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  • sub-sec. (4) of Section 20 of the Arbitration Act and Section 44 of the Lucknow University Act
  • SECTION 47 ARBITRATION ACT 1940
  • provisions of the Arbitration Act, except sub-section (1) of S. 6 and Ss. 7, 12
  • Section 44 of the Lucknow University Act and the provision in sub-sec. (4)
  • S. 44 above.22. Sections 8 and 9 of the Arbitration Act
  • prevail.10. Section 44 of the Lucknow University Act
  • thereunder.12. Section 46 to which Section 47
  • Section 44 of the Lucknow University Act
  • SECTION 20 ARBITRATION ACT 1940
  • ARBITRATION ACT 1940
  • provisions of Section 46 of that Act
  • SECTION 46 ARBITRATION ACT
  • Sub-section (4) of S. 20
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Citation Codes
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citation codes
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  • sub-sec. (4) of Section 20 of the Arbitration Act and Section 44 of the Lucknow University Act
  • SECTION 47 ARBITRATION ACT 1940
  • provisions of the Arbitration Act, except sub-section (1) of S. 6 and Ss. 7, 12
  • Section 44 of the Lucknow University Act and the provision in sub-sec. (4)
  • S. 44 above.22. Sections 8 and 9 of the Arbitration Act
  • prevail.10. Section 44 of the Lucknow University Act
  • thereunder.12. Section 46 to which Section 47
  • Section 44 of the Lucknow University Act
  • SECTION 20 ARBITRATION ACT 1940
  • ARBITRATION ACT 1940
  • provisions of Section 46 of that Act
  • SECTION 46 ARBITRATION ACT
  • Sub-section (4) of S. 20
Smart Summary

Structured Summary of the Opinion

Factual and Procedural Background

Dr. Brij Mohan Sharma (the petitioner) joined Lucknow University in October 1933 and advanced from Lecturer to Reader (1948) and Professor of Political Science (February 1952). An earlier record dated 18 March 1936 recorded his date of birth as 27 January 1900. The petitioner's High School Certificate, however, showed his date of birth as 15 January 1898.

In 1956 the University's Executive Council resolved that for purposes of superannuation the age as evidenced by the High School Certificate would be accepted. In April 1957 the Executive Council resolved that the High School date (15 January 1898) should be acted upon in the petitioner's case and that his employment should continue only up to the end of April 1958.

Unhappy with that decision, on 12 November 1958 the petitioner wrote to the Chancellor asserting that his true date of birth was 27 January 1900 and that he could not be superannuated earlier than 27 January 1960; a similar representation was apparently made to the Vice‑Chancellor. While the petitioner's representation to the Chancellor remained undecided, the Vice‑Chancellor on 24 December 1958 accepted the High School date (15 January 1898). The Chancellor later rejected the petitioner's representation on 1 April 1959.

The petitioner had requested the appointment of an arbitration tribunal under Section 44 of the Lucknow University Act to decide the dispute; the Chancellor refused to appoint the tribunal. The petitioner sought review from the Chancellor twice more and both reviews were refused (18 July 1959 and 8 August 1959). The petitioner then filed a writ petition under Article 226 of the Constitution seeking certiorari to quash the three orders refusing to appoint the tribunal (the Vice‑Chancellor's decision and the Chancellor's rejections).

Legal Issues Presented

  1. Whether Section 44 of the Lucknow University Act places a legal duty upon the Chancellor to constitute (set up) the arbitration tribunal on request, or whether the Chancellor's only statutory duty is limited to appointing an umpire.
  2. Whether the petitioner had an alternative and adequate remedy under the Arbitration Act, 1940 — specifically Section 20 — so that relief by way of writ under Article 226 was inappropriate.
  3. Whether there is any inconsistency between Section 44 of the Lucknow University Act and sub‑section (4) of Section 20 of the Arbitration Act, 1940 so as to make Section 20 inapplicable to arbitrations under Section 44.

Arguments of the Parties

Advocate‑General for the Chancellor

  • Preliminary objection part 1: Section 44 does not impose on the Chancellor a duty to set up or constitute the tribunal; the Chancellor's statutory role is limited to appointing an umpire. The constitution of the tribunal is a joint responsibility (Executive Council, the officer/teacher, and the Chancellor), and no legal obligation exists on the Chancellor alone to constitute the tribunal.
  • Preliminary objection part 2: In view of Section 44 read with Sections 46 and 47 of the Arbitration Act, 1940, the petitioner’s remedy against any party's refusal to constitute the tribunal lies under Section 20 of the Arbitration Act (application to the Civil Court). Thus the Article 226 petition was liable to be dismissed as an alternative statutory remedy was available.

Counsel for the Petitioner

  • The petitioner’s counsel contended that Section 20 of the Arbitration Act was inapplicable because, in his submission, an inconsistency existed between Section 44 of the Lucknow University Act and sub‑section (4) of Section 20 of the Arbitration Act. (No further detailed arguments by the petitioner are recorded in the opinion.)

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The court's reasoning proceeded by construing the interaction between Section 44 of the Lucknow University Act and the Arbitration Act, 1940:

  1. The court noted that Section 44 of the Lucknow University Act expressly provides that every dispute referred to the tribunal (constituted under that section) shall be deemed a submission to arbitration within the meaning of the Arbitration Act, 1940, and that the provisions of the Arbitration Act (except Section 2) apply to such proceedings.
  2. The court observed that, independently, Section 47 of the Arbitration Act makes the Act applicable to statutory arbitrations subject to Section 46, and Section 46 prescribes which parts of the Arbitration Act apply to arbitrations under other enactments. By these provisions, the Arbitration Act (with specified exceptions) applies to arbitrations under Section 44 as if the statutory provision were an arbitration agreement.
  3. The court emphasised the legal fiction created by Section 46 — a statutory arbitration is treated as if arising from an arbitration agreement — and explained that the Arbitration Act must be read and applied to such statutory arbitrations accordingly.
  4. Turning to remedies, the court considered Section 20 of the Arbitration Act, which provides for intervention by a civil court where no suit is pending: a party may apply to have the (arbitration) agreement filed in court and, where parties fail to agree on an arbitrator, the court may appoint an arbitrator under sub‑section (4).
  5. The court held that because the statutory provision (Section 44) is to be treated as an arbitration agreement by virtue of Section 46, the petitioner was entitled to seek relief under Section 20 when the University authorities (including the Chancellor) refused to refer the dispute or to nominate/appoint arbitrators. The court explained that in statutory arbitration the practical determination is whether the statutory conditions for arbitration are satisfied and, if so, the court will make an order of reference and appoint arbitrators where necessary.
  6. The court rejected the petitioner's contention that Section 20 was inapplicable due to inconsistency. It found no inconsistency between Section 44 and sub‑section (4) of Section 20; rather, the power of the court to appoint arbitrators where parties fail to do so complements the statutory scheme embodied in Section 44 and furthers the legislative intention that disputes be settled through arbitration.
  7. The court noted statutory powers (Sections 8 and 9 of the Arbitration Act) empowering the court to appoint an arbitrator or umpire where a party refuses to do so, and emphasized that Section 20(5) provides that thereafter arbitration proceeds governed by the provisions of the Arbitration Act so far as applicable.
  8. Finally, the court contrasted the remedies: proceedings under the Arbitration Act enable the court to constitute the tribunal (and thereby provide complete relief, for example by appointing missing members), whereas a writ petition under Article 226 would not permit the High Court to take steps to constitute the tribunal. The Chancellor’s statutory duty, the court emphasised, is limited to appointing an umpire when the tribunal is otherwise constituted; he has no duty to constitute the tribunal himself.

Holding and Implications

Holding: Petition dismissed.

Direct consequences and practical implications:

  • The petitioner’s writ petition under Article 226 was dismissed because an alternative statutory remedy was available; the petitioner should pursue relief under the Arbitration Act, 1940, particularly Section 20, which allows a Court to file the (statutory) arbitration agreement and to appoint arbitrators where any party refuses to nominate them.
  • The Chancellor was held not to be under a legal duty to constitute the tribunal; the Chancellor's statutory obligation is limited to appointing an umpire when the tribunal is otherwise constituted. Consequently, no writ could properly be issued against the Chancellor directing him to constitute the tribunal.
  • The court observed that arbitration‑act proceedings are the appropriate and complete remedy in such cases because the civil court can itself appoint missing tribunal members; Article 226 proceedings cannot achieve that practical relief.
  • No order as to costs was made because the learned Advocate‑General did not insist on costs.

The opinion does not purport to lay down a novel or broader precedent beyond applying the Arbitration Act provisions to statutory arbitrations under Section 44; it directs the petitioner to the statutory remedy under the Arbitration Act.

    Dr. Brij Mohan Sharma v. The Chancellor, Lucknow University, Lucknow .

    1.The petitioner, Dr. Brij Mohan Skarma entered the service of the Lucknow University in October, 1933. For some time he worked as Lecturer. Later in 1948 he became a Reader and ultimately a Professor of Political Science in February, 1952. He also entered into an agreement with the University concerning his employment as a teacher of the University. On the 18th of March, 1936, his date of birth was recorded as 27th January, 1900.

    2. In 1956 the Executive Council of the University adopted a resolution providing that for the purposes of superannuation the age of a teacher as evidenced by the High School Certificate shall be accepted. According to such a certificate Dr. Sharma's date of birth would be 15th January, 1898. In April, 1957 the Executive Council whose attention had apparently been drawn to the difference in the two dates, the one recorded earlier in 1936, i.e, the 27th January, 1900, and the other as entered in the High School Certificate i.e, the 15th January, 1898, adopted a further resolution providing that the latter date shall be acted upon in the case of the petitioner. At the same time, it further decided that his employment shall continue upto the end of April, 1958. Dr. Sharma who apparently was not satisfied with this decision of the Executive Council wrote to the Chancellor stressing that his true date of birth was the 27th of January, 1900 and that he could not be superannuated earlier than the 27th of January, 1960, This was done on the 12th November, 1958. A representation to the same effect had perhaps been separately made by him to the Vice-Chancellor of the University also.

    3. While the representation to the Chancellor was still undisposed of, the Vice-Chancellor on the 24th December, 1958, decided in favour of accepting the 15th January, 1898, as his date of birth. The representation to the Chancellor also was later rejected on the 1st April, 1959. The prayer made in the above representation to the Chancellor was that an arbitration tribunal be appointed under Section 44 of the Lucknow University Act to decide the issues raised under the representation.

    4. The Chancellor's reply which refused to grant the request of the petitioner was in view of it a refusal to appoint the tribunal contemplated by the above section. It is in this light that it has been treated by, the parties also, though in giving his reasons for not appointing the tribunal the Chancellor has refuted the correctness also of the claim preferred by the petitioner. But with this aspect of the matter this Court is not presently concerned in these proceedings.

    5. Before coming to this Court the petitioner twice represented to the Chancellor to review his decision communicated on the 1st of April, 1959, but these representations were turned down, the one on the 18th July, 1959 and the second on the 8th August, 1959. The relief claimed in the petition accordingly is a writ in the nature of certiorari quashing the aforementioned three orders.

    6. The learned Advocate-General for the Chancellor has raised a preliminary objection which may be stated in two parts. One part is that S. 44 under which the Chancellor had been approached placed no duty upon him to appoint a tribunal, on the other hand, the section merely provided the manner of constitution of what has been called a tribunal of arbitration, consisting of three persons, one to be appointed by the Executive Council, another to be nominated by the officer or teacher aggrieved and an umpire to be appointed by the Chancellor.

    7. The Chancellor has no larger hand in the matter than the appointment of an umpire and it is to that extent alone that a legal obligation attaches to him. The setting up of the tribunal is the joint responsibility of all the three persons, viz. the teacher or the officer concerned, the Executive Council and the Chancellor, and each is obliged independently of the other to perform his part of the duty. In other words S. 44 does not place any liability on the Chancellor to set up a tribunal if and when so required by any party.

    8. The second part is that having regard to the provision in Section 44 read with Section 46 and Section 47 of the Arbitration Act, 1940, the petitioner's remedy against the refusal by any party to the dispute to constitute the tribunal of arbitration lies by an application under Section 20 of the Arbitration Act, 1940. The instant proceedings under Art. 226 of the Constitution, therefore, deserved to be dismissed on the ground of alternative remedy.

    9. I have heard the learned counsel for the petitioner and I am of opinion that both the objections must prevail.

    10. Section 44 of the Lucknow University Act lays down, after providing the constitution of the tribunal of arbitration, that every dispute which is referred to such a tribunal for decision shall be deemed to be a submission to arbitration within the meaning of the Arbitration Act, 1940. It further provides that the provisions of the said Act, with the exception of Section 2, shall also apply to such proceedings.

    11. There cannot be any doubt in view of what is contained in the section itself, that the provisions of the Arbitration Act, 1940, are attracted in the case of arbitrations covered by the section. But independently of it also this will be so in view of Section 47 of the Arbitration Act which lays down that subject to the provisions of Section 46 of that Act and save in so far as might otherwise be provided by any law for the time being in force the provisions of the Arbitration Act shall be applicable to all arbitrations and to all proceedings thereunder.

    12. Section 46 to which Section 47 is subject says that the provisions of the Arbitration Act, except sub-section (1) of S. 6 and Ss. 7, 12 and 37 shall apply to every arbitration under any other enactment, which will include arbitration under Section 44 of the Lucknow University Act also as if the arbitration were pursuant to an arbitration agreement and as if that other enactment were an arbitration agreement, except in so far as the Arbitration Act might be inconsistent with such other enactment or any rules made thereunder. By virtue of the above provisions in the two enactments the Arbitration Act except certain sections referred to in Section 46 is applicable to arbitrations held under Section 44 of the Lucknow University Act.

    13. What has now to be considered is whether there is any inconsistency between the two enactments and if there is any, how far the right of the parties to the agreement, i.e, the teacher, the University and any other authority which might; have joined in it is affected. A feature of Section 46 of the Arbitration Act will be relevant to point out just now.

    14. In extending the provisions of the Arbitration Act to statutory arbitration it has further laid down that the provisions of the Arbitration Act shall apply to it as if the arbitration were pursuant to an arbitration agreement and as if the enactment under which the arbitration takes place is an arbitration agreement. By a legal fiction the statutory provision by which compulsory arbitration is provided is conferred the place of an agreement arrived at between the parties. It is in that context and background that the various provisions of the Arbitration Act whose application is not excepted have to be construed and applied.

    15. Having thus noticed the true effect and meaning of Section 46 of the Arbitration Act, it has next to be seen how far the other provisions of the Arbitration Act are attracted by the facts of this case and whether the petitioner is entitled to any remedy under that Act which he has not pursued but which shall be the appropriate remedy under the circumstances. Section 20 of the Arbitration Act makes provision for arbitration with intervention of a Court where there is no suit pending.

    16. Admittedly no suit was pending in any Court at the tune when the representation was made to the Chancellor for setting up a tribunal of arbitration. Sub-sec. (1) provides that where any persons have entered into an arbitration agreement before the institution of any suit with respect to the subject-matter of the agreement or any part of it, and where a difference has arisen, they or any of them, may apply to a Court having jurisdiction in the matter to which the agreement relates 4 that the agreement be filed in Court.

    17. The legal fiction enacted in Section 46 above, confers on Section 44 of the Lucknow University Act the place actually of an arbitration agreement. The sub-section, therefore, entitled the petitioner who is thus relegated to the position of a party to such an agreement to apply to the Court having jurisdiction in the matter that the same be filed in Court. In actual practice in cases of statutory arbitration no agreement, as one does not otherwise exist, is or can be filed in response to any such notice.

    18. What will actually take place in such a case is consideration of the fact whether the case is one to which the provisions of the enactment, i.e, the section are attracted. Sub-sections (2) and (3) are not relevant and sub-sec. (4) provides that where no sufficient cause is shown the Court shall order the agreement to be filed, and shall make an order of reference to the arbitrator appointed by the parties, whether in the agreement or otherwise, or where the parties cannot agree upon an arbitrator, to an arbitrator appointed by the Court.

    19. In a statutory arbitration since the enactment takes the place of the agreement what the Court will do is, once it holds that the conditions necessary for the application of Section 46 of the Arbitration Act are satisfied, to make an order of reference to the arbitrator to be appointed in accordance with its provisions. Where those provisions require the parties to nominate, whether jointly or separately any arbitrator or arbitrators and they do not fulfil that obligation, it will itself appoint an arbitrator.

    20. Therefore, the moment the University authorities including the Chancellor had refused to refer the dispute raised by the petitioner to a tribunal of arbitration or to nominate an arbitrator or umpire, the petitioner became entitled to take recourse to Section 20 of the Arbitration Act. Under it the Civil Court will be entitled not only to refer the dispute to a tribunal of arbitration but further to constitute as well the tribunal itself, should any party refuse to nominate etc., any member necessary therefor.

    21. The learned counsel for the petitioner has contended that Section 20 of the Arbitration Act is inapplicable, as he considers that there is an inconsistency between Section 44 of the Lucknow University Act and the provision in sub-sec. (4) of that section. In spite of my examining the two provisions and also hearing the learned counsel I am unable to discover any inconsistency, much less an inconsistency as will make S. 20 inapplicable to the arbitration under S. 44 above.

    22. Sections 8 and 9 of the Arbitration Act give power to a Court to appoint an arbitrator or umpire where any party to the agreement refuses or avoids to do so. Sub-section (4) of S. 20 again gives power to the Court to refer the dispute in cases where the parties cannot agree upon an arbitrator to an arbitrator appointed by it. Sub-section (5) also says that thereafter the arbitration shall proceed in accordance with and shall be governed by the other provisions of the Arbitration Act so far as they can be made applicable.

    23. There is nothing in Section 44 of the Lucknow University Act which might be said to militate against the above provisions in the Arbitration Act. The fact that an umpire has to be appointed by the Chancellor, and of the two other members of the tribunal one has to be appointed by the Executive Council and the other by the teacher or officer concerned, do not again show any more than that the appointments as such have to be made in that manner.

    24. And because these provisions have the force of an agreement, in view of Section 46 of the Arbitration Act the failure of any party to do what the section requires him to do is in the eye of law but a refusal by that party to nominate or appoint an arbitrator to be otherwise nominated or appointed by him. No inconsistency therefore exists between sub-sec. (4) of Section 20 of the Arbitration Act and Section 44 of the Lucknow University Act Truly speaking, the provision in the former by which the Court is given the power to appoint an arbitrator where a party has failed to do so is in furtherance of the intention enacted in S. 44, that is the dispute should be settled through arbitration. The contrary argument by the learned counsel is not based upon a true appreciation of the mining and intention of the section.

    25. In this connection I may mention this further fact. Apart from the fact that the petitioner had his remedy under the provisions of the Arbitration Act, it will really be in those proceedings alone that he will be able to get complete remedy. There the Court will have power in case any party refuses to appoint or nominate its representative on the tribunal to so appoint by its own order. But in proceedings under Art. 226 of the Constitution the Court will obviously not take any such step. Therefore on this further ground also, I think the petitioner ought to be asked to seek his remedy by appropriate proceedings under that Act.

    26. On the second part of the question as raised by the learned Advocate-General, need only add that Section 44 of the Lucknow University Act does not charge the Chancellor with the duty of constituting the tribunal. His duty is to appoint an umpire which contingency can arise when the tribunal is otherwise constituted. If, therefore, the Chancellor has no duty under the law to constitute the tribunal no writ or direction can be issued against him requiring him to do so.

    27. In view of the above discussion the instant petition ought to fail. It is therefore dismissed. The learned Advocate-General has not insisted for costs.

    28. No order is therefore made in that behalf.

    CE/V.B.B

    29. Petition dismissed.

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    Dr. Brij Mohan Sharma v. The Chancellor, Lucknow University, Lucknow .
    (Sep 12, 1960)