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Summary of the Opinion (D. Falshaw, J.)

Factual and Procedural Background

The respondent, Fayaz Ali Hashmi, instituted a suit under Order 37, Rule 2 of the Civil Procedure Code (CPC) for recovery of Rs. 7,885/-, based on a pronote dated July 1956. The defendant (petitioner before this Court), Mst. Mohammad-un-Nisa Begum, applied under Order 37, Rule 3 CPC for permission to defend the suit. The pronote and a receipt on printed Urdu forms bore the defendant's thumb-mark and signature; execution was not denied, but the defendant alleged that the plaintiff was her employee and had obtained her thumb-marks and signatures improperly.

On 13-11-1956 the trial Court permitted the defendant to defend the suit provided she deposited the amount in suit and costs in Court within two months. The defendant failed to deposit the sum, and on 14-1-1957 the Court dismissed an application for extension of time and decreed the suit.

On 9-3-1957 the petitioner filed (a) a revision petition challenging the 13-11-1956 order and (b) an application under Order 44, Rule 1 CPC for leave to appeal in forma pauperis. Both matters came before the Chief Justice and Chopra J. on 27-3-1957; notice was ordered and a stay of execution was passed. Objections were raised by the decree-holder that (i) the revision could not be entertained as the earlier order had been superseded by the decree, and (ii) under the proviso to Order 44, Rule 1 there was nothing to indicate that the decree was contrary to law or otherwise erroneous or unjust.

Legal Issues Presented

  1. Whether, on an application under Order 44, Rule 1 CPC for leave to appeal in forma pauperis, the issuing of notice to the opposite party precludes the Court from subsequently rejecting the application on the ground that, upon perusal of the judgment and decree, the decree is not prima facie contrary to law or otherwise erroneous or unjust.
  2. Whether, after notice has been ordered and the opposite party appears, that opposite party is precluded from attacking the tentative conclusion already reached by the Court that the judgment is prima facie wrong.
  3. Whether a revision petition is maintainable against an interlocutory order (the 13-11-1956 conditional order) once it has been superseded by a subsequent decree (the 14-1-1957 decree).

Arguments of the Parties

Petitioner's Arguments

  • Once the Court has ordered notice on an application under Order 44, Rule 1 CPC, the Court is precluded from going further into the question whether the judgment is contrary to law or otherwise erroneous or unjust; after notice is issued, the only question remaining is whether the applicant is a pauper.
  • The petitioner relied principally on the Division Bench decision in Sm. Panchu Bala Dasi v. Nikhil Rajan Pal (AIR 1956 Cal 530) to support this position.

Respondent's (Decree-Holder's) Arguments

  • The decree-holder argued that the revision petition was not maintainable because the interlocutory order had been superseded by the decree, and a revision against the earlier order could not be entertained after the decree.
  • The respondent also contended that under the proviso to Order 44, Rule 1 the Court must reject an application in forma pauperis unless, upon perusal of the application and of the judgment and decree appealed from, it sees reason to think the decree is contrary to law or otherwise erroneous or unjust; issuing notice does not bind the Court to grant leave regardless of the merits.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Sm. Panchu Bala Dasi v. Nikhil Rajan Pal, AIR 1956 Cal 530 Holds that when a Court issues notice on an application to prosecute an appeal in forma pauperis (under the then proviso to O. 44, R. 1), it is not open later to reject that application on the ground required by the proviso. The Court acknowledged this later Calcutta decision but noted it conflicts with earlier authorities; the Court did not accept this view as definitive in light of contrary weight of authority.
Arunendra Nath v. Sanat Kumar, 58 Cal WN 367 (Calcutta Division Bench) Held that issuing a rule (notice) calling on the opposite party to show cause does not debar the Court from considering, after hearing, the matters required by the proviso to O. 44, R. 1. Relied on as authority for the proposition that issuance of notice does not finally determine the issue; cited among a number of decisions supporting that view.
Tilak Mahto v. Akhil Kishore, ILR 10 Pat 606 : AIR 1931 Pat 183 (Full Bench) Patna High Court authority adopting view that the matter can be considered after notice; issuance of notice is not final. Placed in a list of High Court authorities whose weight favoured permitting the respondent to oppose the application after notice.
Habshi Mia v. Mehdi Hasan, AIR 1937 Oudh 222 Oudh High Court authority aligned with the view that issuance of notice does not preclude subsequent opposition on the merits. Included among High Court precedents supporting the Court's ultimate conclusion.
Mt. Powdhari v. Ram Sanwari, ILR 57 All 440 : AIR 1934 All 1004 Allahabad High Court authority supporting the same proposition. Counted as part of the weight of authority favouring the respondent's opportunity to be heard after notice.
Suryanaravanamurthy v. Nagachendramoorti, 71 Mad LJ 497 : AIR 1936 Mad 842 Madras High Court authority in support of the majority view. Relied upon as part of the consistent line of High Court decisions opposing the later Calcutta view.
Lodobi Shaik Umar v. Sankarlal Pannalal, 50 Bom LR 133 : AIR 1948 Bom 317 Bombay High Court authority consistent with the majority view. Counted among decisions that the Court found persuasive in reaching its conclusion.
Benarsi Das v. Munshi Ram, ILR 15 Lah 132 : AIR 1934 Lah 72 Lahore High Court Full Bench holding that an order passed ex parte cannot operate to the prejudice of a party, and that issuance of notice does not bind the Court to a final decision against the absent party. Referred to in support of the proposition that issuance of notice does not prevent the respondent from arguing the decree is prima facie correct when the respondent appears.

Court's Reasoning and Analysis

The Court's reasoning proceeded in several connected steps:

  1. The Court set out the text of Order 44, Rule 1 CPC as it stood before amendment and the new sub-rule (sub-rule (2)) introduced by Act 66 of 1956. The key operative requirement is that the Court must, on perusal of the application and of the judgment and decree appealed from, reject the application unless it sees reason to think that the decree is contrary to law or otherwise erroneous or unjust; the amendment clarified that the Appellate Court should fix a day to hear the applicant or his pleader before deciding the matter.
  2. The Court reviewed the authorities. A recent Calcutta Division Bench decision (Sm. Panchu Bala Dasi v. Nikhil Rajan Pal) was cited for the proposition that issuing notice precludes later rejection; however, many other High Court decisions and an earlier Calcutta Division Bench decision took the opposite view — that issuance of notice does not finally bind the Court and the Court may, after hearing the opposite party, conclude the decree is not prima facie wrong.
  3. The Court acknowledged its own practice and experience: generally judges had not treated the mere issuance of notice as finally settling the matter in favour of the applicant; respondents were commonly allowed to contest the prima facie correctness of the judgment when they appeared.
  4. The Court examined the rationale on both sides. It noted a policy argument in favour of deciding the prima facie legal correctness first (to avoid an expensive enquiry into pauperism that could be rendered futile if the judgment were prima facie correct). But it also considered the ordinary practice that issuance of notice does not, by itself, decide an application.
  5. The Court observed that Order 33 (applicable mutatis mutandis by Order 44) restricts grounds on which an application to sue as a pauper should be rejected; R.5 of O.33 permits rejection where allegations do not show a cause of action, but it does not permit a respondent in a pauper petition to attack plausibility of allegations at the initial stage — tending to show limits on how far a respondent can challenge merits in pauper proceedings.
  6. Balancing authorities and considerations, the Court concluded that the duty of the Court is to peruse the judgment and make a tentative conclusion whether it is prima facie right or wrong before issuing notice. If it is prima facie right, the application should be dismissed; if prima facie wrong, notice should be issued. Crucially, the Court held that when the opposite party appears in answer to notice, it is open to that party to oppose the application on the ground that the judgment is not prima facie contrary to law or otherwise erroneous or unjust.
  7. The Court then applied the legal standard to the facts. The appealed judgment (the decree) was a formal decree based on the defendant's failure to deposit the sum and costs within the specified period after being allowed to defend conditionally. The Court found nothing prima facie contrary to law or otherwise erroneous or unjust in the conditional order or in the subsequent decree.

Holding and Implications

Holding: The petitions are DISMISSED.

Direct consequences and orders made by the Court:

  • The application under Order 44, Rule 1 CPC for leave to appeal in forma pauperis is dismissed.
  • The revision petition challenging the earlier conditional order is dismissed as not maintainable once the conditional order has been superseded by the decree; the decree is the appealable order.
  • The petitioner is allowed two months to deposit the necessary court-fee.
  • Each party is to bear their own costs in these petitions.

Broader implication stated by the Court (limited to the reasoning in the opinion): after the opposite party has appeared in answer to notice under O. 44, R. 1, it is open to that party to oppose the application on the ground that the judgment is not prima facie contrary to law or otherwise erroneous or unjust. The Court found this position to be supported by the weight of High Court authority referenced in the opinion.

Note: Mehar Singh, J. agreed with the judgment. The final line in the opinion records: "Petitions dismissed."

    Smt. Mohd-Un-Nisa Begum v. Fayaz Ali Hashmi .

    D. Falshaw, J.:— The respondent in this case Fayaz Ali Hashmi instituted a suit against the petitioner Mst. Mohammad-un-Nisa Begum under O. 37, R. 2 of the CPC, for the recovery of Rs. 7,885/- on the basis of a pronote in July 1956. The defendant applied under O. 37, R. 3 for permission to defend the suit which was based on a pronote and receipt on printed Urdu forms bearing the thumb-mark and signature of the defendant, and the execution of these documents was not denied, the defendant's case being that plaintiff was her employee and somehow had obtained her thumb-mark's and signatures on these documents. In these circumstances on 13-11-1956 the Court passed an order permitting the defendant to defend the suit on the condition that the amount in suit and costs were deposited in Court within two months. The amount in question was not deposited and on 14-1-1957 the Court passed orders both dismissing an application for extension of the time and decreeing the suit.

    2. On 9-3-1957 the petitioner simultaneously filed a revision petition in which she challenged the order of 13-11-1956 by which she was only permitted to defend the suit on depositing the amount in question and an application under O. 44, R. 1 of the CPC, for permission to appeal against the decree in forma pauneris. Both the petitions came before my Lord the Chief Justice and Chopra J. on 27-3-1957 and in both notice was ordered to be issued and an order of stay of execution was passed. At the outset the objections were raised on behalf of the decree-holder respondent that since the order which was challenged in the revision petition had already been superseded by the order decreeing the suit, no revision petition could possibly be entertained and that there was nothing in the terms of the judgment, on which the decree was based on account of which the Court could in the words of the proviso in O. 44, R. 1 see reason to think that the decree was contrary to law or some usage having the force of law or is otherwise erroneous or unjust.

    3. On behalf of the petitioner the contention is raised that once notice has been ordered to be issued on an application under O. 44, R. 1 the Court is precluded from going any further into the question whether the judgment is contrary to law or otherwise erroneous or unjust and can only consider the question whether the applicant is a pauper or not. The relevant provisions of law are contained in O. 44, R. 1 of the CPC, which, until an amendment was introduced by Act 66 of 1956 in December 1956, used to read as follows:

    “Any person entitled to prefer an appeal who is unable to pay the fee required for the memorandum of appeal, may present an application accompanied by a memorandum of appeal, and may be allowed to appeal as a pauper, subject, in all matters, including the presentation of such application, to the provisions relating to suits by paupers, in so far as those provisions are applicable:

    Provided that the Court shall reject the application unless, upon a perusal thereof and of the judgment and decree appealed from, it sees reason to think that the decree is contrary to law or to some usage having the force of law, or is otherwise erroneous or unjust.”

    4. By the recent amendment the first paragraph of this Tule has been numbered sub-r. (1) as the following sub-r. (2) has been substituted for the proviso:

    “The Appellate Court, after fixing a day for hearing the applicant or his pleader and hearing him accordingly if he appears on that day, and upon a perusal of the application and of the judgment and decree appealed from, shall reject the application, unless it sees reason to think that the decree is contrary to law or to some usage having the force of law, or is otherwise erroneous or unjust.”

    5. In support of his contention the learned counsel for the petitioner relies almost entirely on a recent decision of a Division Bench of the Calcutta High Court in Sm. Panchu Bala Dasi v. Nikhil Rajan Pal, AIR 1956 Cal 530 (A). This decision by K.C Das Gupta and Guha JJ. refers to R. 1 as it was before the amendment, and the learned Judges held that when Court before which an application to file an appeal in forma pauperis is made, does not reject the application in view of the proviso to that rule, but issues notice on the opposite party to show cause why the application to prosecute the appeal as pauper should not be allowed, it is not open to the Court at a later Stage to reject the application on the ground that under the proviso it is bound to reject it.

    6. It is, however, pointed out that this view is opposed to the view expressed by other High Courts as well as the view expressed in an earlier case by a Division Bench of the Calcutta High Court consisting of Mookerjee and Renupada Mukherjee, JJ. in Arunendra Nath v. Sanat Kumar, 58 Cal WN 367 (B). These learned Judges held that when an application for leave to file an appeal in forma pauperis is presented under O. 44, R. 1 of the CPC, it is not necessary at the initial stage for the Court to arrive at a definite conclusion that the decree complained against is contrary to law or to some usage having the force of law or is otherwise erroneous or unjust, and merely because the Court has issued a rule calling upon the opposite party to show cause why the petitioner should not be allowed to file an appeal in forma pauperis it would not debar the Court from considering all the questions which arise under the proviso to O. 44, R. 1 of the CPC, after giving a hearing to the opposite party and also to the Government Pleader, if notice has been given to him as well.

    7. In that case the views of other High Courts are collated and it has been found that although in some Courts views at one stage had been taken on the lines of the later Calcutta case mentioned above, the final view of the Courts of Patna in Tilak Mahto v. Akhil Kishore, ILR 10 Pat 606 : (AIR 1931 Pat 183) (FB) (C), Oudh in Habshi Mia v. Mehdi Hasan, AIR 1937 Oudh 222 (FB) (D), Allahabad in Mt. Powdhari v. Ram Sanwari, ILR 57 All 440 : (AIR 1934 All 1004) (FB) (E), Madras in Suryanaravanamurthy v. Nagachendramoorti, 71 Mad LJ 497 : (AIR 1936 Mad 842) (F), Bombay in Lodobi Shaik Umar v. Sankarlal Pannalal, 50 Bom LR 133 : (AIR 1948 Bom 317) (G), and finally Lahore in Benarsi Das v. Munshi Ram, ILR 15 Lah 132 : (AIR 1934 Lah 72) (H), was that which the learned Judges now adopted in their decision.

    8. In the Lahore case an application for permission to file an appeal in forma pauperis in the High Court was admitted and notice issued by the order of a Judge of the Court, and on the date of hearing of the application it was contended on behalf of the petitioner that the application must be deemed to have been granted and could not be opened by the respondent, and it was held by Tek Chand and Agha Haidar JJ. that any order passed behind the back of a party cannot operate to the prejudice of that party and therefore in the present case, apart from the question of pauperism, the order having been passed in the absence of the respondents could not preclude them from arguing that the decree sought to be appealed from was not contrary to law or to some usage having the force of law and was not otherwise erroneous or unjust.

    9. It was contended on behalf of the respondent that since this decision, which has been followed in practice, the issuing of the notice on an application under O. 44, R. 1, both in the Lahore Court and subsequently in this Court, has not been regarded as precluding the respondent from raising the question whether the judgment against which it was sought to appeal was prima facie correct. From my own experience I can only say that this is so. I have had to deal with the admission of a number of these applications both sitting singly and in Division Bench, and as far as I am aware, neither I nor any of my colleagues have ever regarded the issuing of the notice on such an application as finally settling the matter that leave should be given provided that the petitioner could show that he was a pauper. Similarly, when deciding these applications in the presence of both parties the same view has been taken, and in fact this is the first case in which an objection of this kind is being raised by the petitioner before me.

    10. At the same time it is clear that if the Judges of this Court have fallen into a practice which is actually contrary to law the matter should be set right and the practice discontinued. However, there is undoubtedly a good deal to be said for the view adopted by so many High Courts. Generally speaking when notice is issued on an application of any kind it is open to the respondent to oppose the application on any ground which arises out of it, and no part of the application is deemed to have been decided ex parte in favour of the petitioner by the mere order of admission.

    11. At the same time there is undoubtedly something to be said in support of the view taken in the recent Calcutta decision. The only difference between the original proviso and the amended sub-r. (2) is that it is now specifically provided for the petitioner or his counsel to be heard, which seems to have been doubted by some High Courts, otherwise it is still the duty of the Court to peruse the application and the judgment and decree appealed from and it is the duty of the Court to dismiss the application in limine if prima facie the judgment does not appear to be contrary to law or otherwise erroneous or unjust.

    12. It is thus clear that before notice is ordered to be issued to the opposite party the Court has at least to come to a tentative conclusion on this point. The question is whether this tentative conclusion is open to be attacked by the respondent before leave is granted to appeal as a pauper, or whether it is sufficient that the respondent should only be heard, to uphold the soundness of the judgment after the petitioner's status as a pauper has been established and the appeal is heard.

    13. The main point from which the divergence of views stems seems to relate to the question of what is to be decided first in a case of this kind. Those learned Judges who have supported the view taken by majority of the Courts seem to think that prima facie the first question to lie decided is whether the petitioner is a pauper, and that it is only when this is decided that it is necessary to consider the question whether the judgment is contrary to law or otherwise erroneous. On the other hand the learned Judges in the later Calcutta decision have taken the view that it is only when the Court has decided that the judgment is prima facie wrong in some way that it is necessary or even advisable to embark on the enquiry as to whether the applicant is a pauper or not, which may be an expensive, and it is justifiably pointed out that if after an expensive enquiry in which the applicant is found to be a pauper and therefore unable to afford the expenses, it would be intolerable that the application should then fail on the ground that the judgment was prima facie not wrong.

    14. With the utmost respect to the views of the majority I am definitely of the opinion that this view is correct and that both under the original proviso and the new sub-r. (2) it is clearly the duty of the Court to examine the judgment straightway and decide whether it is prima facie right or wrong. If the judgment is prima facie correct then the application must be dismissed without any further ado. If the Court comes to the conclusion that the judgment is prima facie wrong it will issue notice to the opposite party, and in my opinion it is quite wrong and unjustified to hold that the judgment has only to be considered after the question whether the applicant is a pauper or not has been decided.

    15. The question thus boils down to one whether if a Court has come to a conclusion, whether tentative or firm, that the judgment is in some way wrong, and has ordered the issue of notice, this conclusion is open to attack when the respondent appears.

    16. The rule itself makes the provisions of O. 33, so far as they are applicable to govern the procedure under O. 44. Order 33 relates to suits in forma pauperis and it is to be noted that in R. 5 of O. 33, which sets out the grounds on which an application to sue as a pauper should be rejected, the only ground which has anything to do with the allegations in the plaint is (d) “where his allegations do not show a cause of action”, and this is the only ground which can be raised by a respondent in such a petition relating to the nature of the suit, and he is not permitted to attack the plausibility of the allegations made in the plaint. From this it seems to me that it might well be argued that once the Court has perused the judgment and found it prima facie wrong and has issued notice, the respondent ought not to be heard at all on the merits of the case unless and until leave has been granted and the appeal is heard as such.

    17. At this stage I may discuss the effect of the amendment of R. 1, which it is Contended on behalf of the petitioner, clinches the matter in that whereas there may have been doubt as to the interpretation of the earlier proviso, it is now made clear that the decision of the Court as to whether the judgment is prima facie wrong or right is final, and not to be challenged even after the issue of notice to the opposite party. As I have said, however, the essential provisions of the proviso and sub-r. (1) still remain the same, and all that has been made clear, which was not stated before, was that the decision as to the correctness or otherwise of the judgment should only be taken after hearing the petitioner or his counsel, and it has been pointed out that his amendment was necessitated because some Courts had cast doubt on the right of the petitioner to be heard. I am therefore of the opinion that the amendment has little bearing on the crucial question whether the Court, in not rejecting the application outright under the provisions of either the proviso or sub-r. (2) is precluded from going further into the question whether the judgment is prima facie right or wrong after the opposite party has appeared in response to the notice.

    18. If the matter were res inteara and were not the subject of any decisions by the various High Courts I might be inclined to take the view that the decision in the late Calcutta case was correct, but as matters stand, in view of the weight of authority from so many High Courts in favour of the opposite view, including that of the Lahore High Court, which has been followed in practice both in Lahore and in this Court, I think it must be held that after the opposite party has appeared in answer to notice it is open to it to oppose the application on the ground that the judgment which is sought to be challenged in appeal is not prima facie contrary to law or otherwise erroneous or unjust. After all the legislature must have been aware of the way the proviso was being interpreted, by the Courts and if this was contrary to the intended meaning of R. 1 the Rule would probably have been amended accordingly when the other amendment was made.

    19. If we apply this to the present case I am of the opinion that the application to appeal in forma pauperis must be dismissed, since the judgment appealed against is simply a formal order to the effect that since the defendant had failed to deposit the sum in suit and costs in Court within the specified period, on which condition alone she was allowed to defend the suit under O. 37, R. 3 of the CPC, the suit was decreed, and even if the order of 13-12-1956 by which this condition was imposed on her were to be treated as part of the judgment under appeal, there is nothing prima facie contrary to law or otherwise erroneous or unjust in it. It is also clear that this earlier order could not be challenged in a revision petition after it had been followed by the order decreeing the suit, which is appealable and against which in fact the petitioner is in fact seeking, to appeal in forma pauperis. The result is that I would dismiss both the application under O. 44, R. 1 of the CPC, and the revision petition but would allow the petitioner two months to deposit the necessary court-fee. I would leave the parties to bear their own costs in these petitions.

    Mehar Singh, J.:— I agree.

    R.G.D

    20. Petitions dismissed.

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    Comments

    Smt. Mohd-Un-Nisa Begum v. Fayaz Ali Hashmi .
    (Oct 9, 1957)