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Judgment Summary — N.K. Sen, J. (with D.N. Das Gupta, J. concurring)

Factual and Procedural Background

The appellant was tried before the Judge, City Sessions Court with the aid of a jury on charges under Sections 120B, 466 and 420 of the Indian Penal Code. He was charged with forging two documents under Section 466 and with cheating under Section 420 on two counts. The jury found him unanimously guilty on all charges, and the learned Judge accepted the verdict and sentenced the appellant to rigorous imprisonment for five years on each charge, the sentences to run concurrently.

The prosecution's case was that the appellant, a clerk in the Eastern Railway Office at Kailaghat Street who resided at Howrah and acted as a private tutor to members of the Tekriwalla family, informed a partner, Bilas Rai Lundia (P.W.8), that two money orders (for Rs. 500 and Rs. 600) in the names of Radhesyam Tekriwalla and Satyanarain Tekriwalla would arrive and requested Lundia to accept them and hand over the money. The appellant prepared letters of authority for the Tekriwallas and gave them to Lundia. On 3-6-1955 the two money orders purportedly arrived and Lundia accepted them and on 4-6-1955 handed the money to the appellant on receiving receipts.

The Postal Audit Office later found that the money orders (Nos. 2225 and 2226, dated 31-5-1955) were bogus and contained forged signatures of the Madrassa Post Office Post Master (P.W.11). The orders nonetheless bore genuine Madrassa Post Office seal stamps; no such numbers were ever issued from that office, and the money order receipt book entries had not been issued from the G.P.O. Comparison of the advice portions of the money orders with writings in Eastern Railway office papers and with specimen writings taken by Police indicated that the disputed writings were in the appellant's handwriting.

The appellant's defence was that he was falsely implicated, that the money orders might have been genuine but misappropriated by Madrassa Post Office employees (including the Post Master and money-order clerk), and that he did not receive the amounts. In examination under Section 342 Cr.P.C. he admitted asking Lundia to receive the money orders, giving two letters of authority, and receiving the amounts from Lundia; he denied having written or forged the money order forms. He accepted that certain office papers (Ex. 30) were in his handwriting but challenged that the specimen writings taken by Police (Ex. 35) were his. He also suggested that a person named Bindhyachal Singh owed him money and at his request sent the two money orders in the Tekriwallas' names.

Legal Issues Presented

  1. Whether the specimen handwriting obtained by Police (purportedly taken when the appellant was arrested) was lawfully admissible, in view of constitutional guarantees and the absence of any magistrate order or Code of Criminal Procedure provision authorising the Police to obtain handwriting specimens from an accused in custody.
  2. Whether the learned Judge's use of part (and not the whole) of the appellant's Section 342 Cr.P.C. statement before the jury was proper, and whether the jury should have been shown the appellant's earlier statement made before the Committing Court.
  3. Whether the Judge's direction to the jury regarding Section 114 of the Indian Evidence Act was appropriate or whether its limitations misled the jury.
  4. Assuming the specimen handwriting was inadmissible, whether the remaining evidence (including lay witness opinion and expert evidence) was sufficient to sustain the jury's guilty verdicts on the charges of forgery and cheating.

Arguments of the Parties

Appellant's Arguments (as advanced by Mr. Mukherjee)

  • The specimen handwriting taken by Police was obtained in violation of the Constitution of India and therefore could not legally be used against the appellant.
  • The specimen writings were taken without a magistrate's order and there is no provision in the Cr.P.C. permitting Police to take such specimens from an accused while in custody.
  • The learned Judge improperly used only part of the appellant's statement under Section 342 Cr.P.C.; if any use was to be made of that statement, the whole statement and the earlier statement made before the Committing Court should have been placed before the jury and treated equivalently.
  • The Judge's direction under Section 114 of the Evidence Act contained unwarranted limitations and was of little value and liable to mislead the jury.
  • Substantively, the appellant maintained he was falsely implicated; alternatively, that the money orders might have been genuine but misappropriated by Post Office employees and that he had not forged the money orders.

Prosecution's Position

  • The prosecution presented a factual narrative that the appellant arranged for two bogus money orders to be accepted in the Tekriwallas' names via Bilas Rai Lundia, produced letters of authority, and ultimately received the money upon presentation of receipts.
  • Forensic comparison (including Police-obtained specimen writings and office documents bearing the appellant's handwriting) supported the contention that the handwriting on the disputed money orders was the appellant's, and thus that the money orders were forged.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
M.P. Sarma v. Satish Chandra, AIR 1954 SC 300 Authority relied on for the proposition that the guarantee against compelled testimony extends to compulsion both in and out of court. The Court relied on this Supreme Court decision (as cited by counsel) to support the proposition that specimen handwritings obtained by Police without due procedure amounted to testimonial compulsion and were inadmissible.
Farid Ahmed v. The State, Criminal Revision Case No. 623 of 1958 (reported AIR 1960 Cal 32) Applied the principle that guarantee against compelled testimony protects against compulsion outside court; set aside a Magistrate's order directing specimen writing to be given. The Court considered this High Court decision (following M.P. Sarma) and treated it as supporting the proposition that obtaining specimen writings by Police without magistrate order was unlawful; this authority contributed to the conclusion that the specimen was inadmissible in the present case.
Sailendra Nath Sinha v. The State, AIR 1955 Cal 247 A Bench decision of the Calcutta High Court differing on the scope of the guarantee against compelled testimony. The Court noted that the decision in Farid Ahmed dissented from the Bench decision in Sailendra Nath Sinha; the present Court considered both Bench decisions and followed the line that rejects compelled testimonial compulsion outside court.

Court's Reasoning and Analysis

The Court examined whether the specimen handwritings obtained by the Police were admissible. It noted that there was no provision in the Code of Criminal Procedure permitting the Police to take specimen handwritings of an accused during investigation while the accused was in custody. The Investigating Officer's evidence was that he arrested the appellant on 6-1-1956 and took specimen writings on that day; in his examination-in-chief the officer stated the specimens were taken before arrest, but the surrounding circumstances indicated the specimens were taken the same day the appellant was arrested. In any event, the specimen handwritings were used by the prosecution and thus "furnished evidence against the appellant" and amounted to a violation of the guarantee against testimonial compulsion.

Because the specimens were inadmissible, the Court proceeded to reassess the evidence without them to determine whether the jury's verdict could still be sustained. The Court analysed the remaining handwriting evidence: (a) the handwriting expert (Bani Kanta Bhattacharjee) had formed his opinion after seeing both the Police-obtained specimen (Ex. 35) and certain office papers (Ex. 30); (b) P.W.15 (Mani Bhusan Banerjee), a clerk who produced office papers containing the appellant's handwriting, was equivocal—he was sure about some writings but not about others and said the disputed writings "appear to be" in the appellant's hand; and (c) P.W.14 (Modon Mohan Tekriwalla), a youth aged about 16–17 who had been the appellant's pupil, claimed to know the appellant's handwriting but, given his age and status, his testimony could not be the sole reliable guide.

The Court emphasised that the handwriting expert's opinion was undoubtedly influenced by the Police specimen, and it was impossible to say what the expert's conclusion would have been had the specimen not been available. Given that the only direct evidence linking the appellant to the disputed handwriting consisted of the two lay witnesses (P.W.14 and P.W.15) and the expert whose opinion rested on the inadmissible specimen, the Court concluded that the remaining admissible evidence relating to handwriting was not sufficient to support a conviction. The charge of cheating under Section 420 depended upon the money orders being forged; without admissible proof of forgery the cheating charge could not stand.

The Court considered but rejected remitting the case for retrial. It observed that the events were over four years old, and allowing the prosecution to call new handwriting witnesses would be inappropriate. The Court also rejected placing the disputed handwriting before another expert without the specimen for comparison, as that course might prejudice the appellant.

Holding and Implications

HOLDING: The appeal is allowed and the convictions and sentences passed on the appellant are set aside. The appellant, who was on bail, is to be discharged from his bail bond.

Implications:

  • The direct effect is that the appellant's convictions and concurrent five-year sentences are vacated and he is released from his bail obligations.
  • The decision applies and reinforces the court's view (following higher and recent decisions cited) that specimen handwritings obtained by Police without proper procedural authority may amount to impermissible testimonial compulsion and be inadmissible.
  • The Court did not order a retrial and declined to introduce additional handwriting expert evidence; consequently, the prosecution's case cannot be sustained on the existing admissible evidence. The opinion does not state that it is announcing a new precedent beyond applying the authorities it cited.

Disposition: Appeal allowed. Convictions and sentences set aside; appellant discharged from bail bond.

    Tarini Kumar Panday v. The State .

    The Judgment of the Court was delivered by

    N.K Sen, J.:— The appellant was tried by the Judge, City Sessions Court with the and of a jury under Ss. 120B/466/420, I.P.C and under S. 466 for forging two documents and also under S. 420 I.P.C on two counts. He was unanimously found guilty under all the charges and the learned Judge agreeing with and accepting the said verdict sentenced him to rigorous imprisonment for 5 years on each charge to run concurrently.

    2. The prosecution story was that the appellant who is a clerk in the Eastern Railway Office at Kailaghat Street used to reside at Howrah where he was acting as private tutor to the children of the family of Radhesyam Tekriwalla and P.W 13 Satyanarain Tekriwalla who were residing at Howrah but carrying on business at 203/1 Harrison Road, Calcutta. One Bilas Rai Lundia, P.W 8 is a partner of the Tekriwallas and he also resided at Howrah and looked after the affairs of the Tekriwallas at 203/1 Harrison Road. Towards the end of May, 1955 the appellant told Bilas Rai Lundia that two money orders for Rs. 500/- and Rs. 600/- intended for the appellant would come in the name of Radhesyam Tekriwalla and Satyanarain Tekriwalla respectively. The appellant requested Bilas Rai Lundia to accept those two money orders and hand over the moneys to him. The appellant wrote out two letters of authority authorising Radhesyam Tekriwalla and Satyanarain Tekriwalla to accept the two money orders and made over the letters of authority to Bilas Rai Lundia P.W 8. On 3-6-1956 two money orders of the value of Rs. 500/- and Rs. 600/- actually came in the names of Radhesyam Tekriwalla and Satyanarain Tekriwalla and Bilas Rai Lundia accepted the two money orders and on 4-6-1955 made over the moneys to the appellant on taking two receipts from him. In due course the Audit office of the Postal Department found that the two money orders in question purporting to bear Nos. 2225 and 2226 both, dated 31-5-1955 and which purported to have been sent from Madrassa Post Office, Calcutta were bogus-money orders and contained forged signatures of the Post Master, Gurudas Mukherjee, P.W 11 of the Madrassa Post Office. The money orders however bore true seal stamps of the Madrassa Post Office. It was also found that no money orders bearing these-two numbers 2225 and 2226 were ever issued from the Madrassa Post Office and the book of the money order receipts which contained these two receipts had not been issued from the G.P.O to the Madrassa Post Office. On a comparison of the advice portion of the two money order forms with the writings of the appellant in some papers of the Eastern Railway Office, where he serves, and also with the specimen writings of the appellant taken by the Police, it was found that the writings on the two money orders were in the hand-writing of the appellant. The defence of the appellant was that he was falsely implicated in this case. It was also suggested that the two money orders in question were genuine money orders for which the remitter had deposited the moneys in the Madrassa Post Office but the employees of that Post Office particularly the Post Master and the Money Order clerk have mis-appropriated the moneys themselves. Along with this defence he has also suggested that he did not receive the two amounts at all. In his examination under Section 342 of the Cr PC. however he admitted that he had requested Bilas Rai Lundia to receive the two money orders and also gave him two letters of authority and had actually received the amounts from Bilas Rai Lundia. He however denied having written up the two money order forms or to have forged any portion of them. He admitted that the office files of the Eastern Railway office produced before the Court contained his handwritings but he challenged the specimen writings said to have been taken by the Police to be in his own handwriting. He added that Bindhyachal Singh, Packer of the Madrassa Post Office owed him Rs. 1,100/- and this Bindhyachal at the request of the appellant sent the two money orders in the name of the Tekriwallas and he accepted the money in good faith.

    3. The first objection taken by Mr. Mukherjee who has appeared in support of the appeal is as regards the legality of the conviction in that the Police officers acted in violation of the Constitution of India in taking a specimen writing of the appellant at a time before his arrest, and the Court below could not have made any use of such specimen writing against the appellant. Complaint is also made that the learned Judge used a portion of the statement of the appellant made while examined under Section 342 of the Cr PC and not the whole of it. Mr. Mukherjee submits that if it was intended to make any use of any of such statement the learned Judge should have placed before the jury the whole of it and should have also placed the statement of the accused made before the Committing Court telling the jury that the statement before the committing Court was as good evidence as the statement in the Court of Sessions was. Another point of law taken by Mr. Mukherjee was with regard to the learned Judge's direction regarding Section 114 of the Evidence Act. Mr. Mukherjee's comment was that the learned Judge's direction under Section 114 of the Indian Evidence Act was hedged with a number of unwarranted limitations and was of very little value except in so far as it mislead the jury.

    4. With regard to the handwriting of the appellant which plays a very important part in the decision of this case, evidence of P.W 18, Usha Ranjan Chatterjee, Sub-Inspector of Police of the Detective Department, was referred to. He said that he arrested the appellant on 6-1-1956 and took his specimen writings on that very day. No witness signed the specimen. He did not take the permission of any Magistrate to take this specimen writings.

    5. Reliance was placed by Mr. Mukherjee in the case of M.P Sarma v. Satish Chandra, AIR 1954 SC 300 and also upon the recent decision of this Court, still unreported, in the case of Farid Ahmed v. The State in Criminal Revn. Case No. 623 of 1958 decided by Mitter and Bhattacharjee, JJ. on 4-6-1959. (Since reported in AIR 1960 Cal 32) in which their Lordships following the Supreme Court decision cited above and dissenting from the Bench decision of this Court in the case of Sailendra Nath Sinha v. The State, AIR 1955 Cal 247, held that the guarantee is against compelled testimony both in and out of Court. The Cri. Revn. Case No. 623 of 1958, (Since reported in AIR 1960 Cal 32) arose out of an order passed by a Magistrate at Howrah directing the accused in that case to give his specimen writings to the Police. Against that order the accused in that case moved the High Court and their Lordships set aside the order of the Magistrate. We have for ourselves considered the two Bench decisions of this Court. Admittedly in the present case no order from a Magistrate was taken for obtaining the specimen hand writings of the appellant and it is also not disputed that there is no provision in the Code of Criminal Procedure which permits the Police to take specimen of the handwriting of an accused person in course of investigation and when the accused is in custody. Although there is no positive evidence that the accused was in custody when the specimen writings were taken from him, it would appear from the evidence of the Investigating officer that the hand writings were taken on the very same day on which he arrested the accused. In his examination-in-Chief the Investigating officer however said that the specimen hand writings of the accused were taken by him before his arrest. In any case the writing concerned, namely, the specimen hand writings therefore furnished evidence against the appellant and amounted to a violation of the guarantee against testimonial compulsion.

    6. The question ultimately is how far the specimen handwritings influenced the jury in coming to their conclusion and would the jury have come to the same conclusion had the specimen handwriting being excluded from evidence.

    7. As we have come to the conclusion that in the circumstances of the case the specimen handwritings were not admissible in evidence we have gone into the evidence in the case in order to satisfy ourselves whether on the evidence adduced in the case the verdict of the jury was one which could be said to be a correct verdict.

    8. The learned Judge told the jury while placing the evidence of the handwriting Expert, Bani Kanta Bhattacharjee that his opinion corroborates the statements made by Modon Mohan Tekriwalla P.W 14 and Mani Bhusan Banerjee, P.W 15. Modon Mohan Tekriwalla is a boy aged about 16 or 17 years. He passed the last School Final Examination. He said that the appellant was his private tutor and he-read with him for four or five years and thus knew his handwritings. P.W 15 Mani Bhusan Banerjee is the chief clerk of the Claims Prevention Department in the Eastern Railway. The appellant was a clerk in the outstanding section of the same office. The Police seized some papers from Mani Bhusan Banerjee and those papers contained the handwritings of the appellant. The evidence that this witness gave-in Court was that he was sure about some handwritings but was not sure about others. As regards-the handwriting on the money orders in question, his answer was: “I am not (sic) definite if the-handwritings on the money orders are of the accused but they appear to be in his handwritings.” So tar as the evidence of the handwriting expert is concerned he gave his opinion on a comparison of the two-money orders with the specimen writing of the appellant forwarded to him by the Police and also on a comparison with the writings of the appellant od the office papers. These office papers are Ex. 30. The appellant of course has in his statement under Section 342 of the Cr PC accepted Ex. 30 to be in his handwriting. The position therefore is that the handwriting expert had before him Ex. 30 to be compared with the disputed writing of the appellant on the money orders in question. It is not known what his opinion would have been had not the specimen writings Ex. 35 procured by the Police from the appellant been before him. It is idle to speculate what influence the specimen handwritings had on the opinion of the expert, nor is it possible to say that he would have unhesitatingly come to the same conclusion even without having the specimen handwritings before him to compare with. The evidence of P.W 15 Mani Bhusan Banerjee though furnishing evidence as to the handwriting of the appellant yet does not seem to us to be conclusive. The evidence of P.W 14 Modon Mohan Tekriwalla a young boy of 15 or 16 years as to the handwriting of the appellant cannot form the only sure guide to come to the conclusion as to the authorship of the handwriting. The testimony of these two witnesses which formed the only basis of coming to any conclusion upon the handwriting may yet be accepted if they are corroborated by the evidence of an expert. But as we have said above the opinion of the expert was undoubtedly influenced by the specimen handwriting Ex. 35. The charge of cheating under S. 420 is dependent upon the money orders being forged and not independently of them. The only evidence as to the appellant having forged the money orders comes from P.Ws 14 and 15. Their evidence divorced from the evidence of the hand-writing expert cannot, in our opinion, form the basis of a conviction. We are not prepared to say that when a handwriting expert is not examined the Court is not justified in relying upon the evidence as to handwriting coming from a person who was not only competent but who appeared to be correct in saying that the handwriting was in the handwriting of a particular person. In the present case if the evidence of the expert be excluded from consideration, the residue of the evidence as to the handwriting is not such on which explicit reliance could be placed for the purpose of convicting the appellant.

    9. We have considered the question whether we should send the case back for retrial. It appears that the occurrence related to events more than 4 years old now and that the prosecution cannot be allowed to bring forward new witnesses to prove the handwriting of the appellant. We have also considered whether the questioned handwritings should be placed before another handwriting expert for his opinion without the specimen writings being placed before him for comparison. We do not think that such a course would be in the interest of justice but on the other hand might afford an opportunity of causing serious prejudice to the appellant. If the evidence as to handwriting be discarded the rest of the evidence does not prove the charges levelled against the appellant.

    10. In the result this appeal is allowed. The conviction and sentences passed on the appellant are set aside. The appellant who is on bail will now be discharged from his bail bond.

    D.N Das Gupta, J.:— I agree.

    LC/K.S.B

    11. Appeal allowed.

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    Comments

    Tarini Kumar Panday v. The State .
    (Aug 4, 1959)