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  • 22, r. 12 of the Code of Civil Procedure, rules 3, 4 and 5
  • Order 22, rule 9 (2) of the Code of Civil Procedure,
  • Order 9, rule 13 of the Code of Civil Procedure
  • Order 9, rule 13, C.P.C
  • 9, rule 13, C.P.C
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citation codes
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  • 22, r. 12 of the Code of Civil Procedure, rules 3, 4 and 5
  • Order 22, rule 9 (2) of the Code of Civil Procedure,
  • Order 9, rule 13 of the Code of Civil Procedure
  • Order 9, rule 13, C.P.C
  • 9, rule 13, C.P.C
Smart Summary

Factual and Procedural Background

Bimala Bala Ghosh (the original plaintiff) filed Suit No. 1889 of 1952 for ejectment against the defendant (the tenant) in respect of premises No. 117, Akhil Mistry Lane, Calcutta. The suit was decreed ex parte on 2 February 1953. On 1 April 1953 the defendant filed an application under Order 9, rule 13 of the Code of Civil Procedure to set aside that ex parte decree (registered as Misc. Case No. 61 of 1953), alleging he only became aware of the decree on 31 March 1953.

While the Miscellaneous proceeding under Order 9, rule 13 was pending, the decree-holder Bimala Bala Ghosh died on 23 December 1953. Her son, Anil Kumar Ghosh, appeared in the Misc. case on 18 January 1954 and applied to continue execution proceedings. By order of 18 March 1954 the court recorded, on consent, substitution of four sons (Sailendra, Mohit, Ajit and Anil Kumar Ghosh) as heirs and legal representatives in the Misc. case and directed further steps.

On 1 April (the date in the opinion is recorded as "1/4 March, 1953" but in context it refers to the order allowing the Misc. case), the Misc. case under Order 9, rule 13 was allowed and the ex parte decree was set aside, restoring the suit to file. No separate application for substitution of the heirs in the suit thereafter appears to have been made by the sons. A note in red ink in the original plaint listing the sons as legal representatives appears, but the court found no lawful order on the record effecting that amendment.

The defendant filed multiple petitions (dated 26 September 1955, 8 March 1956, 17 May 1956 and 9 June 1956) seeking an order recording abatement of the suit and objecting to the amendment of the plaint by insertion of the heirs' names. The trial court held that substitution made in the Misc. case amounted to substitution in the suit, dismissed the defendant's petitions and refused to record abatement. The defendant obtained the present Rule challenging that order.

Legal Issues Presented

  1. Whether a proceeding under Order 9, rule 13, Code of Civil Procedure (to set aside an ex parte decree) is a continuation or stage of the original suit, such that substitution of heirs made in that proceeding automatically substitutes them in the suit itself.
  2. Whether substitution of heirs in the Miscellaneous proceeding under Order 9, rule 13 ipso facto effects substitution of those heirs in the original suit after the ex parte decree is set aside and the suit is restored.
  3. Whether the amendment of the plaint (bringing the heirs on record) was lawfully made and effective in the suit.
  4. Whether the restored suit had in fact abated because no substitution was made in the suit after the ex parte decree was set aside, and if so, whether an order of abatement should be recorded.
  5. Whether an application under Order 22, rule 9(2) (to set aside abatement) would now be available to the heirs — the court expressly kept this question open.

Arguments of the Parties

Defendant Petitioner (represented by Mr. Umaprasad Mookerjee)

  • Argued that the proceeding under Order 9, rule 13 is a separate, original proceeding independent of the suit itself and is not a stage of the suit.
  • Consequently, substitution of heirs made in the Miscellaneous case under Order 9, rule 13 would not amount to substitution of the heirs in the suit itself; a distinct substitution in the suit would be required.
  • Noted the Privy Council observation (in Brij Indar Singh v. Kansiram) that "introduction of a plaintiff or a defendant at one stage of a suit was an introduction for all stages," but argued that the Privy Council's observation related to substitution in interlocutory proceedings that are stages of the suit and was not authoritative for the present context where the Order 9, rule 13 proceeding is independent.

Heirs of the Deceased Plaintiff (petitioners appearing for the plaintiff's heirs)

  • Asserted that the names of the heirs of the original plaintiff had already been brought on record, and therefore there was no necessity for fresh substitution in the suit. (This position is reflected in a petition filed on 6 February 1956 quoted by the court.)

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Brij Indar Singh v. Kansiram (L.R. 44 I.A. 218) Observation that "introduction of a plaintiff or a defendant at one stage of a suit was an introduction for all stages" (Privy Council observation). The court noted the observation but held it did not prevent the defendant's argument because the Privy Council remark related to substitution in interlocutory proceedings that are stages of a suit; since the court treated Order 9, rule 13 proceedings as independent, the Privy Council observation was not decisive here.
K. Venkatanarasimha Rao v. Hemadri Survanarayana, A.I.R. 1926 Madras 325 Authority concerning the nature of proceedings under rules similar to Order 9, rule 13 (as cited by the court). The court relied on this Madras High Court decision (among others) to support the view that a proceeding under Order 9, rule 13 is an original proceeding independent of the suit.
Salar Beg Saheb v. Karumanchi Kotayya, A.I.R. 1926 Madras 654 Authority concerning the independence of proceedings under rules akin to Order 9, rule 13 (as cited by the court). Used, along with the other Madras decisions, to fortify the conclusion that Order 9, rule 13 proceedings are not stages of the original suit and do not automatically effect substitution in the suit.
Banakar Basappa v. Hansaji-Gulabchand Firm, A.I.R. 1936 Madras 660 Another Madras authority on comparable procedural points cited by the court. Relied upon as supporting authority for treating the Order 9, rule 13 proceeding as an original, independent proceeding.
Bepin Behari Saha v. Abdul Barik, 21 C.W.N. 30 (Division Bench of the same Court) Local Division Bench authority on the nature of the relevant proceeding (cited by the court). Also relied on by the court to support the conclusion that the Order 9, rule 13 proceeding is distinct from the suit and does not automatically effect substitution in the suit.

Court's Reasoning and Analysis

The court framed the controlling question as whether a proceeding under Order 9, rule 13 of the Code of Civil Procedure is a continuation or stage of the suit itself. The court concluded it is not; rather, it is an original proceeding independent of the suit because the suit had been disposed of as decreed ex parte before the Order 9, rule 13 application was prosecuted.

The court relied upon earlier decisions (three Madras High Court decisions and a Division Bench decision of the same Court) to support the legal proposition that proceedings under Order 9, rule 13 are independent proceedings. On that basis the court held that substitution of heirs in the Miscellaneous case under Order 9, rule 13 did not ipso facto amount to substitution of heirs in the suit itself.

The court then applied this legal principle to the facts. While an ex parte decree stood, there was no necessity to substitute a deceased plaintiff in the suit; substitution becomes necessary only when the decree is set aside and the suit is restored and the heirs wish to proceed. In the present case, after the ex parte decree was set aside and the suit was restored, the deceased plaintiff remained dead and the heirs did not take steps to substitute themselves in the suit within the appropriate time. Consequently, the court found the restored suit had in fact abated.

The court also examined the apparent amendment of the plaint (the red-ink note inserting the heirs' names) and found no lawful order on the record authorizing such an amendment; the court concluded that the purported amendment "was not lawfully done and was of no effect."

The court expressly left open the question whether an application under Order 22, rule 9(2) to set aside abatement could now be made by the heirs and expressed no opinion on that point, saying it would be considered on its merits if made.

Holding and Implications

Holding: The Rule was made absolute and the order of the lower court was set aside. The court directed that an order of abatement shall now be recorded in the suit. The court's core ruling can be summarized as: The substitution of heirs in the Miscellaneous proceeding under Order 9, rule 13 did not amount to substitution of heirs in the original suit; the restored suit must be regarded as having abated.

Direct consequences and practical implications:

  • The trial court's earlier decision (that substitution made in the Misc. case had the effect of substituting the heirs in the suit and thus refusing abatement) was set aside.
  • The lower court is directed to record an order of abatement in the suit.
  • The court made no order as to costs in the matter.
  • The court left open, without expressing an opinion, whether the heirs may apply under Order 22, rule 9(2) to set aside the abatement; if such an application is filed, the lower court is to decide it on its merits in the factual background of this case.

Note: This summary is based exclusively on the text of the provided opinion and does not add information beyond what the opinion states.

    Salil Kumar Banerjee v. Sailendra Nath Ghosh And Ors. Opposite Parties.

    The Judgment of the Court was as follows:

    2. An interesting question regarding the substitution of heirs, on the death of the deceased plaintiff, has been raised in this Rule.

    3. One Bimala Bala Ghosh now deceased, filed a suit for ejectment of the defendant petitioner from premises No. 117, Akhil Mistry Lane, Calcutta, in which the defendant was a tenant. The aforesaid suit, being Suit No. 1889 of 1952, was decreed exparte on February 2, 1953.

    4. Thereafter, on April 1, 1953, the defendant petitioner filed an application, under Or. 9, r. 13 of the Code of Civil Procedure for setting aside the aforesaid exparte decree, on the allegation that he came to know of the decree only on 31st March, 1953. The aforesaid application was registered as Misc. Case No. 61 of 1953.

    5. During the pendency of the aforesaid Misc. Case, the plaintiff decree-holder Bimala Bala Ghosh died, on December 23, 1953. One of her sons Anil Kumar Ghosh entered appearance in the Misc. Case, under Or. 9, r. 13 of the Code of Civil Procedure on 18th January. 1954 and by an application filed on the same date brought to the notice of the Court the fact of death of Bimala Bala Ghosh and prayed for an adjournment of the hearing of the matter, so as to enable him to continue the execution proceeding.

    6. By an order dated February 23, 1954, the court below adjourned this Miscellaneous case to March 9, 1954, for substitution of the heirs of the deceased plaintiff decree-holder. The case was again adjourned to March 19, 1954, by an order passed on March 9, 1954.

    7. On March 18, 1954, the following order was passed by the court below:—

    “Applicant Anil Kumar Ghosh files a petition praying, for substitution of his name as legal heir of the plaintiff since deceased. Defendant also files a petition praying for substitution of the names of (1) Sailendra Ghosh, (2) Mohit Ghosh, (3) Ajit Ghosh and Anil Kumar Ghosh, all sons, heirs and legal representatives of the plaintiff since deceased. The prayer of the defendant is allowed on consent. Let their names be brought on record as prayed for. Sri P.K Roy undertakes to file power on behalf of the plaintiff on the next date. To 26/4/54 for hearing of the Misc. Case.”

    8. The learned Judge was not right in treating the application filed by Anil Kumar Ghosh as an application for substitution. That application was labelled as one under Or. 21, r. 16 read with Sec. 146 of the Code of Civil Procedure and the prayer was to allow him to continue proceedings in execution of the decree obtained by his mother which was then pending. There was no prayer made by Anil Kumar Ghosh to secure a representation of the totality of the interest of the deceased plaintiff. He wanted to proceed with the execution case as one of the persons on whom the interest of the deceased decree-holder had devolved by operation of law. He felt no necessity to apply for substitution of the heirs of the deceased plaintiff, because under Or. 22, r. 12 of the Code of Civil Procedure, rules 3, 4 and 5 of Or. 21 did not apply to execution proceedings.

    9. Be that as it may, on the application of the defendant the substitution of the heirs and legal representatives of the deceased plaintiff was made in the Miscellaneous case, as stated above.

    10. Thereafter, by an order dated 1/4 March, 1953, the Miscellaneous case under Or. 9, r. 13 of the Code of Civil Procedure was allowed and the exparte decree was set aside.

    11. No application for substitution of themselves, in place of the deceased plaintiff, was made by her sons and heirs after the exparte decree had been set aside and the the suit restored to file. Curiously enough, in the original plaint the following note in red ink was made at the place where the name of the original plaintiff was written:—

    (1) Sailendra Nath Ghosh

    (2) Mohit Kumar Ghosh

    (3) Ajit Kumar Ghosh and Anil Kumar Ghosh,

    all sons and legal representatives of Sm. Bimala Bala Ghosh (deceased).

    12. In the margin of the note appears the signature of the Judge. Below the signature of the Judge there are two dates written namely, “18-3-54” and “17-12-54” or may be “17-12-55”, the year of the latter date is not quite legible.

    13. The order dated March 18, 1954, has already been quoted hereinbefore. There is nothing contained in the said order for the amendment of the plaint by inclusion of the names of the heirs of the deceased plaintiff. In the order-sheet there is no order dated December 17, 1954. On December 17, 1955, however, there is the following order to be found in the order-sheet:—

    “Parties file haziras. Defendant files a petition praying for time on the ground of illness of his pleader. Prayer is allowed. To 21-1-56, for hearing of Defendant's petition. Costs Rs. 5/- to plaintiff.”

    14. None of the orders above referred to deal with the amendment of the plaint. When and under what order the note in red ink was made on the plaint remains a mystery. Before the trial court the heirs of the deceased plaintiff took up an attitude that there was no necessity for fresh substitution of the heirs of the deceased plaintiff in the suit. In this connection, I refer to the following extract from a petition filed on behalf of the heirs of the deceased plaintiff on February 6, 1956:—

    “That the names of the heirs of the original plaintiff, Sm. Bimala Bala Ghose, since deceased, have already been brought on record.

    15. In the circumstances the suit be proceeded with and a date be fixed for final hearing of the suit.”

    16. By four petitions dated September 26, 1955, March 8, 1956, May 17, 1956 and June 9, 1956, the defendant petitioner prayed for an order of abatement being recorded in the suit and also objected to the amendment made in the plaint, by insertion of the names of the heirs of the deceased plaintiff, which amendment was characterised as illegally made.

    17. The aforesaid four applications by the defendant petitioner as also the application by the heirs of the plaintiff dated February 6, 1956, an extract from which has been quoted above, were taken up for hearing together. By his order dated 29th November, 1956, the trial court held as hereinbelow quoted:—

    “(a) On 1-4-53 Sri Banerjee filed an application under Or. 9, rule 13, C.P.C, to set aside the exparte decree passed in the ejectment suit on the ground of non-service of the summons on him. On 18-1-54 an application was filed by Sri Anil Kumar Ghosh, son of Bimala Bala Ghosh alleging that Bimala Bala Ghosh died at her Calcutta residence on 23-12-53. Thereafter the present deft. Sri Banerjee substituted the names of Sailendra Ghosh, Mohit Ghosh, Ajit Ghosh and Anil Kumar Ghosh as the heirs and the legal representatives of Sm. Bimala Bala Ghosh on 18-3-53. It would appear that not only the application under Or. 9, rule 13 C.P.C, was amended in the way mentioned above, but the original plaint also appears to have been amended on that date.

    (b) It appears to me that the application under Or. 9, rule 13, C.P.C is really an application in the suit itself. In the present case the original decree-holder died during the pendency of the application under Order 9, rule 13, C.P.C It cannot be urged that the death of Bimala Bala Ghosh would disentitle the deft. from continuing with his application under Or. 9, rule 13, C.P.C The defendant had clearly the right to substitute the heirs of Bimala Bala Ghosh in the application. But the substitution can only be made on the basis that on the death of Bimala Bala Ghosh, the interest in the decree devolved on her sons and heirs and that from the date of death, they were in the position of the decree-holder. If that was the position on the date the sons of Bimala Bala Ghosh were substituted in the Misc. case, the position cannot be otherwise after the revival of the suit by an order in the Misc. Case. Therefore it must be held that the sons of Bimala Bala Ghosh were in fact substituted not only in the application under Or. 9, rule 13, C.P.C but also in the suit itself.”

    18. In the above view of the matter, the trial court dismissed all the four applications made by the defendant petitioner, disallowed the prayer for recording an order of abatement of the suit and negatived his objection to the amendment of the plaint. The defendant petitioner obtained the present Rule against the aforesaid order.

    19. Mr. Umaprasad Mookerjee, the learned Advocate for the petitioner, urged before me that the proceeding under Order 9, rule 13 of the Code of Civil Procedure was a separate proceeding and was not in continuation of the suit. Therefore, he argued, a substitution of the heirs of deceased plaintiff made in the Miscellaneous case under Order 9, rule 13 of the Code of Civil Procedure would not amount to substitution of the heirs of the plaintiff in the suit itself. And if substitution of heirs was not made separately in the suit itself, the legal consequences must follow. Mr. Mookerjee was conscious of the observation made by Lord Dunedin in the case of Brij Indar Singh v. Kansiram (1) L.R 44 I.A 218 (page 228), to the effect that introduction of a plaintiff or a defendant at one stage of a suit was an introduction for all stages. He argued however, that a proceeding under Order 9, rule 13 of the Code of Civil Procedure was no stage in the suit and the aforesaid observation by the Privy Council made in connection with substitution of a party, in an interlocutory proceeding in a suit, was of no authority in the present context.

    20. The question, therefore, is whether a proceeding under Order 9, rule 13 of the Code of Civil Procedure is a continuation of the suit and is a stage in the suit itself. I am of opinion that proceeding under Order 9, rule 13 of the Code of Civil Procedure is an original proceeding quite independent of the suit, the suit itself having had been disposed of as decreed exparte.

    21. In this view, I am fortified by three decisions of Madras High Court reported in A.I.R 1926 Madras 325 (2) (K. Venkatanarasimha Rao v. Hemadri Survanarayana), A.I.R 1926 Madras, 654 (3) (Salar Beg Saheb v. Karumanchi Kotayya), A.I.R 1936 Madras, 660 (4) (Banakar Basappa v. Hansaji-Gulabchand Firm) and also a Division Bench decision of this Court reported in 21 C.W.N 30 (5) (Bepin Behari Saha v. Abdul Barik)

    22. That being so, a substitution of heirs made in the Miscellaneous case under Order 9, rule 13 of the Code of Civil Procedure did not ipso facto amount to substitution of heirs also in the suit, because a proceeding under Order 9, rule 13 of the Code of Civil Procedure is not a stage in the suit nor a continuation of the suit itself. The observation by the Privy Council in (1) L.R 44 I.A 218 at page 228, above referred to, does not stand in the way of the argument made by Mr. Mookerjee.

    23. At the same time it is to be remembered that no necessity arises for substitution of a deceased party in the suit itself, so long as the exparte decree stands and at the time when the exparte decree may be set aside, ninety days may also elapse from the date of death of the party.

    24. That is exactly what has happened in the instant case. There was no necessity or occasion for substitution of the heirs of the deceased plaintiff so long as the exparte decree stood. When the exparte decree was set aside and the suit restored, the position was that a dead plaintiff was left in charge of the suit. Nothing compelled the heirs of the dead plaintiff to take her place and to go on with the suit unless they themselves chose to substitute themselves and to carry on the suit. The further hurdle in their way was that the time for substitution had already run out and the restored suit had abated. If, in these circumstances, the opposite parties had made an application for setting aside abatement under Order 22, rule 9 (2) of the Code of Civil Procedure, such an application would have been irresistible but unfortunately they did not care to file such an application.

    25. Possibly, the opposite parties were misled by the fact that the court had also amended the plaint, by bringing on record the opposite parties as heirs of the deceased plaintiff, Bimala Bala Ghosh. When and how that was done has already been indicated. I am clearly of opinion that the aforesaid amendment of the plaint, by bringing on record the heirs of the deceased plaintiff, was not lawfully done and was of no effect.

    26. The position, therefore, is that the restored suit must be regarded as a suit which has abated.

    27. The question whether still now the opposite parties can have the abatement set aside by an application under Order 22, rule 9(2) of the Code of Civil Procedure, I keep open and I express no opinion in this respect.

    28. I have no doubt, if such an application is made, the court below will consider the application on its merits in the background of all that have happened in this case.

    29. This Rule is, however, made absolute and the order made by the court below is set aside. The court below shall now record an order of abatement in the suit.

    30. In the circumstances of the case, I make no order as to costs.

    S.K.B

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    Salil Kumar Banerjee v. Sailendra Nath Ghosh And Ors. Opposite Parties.
    (Jun 20, 1958)