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AMICUS AI
Citation Codes
Neutral Citations
1979 INSC 58
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 499 of the Code of Criminal Procedure, 1898
  • Form No. 42, Schedule V, Criminal Procedure Code
  • Article 134(1)(c) of the Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 499(1) of the Code of Criminal Procedure Code, 1898
  • Section 514 of the Code of Criminal Procedure, 1898
  • Section 499 of the Criminal Procedure Code of 1898
  • Section 302, Indian Penal Code
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Cites
Cited by
Citation Codes
Neutral Citations
1979 INSC 58
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 499 of the Code of Criminal Procedure, 1898
  • Form No. 42, Schedule V, Criminal Procedure Code
  • Article 134(1)(c) of the Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 499(1) of the Code of Criminal Procedure Code, 1898
  • Section 514 of the Code of Criminal Procedure, 1898
  • Section 499 of the Criminal Procedure Code of 1898
  • Section 302, Indian Penal Code
Smart Summary

Factual and Procedural Background

Jorma was convicted of murder under Section 302 of the Indian Penal Code by the Sessions Judge, Dehradun, and sentenced to life imprisonment. The Allahabad High Court later granted him bail, directing that he furnish a personal bond of Rs 5,000 and two sureties of Rs 10,000 each to the satisfaction of the District Magistrate, Dehradun. Ram Lal (the present appellant) and Abdul Jabbar executed the surety bonds, but—through an oversight—no personal bond was taken from Jorma, nor did he sign the reverse side of the surety bonds, a practice “usually done.”

Jorma absconded. Relying on Section 514 of the Code of Criminal Procedure, 1898, the District Magistrate forfeited the surety bonds and issued warrants of attachment against the sureties. Ram Lal appealed to the Allahabad High Court, arguing that forfeiture was impermissible when no personal bond had been executed by the accused. The High Court rejected this contention and confirmed the forfeiture. Ram Lal then came to the Supreme Court on a certificate granted under Article 134(1)(c) of the Constitution.

Legal Issues Presented

  1. Whether a surety bond can be validly forfeited under Section 514 of the Code of Criminal Procedure, 1898, when the accused person released on bail has not executed a personal bond as required by Section 499(1) of the Code.

Arguments of the Parties

Appellant’s Arguments

  • Forfeiture of a surety bond presupposes the existence and forfeiture of the accused’s personal bond; if the accused never executed such a bond, the surety’s obligation cannot arise.
  • Section 499 and Form No. 42 in Schedule V contemplate a single, indivisible bond executed by both the accused and the surety; absence of the accused’s signature vitiates the surety bond.
  • Relied on Brahma Nand Misra v. Emperor (AIR 1939 All 682), Sailesh Chandra Chakraborty v. State (AIR 1963 Cal 309), and Bekaru Singh v. State of U.P. (AIR 1963 SC 430).

State’s Arguments

  • The surety’s obligation under Section 499 is independent of the accused’s personal bond; forfeiture can therefore proceed even if the accused’s bond was not taken.
  • Section 499 merely requires the accused to execute a bond before release; an administrative lapse in recording it does not absolve the surety.
  • Cited Abdul Aziz v. Emperor (AIR 1946 All 116) and Mewa Ram v. State (AIR 1953 All 481) in support.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Brahma Nand Misra v. Emperor, AIR 1939 All 682 Surety bond invalid if the accused does not join in executing a single, composite bond. Distinguished and not followed; Court found no basis for treating the bond as single and indivisible.
Sailesh Chandra Chakraborty v. State, AIR 1963 Cal 309 Took the same view as Brahma Nand Misra regarding necessity of a composite bond. Expressly disapproved for the same reasons.
Abdul Aziz v. Emperor, AIR 1946 All 116 Surety’s undertaking to secure attendance is independent; forfeiture possible even without accused’s bond. Approved and adopted as the correct exposition of Section 499.
Mewa Ram v. State, AIR 1953 All 481 Highlighted distinction between criminal suretyship and civil suretyship; affirmed independence of surety bond. Approved; reasoning reiterated by Supreme Court.
Bekaru Singh v. State of U.P., AIR 1963 SC 430 Held that accused’s and surety’s bonds need not be on the same sheet of paper, indicating separability. Issue in that case was different, but the observation supports the State’s position; cited illustratively.

Court’s Reasoning and Analysis

Justice O. Chinnappa Reddy analysed Section 499(1) of the Code of Criminal Procedure, 1898, which mandates execution of “a bond” by the accused and, when released on bail, “by one or more sufficient sureties.” The Court emphasised that:

  • The provision does not require a single, composite document; the accused’s bond and the surety’s bond are distinct obligations, even if sometimes printed together for convenience (Form No. 42).
  • The surety’s undertaking is to secure the attendance of the accused, not to guarantee the accused’s compliance with his own bond. Thus, the surety’s liability arises from his own promise, not from the existence of the accused’s bond.
  • An administrative lapse in failing to obtain Jorma’s personal bond cannot extinguish the independent contractual and statutory liability voluntarily assumed by the sureties.
  • Forfeiture of the surety bond is therefore not contingent upon forfeiture—or even existence—of the accused’s bond.
  • Precedents that treated the bond as single and indivisible (Brahma Nand Misra and Sailesh Chandra Chakraborty) stemmed from an “importation of the ideas of ‘debt’ and ‘surety’ from the civil law” and were erroneous.
  • The Court agreed with the reasoning in Abdul Aziz and Mewa Ram, which correctly distinguished criminal suretyship from civil suretyship and upheld the independence of the surety’s obligations.
  • Bekaru Singh, although dealing with a different factual issue (whether the bonds must be on the same sheet), implicitly supported the separability concept.

Holding and Implications

APPEAL DISMISSED. The order of forfeiture of the surety bond stands confirmed.

Implications: The judgment clarifies that a surety’s liability under Section 499 of the Code of Criminal Procedure, 1898, is autonomous and enforceable even when, through inadvertence, no personal bond of the accused has been recorded. Sureties cannot evade forfeiture by pointing to procedural defects in obtaining the accused’s bond. No new precedent is set, but existing conflicting authority is resolved in favour of the independence of surety bonds.

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    Ram Lal v. State Of Uttar Pradesh .

    O. Chinnappa Reddy, J.— Jorma who was convicted by the learned Sessions Judge, Dehradun under Section 302, Indian Penal Code and sentenced to suffer imprisonment for life, was directed by the High Court of Allahabad to be released on bail on furnishing bail to the satisfaction of the District Magistrate, Dehradun. The District Magistrate (Judicial) Dehradun ordered Jorma to execute a personal bond in a sum of Rs 5000 and to furnish two sureties in a sum of Rs 10,000 each. Ram Lal the present appellant was one of the persons who executed a surety bond. Another, Abdul Jabbar, also executed a surety bond. By some oversight no personal bond was taken from Jorma nor was his signature taken on the reverse of the bonds executed by the two sureties as appeared to have been usually done. Jorma jumped bail and the sureties were unable to produce him when required to do so. The District Magistrate, Dehradun, therefore, forfeited the surety bonds and issued a warrant of attachment against the sureties under Section 514 of the Code of Criminal Procedure, 1898. The appellant preferred an appeal to the High Court of Allahabad against the order of forfeiture. Before the High Court it was submitted that the surety bond executed by the appellant could not be forfeited when no personal bond had been taken from the accused who had been released on bail. The High Court overruled the submission of the appellant and confirmed the order of forfeiture. The appellant has filed this appeal on a certificate granted by the High Court under Article 134(1)(c) of the Constitution.

    2. Shri Shiv Pujan Singh, learned Counsel for the appellant submitted that the question of forfeiting the surety bond for the failure of the accused to appear would arise only if the accused himself had executed a personal bond for his appearance. He submitted that someone must be primarily bound before the surety could be bound and his bond forfeited. He invited our attention to Section 499 of the Code of Criminal Procedure, 1898, and form No. 42 of the forms in Schedule v. He relied on the decisions in Brahma Nand Misra v. Emperor AIR 1939 All 682, and Sailesh Chandra Chakraborty v. State AIR 1963 Cal 309. A reference was also made to Bakaru Singh v. State of U.P AIR 1963 SC 430, (1963) 1 SCR 55, 1963 (1) Cri LJ 335. On the other hand the learned Counsel for the State urged that the bond to be executed by the surety was independent of the bond to be executed by the accused and there was no impediment in the way of the forfeiture of the surety bond even in the absence of a personal bond executed by the accused. He relied upon the decisions in Abdul Aziz v. Emperor AIR 1946 All 116, and Mewa Ram v. State AIR 1953 All 481.

    3. Section 499(1) of the Code of Criminal Procedure Code, 1898 was in the following terms:

    “Before any person is released on bail or released on his own bond, a bond for such sum of money as the police officer or Court, as the case may be, thinks sufficient shall be executed by such person, and, when he is released on bail, by one or more sufficient sureties conditioned that such person shall attend at the time and place mentioned in the bond, and shall continue so to attend until otherwise directed by the police officer or Court, as the case may be.”
    Now, this provision contemplated the execution of a bond by the accused, and by the sureties. The provision did not imply that a single bond was to be executed by the accused and the sureties, as it were, to be signed by the accused and countersigned by the sureties. Form No. 42 of Schedule V, Code of Criminal Procedure, 1898, was as follows:
    “XLII—Bond and Bail-bond, on a preliminary Enquiry before a Magistrate.
    (See Sections 496 and 499)
    I, (name), of (place), being brought before the Magistrate of (as the case may be) charged with the offence of …, and required to give security for my attendance in his Court and at the Court of Session, if required, do bind myself to attend at the Court of the said Magistrate on every day of the preliminary inquiry into the said charge, and, should the case be sent for trial by the Court of Session, to be, and appear, before the said Court when called upon to answer the charge against me; and, in case of my making default, herein, I bind myself to forfeit to Government the sum of rupees
    Dated this ……. day of …… 19 ……
    (Signature)
    I hereby declare myself (or we jointly and severally declare ourselves and each of us) surety (or sureties) for the said (name) that he shall attend at the Court of … on every day of the preliminary inquiry into the offence charged against him, and, should the case be sent for trial by the Court of Session, that he shall be, and appear, before the said Court to answer the charge against him, and, in case of his making default therein, I bind myself (or we bind ourselves) to forfeit to Government the sum of rupees
    Dated this …….. day of ……. , 19 ……..
    (Signature)”
    The undertaking to be given by the accused as may be seen from Form No. 42 of Schedule v. was to attend the Court on every day of hearing and to appear before the Court whenever called upon. The undertaking to be given by the surety was to secure the attendance of the accused on every day of hearing and his appearance before the Court whenever called upon. The undertaking to be given by the surety was not that he would secure the attendance and appearance of the accused in accordance with the terms of the bond executed by the accused. The undertaking of the surety to secure the attendance and presence of the accused was quite independent of the undertaking given by the accused to appear before the Court whenever called upon, even if both the undertakings happened to be executed in the same document for the sake of convenience. Each undertaking being distinct could be separately enforced. It is true that before a person is released on bail he must execute a personal bond and, where necessary, sureties must also execute bonds. There can be no question of an accused being released on bail without his executing a personal bond. But it does not follow therefrom that if a person is released by mistake without his executing a personal bond the sureties are absolved from securing his attendance and appearance before the Court. The responsibility of the surety arises from the execution of the surety bond by him and is not contingent upon execution of a personal bond by the accused. Nor is the liability to forfeiture of the bond executed by the surety contingent upon the execution and the liability to forfeiture of the personal bond executed by the accused. The forfeiture of the personal bond of the accused is not a condition precedent to the forfeiture of the bonds executed by the sureties. The Calcutta High Court in Sailesh Chandra Chakraborty v. State and a Single Judge of the Allahabad High Court in Brahma Nand Misra v. Emperor proceeded on the assumption that the bond executed by the accused and the sureties was single and indivisible and if the accused did not join in the execution of the bond, the bonds executed by the sureties alone were invalid. We do not find any warrant for this assumption in Section 499 of the Criminal Procedure Code of 1898. We are afraid that there has been some confusion of thought by the importation of the ideas of “debt” and “surety” from the civil law. As pointed out in Abdul Aziz v. Emperor under Section 499, Criminal Procedure Code, the surety did not guarantee the payment of any sum of money by the person accused who was released on bail but guaranteed the attendance of that person and so the fact that the person released on bail himself did not sign the bond for his attendance did not make the bond executed by the surety an invalid one. In Mewa Ram v. State the difference between a surety under the Code of Criminal Procedure and a surety under the Civil Law was pointed out and the view taken in Abdul Aziz v. Emperor, was reiterated. We agree with the view expressed in Abdul Aziz v. Emperor and Mewa Ram v. State.

    4. In Bekaru Singh v. State of U.P the question presently under consideration did not arise. The question which was considered in that case was whether it was necessary that the personal bond of the accused should be executed on the other side of the bond executed by the surety on the same paper. It was held that it was not necessary. And it was pointed out that the mere fact that Form No. 42, Schedule V, Criminal Procedure Code, printed the contents of the two bonds, one to be executed by the accused and the other by the surety together, did not mean that both the bonds should be on the same sheet of paper. To the extent that it goes the decision helps the State and not the appellant. For the reasons stated above, the appeal is dismissed.

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    Comments

    Ram Lal v. State Of Uttar Pradesh .
    (Mar 5, 1979)