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  • 1924 Cal. 257. Section 34 and the connected Sections 35, 36, 37 and 38
  • Section 149, Penal Code. Sections 236 and 237, Criminal P.C.,
  • provisions of Sections 236 and 237, Criminal P.C.,
  • SECTION 34 PENAL CODE
  • SECTION 149 PENAL CODE
  • SECTION 84 PENAL CODE
  • Section 325 read with Section 34, Penal Code.
  • Sections 147 and 323/149, Penal Code,
  • Sections 236 and 237, Criminal P.C.,
  • Section 225, Criminal P.C.,
  • Section 232, Criminal P.C.,
  • Section 535, Criminal P.C.,
  • Section 537, Criminal P.C.,
  • Section 236, Criminal P.C.,
  • Section 237, Criminal P.C.,
  • SECTION 302 PENAL CODE
  • SECTION 201 PENAL CODE
  • Section 423(b)(2),
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Advocates
Judges
Acts
  • 1924 Cal. 257. Section 34 and the connected Sections 35, 36, 37 and 38
  • Section 149, Penal Code. Sections 236 and 237, Criminal P.C.,
  • provisions of Sections 236 and 237, Criminal P.C.,
  • SECTION 34 PENAL CODE
  • SECTION 149 PENAL CODE
  • SECTION 84 PENAL CODE
  • Section 325 read with Section 34, Penal Code.
  • Sections 147 and 323/149, Penal Code,
  • Sections 236 and 237, Criminal P.C.,
  • Section 225, Criminal P.C.,
  • Section 232, Criminal P.C.,
  • Section 535, Criminal P.C.,
  • Section 537, Criminal P.C.,
  • Section 236, Criminal P.C.,
  • Section 237, Criminal P.C.,
  • SECTION 302 PENAL CODE
  • SECTION 201 PENAL CODE
  • Section 423(b)(2),
Smart Summary

Structured Summary of the Provided Opinion

Factual and Procedural Background

The reference posed to the Court was: whether the non-framing of a charge under Section 34, Penal Code, is a bar to convicting a person by invoking Section 34. The question arises in various factual permutations depending on the original charge: for example, an accused may be charged with an offence without mention of common intention or Section 34 and later sought to be convicted of that offence read with Section 34; or accused charged with an offence read with Section 149 may ultimately be convicted with reference to Section 34.

The specific revision leading to the reference involved a number of accused tried for riot and for an offence described in the text as "Section 825 read with Section 149, Penal Code." Ultimately fewer than five accused were convicted and their convictions were recorded under Section 325 read with Section 34, Penal Code. The revisional question was whether those convictions were legally sustainable.

Legal Issues Presented

  1. Whether the mere omission to frame or mention Section 34, Penal Code, in the charge is a bar to convicting an accused of an offence by invoking Section 34.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Begu v. Emperor, 12 A.I.R. 1925 P.C. 130 That a person may be convicted of an offence although there has been no formal charge in respect of it if the evidence establishes a charge that might have been made (application of Sections 236 and 237, Cr.P.C.). The Court relied on Begu as clearly holding that the procedure of convicting for an uncharged offence is proper when the evidence brings the case under Section 237; this supports the view that omission to mention Section 34 in the charge does not bar conviction when facts justify it.
Barendra Kumar Ghosh v. Emperor, 12 A.I.R. 1925 P.C. (and related Calcutta High Court reports) The Calcutta High Court (one Judge, Cuming J.) observed that Sections 34–38 create no substantive offence and are declaratory of a principle of law, and that it is not necessary to cite them in the charge. The Court cited this as an instance consistent with the proposition that Section 34 need not be mentioned in the charge.
Ram Rup v. Emperor, 32 A.I.R. 192? All. 31 Example of altering convictions between different provisions (the text records that convictions under certain sections were set aside and other convictions entered). Noted as a case where the point about Section 34 was not raised and therefore not discussed; cited as part of the body of authority relevant to conviction-shifting.
Emperor v. Irshad Ullah Khan, 20 A.I.R. 1933 All. 528 Maintenance of convictions under S.302 and S.302/34 where the accused were originally charged under Section 302 read with Section 149. Used to illustrate instances where courts have maintained convictions invoking Section 34 even though charges referred to Section 149.
Emperor v. Bishwanath Tewari, 33 A.I.R. 1946 All. 153 An opinion (Mulla J.) that omission to frame a charge under Section 34 is a vital defect and prejudicial, so the person can be held only for his own act. The Court expressly disagreed with this view, stating inability to accept Mulla J.'s conclusion.
Chedda Singh v. Emperor, 11 A.I.R. 1924 All. 766 A case where the accused was the only person on trial; the charge suggested he personally caused grievous hurt but evidence did not establish that and conviction could not be altered to introduce two new facts (that someone else struck and that blow was struck pursuant to common intention) because the accused would be prejudiced. The Court relied on Chedda Singh as an example where altering the charge to convict under Section 34 would have prejudiced the accused for lack of notice; the Court recognized the principle of prejudice and lack of notice in such special circumstances.
Bhondu Das v. Emperor, 16 A.I.R. 1929 Pat. 11 Recorded as a case in which persons charged with offences read with Section 149 were convicted of offences read with Section 34. Listed among authorities that support conviction invoking Section 34 despite different original charging formulations.
Rama Boyan v. Emperor ('34) 21 A.I.R. 1934 Mad. 565 Another case where accused charged with offences read with Section 149 were convicted of offences read with Section 34. Listed as part of the body of cases consistent with the Court's conclusion.
Nura v. Emperor ('34) 21 A.I.R. 1934 Lah. 227 Case in which accused charged with the substantive offence were convicted of that offence by invoking Section 34. Listed as part of the authorities supporting conviction under Section 34 when facts justify it.
Waryam Singh v. Emperor ('41) 28 A.I.R. 1941 Lah. 214 Case of accused charged with substantive offence being convicted by invoking Section 34. Listed among cases consistent with the Court's view.
Nga Tha Htin v. Emperor ('35) 22 A.I.R. 1935 Rang. 304 Case of accused charged with substantive offence being convicted by invoking Section 34. Listed among supporting authorities.
Mitho v. Emperor ('34) 21 A.I.R. 1934 Sind. 89 Case of accused charged with substantive offence being convicted by invoking Section 34. Listed as consistent authority.
Reazuddi v. Emperor ('12) 16 C.W.N. 1077 Calcutta High Court view that a person charged with an offence read with Section 149 cannot be convicted of the substantive offence (a view the Court does not accept). The Court noted its disagreement with this pre-Begu view and observed it was expressed before the Privy Council decision in Begu v. Emperor.
Dihakar Das v. Saktidhar Kabiraj, 14 A.I.R. 1927 Cal. 520 Observed that the view barring conviction of a different offence had been modified to some extent by the Privy Council decision in Begu v. Emperor; stated that Sections 236 and 237 permit conviction of another offence on the facts proved. Cited as supporting the modern view that Sections 236 and 237 permit conviction of an offence not formally charged when facts justify it and the accused may be taken to have notice.

Court's Reasoning and Analysis

The Court's reasoning proceeds in several linked steps, based strictly on the provisions and authorities cited in the text:

  1. Statutory character of Section 34: The Court emphasizes that Section 34 of the Penal Code "does not create an offence" but "simply lays down a principle of criminal liability." From this premise the Court reasons that it is not necessary in all cases to mention Section 34 in the charge.
  2. Criminal Procedure Code safeguards: The Court relies on specific provisions of the Criminal Procedure Code which together require that an error or omission in a charge is not material unless the accused was in fact misled and a failure of justice has occurred:
    • Section 225 (no error or omission regarded as material unless accused misled and failure of justice occasioned).
    • Section 232(1) (if an appellate/revision court finds the accused was misled by absence/error in charge, it must direct a new trial with a properly framed charge).
    • Section 535 (no finding or sentence invalid merely because no charge was framed unless failure of justice resulted; court may order framing and recommencement).
    • Section 537 (no reversal on account of error/omission in charge unless it occasioned failure of justice).
    The Court concludes these provisions collectively mean omission to frame or mention Section 34 will not invalidate a conviction unless the accused was prejudiced or misled and a failure of justice occurred.
  3. Scope of Sections 236 and 237, Cr.P.C.: The Court interprets Sections 236 and 237 as authorizing the Court to frame charges for multiple possible offences or, when charged with one offence, to convict of a different offence shown by the evidence. The Court explains:
    • Section 236 permits charging in the alternative when a single act could constitute several offences.
    • Section 237 permits conviction for an offence actually shown by the evidence even if the accused was charged with a different offence under the scenario contemplated by Section 236.
    On this basis, the Court reasons that even if Section 34 was not mentioned in the charge (or the charge instead invoked Section 149), the accused can be convicted under Section 34 when the facts alleged and proved justify its application, provided there is no prejudice to the accused.
  4. Authoritative support and reconciliation of case law: The Court cites Begu v. Emperor (Privy Council) as a clear authority that conviction of an offence not formally charged is permissible where the evidence establishes a charge that might have been made. The Court reviews other decisions—some where the point was not argued and others where courts took different views (for example, a judgment by Mulla J. taking a contrary view)—and concludes the consensus supports the present approach, subject to the caveat about prejudice and failure of justice exemplified by Chedda Singh.
  5. Final synthesis: The omission to mention Section 34 in the charge is not fatal to recording a conviction under Section 34 if:
    • the facts alleged and proved justify the applicability of Section 34; and
    • the accused was not misled in his defence and no failure of justice has occurred.
    The Court expressly rejects the contention that the distinctness of Section 149 as an offence affects this conclusion.

Holding and Implications

Holding: The Court answered the referred question in the negative. It held that a person can be convicted of an offence read with Section 34, Penal Code, even if the charge framed against him did not mention Section 34 (or if the charge referred instead to Section 149), provided that the facts of the case justify such a conviction and provided the accused was not misled in his defence and there has been no failure of justice.

Implications (direct effect): As a direct consequence of the decision in the referred matter, convictions recorded under an offence read with Section 34 will not be invalidated solely on the ground that Section 34 was not expressly mentioned in the charge, so long as:

  • the evidence and proved facts support the application of Section 34 to the accused;
  • the accused was not prejudiced or misled by the omission; and
  • no failure of justice resulted from the omission.

This summary is based exclusively on the information contained in the provided opinion text. No outside material has been added or inferred beyond what the opinion itself supplies.

    Emperor v. Sheo Ram And Others

    1. The question of law referred to us for decision is whether the non framing of a charge under Section 34, Penal Code, is a bar to the conviction of a person for an offence by invoking the aid of Section 34, Penal Code, or not?

    2. In actual practice the question arises in various ways, and they depend on the original charge framed against an accused in a particular case. Accused may be charged with a particular offence without any mention in the charge that they had acted in furtherance of a common intention or without any reference to Section 34, Penal Code, and be sought to be convicted of that offence read with Section 34, Penal Code. Accused may be charged with an offence read with Section 149, Penal Code, and ultimately conviction may be sought with respect to that offence read with Section 34, Penal Code. Two other types of cases; which can arise, but which do not really come-within the purview of the question referred to us, can be whether accused charged with an. offence read with Section 149, Penal Code, or with an offence read with Section 34, Penal Code, can be convicted of the substantive offence only, and we do not propose to answer these two questions.

    3. In the revision which has given rise to this reference a number of accused were tried for riot and for an offence under Section 825 read with Section 149, Penal Code. Ultimately accused less than five in number were convicted. Their conviction was recorded, therefore, under Section 325 read with Section 34, Penal Code. The question in revision was whether they could be so convicted under law.

    4. We are of opinion that the mere omission, to mention Section 34, Penal Code, in the-charge does not bar a conviction of the accused for an offence read with Section 34, Penal Code.

    5. Section 34, Penal Code, does not create an. offence. It simply lays down a principle of criminal liability. It is, therefore, not necessary to mention it in the charge.

    6. Section 225, Criminal P.C., is:

    No error in stating either the offence or the particulars required to be stated in the charge, and no omission to state the offence or those particulars, shall be regarded at any stage of the case as material, unless the accused was in fact misled by such error or omission, and it has occasioned a failure of justice.

    7. This indicates that any error in the particulars of a charge and even omission to state the offence or particulars is not to be regarded as material, unless the accused has been misled and there has been a failure of justice.

    8. Section 232, Criminal P.C., considers the effect of a material error in the charge, and its Sub-section (1) is:

    If any appellate Court, or the High Court in the exercise of its powers of revision or of its powers under Chap. 27, is of opinion that any person convicted of an offence was misled in his defence by the absence of a charge or by an error in the charge, it shall direct a new trial to be had upon a charge framed in whatever manner it thinks fit.

    This means that if an error in the framing of the charge has misled the accused in his defence, the appellate Court cannot acquit him on account of the error, but is bound to order a re-trial. This indicates that the mere absence of a charge or an error in a charge would not make the whole trial illegal or would make the conviction for a certain offence illegal unless the accused bas been misled.

    9. Again, Section 535, Criminal P.C., provides as follows:

    (1) No finding or sentence pronounced or passed shall be deemed invalid merely on the ground that no charge was framed, unless in the opinion of the Court of appeal or revision, a failure of justice has in fact been occasioned thereby.

    (2) If the Court of appeal thinks that a failure of justice has been occasioned by an omission to frame a charge, it shall order that a charge be framed, and that the trial be recommenced from the point immediately after the framing of the charge.

    Its terms also make it clear that the omission to frame a charge will not invalidate any finding or sentence, unless failure of justice has been occasioned. Section 537, Criminal P.C., provides:

    Subject to the provisions hereinbefore contained, no finding, sentence or order passed by a Court of competent jurisdiction shall be reversed or altered under Chapter 27 or on appeal or revision on account - (a) of any error, omission or irregularity in the...charge...unless such error, omission, irregularity or misdirection has in fact occasioned a failure of justice.

    10. All these various provisions of the Criminal Procedure Code have one thing in common, and that is that unless the accused is misled and failure of justice has occurred, any error or omission in the charge will not justify the setting aside of the conviction. What happens when an accused is convicted of an offence read with Section 34, while he is charged either for that offence read with Section 149, Penal Code, or with that offence only, is that the Court omits to mention the circumstances justifying the operation of Section 34, Penal Code, in the charge or, in addition to the omission, mentions different circumstances justifying a reference to Section 149, Penal Code, in the charge. If the facts alleged and proved in a case justify the applicability of Section 34, Penal Code, the mere fact that the Court has framed the charge with the help of Section 149, Penal Code, or without it and without a mention of Section 34, Penal Code, will not bar the Court from recording a conviction of the accused for that offence read with Section 34, Penal Code, unless of course the accused is found to have been prejudiced in some manner.

    11. Further the provisions of Sections 236 and 237, Criminal P.C., will also justify the conviction of an accused for an offence read with Section 34, Penal Code, even if he was not so charged and was charged either with the substantive offence or with the substantive offence read with Section 149, Penal Code. Sections 236 and 237, Criminal P.C., are:

    236. If a single act or series of acts is of such a nature that it is doubtful which of several offences the facts which can be proved will constitute, the accused may be charged with having committed all or any of such offences, and any number of such charge may be tried at once, or he may be charged in the alternative with having committed some one of the said offences.

    237. If, in the case mentioned in Section 236, the accused is charged with one offence, and it appears in evidence that he committed a different offence for which he might have been charged under the provisions of that section, he may be convicted of the offence which ha is shown to have committed, although he was not charged with it.

    12. The former authorises the Court to frame charges for as many offences against the accused as the Court thinks that the facts which can be proved will constitute. This means that when the facts alleged and proved make out an offence against the accused, the accused can be convicted of that offence, irrespective of the consideration whether he was charged with that offence or not, for under Section 236, Criminal P.C., the Court could have charged him with that offence, and Section 237, Criminal P.C., provides that the accused could be convicted of that offence even if he was not charged with it.

    13. This is, to our mind, what was clearly held by their Lordships of the Privy Council in Begu v. Emperor 12 A.I.R. 1925 P.C. 130. The question before their Lordships was whether accused charged with an offence under Section 302, Penal Code, could be convicted of an offence under Section 201, Penal Code. After quoting the two sections their Lordships observed at page 231:

    The illustration makes the meaning of these words quite plain. A man may be convicted of an offence, although there has been no charge in respect of it, if the evidence is such as to establish a charge that might have been made. That is what happened here. The three men who were sentenced to rigorous imprisonment were convicted of making away with the evidence of the crime by assisting in taking away the body. They were not charged with that formally, but they were tried on evidence which brings the case under Section 237.

    Their Lordships entertain no doubt that the procedure was a proper procedure and one warranted by the Code of Criminal Procedure.

    14. In this view of the matter it appears to us that the omission to mention Section 34 in the charge, be it of a substantive offence or be it of a substantive offence read with Section 149, Penal Code, is no bar to the recording of the conviction for that offence read with Section 34, Penal Code, if the facts alleged and proved justify the application of Section 34, Penal Code, against the accused.

    15. The argument that Section 149, Penal Code, creates a distinct offence does not affect the consideration of the question on the lines indicated above.

    16. So far as the case law is concerned, the concensus of opinion favours the view expressed above. Such cases are of two types. The decision in one set of cases proceeds on the assumption of law to be as held above, but does not discuss the point, which was probably not raised. In this set of cases is the Privy Council case reported in Barendra kumar Ghosh v. Emperor 12 A.I.R. 1925 P.C. 1. The accused in that case was charged under Section 302, Penal Code, but was convicted of the offence of murder by invoking the provisions of Section 34, Penal Code. This question was not raised before their Lordships of the Privy Council and was not, therefore, discussed in the judgment. It is not clear whether it was raised before the Calcutta High Court either, but one of the Judges, Cuming J., observed at p. 312 in the case reported in Emperor v. barendra Kumar Ghosh ('24) 11 A.I.R. 1924 Cal. 257.

    Section 34 and the connected Sections 35, 36, 37 and 38 Create no substantive offence. They are merely declaratory of a principle of law, and in charging an accused person it is not necessary to cite them in the charge.

    17. In Ram Rup v. Emperor 32 A.I.R. 192 All. 31, Wali Ullah J. set aside the conviction of certain accused under Sections 147 and 323/149, Penal Code, and convicted them of the offence under Section 823 read with Section 84, Penal Code.

    18. In Emperor v. Irshad Ullah Khan 20 A.I.R. 1933 All. 528, Young and Eachhpal Singh JJ. maintained the conviction of the appellants under Ss 302 and 302/34, Penal Code, when they were originally charged under Section 302 read with Section 149, Penal Code.

    19. In both these cases of this Court the question was not raised that the conviction of the accused with the help of Section 34, Penal Code, was bad in law and consequently the question was not discussed.

    20. Though a contrary opinion was expressed, but the question was not discussed by Mulla J. in Emperor v. Bishwanath Tewari 33 A.I.R. 1946 All. 153. He observed at p. 635:

    Where the prosecution invokes the aid of Section 34, Penal Code, for holding one person responsible for the result produced by the act of another, it is in my judgment necessary to frame a charge under that section. Omission to do so is in my opinion a vital defect and the result is that the man can be held responsible only for the result of an act committed by himself. Besides this technical point, I find that the circumstances of the case as established by the prosecution evidence did not justify the application of Section 34, Penal Code.

    For the reasons given above we feel unable to agree with this view.

    21. We need not refer to the cases of the other High Courts in which the question has not been discussed. The only case of this Court which has come to our notice and which gives certain reasons for not convicting an accused by invoking the aid of Section 34, Penal Code, is the case in Chedda Singh v. Emperor 11 A.I.R. 1924 All. 766. In this case the accused was the only person on trial. The charge framed against him indicated that, he himself had caused the grievous hurt. The evidence failed to establish this point. Two other persons had been convicted for causing that grievous hurt in a previous trial. It was, therefore, urged on behalf of the Crown that there was common intention on the part of the several accused to beat the members of the other party and that, therefore, a conviction could properly be arrived at with the aid of Section 34, Penal Code. This contention was not accepted. Boys J. observed:

    It is clear to me, therefore, that there is no section which will justify me in altering the charge and proceeding now to a conviction on that charge. It would really mean convicting the accused by bringing in two new facts which he was never asked in any way at all to meet in the lower Court. Those two new facts being:

    1. Not that he himself but somebody else of his companions struck the accused;

    2. that blow was struck in pursuance of a common intention.

    22. These observations indicate that it was considered that the accused would be prejudiced by the course suggested, as he had no notice of these two facts in the special circumstances of that case.

    23. The cases reported in Chedda Singh v. Emperor 11 A.I.R. 1924 All. 766, Bhondu Das v. Emperor 16 A.I.R. 1929 Pat. 11 and Rama Boyan v. Emperor ('34) 21 A.I.R. 1934 Mad. 565, are cases in which persons charged with offences read with Section 149, Penal Code, were convicted of offences read with Section 34, Penal Code.

    24. The cases reported in Nura v. Emperor ('34) 21 A.I.R. 1934 Lah. 227, Waryam Singh v. Emperor ('41) 28 A.I.R. 1941 Lah. 214, Nga Tha Htin v. Emperor ('35) 22 A.I.R. 1935 Rang. 304 and Mitho v. Emperor ('34) 21 A.I.R. 1934 Sind. 89, are cases in which accused charged with the substantive offence have been convicted of that offence by invoking the aid of Section 34, Penal Code.

    25. The Calcutta High Court took the view in certain cases that a person charged with an offence read with Section 149, Penal Code, cannot be convicted of the substantive offence or that offence read with Section 84, Penal Code. One of the cases is reported in Reazuddi v. Emperor ('12) 16 C.W.N. 1077. We do not agree with the view expressed in this case and may say that it was expressed before the decision of their Lordships of the Privy Council in Begu v. Emperor 12 A.I.R. 1925 P.C. 130. In this connection reference may be made to the case in Dihakar Das v. Saktidhar Kabiraj 14 A.I.R. 1927 Cal. 520, where Suhrawardy and Cammiade JJ. observed that the view that where a person is charged, under one offence and convicted of a different offence by the appellate Court with which he was not charged it is beyond the power of an appellate Court under Section 423(b)(2), has been modified to some extent by the decision of the Judicial Committee in Begu v. Emperor 12 A.I.R. 1925 P.C. 130. They further observed at page 478:

    It is, therefore, correct to say that the law as it stands at the present moment is that if on the facts proved of which the accused may be taken to have notice another offence appears to have been committed by him and if on those facts it seems doubtful as to which offence the accused has committed, he may be convicted under Sections 236 and 237, Criminal P.C., of the other ofienco.

    We, therefore, answer the question in the negative and hold that a person can be convicted of an offence read with Section 34, Penal Code, if the facts of the case justify it and if the accused has not been misled in his defence and if there has been no failure of justice, irrespective of the fact whether the charge framed against him mentioned Section 34, Penal Code, or not, or the charge framed against him was a charge of an offence read with Section 149, Penal Code.

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    Comments

    Emperor v. Sheo Ram And Others
    (Sep 3, 1947)