AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Smart Summary

Factual and Procedural Background

This appeal arises from convictions of multiple defendants for conspiracy to possess marijuana with intent to distribute under 21 U.S.C. § 846. A panel of this court previously affirmed the appellants' convictions pursuant to Circuit Rule 25, relying on United States v. Blasco. The appellants filed a petition for rehearing and a suggestion for rehearing en banc, arguing that the affirmance conflicted with this court's subsequent decision in United States v. Pintado. The court issued a per curiam opinion denying the petition for rehearing.

Factual circumstances as described in the opinion: law enforcement observed two separate night-time unloadings (of vessels identified as the SUNSHINE and the ODETTE) performed by a human chain of eleven individuals. Agents, including one using a star scope from approximately 100 feet, counted eleven persons forming a line to pass bales from the boats to the house, although poor lighting prevented positive identification. At about 2 a.m. officers approached with sirens and lights; the eleven individuals scattered. A DEA helicopter arrived minutes later. Arrests occurred within about four to ten minutes after the raid:

  • Four persons were found hiding in a cluster of sea grapes after jumping a fence.
  • Three persons were seen running up outside stairs to an upper level and were later apprehended after a search; no other persons were found inside the house.
  • Three persons were arrested near a fence by the canal: one was found swimming and two hiding under a rock ledge.
  • One defendant was found hiding under the dock after an agent observed him disappear into the shadows of the ODETTE.

The appellants raised factual challenges at trial and on appeal (for example, testimony by one defendant that he had been watching television, evidence suggesting other individuals may have been present, and items such as wallets and currency not linked to the defendants), arguing that the evidence was insufficient to prove conspiracy membership beyond presence and flight.

Legal Issues Presented

  1. Whether the convictions for conspiracy to possess marijuana with intent to distribute under 21 U.S.C. § 846 were supported by sufficient evidence when the evidence of presence and flight is considered in the totality of the circumstances.
  2. Whether the panel's reliance on United States v. Blasco to affirm convictions conflicted with this court's decision in United States v. Pintado, such that rehearing or rehearing en banc was required.

Arguments of the Parties

Appellants' Arguments

  • The appellants contended that the panel's affirmance conflicted with United States v. Pintado and that, under Pintado, their convictions could not be sustained where the evidence consisted largely of presence and flight (and hiding) without other connecting evidence.
  • They argued reasonable doubt existed because officers conceded they could not be sure no one else had escaped and because there was evidence that other individuals had been present (for example, wallets with significant sums not belonging to the defendants, that none of the defendants owned the boats or homes, and the observed presence of an individual with an Uzi who was not apprehended).
  • Some defendants asserted at trial that they had been watching television and were unaware of the unloading outside, paralleling defenses in Pintado.

Government's Position (as described in the opinion)

  • The government relied on the totality of the circumstances to support convictions, including testimony of two agents who observed separate unloadings by an eleven-person human chain, the timing of the raid (early morning), the scattering of the group when officers approached with lights and sirens, the subsequent discovery of the defendants in locations consistent with where officers had seen them flee, and the numeric correspondence between the persons observed unloading and the eleven persons arrested.
  • Implicit in the government's position (as characterized by the court) is that the combined facts provided evidence beyond mere presence and flight sufficient for a jury to find guilt beyond a reasonable doubt.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
United States v. Blasco, 702 F.2d 1315 Affirmance principle that presence and flight alone are insufficient, but courts must consider the totality of the circumstances; supports upholding convictions when facts viewed most favorably to government. The panel had relied on Blasco in affirming the appellants' convictions; the court found the facts of the present case more akin to Blasco, where circumstances beyond presence and flight allowed a jury to infer involvement in a drug conspiracy.
United States v. Pintado, 715 F.2d 1501 Applied the totality-of-the-circumstances standard and reversed a conviction where only presence and hiding were shown without other connecting evidence. The appellants argued Pintado conflicted with Blasco; the court distinguished Pintado on its facts (silent operation, marijuana placed in a garage not visible to where Pintado hid, inability to connect clothing or correlate numbers) and concluded Pintado did not control here.
United States v. Davis, 666 F.2d 195, 201 Quoted for the standard that a reviewing court must consider whether there is substantial evidence to support a jury verdict "when the facts are viewed in the light most favorable to the government." The court cited Davis (via quotation) to support applying a deferential standard of review to the jury's verdict.
United States v. Bell, 678 F.2d 547 Explains that evidence need not exclude every reasonable hypothesis of innocence provided a reasonable trier of fact could find guilt beyond a reasonable doubt; cited as aligning prior circuit law. The court relied on Bell's standard to explain that post-Bell review does not require excluding every reasonable hypothesis of innocence and used Bell to align Blasco and other precedents with that standard.
Stein v. Reynolds Securities, Inc., 667 F.2d 33, 34 States that this circuit has adopted Unit B decisions of the former Fifth Circuit as binding precedent. The court cited Stein to justify treating Unit B Fifth Circuit decisions (such as Bell) as binding authority in this circuit.
United States v. Lopez-Ortiz, 492 F.2d 109 Pre-Bell decision holding that evidence sufficient to convict had to "exclude every reasonable hypothesis save that of guilt" in contexts with explanations of presence and flight. The court noted Lopez-Ortiz was decided prior to Bell; its stricter formulation remains valid as precedent but need not be followed post-Bell insofar as Bell relaxed the exclusion-of-all-hypotheses requirement.
Glasser v. United States, 315 U.S. 60, 62 S.Ct. 457, 86 L.Ed. 680 Established the principle of viewing the evidence in the light most favorable to the government on review of sufficiency claims. The court invoked Glasser to frame its deferential standard of review when assessing whether the totality of the evidence supported the jury's verdict.

Court's Reasoning and Analysis

The court's analysis proceeded as follows:

  1. Procedural posture: A panel had previously affirmed the defendants' convictions relying on United States v. Blasco. The appellants sought rehearing, arguing that the affirmance conflicted with United States v. Pintado.
  2. Standard of review: The court reiterated that although presence and flight alone are insufficient to establish conspiracy membership, the reviewing court must consider the totality of the circumstances and view the facts in the light most favorable to the government. The court cited Davis and Glasser for this standard and Bell for the proposition that the evidence need not exclude every reasonable hypothesis of innocence.
  3. Comparison to precedents:
    • The court described Blasco as applying the totality-of-the-circumstances approach to uphold convictions where circumstances (e.g., off-loading at a secluded dock, noise and smell of marijuana, and the appellants' proximity) allowed a jury to infer involvement.
    • The court described Pintado as a case in which reversal was compelled because only presence and hiding (and no other connecting evidence) supported a conviction; Pintado's operation was silent and the narcotics were not visible from where the defendant hid, and the government could not connect clothing or match observed participants to arrested persons.
  4. Application to the facts of this case: The court identified several facts beyond mere presence and flight that distinguished this case from Pintado and made it more akin to Blasco:
    • Two boats were unloaded at different times by a human chain of eleven individuals, as observed by agents (one using a star scope from about 100 feet).
    • The agents counted and identified the number of persons involved in the unloading (nine on shore and two on the ODETTE) so that the number observed corresponded to the number arrested (eleven).
    • The officers observed where individuals fled in attempting to escape and later found and arrested them in the locations where they were seen fleeing (sea grapes, upstairs, near the canal, under the dock), including three seen running up stairs to the upper level and no other persons being found in the house.
    • Given these circumstances, a jury could reasonably infer awareness of and participation in the unloading operation; therefore, the evidence beyond presence and flight was sufficient for a reasonable jury to find guilt beyond a reasonable doubt.
  5. Conclusion of analysis: Because the totality of the circumstances provided evidence beyond mere presence and flight and because the facts here were more analogous to Blasco than to Pintado, the court disagreed that Pintado required reversal on these facts.

Holding and Implications

The petition for rehearing is DENIED.

Direct effects and implications:

  • The panel's prior affirmance of the appellants' convictions (which had relied on United States v. Blasco) stands; the court refused rehearing and did not disturb that affirmance.
  • The court clarified that where the totality of the circumstances supplies evidence beyond mere presence and flight (for example, observed coordinated unloading, matching counts of participants and arrestees, and the observed flight paths corroborated by subsequent arrests), a conviction may be sustained under the deferential standard of review discussed in Bell, Davis, and Glasser.
  • The opinion did not purport to create a new legal rule; it distinguished Pintado on its facts and applied existing precedent to deny rehearing.

UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE, v. ALBERTO LOPEZ-LLERENA, FELIX PARRA, JOSE BORGES, JOSE DELFIN MULE VASQUEZ, LAZARO CURUZ, JR., HECTOR THEODORE VALDES, FAUSTO MANUEL SANCHEZ, RAUL PINERA, CARLOS OLIVER-CHIRINO, AND JOSE LUIS MARINO, DEFENDANTS-APPELLANTS.

ON PETITIONS FOR REHEARING [2] (Opinion August 30, 1983, 11th Cir., 1983, 721 F.2d 311).

PER CURIAM:

A panel of this court affirmed the appellants' convictions pursuant to Circuit Rule 25, relying on United States v. Blasco, 702 F.2d 1315 (11th Cir. 1983). The appellants have filed a petition for rehearing and a suggestion for rehearing en banc, contending that the affirmance of their convictions is in conflict with this court's subsequent decision in United States v. Pintado, 715 F.2d 1501 (11th Cir. 1983). We disagree and deny the petition for rehearing.

Like the appellants in this appeal, the defendants in Blasco and Pintado challenged the sufficiency of the evidence for their convictions under 21 U.S.C. § 846 of conspiracy to possess marijuana with intent to distribute. Both Blasco and Pintado were decided on the principle that although presence and flight alone are insufficient to establish that the defendant was a member of the drug conspiracy, a reviewing court must consider the totality of the circumstances, including the facts of presence and flight, to determine "if there is substantial evidence to support [the jury verdict] when the facts are viewed in the light most favorable to the government." United States v. Blasco, 702 F.2d at 1331-32 (quoting United States v. Davis, 666 F.2d 195, 201 (5th Cir. Unit B 1982)); United States v. Pintado, 750 F.2d at 1503. This standard of review complies with our holding in United States v. Bell, 678 F.2d 547 (5th Cir. Unit B 1982) (en banc), aff'd on other grounds, ___ U.S. ___, 103 S.Ct. 2398, 76 L.Ed.2d 638 (1983):

This circuit has adopted Unit B decisions of the former Fifth Circuit as binding precedent. Stein v. Reynolds Securities, Inc., 667 F.2d 33, 34 (11th Cir. 1982).

It is not necessary that the evidence exclude every reasonable hypothesis of innocence or be wholly inconsistent with every conclusion except that of guilt, provided a reasonable trier of fact could find that the evidence establishes guilt beyond a reasonable doubt. A jury is free to choose among reasonable constructions of the evidence. 678 F.2d at 549.

In Blasco, we found that the totality of the circumstances would have allowed a reasonably cautious jury to conclude that the appellants were involved in a drug conspiracy. The off-loading operation had taken place early in the morning at a secluded setting, and the agents had testified to the noise of the operation and the heavy smell of marijuana. The panel found that "it strains the imagination that these appellants were not aware of the off-loading taking place on the dock outside the house," 702 F.2d at 1332, and concluded that a jury could have found beyond a reasonable doubt that the defendants were guilty. Id. Blasco thus did not overrule our prior cases in this area, but simply brought them into accord with the Bell decision.

The appellants, for example, rely on United States v. Lopez-Ortiz, 492 F.2d 109 (5th Cir. 1974). Lopez-Ortiz, however, was decided prior to Bell and concluded that the evidence to be sufficient to convict had to "exclude every reasonable hypothesis save that of guilt, at least where, as here, there are explanations of presence and motives for flight that are consistent with innocence." 492 F.2d at 115. Thus the holding of Lopez-Ortiz, that mere presence and flight is insufficient evidence to convict, still is valid, but a post- Bell court need not exclude "every reasonable hypothesis save that of guilt" to uphold the conviction.

In Pintado, a review of the totality of the circumstances led to a reversal of the defendant's conviction. Agents testified that at 1:40 a.m. "about six" persons were seen quickly and silently unloading large bundles from a boat docked behind the house. Customs officials approached in a car with lights flashing and announced "U.S. Customs." Two individuals were apprehended outside; the rest fled into the house. Three males and a female were arrested downstairs. Pintado was discovered hiding in a closet after officers forced open a locked bedroom door upstairs. A total of seven persons were arrested. Although at trial Pintado claimed that he had been sleeping during the off-loading operation and was unaware of the events outside, he was wearing a pair of pants and a shirt when found.

This court found that the jury could have reasonably rejected the defendant's claim that he was sleeping, but that there was no other evidence besides his presence and hiding to infer that he was a member of the conspiracy. The operation had been carried out silently and the marijuana had been placed in a garage that was not visible from the room where the appellant was discovered. Several sets of damp and dirty clothing were found downstairs; the government, however, did not show the number or sizes of the clothing or in any way connect the clothes with Pintado. Furthermore, the government was unable to correlate the number of individuals arrested and indicted with the Customs official's observations of the number of people involved in the unloading process. The official estimated that "about six" persons were involved, but admitted that he could not tell whether four, five, six, seven or some other number of individuals were actually present.

Furthermore, of the seven individuals arrested (six males and one female), only the six males were indicted, although "what appeared to be a female" was observed out on the seawall only forty minutes prior to the raid. An additional reason thus existed to doubt that the government's estimate of "about six" offloaders were the same six who were indicted.

Unlike Pintado, a review of the totality of the circumstances in this case demonstrates that the jury could have found beyond a reasonable doubt that the appellants were involved in the drug conspiracy. Two agents, one using a star scope, observed from one hundred feet away the separate unloadings of the SUNSHINE and the ODETTE, each time counting eleven individuals forming a line to pass the bales from the boat up to the house. Around 2 a.m., law enforcement officers moved in for the arrest with sirens and lights flashing, and the eleven individuals scattered. A DEA helicopter appeared minutes later, hovering overhead with its landing lights on.

Because of the darkness, the agents could not identify any of the individuals involved merely through their observations of the unloading.

The officers observed the various individuals as they fled to several areas. The first four arrested were found hiding in a cluster of sea grapes. The officer with the star scope had watched them jump a fence and take cover. Three individuals were seen running up the outside stairs to the upper level of the house and were apprehended after a search of the house; no one else was found in the house or seen escaping. Three other appellants were arrested after being observed running towards a fence near the canal; one was found swimming in the canal (although the night was very cold) and two hiding under a rock ledge. The last defendant was discovered hiding under the dock after an agent had seen him disappear into the shadows of the ODETTE. The first arrest occurred within four minutes of the commencement of the raid; the last arrest took place approximately ten minutes later.

The appellants argue that reasonable doubt existed because the officers conceded that they could not be sure that no one had escaped and because there was evidence that other individuals had been present. One of the three defendants found upstairs also testified at trial that they had been watching television during the unloading, unaware of the events going on in the back yard.

The defendants primarily rely on evidence that two wallets were found containing eight hundred to a thousand dollars which did not belong to any of the defendants, that none of the defendants owned either the boats or homes involved, and that although an individual with an Uzi machinegun was seen patrolling, the machinegun was never found. The government, however, need not prove that other individuals were not on the grounds during the evening or were involved in the overall conspiracy (for example, providing the boats), but only that the eleven appellants who were arrested participated in the conspiracy.

Viewing the evidence as most favorable to the government, Glasser v. United States, 315 U.S. 60, 62 S.Ct. 457, 86 L.Ed. 680 (1942), we find sufficient evidence beyond the appellants' presence and flight to support the convictions. Although the officers did not testify as to the noise of the unloading or the smell of marijuana, two boats were unloaded at different times in the early hours of the morning by a human chain of eleven individuals — circumstances that would allow a jury to reasonably infer that those present were aware of the operation. Furthermore, and importantly, the officers were able to testify as to where the individuals had fled in attempting to escape, and they were subsequently found and arrested in these locations. Finally, unlike Pintado, the number of individuals observed unloading, eleven, corresponded with the number of persons found and arrested.

Unlike Pintado, the agents in this case did not estimate that "about eleven" were involved, but testified that they had counted nine individuals on shore and two persons on the ODETTE unloading before the raid. The defendants point out that at an earlier trial one of the officers had testified that "about nine" were on shore unloading a boat that had docked earlier, the SUNSHINE. Even assuming that the officer was making an estimate of those on shore for unloading the SUNSHINE, his testimony does not suggest that he estimated the number of persons participating in the later unloading of the ODETTE, which was the vessel that was docked when the raid occurred.

The three individuals arrested in the upstairs room argue that their case is identical to Pintado's, who also was found hiding in an upstairs room. Yet, here, the officers saw three individuals going upstairs and no other individuals were found in the house. We thus have a further element not present in Pintado, where an unknown number of individuals had fled into the house when the raid commenced and no one saw any of those fleeing run up the stairs to the bedroom.

The facts of this case are not identical to either Blasco or Pintado. A review of all the circumstances, however, leads us to conclude that the facts here are more akin to Blasco, as there are circumstances beyond presence and flight that provided sufficient evidence for a jury to find beyond a reasonable doubt that the appellants were part of a drug conspiracy.

The petition for rehearing is DENIED.

Use AI to get other relevant cases.

Comments

UNITED STATES v. LOPEZ-LLERENA
(Apr 16, 1984)