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Citation Codes
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Case Number
Advocates
Judges
Acts
  • Cl. 15 Letters Patent and S. 45 of the Supreme Court of Judicature Act, 1873
  • S. 75(3) of the Provincial Insolvency Act
  • S. 205 of the Government of India Act.
  • S. 45 of the Judicature Act, 1873,
  • Classes Act 1890
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Advocates
Judges
Acts
  • Cl. 15 Letters Patent and S. 45 of the Supreme Court of Judicature Act, 1873
  • S. 75(3) of the Provincial Insolvency Act
  • S. 205 of the Government of India Act.
  • S. 45 of the Judicature Act, 1873,
  • Classes Act 1890
Smart Summary

Structured Summary of the Opinion (Delivered by Krishnaswami Nayudu, J.)

Factual and Procedural Background

This appeal challenges the refusal of leave to file a Letters Patent Appeal against the judgment of a single Judge in a second appeal. The appellant had been the respondent in C.M.S.A. No. 31 of 1946, which was heard by Satyanarayana Rao, J.; that appeal was allowed. Counsel for the present appellant moved for leave to file a Letters Patent Appeal against that single Judge's judgment, and leave was refused. The appellant filed the present appeal against that refusal. Notice of the appeal was ordered to the respondent and to the President of the Madras Advocates Association.

Legal Issues Presented

  1. Whether an appeal lies against the refusal by a single Judge in a second appeal to grant leave to file a Letters Patent Appeal under Article 15 of the Letters Patent.
  2. Whether the order refusing leave is part of the single Judge's judgment in the second appeal or an independent judgment subject to appeal.
  3. Whether the discretion to grant or refuse leave must be exercised independently and judicially, and if so, whether a further appeal is available to test that exercise of discretion.

Arguments of the Parties

Appellant's Arguments

  • The appellant contended he was entitled to file an appeal under Article 15 of the Letters Patent because the order refusing leave is not part of the judgment in the second appeal and is independent of it.
  • He argued that the Judge granting or refusing leave should exercise independent judicial discretion, and that in this case such independent discretion was not exercised; therefore the appellant should be permitted to have that question examined on appeal.
  • The appellant also relied on the notion that the restriction on appeals had been introduced by amendments (dated 3 November 1927 and 12 December 1928) that curtailed a previously broader right of appeal, suggesting that courts should favour maintaining the original right where possible.

Respondent / Madras Advocates Association (Mr. K. Bhashyam)

  • Argued that the order granting or refusing leave is not a separate judgment in the sense contemplated by Article 15: only judgments passed in the exercise of appellate jurisdiction in respect of a decree or order made by a subordinate Court are appealable.
  • Contended that the declaration that a case is not a fit one for appeal is not separate from the second appeal judgment and therefore falls within the non-appealable category under Article 15.
  • Rejected the appellant's submission that the amendment restricting the right of appeal should be interpreted in favour of restoring a wider right; rather, the amendment was intended to restrict needless appeals.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Anumanchi Ramanayya v. Thubati Kotayya and another Authority holding that no appeal lies under Cl. 15 of the Letters Patent against the refusal of a single Judge to grant leave to appeal from a second appeal. The court relied on this decision as one of the Bench authorities supporting the conclusion that an appeal from a refusal of leave is not maintainable under Article 15.
In the matter of Mangalam Govindarao Held that refusal by a single Judge to grant leave to appeal cannot be the subject of a further appeal because a certificate by the Judge who heard the second appeal is a condition precedent. The court cited this case to support the proposition that even if the refusal were regarded as a 'judgment', the second part of Cl. 15 requires certification by the Judge who heard the second appeal, making an appeal from refusal unavailable.
Balu Harshet Shetye v. Shrikrishna Govinda Kulkarni Observation (by Justice Murphy) that a refusal to declare a case fit for appeal is in effect part of the judgment on the merits passed in second appeal; allowing an appeal from such refusal would defeat the purpose of the amendment. The court expressly agreed with Justice Murphy's observations and used them to reason that the refusal to grant leave forms part of the second appeal judgment and is therefore not separately appealable under Article 15.
Kay v. Briggs Under S.45 of the Judicature Act, 1873, the Court of Appeal had no jurisdiction to hear an appeal from a divisional Court's refusal of special leave to appeal; the discretion to grant leave is confined to the Judge who heard the appeal. Used as an analogous authority to show the effect of similar provisions: overruling such discretion would amount to hearing the second appeal and would defeat the statutory scheme confining leave to the Judge who heard the appeal.
Pashupati Bharti v. Secretary of State for India Authority holding that a certificate under S.205 of the Government of India Act was a necessary condition precedent, and the higher court cannot enquire into or overturn the High Court's refusal to grant such a certificate. Invoked to draw analogy with Article 15: the court used it to support the proposition that a higher court cannot probe the reasons for a lower judge's refusal to grant the condition precedent for appeal.
Gauba v. The Hon'ble Chief Justice and Judges of the High Court, Lahore Similar authority under S.205 of the Government of India Act establishing that refusal to grant a certificate is not reviewable by the higher court. Relied upon to reinforce the analogical reasoning that a higher court should not investigate the High Court's refusal to grant the condition precedent necessary for appeal.
Ex parte Stevenson (under the Housing of the Working Classes Act, 1890) Held that, in the absence of statutorily required leave, no appeal lies; the leave requirement prevents frivolous and needless appeals. Quoted (Fry L.J.) to support the conclusion that permitting appeals from refusals of leave would introduce precisely the multiplicity of appeals the statutory leave requirement sought to prevent.

Court's Reasoning and Analysis

The court began by identifying conflicting contentions: the appellant's submission that the refusal of leave is independent of the second-appeal judgment and therefore appealable under Article 15, and the respondent's submission that the refusal is part of the judgment and not separately appealable. The court recognized two Bench decisions adverse to the appellant (Anumanchi Ramanayya and Mangalam Govindarao) and found itself unable to accept the appellant's characterization of the leave order as independent.

The court analysed the nature of a second appeal and the function of the High Court in such appeals. It held that the judgment in a second appeal is rendered in the exercise of the High Court's appellate jurisdiction and is in respect of a decree or order made in the exercise of appellate jurisdiction by a subordinate Court. Whether that judgment is fit for further appeal is inseparable from the merits of the second-appeal judgment and therefore necessarily forms part of that judgment.

The court reasoned that the order refusing or granting leave can only be made after consideration of the merits of the appeal itself, and hence cannot be regarded as independent of the second appeal judgment. It relied on the observations of Justice Murphy in Balu Harshet Shetye, which emphasized that allowing appeals from refusals would defeat the purpose of the amendment designed to make certain second-appeal judgments final unless the Judge declares the case fit for Letters Patent Appeal.

The court drew analogies to statutory frameworks with similar leave requirements (S.45 of the Judicature Act, S.205 of the Government of India Act) and the authorities interpreting them (Kay v. Briggs; Pashupati Bharti; Gauba) to illustrate the established principle that a higher court will not entertain an appeal from or inquire into a lower court's refusal to grant the statutory condition precedent to appeal. The court emphasized the plain language of Article 15, which conditions the right to appeal on the declaring Judge's certification that the case is fit for appeal, and treated that declaration as a condition precedent to maintainability.

The court also rejected the appellant's historical-argument that the amendment restricting appeals should be construed in favour of preserving a broader pre-amendment right. The court found that the legislative amendment was intentional to restrain the previously unrestricted right and to prevent frivolous and needless appeals. The court cited Ex parte Stevenson and Fry L.J.'s observation that allowing appeals from refusals of leave would produce the very multiplicity of appeals the leave requirement sought to avoid.

On these grounds the court concluded that the refusal of leave was part of the second-appeal judgment and that Article 15 precludes an appeal from such a refusal; therefore the present appeal was not maintainable.

Holding and Implications

Holding: The court held that the appeal is not maintainable and dismissed the appeal. The appellant was ordered to pay the costs of the party respondent.

Implications:

  • The direct effect: the appellant's challenge to the refusal of leave to file a Letters Patent Appeal was dismissed and the appellant was ordered to pay the respondent's costs.
  • The court treated the refusal to grant leave as forming part of the single Judge's second-appeal judgment; consequently, such a refusal is not separately appealable under Article 15 of the Letters Patent.
  • The opinion applies and cites established authorities and analogous statutory schemes to support this outcome; the text does not purport to establish a new principle beyond reinforcing that Article 15's condition precedent (the Judge's declaration that the case is fit for appeal) is conclusive for maintainability.

End of summary. All information in this summary is drawn exclusively from the provided opinion and does not infer facts or statements beyond the text.

    K.M.S Kumarappa Chettiar v. The Official Receiver, West Tanjore.

    (Delivered by Krishnaswami Nayudu, J.).

    This is an appeal against the refusal of leave to file a Letters Patent Appeal against the judgment of a single Judge in second appeal. The appellant was the respondent in C.M.S.A No. 31 of 1946 which was heard by Satyanarayana Rao, J. The appeal was allowed and on the motion of the counsel who appeared for the appellant herein for leave to file a Letters Patent Appeal against his judgment leave was refused. As against the refusal this appeal is now filed. Notice of this appeal was ordered to the respondent and to the President of Madras Advocates Association probably, for the reason that this involves a matter of interest to the legal profession and the litigant public. An objection is taken that no appeal lies against the refusal of leave by the second appellate Judge. The learned counsel for the appellant argues that he is entitled to file an appeal as this is an appeal against the judgment of a single Judge under Art. 15 Letters Patent and the order refusing leave is not part of the judgment itself in second appeal and is independent of it and that therefore the appeal lies. It is an accepted principle of law and also laid down by the Privy Council that a right of appeal in every matter must be given by the enacted law or equivalent authority and does not lie unless given by any express legislative enactment. We have had to consider whether the appellant is entitled to file an appeal under any legislative enactment and the only provision relied upon by the appellant is Art. 15 Letters Patent. It was further argued that so far as the granting or refusing of leave was concerned the Judge should use independent discretion and such discretion must be exercised judicially and that in this case there was no such exercise of that independent discretion and therefore the appellant was entitled to have the question examined whether the learned Judge was right in refusing to grant leave to file a Letters Patent Appeal. Mr. K. Bhashyam on behalf of the Advocates Association argued that the order granting or refusing leave is not a judgment or part of the judgment passed in the exercise of appellate jurisdiction in respect of a decree or order made in the exercise of appellate jurisdiction by a Court subject to the superintendence of the said High Court and only judgments that are passed in the exercise of the appellate jurisdiction in respect of a decree or order made in the exercise of appellate jurisdiction by a Court subject to the superintendence of the said High Court are appealable; and that the order declaring that the case is not a fit one for appeal is not part of that judgment and in any event not a judgment passed in respect of a decree or order made in the exercise of appellate jurisdiction by a Court subordinate to the superintendence of the said High Court and as such the order refusing or granting leave in so far as it is concerned is a judgment by itself of a single Judge against which there is a right of appeal under Cl. 15 of the Letters Patent. The second contention of Mr. Bhashyam is that this restriction as regards the right of appeal as against the judgment of a single Judge in a second appeal was introduced by an amendment of 3rd November, 1927 and of 12th December, 1928 and since being an amendment restricting the right of appeal which existed prior to the amendment, Courts should view with favour the right of the appellant to file an appeal since the original right has been restricted by way of an amendment.

    As regards the first contention the learned Counsel pointed out that there are two Bench decisions against the maintainability of the appeal, namely, the cases in Anumanchi Ramanayya v. Thubati Kotayya and another (1) and In the matter of Mangalam Govindarao (2). Apart from this we are unable to agree with the contention of the learned Advocate that the order granting or refusing leave, that is, the order declaring whether the case is a fit one or not for appeal is not in respect of a decree or order made in the exercise of appellate jurisdiction by a Court subject to the superintendence of the said High Court or is independent of the judgment passed in a second appeal.

    The judgment in a second appeal is passed in the exercise of the appellate jurisdiction of the High Court and it is in respect of a decree or order made in the exercise of appellate jurisdiction by a Court subject to the superintendence of the said High Court and the question whether the judgment passed by the High Court in a second appeal against the appellate judgment of a subordinate Court is one which is fit to be taken up for appeal or not cannot but form part of the judgment itself. The High Court in a second appeal has to consider whether the decree or judgment passed by the Subordinate Court in the exercise of its appellate jurisdiction is correct or not and whether in its view the judgment so passed is one which can be conclusive or one which can be taken up by way of a further Letters Patent Appeal. The order refusing or granting of leave cannot be independent of the judgment itself in so far as that order could only be passed on the merits of the appeal itself and as such it is not independent of the judgment but only a part of it for in coming to a conclusion whether it is a fit case for granting leave the second appellate Judge has only again to go into the merits of the appeal which appeal itself is in respect of the merits of the case and the case being in respect of a decree or order passed by a subordinate Court in the exercise of its appellate jurisdiction. This aspect was considered by a Bench of the Bombay High Court in Balu Harshet Shetye v. Shrikrishna Govinda Kulkarni (3), and we are in agreement with the observations of Justice Murphy. The following are his observations:

    “It is clear that the intention of the amendments was to make such judgments final, where the condition for a further appeal does not exist, and that to allow an appeal from a refusal to make the declaration would defeat its object, for the ground of such an appeal against a refusal could only be something to be found in the judgment appealed against. But I think the clause itself contains the prohibition matters mentioned within the brackets already referred to are excepted from the positive provisions of the clause, and if a refusal to make required declaration amounts to a judgment or order, it is a judgment or order made in the exercise of appellate jurisdiction in respect of a decree or order made in the exercise of appellate jurisdiction by a Court subject to the superintendence of the High Court. I am not overlooking the fact that it is the refusal to make the declaration after the single Judge's judgment has been recorded which is sought to be appealed against, but the declaration required is that the ‘case is a fit one for appeal’ which is in effect a part of the judgment on the merits of the case passed in second appeal.”

    We are, therefore, of the opinion that the order refusing leave in this case is a part of the judgment itself against which there is no appeal under Cl. 15 of the Letters Patent, This question was considered in Anumanchi Ramanayya v. Thubati Kotayya and another , where it was held that no appeal lies under Cl. 15 of the Letters Patent against the refusal of a single Judge of the High Court to grant leave to appeal from the judgment passed by him in a second appeal. In Mangalam Govindarao , their Lordships held that the order of a single Judge of the High Court refusing to grant leave to appeal even if it could be regarded as a judgment under the first part of Cl. 15 Letters Patent an order to a different effect by a Division Bench on appeal there from would not suffice to give the applicant a right of appeal against the second appellate decree because under the second part of Cl. 15, the second appellate decree will be appealable only on a certificate granted by the Judge who heard the second appeal. In that case the second appeal was dismissed and after the dismissal of the second appeal the petitioner applied to the same learned Judge by an independent petition for leave to file an appeal under the Letters Patent. He dismissed it. Another petition was filed asking for review which was also dismissed and the petition before the Bench was that the petitioner may be granted leave to appeal against the judgment of the Judge who heard the second appeal despite His Lordship's refusal to grant leave. In the circumstances it was held that the certificate being a condition precedent to the filing of the appeal the appeal was not maintainable. There was a similar provision in the Supreme Court of Judicature Act of 1873 and under S. 45 of the said Act it is provided that the determination of such appeals respectively by such Divisional Courts shall be final unless special leave to appeal from the same to the Court of appeal shall be given by the Divisional Court by which any such appeal from an inferior Court shall have been heard. Though the language of Cl. 15 Letters Patent and S. 45 of the Supreme Court of Judicature Act, 1873 are not identical the principle that unless the Judge who hears the appeal certifies or declares it as a fit one to be taken up in appeal no appeal would lie is common to both the enactments. In Kay v. Briggs , the Court of Appeal held that,

    “Where a divisional Court has refused special leave to appeal under S. 45 of the Judicature Act, 1873, from their decision given in an appeal from a county Court, the Court of Appeal has no jurisdiction to hear an appeal from such refusal”.

    and Lord Esher, Master of Rolls observed that the practical effect of overruling the discretion would be to allow an appeal in every case because the facts of each case would be brought before the Bench in order to enable them to decide whether or not the discretion exercised by the Judge who heard the appeal should be overruled and that the real meaning of S. 45 was to confine the power to give leave to appeal absolutely to the Judge who heard the appeal. Similar would be the effect if the contention of the appellant is to be upheld. It would be impossible for the Bench to consider whether the exercise of the discretion by the Judge who refused the grant was judicial without going into the merits of the appeal itself and that would amount to hearing the second appeal and passing its own judgment against the judgment of the second appellate Judge which should be final by virtue of the provision in Art. 15 of the Letters Patent. The learned Counsel for the respondent referred to the similar principle that has been adopted in appeals under S. 205 of the Government of India Act. Pashupati Bharti v. Secretray of State for India (4) and Gauba v. The Hon'ble Chief Justice and Judges of the High Court, Lhore were the authorities relied upon where it was held that a certificate under S. 205 of the Government of India Act was a necessary condition precedent to all appeals to the Federal Court and if a High Court refuses to grant a certificate it is not for the Federal Court to enquire into the reasons for refusal against which no appeal lies to the Federal Court, and that the Federal Court cannot question the refusal of a High Court to grant a certificate or investigate the reasons which prompted the refusal. The language of the Art. 15 of the Letters Patent is clear and unambiguous in as much as it states that

    “an appeal shall lie to the said High Court from the judgment of one Judge of the said High Court made in the exercise of appellate jurisdiction in respect of a decree or order made in the exercise of appellate jurisdiction by a Court subject to the superintendence of the said High Court only where the Judge who passed the judgment declares that the case is a fit one for appeal. The declaration by the learned Judge that the case is a fit one for appeal is a condition precedent to the maintainability of the appeal and that condition being absent in this case no appeal would lie.”

    The other contention of Mr. Bhashyam that this condition was introduced by way of an amendment to what was originally an unrestricted right of appeal does not appeal to us since His Majesty thought it fit to introduce the amendment with a view to alter the then existing law and this argument far from being in favour of the appellant would support the respondent's contention that the intention is clear that the existing law was to be altered and the unrestricted right of appeal must be restrained by a certain condition, the condition being, a declaration by the Judge that the case is a fit one for appeal. Obviously, the object of this amendment is to prevent unnecessary appeals after the case was heard by two Subordinate Courts and a Judge of the High Court has applied his mind as to the correctness or otherwise of the judgment of the Courts below. The language of the amendment is clear and if it was the intention of the farmers of the amendment, provision similar to that contained in S. 75(3) of the Provincial Insolvency Act would have been introduced where the power to grant leave is conferred both on the original Court and on the appellate Court. In Ex parte Stevenson which was a case under the Housing of the Working Classes Act 1890 the Judge at Chambers refused to grant leave under Sch. II Cl. 26(a) of the said Act; it was held by the Court of Appeal that in the absence of the leave no appeal lay. We are in agreement with the following observations of Fry L.J in that case.

    “The object clearly was to prevent frivolous and needless appeals. If, from an order refusing leave to appeal, there may be an appeal, the result will be that, in attempting to prevent needless and frivolous appeals, the Legislature will have introduced a new series of appeals with regard to the leave to appeal.”

    In the absence of any such provision we see no reason to infer something which is not contained in the language of the statute. We will be frustrating the object of the amendment if we are to concede the argument on behalf of the appellant. In the result, we hold that this appeal is not maintainable and is dismissed. The appellant will pay the costs of the party respondent.

    N.R.R

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    K.M.S Kumarappa Chettiar v. The Official Receiver, West Tanjore.
    (Aug 12, 1949)