the Rules and the framing of the related Regulations be regarded as prospective only and not affecting the twenty-seven reserved vacancies pertaining to the year 1977. It is also prayed that the Union of India should be directed to take immediate steps for de-reserving the twenty-seven vacancies for the year 1977 and upon such de-reservation the petitioners be considered for filling those twenty-seven vacancies.

    5. The reservation of vacancies for Scheduled Castes and Scheduled Tribes in promotion posts from class II to class I of government services flows from the Department of Personnel & Administrative Reforms office memorandum No. 10/41/73-Estt. (SCT) dated July 20, 1974. Para 2 of the office memorandum spells out how the vacancies should be filled up. The selection is made from among Scheduled Caste and Scheduled Tribe Officers who are within the normal zone of consideration. If candidates qualifying on the basis of merit with due regard to seniority do not fill up all the reserved vacancies, those remaining unfilled are to be filled by selecting candidates of the two communities who are in the zone of consideration irrespective of merit but subject to their being considered fit for promotion. A select list is then prepared of all the selected officers, general as well as those belonging to Scheduled Castes and Scheduled Tribes, arranged in the order of merit and seniority according to principles laid down by the Ministry of Home Affairs. For determining the number of vacancies to be reserved for Scheduled Castes and Scheduled Tribes in a select list, a separate roster prescribed by an office memorandum dated April 22, 1970 is followed. Then, the relevant provision declares:

    “If, owing to non-availability of suitable candidates belonging to Scheduled Castes or Scheduled Tribes, as the case may be, it becomes necessary to de-reserve a reserved vacancy, a reference for de-reservation should be made to this Department indicating whether the Scheduled Castes/Scheduled Tribes candidates eligible for promotion in reserved vacancies have been considered in the manner indicated in this office memorandum.”

    A further provision prohibits the carrying forward of reservations from year to year in the event of an adequate number of Scheduled Caste and Scheduled Tribe candidates not being available in any particular year.

    6. Shri Raghubir Malhotra, appearing on behalf of the petitioners, opened with the contention that the reservation of vacancies for members of the Scheduled Castes and Scheduled Tribes by the office memorandum dated July 20, 1974 was invalid. It was urged that the office memorandum possessed at best the status of departmental instructions and could not amend the Central Secretariat Service Rules. It is not, it was said, a case of administrative instructions filling any gap or area left uncovered by that body of rules but, on the contrary, it is a case where administrative instructions have been made inconsistently with the Rules. At the outset an objection was taken by the respondents to our entertaining the contention because, they point out, it is not a contention raised in the writ petitions and should not be allowed to be raised for the first time by way of oral submission in the course of arguments during the final hearing of the writ petitions. It is not denied by learned counsel for the petitioners that the point has not been specifically and clearly raised in the writ petitions, but he asks us to consider it by reason of what he describes as “its fundamental importance”. We have carefully perused the writ petitions, and it is plain that the entire scope of the petitions is limited to challenging the validity and application of the Central Secretariat Service (Amendment) Rules, 1979 and the consequent Regulations for holding a limited departmental competitive examination. No relief has been sought for quashing the office memorandum dated July 20, 1974. No ground has been taken in the writ petitions assailing the validity of the office memorandum on the basis now pressed before us. We are of opinion that the courts should ordinarily insist on the parties being confined to their specific written pleadings and should not be permitted to deviate from them by way of modification or supplementation except through the well known process of formally applying for amendment. We do not mean that justice should be available to only those who approach the court confined in a strait-jacket. But there is a procedure known to the law, and long established by codified practice and good reason, for seeking amendment of the pleadings. If undue laxity and a too easy informality is permitted to enter the proceedings of a court it will not be long before a contemptuous familiarity assails its institutional dignity and ushers in chaos and confusion undermining its effectiveness. Like every public institution, the courts function in the security of public confidence, and public confidence resides most where institutional discipline prevails. Besides this, oral submissions raising new points for the first time tend to do grave injury to a contesting party by depriving it of the opportunity, to which the principles of natural justice hold it entitled, of adequately preparing its response.

    7. We must, therefore, decline to entertain the point now raised concerning the validity of the office memorandum.

    8. We shall now proceed directly to the principal contentions raised in the writ petitions. It is first contended that sub-rule (2a) of Rule 12, newly enacted in the Central Secretariat Service Rules, and the related Regulations, providing for a limited departmental competitive examination for members of the Scheduled Castes and Scheduled Tribes are invalid because the Central Government should have de-reserved the twenty-seven vacancies when it was found that suitable Scheduled Caste and Scheduled Tribe candidates were not available for inclusion within the field of selection. There is no merit in this contention. Whether or not reserved vacancies should be de-reserved is a matter falling primarily within the administrative discretion of the Government. There is no right in candidates seeking to fill vacancies belonging to the general category to insist on de-reservation of reserved vacancies so long as it is possible in law to fill the reserved vacancies. If at all, a claim in that behalf can arise only if no valid arrangement can be made for filling the reserved vacancies, and de-reservation is called for by reason of the prohibition, in clause (v) of para 2 of the office memorandum dated July 20, 1974, against the carry forward of reservations from year to year in the event of an adequate number of Scheduled Caste and Scheduled Tribe candidates not being available in any particular year. Before reaching this extremity, the Government acts wholly within its power in adopting an alternative arrangement for filling the reserved vacancies. De-reservation as a process should be resorted to only when it is not reasonably possible, within the contemplation of law, to fill the reserved vacancies. The process of dereservation would otherwise be antagonistic to the principle embodied in Article 16(4) and Article 46 of the Constitution. Para 10.4 in the Brochure on Reservation of Scheduled Castes and Scheduled Tribes in the Services, prepared by the Government of India, provides that de-reservation should be proposed only when such a course becomes inevitable due to non-availability of Scheduled Caste and Scheduled Tribe candidates for appointment against the reserved vacancies after having fully observed the procedure prescribed in this behalf and after applying relaxed standards in the case of such candidates. Once a decision has been taken to reserve vacancies for a backward class of citizens, the programming effected to that end should not be disturbed unless the avenues for fulfilling it have been explored and have failed. If the petitioners can succeed in showing that the provisions in the Central Secretariat Service Rules, and the consequent Regulations, providing for holding the limited departmental competitive examination are ultra vires and void and there is no evidence of any other appropriate arrangement for filling the reserved vacancies they may have a case for contending that as there is no prospect of finding suitable Scheduled Caste and Scheduled Tribe candidates for appointment to the reserved vacancies it is only reasonable that the Government should de-reserve the vacancies in view of the prohibition against carrying them forward to the next year.

    9. That takes us then to the validity of sub-rule (2a) of Rule 12 of the Central Secretariat Service Rules and the Regulations of 1979. Their validity is challenged by the petitioners on the ground that they violate Articles 14, 15 and 16 of the Constitution inasmuch as they result in two avenues of promotion for government servants belonging to the Scheduled Castes and Scheduled Tribes, while a single avenue only of promotion is available to other government servants. Ex facie, the contention must fail. The two avenues of promotion pointed out by learned counsel for the petitioners consist in, one, the preparation of a list of officers falling within the field of selection, both of the general category as well as members of Scheduled Castes and Scheduled Tribes and their selection on the basis of the principles laid down and, two, the selection of candidates of Scheduled Castes and Scheduled Tribes consequent upon the limited departmental competitive examination. While considering this submission, we must remember that resort to the limited departmental competitive examination is not simultaneous with the preparation of the list embodying the field of selection. The question of holding the examination arises only, as sub-rule (2a) of Rule 12 declares, when the reserved vacancies cannot be filled because eligible officers from the Scheduled Castes and Scheduled Tribes are not available through the original process. Resort to the further process arises because of the constitutional mandate in favour of Scheduled Castes and Scheduled Tribes, because reserved vacancies must be filled if that is possible. The petitioners could complain if such a need arose in respect of general category vacancies and was not supplied. It has not been shown that the general category vacancies have remained unfilled for want of suitable candidates. No need has arisen of being compelled to resort to a further process of selection in regard to such vacancies. In the circumstances, it is not possible to see how a legitimate complaint can be laid by the petitioners on the basis alleged before us. It has been urged that the decision of the Government not to de-reserve the twenty-seven vacancies is vitiated by legal malice. Having regard to the considerations to which we have adverted, we see no substance in that submission.

    10. The next contention on behalf of the petitioners is that sub-rule (2a) of Rule 12 enacted in 1979 operates prospectively only and cannot effect the twenty-seven vacancies to be filled in the Select List of 1977. The argument proceeds on the assumption that the Select List of 1977 must be completed during the year 1977. The submission is founded in fallacy. There is no requirement in law that the select list pertaining to a particular year must be finalised within that year. It is open to the Government to complete the process of selection and finalise it after the expiry of that year. It seems that when the Government found that suitable candidates belonging to the Scheduled Castes and Scheduled Tribes were not available for inclusion in the field of selection, it decided to consider the advisability of adopting some other mode of filling the reserved vacancies. It appears that on August 10, 1978 the Government stated in Parliament that as no Scheduled Caste and Scheduled Tribe Officers could be included in the field of consideration proposals for filling the vacancies through some special method had been taken up with the Union Public Service Commission. The Select List for 1977, which included already ninety-one names of officers appointed to the general category vacancies, was held in abeyance for the purpose of filling the twenty-seven reserved vacancies. After discussion with the Chairman of the Union Public Service Commission and consideration of the alternatives before it the Government decided on holding a limited departmental competitive examination. As long as the select list was not declared final, no officer could claim any right. In the aforesaid circumstances, it is not possible to say that in holding the departmental competitive examination the Government was applying sub-rule (2a) of Rule 12, and the Regulations, retrospectively.

    11. A grievance has also been made of the circumstance that the qualifying standard for Scheduled Caste and Scheduled Tribe candidates appearing at the limited departmental competitive examination is as low as four years approved and continuous service in the Section Officer's Grade, while a period of ten years is insisted on in the case of officers who do not belong to either class and are considered for vacancies in the general category. The definition of “crucial date” in clause (a) of Regulation 2 of the Regulations of 1979 as a point of reference qualifying the eligibility standard, it is urged, permits an even lower eligibility standard for Scheduled Caste and Scheduled Tribe candidates. It is now well accepted, and has been affirmed by successive decisions of this Court, that relaxed eligibility criteria would be justified in the case of candidates of backward classes. The principle finds expression also in the original Rule 12 of the Central Secretariat Service Rules. The record before us indicates that the lower eligibility standard was decided on after consultation with the Chairman of the Union Public Service Commission. As regards the number of years of approved service considered sufficient for eligibility, we find that even if we consider ourselves entitled to go into that question the paucity of relevant material does not permit us to express any opinion in the matter.

    12. Learned counsel for the petitioners has also challenged the reservation of the twenty-seven vacancies on the ground that the vacancies pertain to selection posts. On this point, we find ourselves bound by the decision of this Court in General Manager, Southern Railway v. Rangachari AIR 1962 SC 36, (1962) 2 SCR 586 where it has been held that Article 16(4) of the Constitution extends to selection posts.

    13. Finally, learned counsel for the petitioners challenges the reservation of vacancies on the ground that they are irrational, inhibiting and do not provide for healthy growth of the services besides offending the equality provisions of Part III of the Constitution. Having regard to the percentage of vacancies reserved under the office memorandum dated July 20, 1974, we consider that the case falls within the principles laid down in M.R Balaji v. State of Mysore AIR 1963 SC 649, 1963 Supp 1 SCR 439. The majority view in State of Kerala v. N.M Thomas (1976) 2 SCC 310, AIR 1976 SC 490, (1976) 1 SCR 906 supports the validity of the reservation.

    14. Accordingly, the writ petitions are dismissed, but without any order as to costs.

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    S.S Sharma And Others v. Union Of India And Others
    (Nov 10, 1980)