AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 196-A(2) of the Criminal Procedure Code
  • Section 195(1)(b), Section 195(1)(c), Section 167, Section 466, Section 467 of the Indian Penal Code, Section 463 of the Penal Code, Section 465 of the Penal Code
  • Section 466 read with Section 120-B of the Indian Penal Code
  • Section 464 of the Indian Penal Code
  • Section 5, Subsection 2 of the 1983 Income Tax Act (not mentioned in the excerpt)
  • Section 5(1)(d) of the Prevention of Corruption Act, 1947
  • Section 463, Section 471, Section 475, Section 476, Section 172, Section 195(1)(a), Section 195(1)(b), Section 195(1)(c) of the Criminal Procedure Code
  • Section 463 of the Indian Penal Code
  • The Indian Penal Code
  • Section 195(1)(c) of the Code of Criminal Procedure
  • Section 466 of the Indian Penal Code
  • Section 465 of the Indian Penal Code
  • Section 156(3) of the Criminal Procedure Code
  • Section 195(1), Section 463, Sections 471, 475 or 476 of the Indian Penal Code
  • Section 156(3), Section 195(1)(c), Section 196-A(2), Section 120-B of the Indian Penal Code
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Advocates
Judges
Acts
  • Section 196-A(2) of the Criminal Procedure Code
  • Section 195(1)(b), Section 195(1)(c), Section 167, Section 466, Section 467 of the Indian Penal Code, Section 463 of the Penal Code, Section 465 of the Penal Code
  • Section 466 read with Section 120-B of the Indian Penal Code
  • Section 464 of the Indian Penal Code
  • Section 5, Subsection 2 of the 1983 Income Tax Act (not mentioned in the excerpt)
  • Section 5(1)(d) of the Prevention of Corruption Act, 1947
  • Section 463, Section 471, Section 475, Section 476, Section 172, Section 195(1)(a), Section 195(1)(b), Section 195(1)(c) of the Criminal Procedure Code
  • Section 463 of the Indian Penal Code
  • The Indian Penal Code
  • Section 195(1)(c) of the Code of Criminal Procedure
  • Section 466 of the Indian Penal Code
  • Section 465 of the Indian Penal Code
  • Section 156(3) of the Criminal Procedure Code
  • Section 195(1), Section 463, Sections 471, 475 or 476 of the Indian Penal Code
  • Section 156(3), Section 195(1)(c), Section 196-A(2), Section 120-B of the Indian Penal Code
Smart Summary

Factual and Procedural Background

Dr. S.L. Goswami, the appellant, had earlier been convicted by the Special Judge, Jabalpur, for an offence under Section 5(1)(d) of the Prevention of Corruption Act, 1947. His appeal before the High Court of Madhya Pradesh was dismissed, but this Court granted him special leave to appeal. While the High Court staff was preparing the paper-book for the pending Supreme Court appeal, it is alleged that the appellant, in conspiracy with two translators, tampered with the deposition of Dr. S.C. Barat (DW-1). The Additional Registrar of the High Court lodged a complaint before the First Class Magistrate, Jabalpur, charging the appellant under Section 466 read with Section 120-B of the Indian Penal Code (IPC).

The Magistrate registered Criminal Case No. 1924 of 1971 and, by a common order dated 15 November 1971, committed the appellant and the two translators to the Court of Session. A revision petition filed by the appellant (Criminal Revision No. 709 of 1971) was dismissed by the High Court, prompting the present appeal by special leave.

Legal Issues Presented

  1. Whether the Magistrate could take cognizance of an alleged criminal conspiracy (Section 120-B IPC) to commit forgery under Section 466 IPC without the written consent of the State Government as mandated by Section 196-A(2) of the Criminal Procedure Code (CrPC).
  2. Whether the bar contained in Section 195(1)(c) CrPC applied—i.e., whether the alleged forgery concerned “a document produced or given in evidence” in a “proceeding in any court,” thereby dispensing with the need for consent under the proviso to Section 196-A(2).

Arguments of the Parties

Appellant's Arguments

  • The Magistrate lacked jurisdiction because no consent in writing under Section 196-A(2) CrPC had been obtained for prosecuting a criminal conspiracy punishable under Section 120-B IPC.
  • Section 195(1)(c) CrPC was inapplicable since the alleged forgery was not committed in respect of a document produced or given in evidence in any court proceeding, hence the proviso to Section 196-A(2) could not be invoked.

The opinion does not contain a detailed account of the respondent-State’s arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Govind Mehta v. State of Bihar, (1971) 3 SCC 329 Held that Section 466 IPC is not covered by Section 195(1)(c) CrPC. The present Court expressly disagreed, declaring that view “erroneous and not good law,” and held that Section 466 does fall within Section 195(1)(c).
Abdul Khader v. Meera Saheb, Madras HC Documents merely filed but not given in evidence are outside Section 195(1)(c). Cited to illustrate that mere presence of a document in court records does not satisfy the “produced or given in evidence” requirement.
Pendyala Subbarayudu v. Gudivada Gopayya, AIR 1932 Mad 290 An offence committed after the close of proceedings is outside Section 195(1)(c). Relied upon to hold that tampering after the appeal’s disposal does not attract Section 195(1)(c).
Nirmaljit Singh Hoon v. State of West Bengal, (1973) 3 SCC 753 Documents produced during police investigation are not documents “produced” in a court proceeding for Section 195 purposes. Used to reinforce the narrow construction of “produced or given in evidence.”
Legal Remembrancer, Govt. of W.B. v. Haridas Mundra, (1976) 1 SCC 555 Document must actually be produced or given in evidence before the court to invoke Section 195(1)(c). Applied to confirm that the deposition allegedly tampered with was not so produced in the relevant proceeding.

Court's Reasoning and Analysis

1. Coverage of Section 195(1)(c) CrPC. The Court undertook a textual analysis and concluded that Section 466 IPC is an “offence described in Section 463” because it is an aggravated form of forgery defined in that provision. Consequently, offences under Section 466 fall within Section 195(1)(c), contrary to the earlier view in Govind Mehta.

2. Whether remaining pre-conditions of Section 195(1)(c) were met. For the statutory bar to apply, the forged document must have been “produced or given in evidence” in a court proceeding where the accused was a party. Although the appellant had been a party to the earlier High Court appeal, the deposition of Dr. Barat was neither produced nor given in evidence in that appeal. The alleged tampering occurred only during later administrative preparation of the paper-book, i.e., after the judicial proceeding had concluded.

3. Effect on the requirement of consent under Section 196-A(2) CrPC. Because Section 195(1)(c) was ultimately held not to apply (requirements 2 and 3 unsatisfied), the proviso to Section 196-A(2) did not operate. Hence, prosecution for conspiracy to commit a non-cognizable offence (Section 466 IPC) required prior written consent of the State Government, Chief Presidency Magistrate, or empowered District Magistrate.

4. Absence of requisite consent. No such consent was obtained. Accordingly, the Magistrate’s cognizance and committal order were without jurisdiction.

Holding and Implications

Held: The appeal is allowed; the judgment of the High Court is reversed and the committal order of the Magistrate, First Class, Jabalpur, is quashed.

Implications: The prosecution against Dr. Goswami under Sections 466/120-B IPC cannot proceed unless the requisite consent under Section 196-A(2) CrPC is first obtained. The decision overturns the earlier Supreme Court observation in Govind Mehta and clarifies that Section 466 IPC is within the ambit of Section 195(1)(c) CrPC, though the protective bar applies only when all statutory conditions, including actual production of the document in evidence, are satisfied.

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    S.L Goswami (Dr) v. High Court Of Madhya Pradesh At Jabalpur .

    P.S Kailasam, J.— This appeal is preferred by Dr S.L Goswami by special leave granted by this Court against the judgment of the High Court of Madhya Pradesh at Jabalpur in Criminal Revision No. 709 of 1971. Criminal Revision 709 of 1971 was filed by the appellant before the High Court for quashing the order of the Magistrate, First Class, Jabalpur committing the appellant to Sessions for trial under Section 466 read with Section 120-B of the Indian Penal Code.

    2. The appellant was prosecuted before the Special Judge, Jabalpur, in Criminal Case No. 5 of 1967 for an offence under Section 5(1)(d) of the Prevention of Corruption Act, 1947, in connection with the defalcations of Government funds. In that case one Dr S.C Barat was examined as a defence witness. The appellant was convicted and an appeal against his conviction before the High Court failed. The appellant obtained special leave from this Court to appeal against the order of the High Court. During the pendency of the appeal before the Supreme Court the High Court was required to prepare a paper-book for use in the Supreme Court. It is alleged that when the paper-book was being prepared in the Supreme Court section of the High Court the appellant Dr Goswami entered into a conspiracy with two of the translators and tampered with the original deposition of Dr S.C Barat, DW 1. The Additional Registrar of the High Court filed a complaint before the First Class Magistrate, Jabalpur, against the appellant for an offence under Section 466 read with Section 120-B of the Indian Penal Code. The case was taken on file by the Magistrate as Criminal Case No. 1924 of 1971. Against the two persons who were alleged to have conspired with the appellant in tampering with the deposition of Dr Barat a challan was filed by the police before the same First Class Magistrate. The Magistrate by a common order on November 15, 1971 committed the appellant as well as two others to the Sessions Court to take their trial for offences under Section 466 read with Section 120-B of the Indian Penal Code. The appellant and another with whom we are not concerned preferred a revision petition against the order of his committal before the High Court. The High Court dismissed the revision filed by the appellant and hence this appeal.

    3. The main contentions that are raised in this appeal are: (1) The Magistrate erred in taking cognizance of an offence under Section 466 of the Indian Penal Code read with Section 120-B of the Indian Penal Code, without sanction of the Government under Section 196-A(2) of the Criminal Procedure Code; and (2) the offence, if any, was not committed in any court in respect of a document produced or given in evidence in such proceeding as required under Section 195(1)(c) of the Code of Criminal Procedure.

    4. We will take up the first contention urged by the learned counsel for the appellant, namely, that the trial court was in error in taking cognizance of the offence without a complaint by the State Government when the offence charged is one of conspiracy under Section 120-B of the Indian Penal Code as required under Section 196-A(2) of the Criminal Procedure Code. Section 196-A(2) reads as follows:

    “196-A. No court shall take cognizance of the offence of criminal conspiracy punishable under Section 120-B of the Indian Penal Code—
    (2) in a case where the object of the conspiracy is to commit any non-cognizable offence, or a cognizable offence not punishable with death, imprisonment for life or rigorous imprisonment for a term of two years or upwards unless the State Government, or a Chief Presidency Magistrate or District Magistrate empowered in this behalf by the State Government had by order in writing consented to the initiation of the proceedings:
    Provided that where the criminal conspiracy is one to which the provisions of sub-section (4) of Section 195 apply no such consent shall be necessary.”

    5. Section 466 deals with a non-cognizable offence and the sub-clause (2) to Section 196-A provides that where the object of the conspiracy is to commit a non-cognizable offence an order in writing consenting to the initiation of proceedings is necessary by the State Government or the Chief Presidency Magistrate or the District Magistrate empowered in this behalf by the State Government. No such consent in writing was obtained in this case. An exception to this requirement is made by the proviso which states that if the criminal conspiracy is one to which the provisions of sub-section (4) of Section 195 apply no such consent shall be necessary. It is, therefore, necessary to determine whether the offence complained of is one that falls under Section 195(4) in which case consent for initiation of the proceedings is not necessary.

    6. Section 195(1)(c) and Section 195(4) which are necessary for the discussion may be extracted.

    “195. (1) No Court shall take cognizance—
    (c) of any offence described in Section 463 or punishable under Section 471, Section 475 or Section 476 of the same Court, when such offence is alleged to have been committed by a party to any proceeding in any Court in respect of a document produced or given in evidence in such proceeding, except on the complaint in writing of such Court, or of some other Court to which such Court is subordinate.
    (4) The provisions of sub-section (1), with reference to the offences named therein, apply also to criminal conspiracies to commit such offences and to the abetment of such offences, and attempts to commit them.
    Sub-section (4) makes the provisions of sub-section (1) with reference to the offences named applicable to criminal conspiracies to commit such offences also. If the offence falls under me provisions of sub-section (1) to Section 195 then criminal conspiracy to commit such offences would also fall under Section 195(1) and require the complaint in writing by the court before the offence can be taken cognizance of. The requirements of Section 195(1)(c) are:
    “(1) The offence must be one as described in Section 463 or punishable under Sections 471, 475 or 476 IPC.
    (2) Such offences should be alleged to have been committed by a party to any proceeding in any court;
    (3) Such offence should be in respect of a document produced or given in evidence in such proceeding.
    The offence for which the appellant is committed to take his trial is that there was consent of the appellant also in committing the conspiracy for committing forgery of the record by tampering with the evidence of Dr Barat while the records were being prepared by the High Court for being sent to the Supreme Court for use in the appeal pending before the Supreme Court.”

    7. The first requirement is that the offence should be one as described in Section 463 or punishable under Section 471, Section 475 or Section 476 of the Indian Penal Code. It was submitted that as Section 466 of the, Indian Penal Code, is not one of the sections mentioned, the offence will not fall under the provisions of Section 195(1)(a) and the section will not apply. In support of this view a decision of this Court in Govind Mehta v. State of Bihar (1971) 3 SCC 329, 1971 Supp SCR 777 was relied on. In that case, on a complaint by the District Public Prosecutor the appellant before this Court was committed to the Sessions to take trial under Sections 167, 466 and 467 of the Indian Penal Code. One of the contentions raised before this Court was that the offence under Section 466 of the, Indian Penal Code, is not covered by clauses (b) and (c) of Section 195(1) and therefore Section 195 does not operate as a bar to taking cognizance of an offence under Section 466, Indian Penal Code. This Court, after agreeing with the view of the High Court that Section 195(1)(b) or (c) is no bar to the Magistrate taking cognizance for an offence under Section 167, observed: “The offence under Section 466 of the Penal Code is, admittedly, not covered by clause (b) or clause (c) of Section 195(1) of the Code. Therefore, that section does not operate as a bar in respect of this offence.” Again at p. 785 this Court observed:

    “Section 463 of the Penal Code is, no doubt, taken in by clause (c) of Section 195(1) of the Code. Even on the basis that Section 465 of the Penal Code will also be covered by clause (c) as the offence under Section 463 of the is dealt with therein, nevertheless, clause (c) will not operate as a bar to the jurisdiction of the Magistrate in taking cognizance of the said offence as the offence is not alleged to have been committed ‘by a party to any proceeding in any court...’ We have also referred to the fact that the appellant has been committed only for the offences under Sections 167, 466 and 471 of the Penal Code. Section 465 of the Penal Code is not the subject of the committal order.” We have given our careful consideration to the view expressed in the above decision that Section 466 of the Indian Penal Code is not covered by clause (c) of Section 195(1) of the Criminal Procedure Code. We regret our inability to subscribe to this view. At p. 785 of the Report the Court took the view that though Section 465 of the Indian Penal Code is not specifically mentioned in Section 195(1)(c) of the Criminal Procedure Code as the offence under Section 463 of the, Indian Penal Code is dealt with in Section 465, Indian Penal Code, clause (c) of Section 195(1) will not operate as a bar to the Magistrate taking cognizance of the offence. The Court, though Section 465 is not specifically mentioned in Section 195(1)(c), held that Section 195(1)(c) is applicable as an offence under Section 463 is dealt with under Section 465, Indian Penal Code. On the same reasoning Section 466 should also be held to come within the purview of Section 195(1)(c) of the Criminal Procedure Code, as the offence under Section 463 is dealt with in Section 466. Section 463 of the Indian Penal Code, defines forgery. The elements of forgery are: (1) The making of a false document or part of it; (2) Such making should be with such intention as is specified in the section. Section 464 states when a person is said to make a false document which is one of the requirements under Section 463. Section 465 provides the punishment for an offence under Section 463. Section 466 is an aggravated form of forgery in that the forgery should relate to a document specified in the section. One of the documents specified is a document purporting to be a record or proceeding of or in a Court of Justice. Section 466 of the, Indian Penal Code, is therefore an offence as described in Section 463 which is committed in relation to a record or proceeding of or in a Court of justice. The offences that fall within the purview of Section 195(1)(c) are offences described in Section 463 and offences punishable under Sections 471, 475 or 476 of the Indian Penal Code. The language of Section 195(1)(c) is very significant for while referring to Sections 474, 475 or 476 of the, Indian Penal Code, it uses the word punishable, in the case of Section 463 the words used are the “offences described in Section 463”. An offence under Section 466 is an offence which falls within the description of Section 463 as the offence under Section 463 is dealt with therein. Section 195(1)(a) of the Criminal Procedure Code uses the words “of any offence punishable under Section 172” while in clause (b) the words used arc “offences punishable under any of the following sections” mentioned therein. In clause (e) as already pointed out the words used are “of any offence described in Section 463 or punishable under Section 471, Section 475 or Section 476 of the same Code”. Thus a clear distinction is maintained in the section between offences punishable under various sections mentioned and the offences described in Section 463. Even on the text laid down by this Court in Govind Mehta v. State of Bihar Section 466 would be included within the purview of Section 195(1)(c). We are, therefore, of the view that the decision that Section 466 of the Indian Penal Code is not covered by clause (b) or clause (c) of Section 195(1) is erroneous and not good law. The question of law was not considered and the decision was reached on an admission made by the parties.

    8. We will now deal with the other requirements of Section 195(1)(c), namely, that the offence should be alleged to have been committed by a party to any proceeding and that it should be in respect of a document produced or given in evidence in such proceeding. It is admitted that the appellant was a party in the appeal that he preferred against his conviction before the High Court but the appeal was decided against him and the conviction confirmed. Special leave was granted against his conviction and for hearing of the appeal before the Supreme Court the paper-book was being prepared by the High Court. It was during that time that it is alleged that the appellant entered into a conspiracy and tampered with the evidence of one of the defence witnesses which is a record of the Court. The appellant was a party to a proceeding in the High Court when the appeal was heard but the document complained of as having been tampered with i.e the evidence of the defence witness, was not produced or given in evidence in the appeal before the High Court. The document was certainly not produced or given in evidence in the High Court proceedings. The alleged tampering was after the hearing of the appeal was concluded. No doubt, the tampering was in a proceeding in relation to the preparation of the record: whether such tampering would be in relation to a proceeding in Supreme Court in respect of a document produced or given in evidence before it does not arise for consideration before us as the complaint in the case is filed only by the High Court. In Abdul Khader v. Meera Saheb a Bench of the Madras High Court held that where a decree against certain defendants had been passed upon the oath of the plaintiffs and where the documents alleged to be forgeries have been put into Court but were not given in evidence it would not be an offence committed by a party to any proceeding in any court in respect of a document given in evidence in such proceeding though the documents were put in court in a suit pending before it but were not given in evidence. Subsequent to this decision Section 195(1)(c) was amended so as to include documents “produced” in addition to documents given in evidence. In (Pendyala) Subbarayudu v. (Gudivada) Gopayya AIR 1932 Mad 290 it was held that it was indispensable that the offence committed must in some manner have affected the proceedings or had been designed to affect them or come to light in the course of them but an offence committed after their close is wholly outside the scope of the provision. We agree with the view expressed in the decision. In Nirmaljit Singh Hoon v. State of West Bengal (1973) 3 SCC 753, (1973) 2 SCR 66 it was held that a document produced in a proceeding before the court during the investigation by the police ordered under Section 156(3) of the Criminal Procedure Code would not be a document produced in a proceeding before the court so as to attract the ban under Section 195(1)(c) of the Criminal Procedure Code. This Court in a recent decision in Legal Remembrancer of Government of West Bengal v. Haridas Mundra (1976) 1 SCC 555, (1976) 2 SCR 933 held that the requirement of Section 195(1)(c) is that the document in question should be produced or given in evidence in the proceeding before the court. We find on the facts of the case that it has not been established that the document was produced or given in evidence in a proceeding before the court. The requirements of Section 195(1)(c) having not been satisfied a complaint by the court in writing is not necessary. Equally, under sub-section (4) to Section 195 relating to criminal conspiracy to commit such offence a complaint by the court is not necessary. Therefore, Section 196-A(2) is attracted and a complaint by the State Government or the Chief Presidency Magistrate or a District Magistrate empowered in this behalf by the State Government in writing consenting to the initiation of the proceedings for an offence under Section 120-B of the, Indian Penal Code, is necessary. As in this case no such order consenting to the initiation of proceedings was passed we accept the contention of the learned cunsel for the appellant that the Magistrate had no jurisdiction to take cognizance of the offence against the appellant. In the result, we allow the appeal, reverse the judgment of the High Court and quash the order of committal passed by the Magistrate, First Class, Jabalpur.

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    S.L Goswami (Dr) v. High Court Of Madhya Pradesh At Jabalpur .
    (Nov 23, 1978)