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Citation Codes
Equivalent Citations
citation codes
Case Number
Advocates
Judges
Acts
  • S. 63 of the Succession Act as also Ss. 45, 68, 69, 70 and 71 of the Evidence Act. S. 63 of the Succession Act
  • Ss. 68, 69 and 71 of the Evidence Act.
  • S. 45 of the Evidence Act.
  • S. 68 of the Evidence Act).
  • S. 70 of the Evidence Act
  • S. 71 of the Evidence Act
  • S. 63(a), Succession Act.
  • S. 63, Succession Act.6.
  • S. 63, succession Act
  • S. 67, Evidence Act
  • S. 68, Evidence Act
  • S. 69 Evidence Act
  • S. 68. Section 70
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Advocates
Judges
Acts
  • S. 63 of the Succession Act as also Ss. 45, 68, 69, 70 and 71 of the Evidence Act. S. 63 of the Succession Act
  • Ss. 68, 69 and 71 of the Evidence Act.
  • S. 45 of the Evidence Act.
  • S. 68 of the Evidence Act).
  • S. 70 of the Evidence Act
  • S. 71 of the Evidence Act
  • S. 63(a), Succession Act.
  • S. 63, Succession Act.6.
  • S. 63, succession Act
  • S. 67, Evidence Act
  • S. 68, Evidence Act
  • S. 69 Evidence Act
  • S. 68. Section 70
Smart Summary

Summary of Legal Opinion

Factual and Procedural Background

The plaintiff in a suit for the grant of Letters of Administration of the will annexed to the plaint is the revision petitioner. The trial of the suit was virtually complete and only arguments remained. At this stage the petitioner moved I.A. 1384/88 for the transmission of Exhibits A3 and B1 along with Exhibits X1 to X8 to a handwriting expert to obtain his opinion as to the identity of the signature of the testator appearing in Exts. B1 and A3 (the two wills relied on by the parties). The documents X1 to X8 were alleged to contain the signature of the testator.

Legal Issues Presented

  1. Is the opinion of an expert as to the identity of the signature of a testator relevant to decide whether a will has validly been executed?
  2. Whether an expert's opinion on signature identity may be relevant to test the veracity of the testimony of the attesting witnesses?

Arguments of the Parties

Petitioner's Arguments

  • The petitioner sought an expert handwriting opinion on the signatures in Exts. A3 and B1 and on Exts. X1–X8 to determine the identity of the testator's signature.
  • The petitioner's counsel argued that the opinion of the handwriting expert may be relevant to test the veracity of the testimony of the attestors (attesting witnesses).

Other Parties' Position (as recorded in the opinion)

  • The learned counsel for the parties observed that there was no direct authority on the specific point and that the issue had to be decided on principle.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Kennedy v. People, 39 NY 245 Expresses the principle that an expert's opinion is admissible only where the matter lies within the peculiar skill and experience of the witness and is beyond ordinary knowledge; an expert may supply opinion as a guide when ordinary knowledge does not enable the court to form the necessary inference. The court relied on this principle to explain that expert opinion is not admissible where the court can form a judgment from other evidence and circumstances; thereby supporting the conclusion that handwriting expert opinion on signature identity is not relevant to determine the validity of a will where execution can be proved by other means under the Evidence and Succession Acts.

Court's Reasoning and Analysis

The court addressed the central question by construing S.63 of the Indian Succession Act together with Ss.45, 68, 69, 70 and 71 of the Evidence Act. The court set out the rules in S.63 (succinctly summarized in the opinion) that prescribe how a will must be executed:

  • Under S.63(a) a testator may (1) sign the will, (2) affix his mark, or (3) have some other person sign the will in his presence and by his direction.
  • The signature or mark must be placed so as to indicate an intention to give effect to the document as a will.
  • Clause (c) requires attestation by two or more witnesses, each of whom has seen the testator sign or has received a personal acknowledgment of the signature or mark; each witness must sign in the presence of the testator (though not all witnesses need be present together).

From these provisions the court emphasized that "execution" of a will is not limited to the mere presence of a signature; execution includes the entire sequence of formalities including attestation under S.63.

Turning to proof, the court analyzed the Evidence Act provisions:

  • S.68: A document required by law to be attested (including a will) shall not be used as evidence until at least one attesting witness has been called to prove its execution if such a witness is alive and capable of giving evidence. The proviso relaxes this for registered documents other than wills.
  • S.69: Where an attesting witness cannot be found, it must be proved that the attestation of at least one attesting witness is in his handwriting and that the signature of the person executing the document is in his handwriting. The court explained that for wills the latter requirement ("that the signature... is in the handwriting of that person") is not strictly applicable because S.63(a) permits marks or signatures by others in the presence and by the direction of the testator.
  • S.70: Admission by a party to an attested document is sufficient proof of execution as against him; the court observed this is inapplicable to wills because the executant (testator) will not be available to admit execution at the relevant time (death).
  • S.71: Where an attesting witness denies or does not recollect execution, other evidence may be relied upon to prove execution.

The court then considered S.45 (expert opinion): expert opinions are relevant where the court must form an opinion on a point of foreign law, or of science, or art, or as to identity of handwriting or finger-impressions, and where the matter lies within the witness's special skill. The court quoted Kennedy v. People to illustrate that experts may supply opinion only when the ordinary knowledge of mankind does not enable the court to draw the necessary inference.

Applying these principles, the court reasoned that:

  • Although S.45 permits expert opinion on handwriting identity generally, the specific nature of proof required for a will under S.63 and the Evidence Act means the court need not—and should not—rely on expert opinion about whether a particular mark is the testator's signature when execution can be otherwise established by attesting witnesses or other permissible evidence.
  • Even if an expert opines that the handwriting is not that of the testator, that does not necessarily invalidate the will if the statutory requirements of execution (including attestation or proof under Ss.68, 69 and 71) are satisfied. A propounder might legitimately contend that the writing is a mark within S.63(a) rather than a signature.
  • Consequently, the court concluded that an expert's opinion as to the identity of the testator's signature in a will is not a relevant fact for the purpose of deciding whether the will has been validly executed.
  • The petitioner's contention that expert opinion might be used to test the veracity of attesting witnesses was rejected because attesting witnesses are expected to testify only to the factum of execution under S.68, not to the identity of the signature.

Holding and Implications

Holding: The revision petition (C.R.P.) is dismissed. The court concluded that the opinion of a handwriting expert as to the identity of the signature of the testator in a will is not a relevant fact for proving the valid execution of that will. The petition was dismissed with no order as to costs.

Implications:

  • Direct effect on the parties: The request (I.A. 1384/88) to send Exts. A3 and B1 and Exts. X1–X8 to a handwriting expert for opinion was refused and the revision petition dismissed; no costs were awarded.
  • Broader implications: The opinion explains and applies statutory provisions (S.63 Succession Act; Ss.45, 68, 69, 70, 71 Evidence Act) to conclude that handwriting expert evidence on signature identity is not determinative of the validity of a will where execution can be proved by the statutory modes; the opinion does not purport to state that it creates any formal precedent beyond the reasoning set out in the judgment.

Disposition recorded in the opinion: "Petition dismissed."

    R. Saraswathy v. P. Bhavathy Ammal And Another

    1. The plaintiff in a suit for the grant of Letters of Administration of the will annexed to the plaint is the revision petitioner.

    2. The trial of the suit, it is said, is virtually over. What remains to be done is to argue the matter. It was at this stage the petitioner moved I.A 1384/88 for sending Exts. A3 and B1 along with Exts. X1 to X8 to a handwriting expert for his opinion, regarding the identify of the signature of the testator seen in Exts. B1 and A3, the two wills relied on by the parties in support of their respective contentions. Exts. X1 to X8 are documents which, it is alleged, contain the signature of the testator.

    3. The question arising for consideration is: Is the opinion of an expert as regards the signature of a testator relevant to decide the issue, whether a will has validly been executed? The point involved in the question is not covered by any direct authority, the learned counsel for the parties say, and therefore the point has to be decided on principle.

    4. The answer to the question depends upon the construction of S. 63 of the Succession Act as also Ss. 45, 68, 69, 70 and 71 of the Evidence Act. S. 63 of the Succession Act provides that every testator, other than those who have been exempted from the purview of the section, shall execute his will in accordance with the following rules:

    (a) The testator shall sign or shall affix his mark to the will or it shall be signed by some other person in his presence and by his direction.

    (b) The signature or mark of the testator, or the signature of the person signing for him shall be so placed that it shall appear that it was intended thereby to give effect to the writing as a will.

    (c) The will shall be attested by two or more witnesses, each of whom has seen the testator sign or affix his mark to the will or has seen some other person sign the will, in the presence and by the direction of the testator, or has received from the testator a personal acknowledgment of his signature or mark, or of the signature of such other person; and each of the witnesses shall sign the will in the presence of the testator, but it shall not be necessary that more than one witness be present at the same time, and no particular form of attestation shall be necessary.

    5. The content of the rules briefly stated is this. On a testator signing the will or affixing his mark to the will or some other person signing the will in his presence and under his direction, it can be said that the testator has completed the first stage in the execution of the will. The signature or mark of the testator or the signature of the person signing for him however, shall be so placed that it shall appear that it was intended thereby to give effect to the writing as a will. But this is not enough to opine that the will has validly been executed. The requirements prescribed under Cl. (c) of the Rules also require to be satisfied. That means the will must also be duly attested i.e, must be attested in accordance with the provisions contained in Cl. 3. If these three requirements are satisfied it can be said that the will has validly been executed. To put it pithily execution in the case of a will means and includes not only the testator affixing his signature or mark to the will or some other person signing it in the presence of and under direction of the testator, but the whole series of acts or formalities like attestation etc. stipulated under S. 63, succession Act.

    6. A question immediately would arise: What is the legal position in the matter of proof of a will? We have already seen that will is a document which is required by law to be attested. Such documents shall not be used as evidence until at least one attesting witness has been called for proving its execution, if there be an attesting witness alive and subject to the process of court and capable of giving evidence. (See S. 68 of the Evidence Act). The proviso to this section however relaxes the rigour of this procedure in regard to proof of execution of the documents required by law to be attested, not being a will provided the said documents have been registered in accordance with the provisions of the Registration Act. It therefore follows that in regard to those documents other than a will it is not necessary to call an attesting witness to prove the execution. But it is necessary to call an attesting witness to prove the execution of even such a registered document if its execution by the person by whom it purports to have been executed is specifically denied. It is thus clear from this section that, so far as a will is concerned, the same, unlike other documents which require by law to be attested, cannot be used as evidence unless at least one attesting witness is called for the purpose of proving its execution if there be an attesting witness alive and capable of giving evidence. Where no such attesting witness can be found, it is not as if, the execution of such documents cannot be proved at all. A reference in this connection to S. 69 Evidence Act is relevant. This section prescribes the mode of proof of a document, referred to in S. 68, where no such attesting witness can be found. The section provides that if the attesting witness is not found it must be proved that the attestation of one attesting witness at least, is in his handwriting, and that the signature of the person executing the document is in the handwriting of that person. This is a general statement of law. But in regard to proof of a will the expression “and that the signature of the person executing the document is in the handwriting of that person”, in my judgment, is not available in view of the provisions contained in S. 63(a) which says that it is not necessary that the will for its validity, shall contain the signature of the testator. It therefore follows that in the case of a will, if the attesting witness cannot be found, the execution can be proved by examining a witness who can identify the signature of the attestor. In other words there is no need to establish that the signature of the person executing the will (that is, the testator) is in his handwriting as in the case of other documents referred to in the section. Identical provision is contained in S. 70 of the Evidence Act also. This section says that the admission of a party to an attested document of its execution by himself shall be sufficient proof of its execution as against him, though it be a document required by law to be attested. The admission referred to in this section, is the admission of a party to the document and therefore when an executant makes an admission the exception embodied in this section is applicable. That is why it is said that this section is an exception to general rule contained in S. 68. Section 70 however, is inapplicable to a will because the executant of a will, which will become effective only on the death of the executant, will not be available to admit the execution at the relevant time. It is therefore clear that by enacting these sections, namely Ss. 68, 69 and 70, the legislature wanted to treat a will differently from the other documents, which like a will, are required by law to be attested. A reference to S. 71 of the Evidence Act also is relevant in this context. This section speaks of a situation, brought about by the attesting witness either denying the execution or not recollecting the execution of the document. In such cases that is, where the attesting witness either denies or does not recollect the execution of the document, the execution of the document required by law to be attested, can be proved by other evidence. Subject to what is stated above, in my judgment, a will also requires to be proved like any other document. Whatever that be, in order to have a will received in evidence, the propounder must prove that the will has validly been executed, that is, executed in accordance with the provisions contained in S. 63 of the Evidence Act.

    7. It is in this backdrop the question whether the opinion of an expert as to the identity of the signature of the testator in the will is relevant to decide the issue, whether the will in dispute has validly been executed. When would the opinion of an expert be relevant, is stated in S. 45 of the Evidence Act. It provides that when the Court has to form an opinion upon a point of foreign law, or of science, or art, or as to the identity of handwriting or finger-impressions, the opinons upon that point, of persons specially skilled in such foreign law, science or art, or in questions as to identity of handwriting or finger-impressions are relevant facts. The expert must necessarily be one who has acquired certain special knowledge, skill or experience in any science or art or profession. The opinion of an expert therefore is not relevant where the subject-matter of enquiry is not one pertaining to any of the matters enumerated under the section. In other words an expert witness may not be asked to state his opinion upon a question of fact which is the very issue that requires decision on other evidence, the production whereof is controlled by the other provisions of the Evidence Act. For instance an expert cannot be allowed to give his opinion upon the construction of documents because this, being a matter of law, is a question solely for the court to decide. Concisely stated:

    “It is only where the matter inquired of lies within the range of the peculiar skill and experience of the witness, and is one of which the ordinary knowledge and experience of mankind does not enable them to see, what inference should be drawn from the facts, that the witness may supply opinion as a guide”.

    Kennedy v. People, 39 NY 245

    That means, the opinion of experts is not admissible in regard to matters upon which the court can form a judgment from other evidence and circumstances.

    8. In regard to the execution of a will, the Court has to form a judgment from the evidence, the propounder may let in following the procedure prescribed under Ss. 68, 69 and 71 of the Evidence Act. Even at the risk of repetition I would in this context refer to S. 63(a), according to which the first stage in the execution of the will can be accomplished by signing the will by adopting any one of the three methods namely, (1) the testator putting his signature, (2) the testator putting his mark or some other person putting his signature in the presence of the testator and under his direction. That means in order to say that a will has validly been executed it is not necessary that it should contain the signature of the testator; but on the other hand it is enough if the testator affixes his mark or some other person signs the document in the presence of the testator and under his direction. And therefore, in a case where the expert opines that the signature seen on the will is not that of the testator but at the same time the execution has validly been proved, can the Court still hold that the will is not valid relying on the opinion of the expert in preference to the uncontroverted evidence proving the execution of the will? My answer is no, because as already noted, under law to hold that a will is valid, it is the execution of the will within the meaning of S. 63, succession Act that is required to be proved unlike in the case of an ordinary document where under S. 67, Evidence Act the signature should be proved. It may in this context be relevant to note that a propounder can possibly contend that the signature which is opined to be not that of the testator by the expert, in fact is not his signature but only a mark put by him within the meaning of S. 63(a), Succession Act. The Court therefore has no need to form an opinion on the question as to identity of the signature of the testator. This being the position in law, in my judgment, the opinion of the expert as to the identity of the signature of the testator in a will is not a relevant fact.

    9. The learned counsel for the petitioner however, argues that the opinion of the expert may be relevant at least, to test the veracity of the testimony of the attestors. What the attestors are expected to speak under S. 68, Evidence Act is only the factum of execution of the will within the meaning of S. 63, succession Act. They are not obliged under law to testify the identity of the signature of the testator. There is therefore no substance in this argument and hence rejected.

    The C.R.P for the reasons stated above is liable to be dismissed. Accordingly the same is dismissed. No costs.

    Petition dismissed.

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    R. Saraswathy v. P. Bhavathy Ammal And Another
    (Sep 6, 1988)