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HAYES v. BONA et al.

The first objection raised by appellant is that the transfer from Feliz to De Haro, (admitting as a fact that it was authorized to be signed by Noe,) was utterly void, as it lacked all the requisites under which the laws of Spain and Mexico were absolutelynecessary to constitute a valid act of sale, and that the title to real estate could only pass by an instrument in writing possessing all these requisites. These requisites are

         1. That it be made by and before an escribano, or other public officer duly appointed for the purpose.

         2. That it contain the names, appellations, and places of residence of the contracting parties.

         3. That it express the day, month, year, and place of its execution.

         4. That it contain the names, appellations, and place of residence of the witnesses.

         5. That the names of persons, places, dates, and sums of money shall not be expressed by initials, abbreviations, or figures, but written out at length.

         6. That it be signed by the contracting parties and the witnesses; if the contracting parties could not write, then that it be signed by one of the witnesses, or any other person who does know how to write, the escribano stating at the end that the witness or other party signed for the contracting party, he not knowing how to write.

         7. That it be written out clearly, without errors, erasures, or interlineations.

         8. That the whole contract be clearly set out.

         9. Thatthe escribano, or other officer, certify at the foot of the instrument that he personally knows the contracting parties, or if they be not known to him, that the two witnesses shall, under oath, certify they know them, and in such case the escribano must state their names and places of residence, and that he personally knows them.

         10. That it be written on stamped paper.

         All the foregoing requisites are absolutely required to make a perfect instrumento publico; that is to say, an instrument which shall without further proof, be full and complete evidence of itself.

         When all this has been done, this instrument so executed and signed, and which is styled the Protocolo, is filed away and kept by the escribano, and he then makes out the traslados or ejemplares, or copies, for the use of the parties, if required. (Escriche, Article Instrumento Publico.)

         The foregoing requirements demand a tolerably high state of intellectual and legal knowledge on the part of the public officer; a far higher degree than could possibly have been found in San Francisco at the time the transfer was made; when the population was thoroughly ignorant, and the public officerswere merely those who had been elected from among their nnmber. Escribanos were not known here, and though it is true that the Judges of the First Instance were authorized to act as such. (See opinion in Hoen v. Simmons , 1 Cal. 122.) Yet it is doubtful if there ever was a Judge of the First Instance within the limits of San Francisco. It was not until the decree of March 2, 1843, (see Mena v. Le Roy , 1 Cal. 220; also, Panaud v. Jones, Id. 508,) that alcaldes were authorized to perform the functions of Judges of First Instance in those districts where there were no such judges. And the transfer in question was made some-where between 1843 and 1845.

         It may, therefore, be fairly presumed, not only from the absence of the proper officers at the time, but also from the well known character of the Mexican population at that early day, that none of the strict forms of law were complied with in the transfer of land.

         But Escriche, under the same title, instrumento publico, (subdivision 8,) says: " That though the public instrument may be null or invalid on account of its want of solemnity or form, it is not therefore to be understood that the obligation therein containedloses its force, if it can be established and proved by other means which the law has established," viz: by the proof given by witnesses and by written evidence. So also under the article instrumento, he says: " The word 'instrument' is often confounded with the word 'title,' but in strictness they are very different, and mean very different things."

         In Spanish and Mexican law, written instruments were divided into two great classes, the public and the private. The public instrument was required to be executed according to all the forms hereinbefore spoken of; the private required no forms whatever.

         The public instrument executed in the prescribed manner proved itself; so that when the words " vicioso " and " nulo ," are used by the writers, it was simply to express the idea that the instrument did not of itself create faith; " da fe " " o haga fe ." It became, in other words, a private instrument, which produced no faith of itself, but required to be proved. It may safely be assumed, from the impossibility of carrying out the strict rigor of the law in relation to the public instrument, that all the transfers of land in California were by the instrumento privado, that is, where a writing was used at all.

         The law of the " Recopilacion de Indias," cited in Hoen v. Simmons, will be found on the seventy-third page of the third volume of the " Recopilacion." It is a part of the law relative to the " Alcabala," or royal duty, and was intended solely to provide for the more effectual collection of that duty, which was inter alia, payable on the transfer of lands. In fact the very language of that law shows that it only intended to subserve that purpose, since it provides expressly that all sales of land, " en que intervenga alcabala ," that is, on which that duty shall be payable, should be in writing; thus excluding from the operation of the law all sales on which no alcabala was payable. (See Escriche title " Alcabala." )

         And it would be most unreasonable to suppose, that it ever was extended to the Californias, for the following reasons:

         1. Under the Spanish government the Province of Upper California was little known or thought of, but little visited or explored. The population was poor and scanty. They never exported or imported anything.

         2. For the collection of this alcabala a whole train of officials wererequired, and certainly the expense of their maintenance would never have been borne in a place or country such as this was then.

         3. The Californias were only known as places where missions were established and maintained at the cost of the government, and it can scarcely be supposed that the government would have defrayed such costs, if the people themselves could have done so.

         4. The Spanish government only began to hold out inducements to settlers in this country, by giving them lands, and even paying the expenses of their voyage here and support afterwards. The Spanish colonization laws are well known, and they were exceedingly liberal in their terms.

         Translations may be found in William Cary Jones' report on the subject of land titles in California, and also in Captain Halleck's report on the same.

         It may, for the foregoing reasons, be safely assumed that the law respecting the alcabala was never extended to or enforced in the Californias by the Spanish Government.

         It never existed in Louisiana so long as it was under Spanish rule, and for that reason the Supreme Court of that State decided, in Gonzales v. Sanchez, 4 Martin's La. R., new series, p. 657, that the law of the Recopilacion which required transfers of land to be in writing, did not apply, and that therefore a parol sale of lands there was good. And the Court referred, as proof that a sale of such property was valid under the Spanish law, to the Siete Partidas, which will be found on the two hundred and ninetieth page of the third volume of the Partidas.

         The reference in Hoen v. Simmons, to Arrilagas decrees, is not to a decree, but is really to certain instructions which were prepared and issued in 1835, by the " Gefatura Superior de Hacienda de Mejico ," to the collectors of the alcabala, and they were an almost literal copy of the instructions which had been prepared in 1794, by Mariano de Arce y Echeagaray, Abodago de la Real Audiencia, for the guidance of the collector of the alcabala under the Spanish rule. See Duvall v. Coppin, 15 La. 583, for a transfer made in the same manner under Spanish law.

         JUDGES: Murray, C. J., delivered the opinion of the Court. Terry, J., concurring.

         OPINION

          MURRAY, Judge

         In Hoen v. Simmons , 1 Cal. 122, this Court held that a verbal sale of land was not valid, under the Mexican law. As a general proposition, it may be stated that, under the Spanish law, a sale of real estate by parole would not be void, per se, and that the distinction between parol contracts and specialties, known to the common law, does not exist under the civil law, or the Mexican system of jurisprudence, heretofore in force.

         By Law 29, Book 8, title 13, of the Recopilacion de Indias, every sale of real estate is required to be made before the escribano of the place where the contract is entered into, or where there is no escribano, then before the Judge of the First Instance.

         This law was enacted to secure a tax or revenue, on the part of the Government, arising from all sales of land, which was called the Alcabala, and so stringent was the rule on this subject, that if the instrument lacked any of the requirements of the law, it was held void.

         It is now contended that this law never was extended to California, and that even if was, it never had any force or practical operation here. That the condition of the country, its illiterate population, together with the fact that there was no Escribanos or Judges of the First Instance residing in San Francisco, warrants the presumption that the law never was regarded as authoritative, and that evidence of a custom of conveyance existing for many years, by which these requisitions of the law seem to be disregarded, is sufficient to warrant us in determining that contracts for the sale of land were in no way controlled by it.

         It may be admitted that there is some doubt whether this law was in force in California. From what we can learn, it was a fiscal law, and extended over all the States and Territories of Mexico. That it fell somewhat into disuse, there is no doubt; but, so far as we are informed, contracts for the sale of land, by the custom of the country, were required to be in writing, and although all the forms prescribed were not strictly followed, still it was necessary that the instrument should contain at least the names of the parties, the thing sold, the date of the transfer, and the price paid.

         In the present case, the defendants do not claim under a verbal sale, but by a written instrument, which they contend was sufficient, under the custom of the country, to operate as a deed.

         This instrument has no date, although it is shown, by every witness, that a date was necessary. It is not signed by the vendor, or by any one acting as his agent, but by a third party, in his own name, and does not purport, in any part thereof, to have been done by the request or authority of the grantor. One of the subscribing witnesses swears that his name is a forgery, and that the party whose name purports to appear as another witness is dead, and could not write. Upon the last point there is some contrariety of testimony, but a full examination of the whole evidence tends to raise the presumption of collusion and forgery.

         Without laying any stress, however, on this, we are satisfied that the writing is insufficient to pass any title, for want of a date, a vendor, or authority in Noe to convey on behalf of Domingo Feliz.

         We have been always willing to extend the greatest liberality to contracts executed before the acquisition of California by the United States, and to uphold them, if possible, where there were any equities existing. But to go further, and extend the rule to verbal contracts, for the sale of land, or conveyances like the present, would open the door to stupendous frauds, and unsettle every title in the State.

         Judgment reversed.

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Hayes v. Bona
(Jan 1, 1857)