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  • Indian Penal Code (Act XLV of 1860)
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  • Indian Penal Code (Act XLV of 1860)
Smart Summary

Structured Summary of the Opinion (Stone, C.J.)

Factual and Procedural Background

Eight persons (the petitioners), illiterate woodsmen and residents of Poshera village in the Mokhada area of Thana District, faced a complaint filed by Shamsuddin Mahamuddin Pathan in the Court of Khan Bahadur B.H. Kazi, First Class Honorary Magistrate at Nasik. The complaint alleged the offence of cheating under section 420 of the Indian Penal Code, claiming that each of the eight had cheated the complainant of Rs. 10 (total Rs. 80) on or about July 5, 1945, by falsely representing they would take up the complainant's jungle work after the rainy season and thus inducing advances of money "on personal security."

The petitioners sought quashing of the complaint and the consequent proceedings, or alternatively transfer of the proceedings to a magistrate at Mokhada (the nearer centre to their village), on grounds that included their indigence, the hardship and expense of travelling to Nasik (about 70 miles away), and allegations that the complaint was a false attempt to coerce them into servitude for charcoal manufacture.

The complainant gave evidence before the Magistrate on November 6, repeating the complaint's substance. The Magistrate took cognizance. A charitable society arranged legal representation for the petitioners both before the Magistrate and in this Court. The complainant filed an affidavit denying the petitioners' allegations and asserting that the conduct was prima facie cheating.

Legal Issues Presented

  1. Whether the complaint and the proceedings based on the alleged cheating under section 420 IPC should be quashed (or transferred) at this early stage.
  2. Whether the material before the Magistrate and this Court disclosed a prima facie case of cheating under section 420 IPC.
  3. Whether the High Court possesses inherent power (apart from specific statutory provisions) to award costs or compensation against a complainant in criminal proceedings, particularly when a complaint appears frivolous, vexatious or an abuse of process.

Arguments of the Parties

Petitioners' Arguments

  • The complaint is false and was instituted by the complainant to compel the petitioners to enter his service for charcoal manufacture.
  • The petitioners are indigent, illiterate aborigines (described as "ignorant aborigines" of Mokhada Peta) with a primeval mode of life and are frequent victims of jungle contractors; they cannot conveniently or affordably travel to Nasik to stand trial.
  • They requested quashing of the complaint or transfer of proceedings to Mokhada on grounds of convenience, hardship, and the alleged malicious or oppressive motive behind the complaint.

Complainant's Arguments

  • The complainant stated he engaged Kathodis (labourers) for jungle work and that the accused represented they would work for him after the monsoon; on their assurances he advanced Rs. 80 (Rs. 10 each).
  • The petitioners failed to turn up after Dasara, and enquiries revealed they had taken advances from other persons on similar undertakings; from this the complainant inferred that the petitioners' representations were false and made with dishonest intention, constituting cheating under section 420 IPC.
  • In his affidavit he denied the petitioners' allegations and argued the circumstances did not amount to a mere civil dispute but showed prima facie criminality (cheating).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rogers v. Shriniwas (bench of this Court) Interpretation of section 561A: s.561A preserves inherent powers of the High Court but does not confer new powers. Cited to support the proposition that s.561A is declaratory and does not create additional powers to award costs beyond what the Court inherently possessed.
Emperor v. Nazir Ahmed (Privy Council) Affirmed that section 561A gives no new powers; it preserves inherent powers and prevents the Code from being read as limiting them. Quoted and relied upon to confirm that s.561A does not expand High Court powers to award costs; it only preserves pre-existing inherent jurisdiction.
Sankaralinga Mudaliar v. Narayana Mudaliar (Madras High Court, full bench) Where a statute (Criminal Procedure Code) grants specific powers to award costs in particular instances, that specific grant excludes any broader inherent jurisdiction to award costs in other criminal revision proceedings (maxim expressio unius est exclusio alterius applied). The Court adopted and followed this reasoning, holding that specific statutory provisions for costs in the Code negate a general inherent power to award costs in the present revisional context.
Bai Jiba v. Chandulal Ambalal Dealt with costs in proceedings arising under section 145 where the Magistrate had section 148 power to award costs; therefore the case involved a specific statutory grant of costs power. Distinguished by the Court: it was not authority for awarding costs in the present case because it arose from a situation where statutory power to award costs (s.148) existed; thus it did not support a general inherent power to award costs here.
Guardians of West Ham Union v. Churchwardens etc. of St. Matthew Bethnal Green The opinion records that this case was cited in argument (as cited by Coutts Trotter, J.) in relation to costs; the text shows it was used in discussing principles concerning the award of costs. Referenced by the Madras High Court's judgment which the present Court followed; cited in support of the proposition that costs in criminal proceedings are governed by the Code's specific provisions.

Court's Reasoning and Analysis

The Court proceeded in two main strands of analysis: (A) the sufficiency of the material to constitute a prima facie offence under section 420 IPC; and (B) whether the High Court could order costs against the complainant.

A. Prima facie case under section 420 IPC

  • The Court examined the complaint, the complainant's evidence before the Magistrate (given November 6), and the complainant's affidavit in this Court. The complainant asserted that the petitioners had induced advances by promising future personal service and then did not attend for work after Dasara; he also alleged they had taken similar advances from "other persons."
  • The Court found the allegation about "other persons" to be unsupported hearsay: the complainant supplied no particulars, no names, and no source of information. Therefore the Court declined to give weight to that assertion.
  • The advance of Rs. 10 to each petitioner was made "on their personal security" coupled with a promise of personal service if they came after the monsoon. The Court noted that a promise for personal service is unenforceable in court and that the only recoverable measure in such circumstances would be the amount of the loans.
  • The Court concluded that, on the facts before it, no prima facie case of cheating under section 420 IPC had been made out. The facts did not disclose matters that were prima facie criminal in nature rather than civil. The Court observed it was improbable that eight impoverished and ignorant woodsmen could successfully perpetrate such a deception on the complainant and that even if there had been breach of any civil promise, it would not prima facie establish the criminal offence charged.
  • The Court further noted the apparent motive of the complainant: intimidation of the petitioners into servitude to secure their labour indefinitely. The absence of support for the complaint from the police or the Crown was also noted.

B. Power to award costs or compensation against complainant

  • The Court reviewed the statutory scheme: the Criminal Procedure Code contains specific provisions in certain contexts permitting awards of costs or compensation (examples cited in the opinion: sections 148, 433, 488, 526 and 545; and section 250 authorizes some compensation by Magistrates following hearing and discharge/acquittal in specified circumstances).
  • Section 250 was held inapplicable because it applies after a hearing where an accused is discharged or acquitted; the present application sought quashing at an early stage before such a hearing.
  • The Court considered section 561A (preserving inherent powers) and earlier judicial pronouncements construing it (including Rogers v. Shriniwas and Emperor v. Nazir Ahmed), concluding that s.561A is declaratory and does not confer new powers; it preserves what inherent powers the High Court already had.
  • The Court surveyed historical practice and prior authorities (including the full bench decision in Sankaralinga Mudaliar v. Narayana Mudaliar) and accepted the reasoning that because the Code expressly provides for awards of costs in particular situations, the maxim expressio unius est exclusio alterius applies — the specific statutory grants exclude a general inherent power to award costs in other criminal revision contexts.
  • On that footing the Court determined it did not possess an inherent power to award costs against the private complainant in this revisional application; although it considered the complaint to be frivolous and vexatious and regretted the absence of a statutory power, it declined to order costs. The Court distinguished Bai Jiba v. Chandulal Ambalal on the ground that that case involved a statutory power (s.148) in the Magistrate to award costs, and therefore did not support a general powers argument.

Holding and Implications

Holding: The High Court quashed the complaint and the proceedings before the Magistrate.

Implications:

  • The direct effect is that the complaint and the consequent magisterial proceedings are set aside and the petitioners are discharged from those proceedings.
  • The Court declined to award costs against the complainant because, on the Court's view of the statute and precedent, it lacked power to order costs in this revisional context absent a specific statutory provision.
  • The Court noted the broader problem of abuse of criminal process by private prosecutions and expressly observed that it would be for the Legislature to consider whether wider powers to award costs against private prosecutors should be conferred on the High Court where complaints are frivolous or vexatious; no change in legal doctrine was effected by the decision itself.

Complaint and proceedings quashed.

Decision delivered by Stone, C.J. (reported text: includes concluding notation "J.G.R").

    Lasu Janu Pawar And Others (Original Accused), v. Imperator

    Stone, C.J:—

    This is a petition by eight persons against whom a complaint has been filed by one Shamsuddin Mahamuddin Pathan, in the Court of Khan Bahadur B.H Kazi, First Class Honorary Magistrate at Nasik, alleging the offence of cheating under s. 420 of the Indian Penal Code. The petitioners ask that the proceedings against them should be quashed or in the alternative transferred to the Court of some Magistrate at Mokhada in the Thana District. Mokhada is the nearest centre to the village of Poshera in which the petitioners reside, whereas the Court at Nasik in which the complaint has been filed is about 70 miles from Poshera.

    Shamsuddin Mahamaddin Pathan is a money-lender and a jungle contractor, and he alleges that he was cheated of Rs. 10 by each of the eight petitioners who are illiterate woodsmen and who were on July 5, 1945, the date of the alleged offence, in great hunger due to the scarcity.

    According to the complaint, the complainant engages Kathodis for cutting the jungles for preparing bhuttis for making charcoal, and that on July 5th all the accused came to him and told him that they were Kathodis and knew how to do jungle work, but that as it was the rainy season work was suspended and that they were dying of hunger:

    “They said that it some moneys were advanced to them on personal security they would come to do my job after the rainy season was over and that they would not go anywhere else. The complainant told them upon this that they should come after the rainy season was over and that he would then see to it. Upon this all the accused began to say that they were in dire circumstances and that they would remain bound to me if some moneys were given and that they would not go anywhere else and that they would attend to my work after the Dasara. This they said several times. The complainant at first was not willing to advance them moneys, but on their assuring him several times that if the moneys were paid they would definitely attend to his work and that they would not let him down, the complainant thought that if he relied upon them and paid them moneys they would attend to his job and paid the accused Rs. 80.”

    The complainant continues that the accused did not come back after the Dasara and that on enquiries he came to know:

    “That the accused had already taken moneys in similar way from some other person and that it was reliably understood that they had gone to that person for attending to his work.”

    And thus it is said that the accused knowingly took the moneys from the complainant and cheated him by making false representations, though they knew that they would not be able to take up the complainant's work.

    On November 6, the complainant gave evidence before the Magistrate for the purpose of inducing the Magistrate to take cognizance of his complaint, and in substance he repeated what is set out in his complaint, though he says nothing about lending money to them on their “personal security”. Upon that evidence being given the Magistrate took cognizance of this case. A charitable society arranged for the petitioners to be legally represented before the Magistrate and has also arranged for their representation in this Court. In the petition the following is stated:—

    “The petitioners are ignorant aborigines of Mokhada Peta in the Thana District. That they have a primeval mode of life, habits and superstitions and are frequent victims of the outrages of jungle contractors who treat them worse than chattels. They are often subjected to forced labour in the jungles in the manufacture of charcoal. That an organisation called the “Adivasi Seva Mandal” is formed to look after these aborigines with a view to educating them for some year past.”

    The petition goes on to allege that the petitioners are residents of Mokhada area and live at Poshera village and that the complainant has filed a false cheating case with the sole object of compelling them to join his service for manufacturing charcoal. It is also stated that it is extremely inconvenient for the petitioners to go from Poshera to Nasik to stand their trial at that place, and it describes their difficulty in getting to Nasik, their inability to afford the expenses of the journey and their difficulties with regard to getting food owing to the rationing system being in force. They also make various allegations about the complainant's treatment of his work people.

    In answer the complainant has filed an affidavit, in which he has made a bare denial with regard to the allegations in the petition, and after expressing his views that the circumstances do not give rise to a civil suit, the affidavit continues:—

    “On their having taken away the money, the applicants did not turn up after Dasara as represented. Later enquiries made by the complainant revealed that the applicants had already, even before their approaching the opponent, taken advances from some other persons with similar undertakings. Thus at the time they induced the opponent-complainant to deliver them money on representations that they would join his services they all were aware that they were telling something which was not possible for them to do. The representations thus, on the making of which property was delivered, were false to the knowledge of the accused-applicants. Thus they intentionally deceived the opponent-complainant into a belief that they mean to join complainant's service which they never intended to do and thus dishonestly induced the complainant to advance money upon faith of their such joining the work. The fact that they had taken advances from other persons on similar promises and the fact that they did not turn up as also the allegations made in the present application to the effect that the petitioners have no desire to work with the complainant make it very clear that at the time of the inducement they had no intention to come and work with the complainant. Prima facie thus it is a clear case of cheating and not a mere civil dispute.”

    The complainant, neither in his complaint, nor in his evidence before the Magistrate, nor in his affidavit before this Court, has given any particulars of what he describes as “other person” in his complaint and as the “other persons” in his affidavit, to whom he alleges that the petitioners had engaged themselves previously to coming to see him. The evidence, therefore, with regard to this allegation that the petitioners had previously engaged themselves is purely hearsay in character, and the complainant has not even given the source of his information or the names of the other person or persons concerned. Accordingly we decline to give any weight to this assertion.

    As stated in the complaint the Rs. 80, that is to say Rs. 10 to each of the petitioners, was advanced on their “personal security”, coupled with the promise that the applicants would, after the monsoon, come and work for the complainant, but no rate of wages was agreed nor was any duration of the servitude fixed. It is clear that such a promise for personal service, if it was ever made, is unenforceable in any Court, and that the only measure of damages is the amount of the Rs. 10 loans.

    On the allegations contained in the complaint and in the complainant's evidence and affidavit the proper inference to be drawn is that the complainant was prepared to lend to each of the petitioners Rs. 10 upon their personal security, in the expectation that he would thereby get these labourers into his power. Apart from the improbability of eight ignorant and starving woodsmen being able to cheat such a man as the complainant, the complainant does not set out facts which are prima facie criminal, since even if the petitioners had previously engaged themselves to some other contractor, there is no reason why in breach of such civil contract they should not have honoured their unenforceable promise to the complainant, if it was ever made, this being the promise on which he alleges that he lent to each of them Rs. 10 “on their personal security”.

    In our opinion no prima facie case of cheating under s. 420 of the Indian Penal Code has been made out at all. The course pursued by the complainant was no doubt taken with the intention of intimidating these ignorant woodsmen into binding themselves in servitude to him, so that he could get the benefit of their labour for an indefinite period. Neither the police nor the Crown has in any way supported this complaint, and though the Magistrate has taken cognizance of it, it is clearly within our revisional powers to quash these proceedings and to discharge the petitioners, and that course in our opinion this court should adopt.

    The Criminal Procedure Code offers an almost unlimited invitation to litigious-minded persons to embark upon criminal processes against their neighbours, and the process of this Court and the Magisterial Courts subordinate to it is frequently abused by the launching of private prosecutions, which are as frivolous as they are vexatious in character. Particularly is this so in respect of cases alleging criminal trespass, s. 442, cheating, s. 420 and defamation, s. 500 of the Indian Penal Code.

    Much time of the Courts is wasted in the investigation of unjustifiable complaints. But more mischievous still is the fact that the Criminal Procedure Code should be used as an instrument of oppression.

    Counsel for the petitioners, who as we have already said is instructed through the intervention of a Charitable Society, has asked for the payment of costs, and this question has been fully argued by both sides, and we have also had the advantage of hearing the extremely able discourse by the learned Government Pleader who has been good enough to assist the Court as amicus curiae.

    In order to determine this question, it is necessary to commence by noticing the manner in which criminal jurisprudence in this country has evolved, since if this court has the capacity and power to order the payment of compensation or costs against a complainant, it must be found, either in the express provisions of the Criminal Procedure Code or must owe its existence to the inherent capacity and jurisdiction of this Court de hors the Code.

    Criminal jurisprudence in India was codified in its present form in the years 1860 and 1861. On October 6, 1860, there came into operation the Indian Penal Code (Act XLV of 1860) and on September 5, 1861, the Code of Criminal Procedure, but between these two enactments there had been placed on the statute book on August 6, 1861, the High Courts Act of that year. The Criminal Procedure Code of 1861 was replaced by the Code of 1882, which in its turn gave place to the present Code of 1898 which has been subsequently substantially amended, particularly in the year 1923.

    There is not in the Criminal Procedure Code any general provision with regard to costs, as is to be found in s. 35 of the Code of Civil Procedure, but specific provision dealing with costs is to be found in certain sections of the code, viz. s. 148 which deals with local inquiries, s. 433 which is a general section concerning references to the High Court, s. 488 concerning orders for the maintenance of wives and children, s. 526 which gives the High Court power to order the transfer of the case in circumstances therein mentioned and s. 545 which empowers the Court to order the payment of expenses or compensation out of a fine.

    The Criminal Procedure Code also by s. 250 gives power to Magistrates, by whom a case is heard, to award compensation to an accused person if he discharges or acquits him and is of the opinion that the accusation is false and either frivolous or vexatious. But this section is limited in its operation to cases in which after a hearing the accused is discharged or acquitted, whereas in the case before us this stage has not been reached, since the application made to this Court is to quash the complaint and the proceedings consequent thereon and is made at a very early stage. This means that this useful section, a section which we observe should be much more widely employed than it is at present, is not applicable to the circumstances of the petition before us.

    The very fact that by the sections mentioned above power is specifically conferred in certain types of cases to award costs or compensation, negatives the existence of any general power or jurisdiction so to do in other cases, unless such general power or jurisdiction is to result from s. 561A of the Code. That section is in these terms:—

    “Nothing in this Code shall be deemed to limit or affect the inherent power of the High Court to make such orders as may be necessary to give effect to any order under this Code, or to prevent abuse of the process of any Court or otherwise to secure the ends of justice”.

    This section, in effect, brings us back to the question of the inherent jurisdiction of this Court, and has been the subject-matter of a judicial decision of a bench of this Court in Rogers v. Shriniwas Referring to s. 561A the Chief Justice Sir John Beaumont said that all the section does is to preserve the inherent powers of the High Court without conferring any additional power.

    The same question was dealt with by the Privy Council in Emperor v. Nazir Ahmed in which Lord Porter delivering the judgment of the Judicial Committee said (p. 249):

    “It has sometimes been thought that s. 561A has given increased powers to the Court which it did not possess before that section was enacted. But this is not so. The section gives no new powers, it only provides that those which the Court already inherently possesses shall be preserved and is inserted as their Lordships think, lest it should be considered that the only powers possessed by the Court are those expressly conferred by the Criminal Procedure Code, and that no inherent power had survived the passing of that Act.”

    So the crucial point is whether this Court inherently has the power, and since criminal procedure is codified, that must mean has inherited the power from its predecessors; see the Letters Patent and the High Courts Act, 1861.

    Before the establishment of the High Courts in British India, criminal cases were disposed of by the Sudder Foujdaree Adawlut. The earliest records of those Courts preserved in this High Court come from the Surat Court and go back to the year 1822. There is also to be found summaries of some of the cases tried by the Sudder Foujdaree Adawluten in the Reports of Cases in the Sudder Foujdaree Adawlut of Bombay by James Morris published in 1854. But in none of the cases either recorded or examined of the Sudder Foujdaree Adawlut is there any indication of an unsuccessful complainant being ordered to pay costs. Indeed the cases show that private prosecutions were rather encouraged than repelled as being vexatious or frivolous.

    The question whether the High Court has any inherent power to make orders for costs was considered in a full bench case of the Madras High Court reported in Sankaralinga Mudaliar v. Narayana Mudaliar That case was before the amendments of 1923 to the Criminal Procedure Code, which brought in s. 561A as a new section. But that makes no difference, because, as we have already noticed, s. 561A is declaratory only. The case in the Madras High Court was dealing with a revisional application against an order of acquittal, and the question raised, was whether in a criminal revision application the Court could grant costs to the respondent, and dealing with that question the Chief Justice Sir Walter Schwabe said (p. 919):—

    “Now in this matter we sit in revision in criminal cases first under the Letters Patent and being constituted under the Letters Patent have powers given to us as a Court to hear criminal appeals and revision petitions by the Criminal Procedure Code of 1898. That Code does provide in several instances for the payment of costs. Unlike the Code of Civil Procedure, it has no general clause providing for costs in every case. The sections providing costs are, among others, 148, 433, 438, 526 and 545. The one, and I think the only one, that it is necessary to look into carefully is section 433 because there in a particular form of proceeding before the High Court in criminal cases there is an express provision that the High Court may direct by whom the costs of a reference shall be paid. The other sections are specific instances where power to grant costs is given, such as in maintenance proceedings by a wife and in proceedings to recover stolen property. Having got those instances in which specific power is given to grant costs, in my judgment, the maxim expressio unius est exclusio allerius applies, where in specific instances a statute gives a Court power to grant costs and the same statute gives the Court whole criminal jurisdiction, I think the proper rule of interpretation is that expressed in the maxim I have just quoted, with the result that as the Code gives a specific right of granting costs, it excludes any other right of granting costs.”

    Coutts Trotter, J. in his judgment after citing the case of Guardians of West Ham Union v. Churchwardens, &c., of St. Matthew Bethnal Green(2) said (p. 921):—

    “But I think that the main reason why it is not possible for this Court to adopt that line of reasoning and take upon itself the award of costs in criminal cases is this—revision is not an inherent power of this or any other Courts; the whole machinery of revision is a creature of statute and has to be found within the four walls of the Code of Criminal Procedure and so far as criminal cases are concerned I do not see how we can possess an inherent power in ourselves to supplement purely statutory machinery by assuming to ourselves the power of supplementing it by the awarding of costs.”

    And the learned Judge proceeded by observing that the Court had no power to do what it was asked to do and that it was for the Legislature to consider, whether when revisional proceedings are taken by private prosecutors the Court should not be armed with the power of mulcting them in proper cases by the award of costs. In our opinion the reasoning of that case is sound and we respectfully follow it. There is one further case to which reference should be made, Bai Jiba v. Chandulal Ambalal but in our judgment that case must be distinguished, because the Court there was dealing with a case where the proceedings out of which the revision arose were proceedings taken under s. 145, and the Magistrate had under s. 148 power to make an order by way of costs, so that case is not an authority for the point which we are considering in the present case.

    The petition before us is to quash a complaint and the proceedings resulting therefrom, and for the reasons we have already given this Court has not, in our opinion, the power to award costs against the complainant. We regret it should be so, for if this Court had the power, this would be a proper case in which to exercise it, for we regard the complaint as being both frivolous and vexatious.

    We can only follow the example of Coutts Trotter, J. and add, before parting with this petition, that it is for the Legislature to consider whether in criminal complaints launched by private prosecutors wider powers with regard to awarding costs should not be conferred on this Court, when there are circumstances from which the Court is of the opinion that a complaint is frivolous or vexatious or is an abuse of the process of the Court.

    The complaint and the proceedings before the Magistrate are quashed.

    Complaint and proceedings quashed.
    J.G.R
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    Lasu Janu Pawar And Others (Original Accused), v. Imperator
    (Apr 18, 1947)